D NONE (No reportable positions.)

Transcription

1 Ward, Thomas J. AO JO Rev FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.SC. opp. IOI-I I I) I. Penon Reporting (last name, first, middle initial) Court or Organization 3. Date of Report U.S. District Court, TX-E 4. Title (Article Ill judges indicate acth e or senior status; magistrate judges indicate full- or part-time) U.S. District Judge (Active) 7. Chambers or Office Address 100 East Houston Street Marshall, Texas Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date D Initial [{ Annual Sh. D Amended Report D 01/01/2010 final to 12/31/ On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in complianre with applicable laws and regulations. Revie" ing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSIT I 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Joint Venturer J&J Joint Venture# I II. AGREEMENTS. (Repo ig individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS I. 3.

2 Name or Person Reporting Date or Report Page 2of13 III. NON-INVESTMENT INCOME. (Reportingindividual andspouse;supp.17-ofjilinginstructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE TNCOME (yours, not spouse's) I B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount no/ required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE I JV. REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. American College of Trial March 4-7, 2010 Palm Desert, California Panel participant Travel, lodging and meals Lawyers American College of Trial March 25-26, 20 I 0 Dallas, Texas Judge Nat'! trial Travel, lodging and meals Lawyers competition 3. Baylor Law School June 4-5, 20 I 0 Waco, Texas Panel participant Lodging 4. University of Texas October 28-29, 2010 Austin, Texas Panel participant Travel, lodging and meals 5.

3 Page 3of13 Name of Person Reporting Date of Report V. GIFTS. (Includes those to spouse and dependent children: see pp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I VI. LIABILITIES. (Includes those of spouse and dependent children: see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I

4 Page 4of13 Name or Person Reporting Date or Report VII. I NV EST ME NTS and TRUSTS - income, atue, transactions r1nc1udes those of spouse and dependent chitdren: see PP of fitinc instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period (I) (I) (2) (2) (4) (2) (I) Place "{X)" after each asset Amount Type (e.g. Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (3) (S) (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-II) (if private I. Hartford Life Variable Annuity None L T AXA Equitable Annuity D Interest M T 3. Hartford Life Variable Annuity None K T 4. NE Territory Addition LLC Garden City None K u Kansas 5. Las Cruces Associates located Las Cruces, D Rent J u New Mexico 6. Fidelity Municipal Money Market (FTEXX) A Interest L T 7. Amer. Funds Capital World Growth and A Dividend J T Income Fund CLA (CWGIX) 8. American Funds Capital Growth World A Dividend J T Bond Fund CLA (CWBFX) 9. American Funds Growth Fund of America A Dividend J T Class A (AGTHX) 10. American Funds Income Fund of America A Dividend K T CLA (AMECX) 11. American Funds Investment Co. of America A Dividend J T CLA (A VIVSX) 1 American Funds New Economy Fund CLA A Dividend J T (ANEFX) 13. American Funds New Perspective Fund A Dividend J T CLA(ANWPX) 14. IRA#l E Jnt./Div. N T 15. -Amer. Bond Funds of Amer. Class A A Interest L T (ABNDX) Putnam Master Int. Inc. Trust A Interest J T 17. -American Funds Capital World Bond Fund A Interest K T CLA (CWBFX) I. Income Gain Codes: A =$1.000 or less B =$1.00 I -$500 c =$2,501 - $5,000 IJ =$5.00 I $ E =$ $ (Sec Columns Bl and D4) F =$ $ G =SI $ Ill =$ $ =More than $ Value Codes J =Sl5.000or less K =St S5o.ooo L =$ SI M =SI $ (Sl!c Columns Cl and DJ) N =S25o.oo 1 S5oo.ooo 0 =$ s Pl =$ $ r2 =S5.ooo $25.ooo.ooo PJ =$ $ r =More than $ Value Mc1hod Codes Q ""Apprais<il R =Cost (Real E:ta1c Only) S =Assessment T =Cash Market (Sec Column C2) U =Hook Value V =Othcr W =Es1imatcd

5 Page 5of13 ame of Penon Reporting Dale or Report VII. INVESTMENTS and TRUSTS -income, value, transactions onc1udes those of spouse and dependent children; see PP of filing instructions.) A. 8. c. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period (I) (2) (I) (2) (I) (2) D. (3) (4) Place "(X)" afier each asset Amount Typ (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/y Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (5) 18. -American Funds Income Fund of America A Dividend K T CLA (AMECX) 19. -GE Capital lnternotes A Interest K T 20. -General Electric Co. Bond B Interest K T 21. -Amer. Funds US Gov't Securities Fund of B Interest K T Amer. CLA (AMUSX) 2 -Intermediate Bond Fund of America CLA B Interest K T (AIBAX) 23. -FHLB Call Bond A Interest Redeemed 01/29/10 K 24. -FHLMC Call Notes A Interest Redeemed 11/10/IO K 25. Clorox Co Del (CLX) A Dividend J T Buy 10/26/IO J 26. Tootsie Roll Inds (TR) A Dividend K T Buy 10/28/10 K 27. Unilever PLC ADS-EA Repr I ORD A Dividend J T Buy 10/29/IO J GPB (UL) 28. -Little Bank Inc. CD A Interest Redeemed 03/26/IO K 29. -Marshall & Ilsley Bank WIS CD B Interest Redeemed 11/19/10 K 30. -Fidelity Cash Reserves (FDRXX) A Interest M T 31. IRA#2 D lnt./div. L T 3 --Amer. Funds Capital Growth World Bond A Interest J T Fund CLA (CWBFX) 33. -American Funds Income Fund of America A Dividend K T CLA (AMECX) 34. -American Funds US Gov'! Securities Fund A Interest K T CLA (AMUSX) I. Income Gain Codes: A =$1.000 or less B=$1.00l -$500 c =$501 -$5.000 D =$5.00t -$t5.000 E =$ $ (Sec Columns Bl and D4) F =$ $I G =$ $ Ill =$ $ =More 1han $ Value Codes J =SI S.000 or kss K =$ $ L =$ $ M =$100.00t -$ (Sec Columns Cl and 03) N =$250.00t - $ =$ I -S '1 =S t -$ P2 =$ $ PJ =$ $ P4 =More 1han $ Value Mc1hod Cot.ks Q =Appraisal R =Cost (Ki:al bto:1.. Only) S =Asscssmcnl T =Cash Market (Sec Column C2) U =Hook Value \' =01hcr \\'=Estimated

6 Name or Person Reporting Date or Report Page 6of13 VII. INVESTMENTS and TRUSTS - income, arue, transactions r1 nc1udes thou of spouse and dependent cht1dren: see pp. J4-6o of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including lrusl assets) reponing period or reponing period P lace "(X)" after each asset exempt from prior disclosure (I) Amount, Code I (A-II) (2) (I) (2) (I) (2) (3) Type (e.g., div., rent, or int.) Value Code 2 (J-P) Value Method Code 3 Type (e.g., Dale Value buy, sell, mm!dd/yy Code 2 redemption) (J-P) (4) (5) Gain Identity of Code I buyer/seller (A-H) (if private 35. -Ameican Funds Bond Fund of America CLA (ABNDX) A Interest K T 36. -Amer. Funds Intermediate Bond Fund of A Interest K T Amer. CLA (AIBAX ) 37. -Fidelity Cash Reserve (FDRX) A Interest J T 38. Tx Bank & Trust (fka Longview Bank & B Interest K T Trust)(Accts) 39. Real Estate, Upshur None J w 40. NAB Asset Corp. Common Stock None J T 41. Cherokee Waler Co. Common Stock None J T 4 Cherokee Club Capital Stock None J T 43. Southside Bank (accounts) B Interest M T 44. Ponderosa Gathering, LLC located Gregg A Interest J u 45. Account Receivable None J u 46. J&J Joint Venture No. I, Longview, TX B Distribution K u 47. CIBC Oppenheimer Money Market A Interest J T Accounts 48. Viropharma Inc. Common Stock (VPHM) None J T 49. Microsoft Corporation Common Stock A Dividend J T (MSFT) 50. New Jersey Development Authority Bond A Interest J T 51. Working Interest - Denson #I, Gregg c Royalty J w I. Income Gain Codes: A =$1.000 or less ll =$1.00 I - $2500 c =$ Sl,000 D=$l.OOI - S ll.000 E =S 15,00 I - S (Sec Columns HI and 04) f =$50.00 I - $I G =$ Sl =Sl $ =More than S Vain.: Cod1.."S J =SI.000 or k""ss K =$ $ L =$ SI M =S I00.00 I - $ (Sec Columns Cl and OJ) N =S250.00! - S< =S< SI Pl =Sl Sl r2 =$ s25.ooo.ooo P3 =$ S< P4 =More than $ J. V;:luc Mc1hod Cod.:s Q =Appraisal R =Cost ( R'--al E:latc Only) S =Assessment T =Cash Marl.ct (Sci: Column C2) U =Uool Valu.. V =Oth'-T W =ES1ima1cd

7 Page 7of13 Name of Person Reporting Date of Report VII. INVESTMENTS and TRUSTS -income, vatue, transactions (tncludes 1hoseofspouse and dep endentch i tdren;see pp. 1.f-60offiti ngins1ruc1ions.j A. B. c. D. Description of Assets Income during Gross value at end Transactions during r"jrting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Typ (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm'dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 5 Working Interest - J.Bussey #I, Gregg c Royalty J w 53. Working Interest - Culpepper #3, Gregg B Royalty J w 54. Working Interest - Flewellen #3, Gregg A Royalty J w 55. Working Interest - Flewellen #4, Gregg A Royalty J w 56. Working Interest - Castleberry #3, Gregg A Royalty J w 57. Working Interest - Denson #2, Gregg B Royalty J w 58. Working Interest - Denson #3, Gregg None J w 59. Working Interest - Denson #4, Gregg B Royalty J w 60. Working Interest - Castleberry #4, Gregg A Royalty J w 61. Working Interest - Flewellen #5, Gregg A Royalty J w 6 Working Interest - Castleberr #5, Gregg A Royalty J w 63. Working Interest - Culpepper #5, Gregg A Royalty J w 64. Working Interest - Culpepper #6, Gregg A Royalty J w 65. Working Interest - Castleberry #10, Gregg A Royalty J w 66. Working Interest - Flewellen #7, Gregg A Royalty J w 67. Working Interest - Castleberry #I I, Gregg A Royalty J w 68. Working Interest - Culpepper #7, Gregg A Royalty J w I. Income Gain Codes: A =$1.000 or less ll =$1.00t -$500 c =$50t -$5.000 D =$5.001 $ E =$ $ (Sec Columns BI and D4) F=S50.00l -$ G =$ Sl Ill =$ $ =More than SS \'aluc Codc- J =S or ks K =S15.00I -S L =S50.00I - SI M =SI S (Sec Columns Cl and DJ) N =$ $ =$ I - S rt =St S5.ooo.ooo r2 =S5.ooo.001 -S25.ooo.ooo PJ =$ $ P4 =More than SS Value Method Codes Q ==Appraisal R =Cost (Real Estalc Only) S =Assessment T =Cash Market fs1.c Column C2) U =Hool Value V =Other W =Estimated

8 Page 8of13 Name of Person Reporting Date of Report VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependenuhildren; see PP J4-6o of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period (I} (2) (I) (2) (I) Place "(X)" after each asset ; Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, (A-H) or int.) (J-P) Code3 redemption) (4) (5) Date Value Gain Identity of (2) (3) mm'ddlyy Code2 Code I buyer/seller (J-P) (A-H) (if private 69. Working Interest -Flewellen #8, Gregg A Royalty J w 70. Working Interest - Flewellen #9, Gregg A Royalty J w 71. Working Interest-Trudie Bruton #I, Gregg B Royalty K w 7 Working Interest -Denson #5, Gregg A Royalty J w (WSP) 73. Working Interest -Castleberry #6, Gregg A Royalty J w (WSP) 74. Working Interest -Castleberry #7, Gregg A Royalty J w (WSP) 75. Working Interest - Castleberry #8, Gregg A Royalty J w (WSP) 76. Royalty - Davis #1, Wood B Royalty J w 77. Working Interest -Utzman #I, Gregg A Royalty J w 78. Working Interest - McCarter #I, Rusk A Royalty J w 79. Working Interest - W.W. Mackey #2, Gregg A Royalty J w 80. Longview, TX Municipal Bonds B Interest K T 81. Pleasanton, TX Municipal Bond B Interest K T 8 Brazos River Authority Bond A Interest J T 83. TX State Technical College Bond A Interest K T 84. Brazosport, TX!SD Bond B Interest K T 85. Killeen, TX Municipal Bond A Interest K T I. Income Gain Codes: A =$1.000 or less B =$1,001 - $500 c =$501 $5.000 D =$5.001 $ E =$ S (Sec Columns BI and 04) F =$ $ G =$ $ =Sl $ =More than $ Value Codes J ""SI.000 or less K =$ $ L =S50.00I -SI M =$ $ (Sec Columns CI and 03) N =$ $ =$ $ Pl =Sl $ P2 =SS $ rj =$ I $ N =More than $ Value Method Codes Q :=Appraisal K =Cost (Real Eslatc Only) S =Assessmet T ==ash M::rkct (Sec Column C2) U o:book Value V o:othcr W =Estimated

9 Page 9of13 Name of Person Reporting Dare of Report VI I. INV EST ME NTS and TRUSTS - income, value, transactions (Includes those of spoust! and depend mt children: see PP J4-6o of filing instructions.) A. c. D. B. Description of Assets Income during Gross value at end Transactions during roponing period (including trust assels) ropning period ofroponing period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain ldenlily of exempt from prior disclosure Code I div., rent9 Code2 Method buy, sell, mm!ddlyy Code 2 Code I buyer.' seller (A-H) or int.) (J-P) Code3 redemption) (J P) (A-II) (if private lransaclion) 86. Kate Dudley #I Working Interest, Gregg B Royalty J w County, TX 87. First National Albany - Breckenridge Bank c Interest M T Accounts 88. Pauline & Charles Davis #I Working A Royalty J w lnt.,harrison Co., TX 89. Mary 8. Allen #2 Working Interest, Gregg A Royalty J w County, TX 90. Patton-Jarvis #I Working Interest, Gregg B Royalty J w County, TX 91. McMichael #I Working Interest, Gregg A Royalty J w County, TX 9 Williams #I Working Interest, Leon County, A Royalty J w TX 93. Williams #2 Working Interest, Leon County, A Royalty J w TX 94. KC Timberland #I Working Interest, Rusk D Royalty K w County, TX 95. Katy, TX ISO Bond B Interest L T 96. Houston, TX Arpt System Bond c Interest K T 97. La Joya, TX lndpt. School District Bond B Interest L T 98. DeSoto, TX lndpt. School District Bond B Interest K T 99. Hays, TX lndpt School District Bond B Interest L T 100. KC Timberland #2 Rusk Co. TX WI c Royalty J w 10I. Flagstone Reinsurance Holdings Ltd Com A Dividend K T Stk (FSR) 10 White Mountains Ins. Group Com Stk A Dividend K T (WTW) I. Income Gain Codes: A =$1.000 or less B =Sl.OOI $500 c =$501 $5.000 D =$5.001 $ E =$ $ (See Columns BI and D4) F =$ $ G =$ Sl Ill =$ $ =More 1han SS Value Cocs J =S or less K =$ $ L =$ SI M =$ $ (Sl.c Columns Cl and 03) N =$ $ =$ $ Pl =$ $ P2 =$ $ PJ =$ $ P4 =More than $ Value Method Cocks Q =Appr.iisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Othcr W =Estimated

10 Page 10ofl3 ame of Person Rrporting Date of Report VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependmt children: see PP offiting instructions.> A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust asset.s) reponing period ofreponing period (\) (2) (\) (2) (\) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Typ (e.g. Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mmldd/yy Code 2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private 103. Krft Foods Inc. CL A (KF A Dividend K T 104. Coca Cola Co. (KO) A Dividend K T 105. Heinz H. J. Co. (HNZ) A Dividend K T 106. Dish Network Corp. CLA (DISH) None K T 107. Glaxosmithkline ADR (GSK) B Dividend K T 108. Hershey Co. (HSY) A Dividend K T 109. Sanofi-Aventis Spon ADR (SNY) None K T 110. Wal-Mart Stores, Inc. (WMT) None K T 111. Unilever PLC ADS-EA (UL) A Dividend K T 11 Morgan Stanley S & P 500 Index A A Dividend J T Cust.Accts UTMA-TX (SPIAX) 113. Working Interest Jordan #I Rusk Co., TX A Royalty J w 114. Fairfa11 Financial Hldgs LTD Sub VIG None K T Buy 04/14/10 K 115. Montpelier Re Holdings Com (MRI) A Dividend K T Buy 06/03/10 K Cents Only Stores (NDN) None K T Buy 06/08/10 K 117. Lorillard Inc Com (LO) None Buy 03/26/10 K 118. Sold 04/16/10 K 119. Real Estate Gregg Co None Buy 08/02/10 M Tom Tibiletti I. Income Gain Codes: A =$1.000 or less 8=$1,001-$500 C =$2.50 I $5.000 [) =$ $ E =Sl5.00I - S (Sec Columns Bl and D4) F =$ $100,000 G =$ $ Ill =$ $ =More 1han $ Value Codcs J =Sl5.000 or less K =$ $ L =S50.00I - SI M =$ $ (Sec Columns CI and 03) N =S250.00I -$ =$< $ r1 =S $ r2 =Sl $ r3 =$ Sl N =More lh:: $ Value Me1hod Codes Q =Appraisal R -==Cost (Rc;;l Estalc Only) S =Asscssm1."Tll T =Cash Market (Sec Column C2) U =Hook Value V=Oth1.'T W =Estimated

11 Name of Penon Reporling Date of Report Page I I of 13 VII. INVESTMENTS and TRUSTS -income,.. arue, transactions <Includes those of spouse and dependentchitdren; see PP /filint: instructions.) A. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period ofreponing period (I) B. c. D. (2) (I) (I) (2) (3) (4) (5) Place "{X)" after each asset 1 Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of ' exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-11) or inr.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (2) 120. None Sold 08/10/10 M Susan Ward 121. Promissory Note B Interest M u See Sec. VIII 12 Working interest Snider #I A Royalty 1 w Buy 04/01/10 1 Machin & Assoc Working interest Hamilton #I None J w Buy 08/24/10 1 Machin & Assoc. I. Income Gain Codes: A =$1.000 or less ll =$ $500 c =$501 -$5,000 D =$ $ E =$ $ (See Columns Bl and 04) F =$ $ l G =$ I00.00 I - $ Ill =$ $ =More than $ Valuc Cocks J =Sl5.000 orlc-s K =$ S L =$ $ M =SI $ (Sec Columns Cl and OJ) N =$ S =$' Sl Pl =Sl $ P2 =$ $25, Pl =$ $ N =More than $ Value Mclhod Cod1.."'S Q =Appraisal K =Cost (Real l.talc Only) S =Asscssmcnl T =Cash M:irkct (Sec Column C2) U =llook Value v ::0lh1..1 W =C:S1ima1cd

12 Name or Penon Rtporting Dale of Report Page 12of13 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicale partofreporl) VII. INVESTMENTS AND TRUSTS Item Nos. 4 and 5: Undivided interest in real estate limited partnership. Filer cannot direct, influence or in any manner effect the purchase, exchange, sale, or disposition of the entity or property of entity. Item No. 14: Reported in the aggregate. Items identify the separate assets held in Item 15. Item No. 31: Reported in the aggregate. Items identify the separate assets held in Item 34. Item No. 45: Debtor is NE Territory Addition LLC identified in item number 4. Item No. 47: Filer is passive investor in this joint venture real estate investment; assets are undivided interests in real estate limited partnership. Neither filer nor joint venture can direct, influence or in any manner effect the purchase, exchange, sale or disposition of limited partnership assets. Item Nos. 72, 73, 74 and 75: Funds attributable to filer's working interest in these wells are distributed to filer by Willow Springs Farmout Partnership (WSP). Filer is not a partner in WSP and has no capital account in WSP. Filer farmed out his working interest to WSP along with other working interest owners of leasehold estates in approximately December Item No. 117: On 2009 report. Is not listed on this report because well proved non-productive. Item No. 121: ls associated with Item 120.

13 Name of Person Reporting Date of Report Page 13of13 IX. CERTIFICATION. I certiry that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which h3\'e been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Thomas J. Ward NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C