STATEMENT OF QUALIFICATIONS

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1 4343 Saguaro Trail Indianapolis, Indiana Phone: Fax: Consulting Engineers Testing Inspection Services Analytical Laboratories STATEMENT OF QUALIFICATIONS CTL is an Employee-Owned company (ESOP) with ten (10) offices in the U.S. and one (1) office in India. The Indianapolis, Indiana office currently has 20 employees and will provide all necessary personnel with appropriate experience, equipment and support services to meet or exceed your expectations for projects which vary in complexity. CTL is a full service consulting engineering, testing and inspection company with over 85 years of experience in the construction industry. We have over 285 employees including Registered Professional Engineers, Geologists, Metallurgists, Chemists, and a variety of Certified Engineering Technicians. CTL is qualified to provide services in the following disciplines: Observation and Testing of Construction Materials and Processes, Geotechnical Engineering, Environmental Services, Mechanical and Metallurgical Analysis, Non- Destructive Evaluations, Chemical Analysis, Roofing Design and Inspection, Building Envelope Evaluation, Pavement Design, Structural Steel and Product Testing. INDOT Prequalification s: 7.1 Geotechnical Engineering 13.1 Construction Inspection 15.1 Construction Testing Since 1990, we have been providing services to Citizens Energy Group, City of Indianapolis, Indiana Department of Transportation (INDOT), Indiana Department of Administration (IDOA), local municipalities and agencies, and private sectors with geotechnical engineering, environmental engineering, mining engineering, construction inspection, construction observation and materials testing services for; Sanitary and Storm Sewers, CSO s, Lift Stations, Water and Wastewater Treatment Facilities, Tunnels, Dams, Levees, Building, Roadway, Bridge, Mining, Airport and other infrastructure related projects. CTL Engineering, Inc. is certified by the City of Indianapolis and Indiana Department of Administrative Services (IDOA) as a Minority Business Enterprise (MBE). Offices: Indiana, Ohio, West Virginia

2 November 6, 2013 CTL Engineering of Indiana, Inc. C/o Chris W. Cotterill & Joseph L. Smith, Jr. Faegre Baker Daniels 300 North Meridian Street Ste 2700 Indianapolis, Indiana Dear Messrs. Cotterill & Smith: The Office of the Mayor s Minority Business Development Division (DMWBD) has completed its review of your firm's application for certification as a certified Minority Business Enterprise (MBE). Your company is hereby certified with the City of Indianapolis in Professional Services specializing in: Geotechnical Engineering; Construction Test/Observation. This certification is issued pursuant to the City s Minority & Women Business Utilization Plan, part B. Your certification is valid until November 30, 2016 and is subject to revocation if: (1) changes in ownership; managerial or operational control causes your firm to no longer qualifies for the City s M/WBE Program; (2) or if just cause is determined through established investigative procedures; or (3) The status of your home state certification has changed. M/WBE firms must inform DMWBD, in the form of a sworn affidavit, of any changes affecting the ability of the Firm or its owners to meet the guidelines of the City s Utilization Plan with regards to ownership, control Or the other certification requirements of the City Minority & Women Business Utilization Plan, part B. (Affidavits must be received within thirty (30) days of the change.) Additionally, M/WBE firms must Provide yearly to the Office of the Mayor a No Change Statement stating that the qualifying owner(s) Continue to meet the ownership and control requirements of the City s Utilization Plan. The No Change Statement will be mailed to your firm approximately sixty (60) days prior to your anniversary date. Please insure that your contact information is accurate and stays current. Inaccurate information limits our ability to provide outreach of current and up to date business opportunities. This certification is not necessarily accepted by other States or Agencies and does not verify the ability of your firm to perform the types of work you may indicate. Please complete the enclosed form so that your firm can be added to the City of Indianapolis/Marion County Vendor's Mailing List. Contact the Central Purchasing Division, Room 1522, City-County Building or call (317) , if you have questions. Sincerely, Douglas Huntsinger, Vice Chair Equal Opportunity Advisory Board Cc: Department of Minority & Women Business Development Phone: City County Building Fax: East Washington Street Indianapolis, Indiana

3 Ali Karaki, P.E. Principal Geotechnical Engineer EXPERTISE EDUCATION Mr. Karaki has 27 years experience in subsurface investigation studies, soils modifications, slope stability and seepage analysis, pile/caisson design, reinforced earth design, and preparation of earthwork specifications including Green Infrastructure soil design parameters. Since 1990, he has worked on many projects in Indianapolis, Indiana with the Department of Public Works and Citizens Energy Group related to Storm Sewers, Sanitary Sewers, CSO s, Lift Stations, Pump Stations, Interceptors, Water and Wastewater Treatment Plants, Tunnels, Levees, Dikes and Dams, Buildings, Roadways, Bridges, Runways and Taxiways, Parking Lots and Garages, Embankments, and Telecommunication Towers. Also, he has extensive experience in testing and evaluation of construction materials including soils, concrete, and asphalt. M.S., Geotechnical Engineering, The Ohio State University, Columbus, Ohio, 1984 B.S., Civil Engineering, The Ohio State University, Columbus, Ohio 1982 PROFESSIONAL REGISTRATIONS / CERTIFICATIONS Registered Professional Engineer, Indiana and Ohio 22 Years Experience with CTL Engineering, Inc. 27 Years of Research and Geotechnical Engineering Experience PROFESSIONAL AFFILIATIONS Member of American Society of Civil Engineers (ASCE) American Council of Engineering Companies (ACEC) Member of ASCE Geotechnical Group - Indianapolis Chi Epsilon, National Civil Engineering Honor Society Mix Design for Bituminous Concrete Certification, The Ohio Department of Transportation Installation of Monitoring Wells Certification, University of Akron, Ohio

4 Dan Westphal Construction Services Project Manager EXPERTISE Mr. Westphal has more than ten (10) years of relevant experience in providing and managing construction inspection, observation and materials testing both in the field and laboratory. Mr. Westphal s responsibilities include the supervision of the laboratory and field testing of asphalt, earthwork, concrete, aggregate, foundations and masonry. Since his employment with CTL Engineering, Mr. Westphal has went through extensive training in construction observation for both field and laboratory asphalt testing, concrete testing, field density, nondestructive testing and many aspects of subgrade/foundation. In addition Mr. Westphal routinely coordinates and supervises other technicians. Mr. Westphal is currently certified in ACI Concrete Field Testing, ACI Compressive Strength Testing, Nuclear Density Gauge Testing and ODOT Asphalt Level I, INDOT and IWEA Water and Sewer Construction Inspection. He also possesses a bachelor s degree in Environmental Science from St. Joseph s College EDUCATION B.S., Saint Joseph s College, Rensselaer, Indiana, Environmental Science, May, 2002 PROFESSIONAL REGISTRATIONS / CERTIFICATIONS INDOT Certified Technician (CTP): Concrete Paving, Construction Earthworks, Bridge Construction & Repair, Construction Procedures I and II and Hit Mix Asphalt Paving Nuclear Densometer Certification - USNRC Requirements ACI Level I Concrete Field Testing ACI Level I Concrete Strength Testing IWEA (Indiana Water Environment Association): Water and Sewer Inspection Training Certification Level I Infrared Thermography for Roof Moisture Intrusion Certified

5 EXPERIENCE A partial listing of CTL s relevant experience includes: Independent Assurance Testing / City of Indianapolis DPW / 2013 CTL is contracted with the DPW to provide Independent Construction Observation and Materials Testing Services. CTL performs laboratory and field testing of construction materials in accordance with ASTM and ASHTO standards in adherance to the DPW and INDOT Frequencey of Testing Manual. Additinonally, CTL is responsible for interpreting laboratory reports and interpret Field Reports and consultation in the event of unforseen conditions. Our duties include inspecting and testing of soils, concrete, grout and asphalt concrete material. Also, our duties involve pavement coring and providing reports. Crooked Creek Watershed Study / Indianapolis DPW / 2013 Geotechnical Engineering. The purpose of the project was to evaluate potential flood mitigation features as part of an alternative improvement initiative of the Crooked Creek Watershed in Indianapolis Indiana. CTL Engineering was contracted to assist in the analysis. The scope of CTL s work involved review of available geotechnical information for about ten (10) sites along Crooked Creek, perform a field geotechnical investigation of these sites and support the designer with geotechnical concerns. The subsurface soil investigation provided critical information necessary to assess constructability of three promising alternatives and to help determine the most preferred alternative before the owner can enter into the future design phase. CTL performed percolation testing of 4 (four) sites with three depth levels. The findings of the representative samples were characterized and provided soil infiltration parameters. Indianapolis Airport Authority (IAA), Stormwater and Deicing Controls and Capacity Phase 2, Indianapolis, Indiana, Geotechnical Engineering Services. The project consisted of the design of a 72 Gravity Storm Sewer, Lift Station, 14 Force main and 3 million gallon New Storage Basin. CTL performed all of the drilling and laboratory analysis for this project. CTL s geotechnical report included; Existing subsurface conditions at the boring locations, Site preparation and earthwork recommendations, foundation recommendations and soil parameters required for the design of the proposed gravity storm sewer, force main, lift station and storage basin. Southport AWT Capacity Expansion Project / Citizens Energy Group / 2013 CTL Engineering was contracted to perform the geotechnical engineering services on this project including field investigations and associated laboratory testing. CTL drilled over 2,200 linear feet of soil borings for the proposed improvements. Soil samples obtained from the drilling operation were preserved in glass jars and visually classified in the field and laboratory. Soil samples obtained from the drilling operation were preserved in glass jars and visually classified in the field and laboratory. Representative soil samples were tested for Natural Moisture Content, Grain Size, ph, Atterberg Limits, Loss on Ignition and Unconfined Compressive Strength. Undisturbed soil samples (Shelby Tubes) were obtained and Unconfined Compressive Strength testing was performed. CTL s geotechnical engineering report included; site preparation, earthwork, seismic considerations, corrosion protection, groundwater management recommendations and foundation recommendations for all of the proposed structures and associated piping.

6 Harbour Waters Groundwater Treatment Plant Replacement / Citizens Energy Group / The project involved the design of an upgrade to the existing Harbour Water Treatment Plant in Cicero, Indiana. CEG plans to demolish the existing facility and constructing new Filters and Main Treatment Building, two Aeration and Retention Tanks, two Finished Water Tanks and Backwash Storage Basin and Water Pump Station. CTL Engineering was contracted to perform the geotechnical engineering services on this project including field investigations and associated laboratory testing. CTL s geotechnical engineering report included general site preparation and earthwork, groundwater management and foundation recommendations. Indianapolis Airport Authority / Old Terminal Demolition / Indianapolis, Indiana, Construction Observation and Materials Testing Services. The project involves the demolition of the old Indianapolis Airport Terminal. CTL is contracted with the IAA to perform Construction Services including; construction materials testing services for Demolition of Old Terminal and Associated Structures. CTL is providing the following services: Perform QA/QC on demolition contractor s methods, materials placement, and testing in accordance with plans and specifications; Perform compaction testing and construction observation of fill material, and Report field and laboratory test results. Marion County Bridge 2106L / City of Indianapolis DPW / Geotechnical Engineering. The project included improvements to the bridge. The existing 3- span bridge on 42 nd Street over Indian Creek is planned to be widened on both sides of the existing structure. CTL s role consisted of drilling, soil sampling, laboratory testing, and foundation recommendations for the proposed bridge widening. Marion County Bridge 0101F / City of Indianapolis DPW / Geotechnical Engineering. The project included rehabilitation to the Moore Road over Sheets Creek Bridge in Marion County. The existing single span arch bridge on Moore Road over Sheets Creek will be rehabilitated to include possible widening of the existing bridge about 2 feet on each side and construction of new wingwalls. CTL s scope consisted of concrete coring through the bridge arch, drilling, soil sampling, laboratory testing, and foundation recommendations for the proposed widening. Marion County Bridge Pleasant Run Parkway Bridge over Pleasant Run / City of Indianapolis DPW / Geotechnical Engineering. The project involved replacement of the existing bridge with a single-span structure. Additionally, the project involved roadway improvement approximately 200 feet west and feet east of the stream crossing. CTL s work consisted of drilling, soil sampling, laboratory testing, and foundation recommendations for the replacement of the existing bridge and roadway improvements. Drilling, soil sampling, and foundation recommendations were performed following LRFD and INDOT guidelines for geotechnical investigation. Allisonville Road Rehabilitation / City of Indianapolis DPW / Geotechnical Engineering. The project involved roadway rehabilitation on Allisonville Road approximately 5,900 feet in length, starting at about 100 feet south of 86 th Street to 100 feet north of 96 th in the City of Indianapolis. The proposed pavement treatment was patching and

7 resurfacing of the existing PCC pavement. Additionally, the existing roadway was widened six feet into the medians. CTL s scope consisted of drilling, soil sampling, laboratory testing, and foundation recommendations for the proposed roadway rehabilitation. Camden and Thompson STEP Project / City of Indianapolis DPW / CTL Engineering provided geotechnical drilling, laboratory testing, and site preparation and foundation recommendations for this project. The field investigation consisted of drilling a total of 13 test borings to an average depth of 25 feet each for a total drilling length of 325 feet. Additionally, the existing pavement was cored at the thirteen (13) test boring locations. The existing pavement at or near each boring location was cored, photographed and evaluated. Soil data obtained from field and laboratory testing was used to determine the existing soil conditions, and to prepare recommendations for site preparation, earthwork and foundation support. CTL Engineering provided Construction Observation and Materials Testing services for this project. Testing services include: Testing compaction and sampling of B Borrow backfill and No. 53 aggregate sub-base and Concrete sampling and testing. Mr. Karaki was responsible for technical review of written testing reports. Broad Ripple Dam Rehabilitation / Citizens Energy Group / The project consisted of rehabiliation of the existing dam on White River. CTL provided the construction observation and materials testing sevices on this project. Fall Creek/Kestone Avenue Dam Rehabilitation / Citizens Energy Group / The project consisted of rehabiliation of the existing dam on Fall Creek. CTL provided the construction observation and materials testing sevices on this project. Multiple Hearth Improvements / Belmont AWT / Citizens Energy Group / 2013 The project involved design and construction of the multiple hearth incinerator complex consisting of four multiple hearth incinerators (MHF) at the Belmont AWT. CTL s scope included geotechnical engineering of the four (4) pad foundations for new equipment on the north side of the existing Incinerator building. Beech Grove Water Tank / Water Line and Booster Station / Citizens Energy Group / 2013 The project included the design and construction of a 16-inch water line under I-465 from the water tank to the existing 16-inch water line along the south side of I-465. Also, a booster station was constructed on a concrete slab at or near the existing grade, southwest of the water tank. CTL s scope included all of the geotechnical engineering services on this project. 38th Street and Kessler Boulevard STEP Project / City of Indianapolis DPW / Geotechnical Engineering. CTL Engineering provided geotechnical drilling, laboratory testing, and site preparation and foundation recommendations for this project in The field investigation consisted of drilling a total of 11 test borings to an average depth of 25 feet each for a total drilling length of 275 feet. The existing pavement at or near each boring location was cored, photographed and evaluated. Soil data obtained from field and laboratory testing was used to determine the existing soil conditions, and to prepare recommendations for site preparation, earthwork and foundation support. Additionally, CTL Engineering performed the Phase I Environmental Study.

8 CTL Engineering also provided Construction Observation and Materials Testing services for this project. Testing services include: Testing compaction and sampling. Mr. Karaki was responsible for technical review of written testing reports. 17th Street and Livingston Avenue Drainage Improvements / City of Indianapolis DPW / CTL Engineering is providing Construction Observation and Materials Testing services for this project. Testing services include: Testing compaction and Concrete sampling and testing. Mr. Karaki was responsible for technical review of written testing reports.

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