ROYAL ALLIANCE ASSOCIATES, INC.

Transcription

1 Firm: ROYAL ALLIANCE ASSOCIATES, INC. ROYAL ALLIANCE ASSOCIATES, INC. Asset Manager Founded in Hidden Hidden Hidden Hidden Royal Alliance Associates, Inc. Headcount: Hidden Assets Under Management: Hidden While Royal Alliance Associates, Inc. is licensed to operate in 49 states and the District of Columbia, licenses for individual advisors may vary. USNews November 2, 2013 inappropriate or irrelevant content Royal Alliance Associates, Inc. Adds Affiliated Advisors Group NEW YORK, March 24, 2015 /PRNewswire/ -- Royal Alliance Associates, Inc., a member of AIG Advisor Group, has announced the addition of Affiliated Advisors Group, previously known as First Midwest Securities, Inc. (FMSI). As a former full-service broker... The Street March 24, 2015 inappropriate or irrelevant content Royal Alliance Associates, Inc. Adds Affiliated Advisors Group If you have any questions or comments about this page please contact [email protected]. SOURCE Royal Alliance Associates, Inc. NEW YORK, March 24, 2015 /PRNewswire/ -- Royal Alliance Associates, Inc., a member of AIG Advisor Group, has announced... KSWO 7 News March 23, 2015 inappropriate or irrelevant content

2 Royal Alliance Associates, Inc. Adds Affiliated Advisors Group NEW YORK, March 24, 2015 /PRNewswire/ -- Royal Alliance Associates, Inc., a member of AIG Advisor Group, has announced the addition of Affiliated Advisors Group, previously known as First Midwest Securities, Inc. (FMSI). As a former full-service broker... Market Watch March 24, 2015 inappropriate or irrelevant content Royal Alliance Associates, Inc. Adds Affiliated Advisors Group Information contained on this page is provided by an independent third-party content provider. WorldNow and this Station make no warranties or representations in connection therewith. If you have any questions or comments about this page please contact... WDRB March 23, 2015 inappropriate or irrelevant content Hy Cohen Mr. Hy Cohen served as the Chief Executive Officer and President of Royal Alliance Associates, Inc. Mr. Cohen is responsible for all the activities of one of the largest full-service independent brokerdealers in the country, overseeing a 3, Bloomberg June 26, 2015 inappropriate or irrelevant content Pay off mortgage early or invest? Securities offered through Royal Alliance Associates, Inc. Member FINRA, SIPC. Advisory services offered through Matt Montgomery, a Registered Investment Advisor not affiliated with Royal Alliance Associates, Inc., 1504 East Rusk, Jacksonville, Texas... Jacksonville Daily Progress May 9, 2015

3 inappropriate or irrelevant content Royal Alliance Names New President, CEO Art Tambaro, president and chief executive officer of Royal Alliance Associates Inc., will retire at the end of the year and be succeeded by Dmitry Golden, a longtime member of the independent brokerdealer's senior leadership. The New York-based Royal... Financial Advisor Magazine June 4, 2013 inappropriate or irrelevant content Art Tambaro, former Royal Alliance chief, returns to the securities industry The former president and CEO of Royal Alliance Associates Inc., Art Tambaro, is back in the securities industry and is building a new branch office based in Red Bank, N.J. That office, Tambaro Financial Services, will use First Allied Securities... Investment News February 23, 2015 inappropriate or irrelevant content Congratulations: You've Won the Lottery and You're Suddenly Wealthy! Winning a lottery is usually an unexpected and happy event... Securities and Advisory Services offered through Royal Alliance Associates, Inc., Member FINRA/SIPC and a registered investment advisor. This message and any attachments contain information... Patch November 27, 2012 inappropriate or irrelevant content COMPANY NEWS; Integrated Agrees To Transfer Unit Lavin and Gary W. Krat for undisclosed terms. Integrated said it would retain the right to repurchase the unit, which will be renamed Royal Alliance Associates Inc. Mr. Lavin and Mr. Krat are executives who were responsible for managing the Integrated... New York Times

4 October 23, 1989 inappropriate or irrelevant content An Experienced Guide The Road To Wisdom photo can be placed elsewhere. Terry Allen is a registered representative, offering securities, insurance and advisory services through Royal Alliance Associates,Inc., member FINRA/SIPC and a Registered Investment Advisor. thesuitmagazine.com March 2, 2015 inappropriate or irrelevant content Royal Alliance Associates, Inc. Congratulates Honoree in Barron's 2015 Top 100 Women Financial Advisors Royal Alliance Associates, Inc. today congratulated affiliated advisor Patricia C. Brennan, CFP, CFS for her recognition in the Barron s Top 100 Women Financial Advisors list for Brennan is president of Key Financial, Inc. in West Chester... Patch July 9, 2015 inappropriate or irrelevant content West Chester financial advisor makes Barron s list Royal Alliance Associates Inc. announced affiliated advisor Patricia C. Brennan has been included in the Barron s Top 100 Women Financial Advisors list for A certified financial planner, or CFP, Brennan is president of Key Financial Inc. in West... Daily Local News July 9, 2015 inappropriate or irrelevant content Royal Alliance acquires small independent B-D Royal Alliance Associates Inc., one of the four broker-dealers that comprise the AIG Advisor Group, has acquired the Affiliated Advisors Group, an independent broker-dealer previously known as First

5 Midwest Securities Inc. Affiliated Advisors is comprised... Investment News March 22, 2015 inappropriate or irrelevant content Seven Advisors from AIG Advisor Group Recognized as Top Retirement Plan Advisors The four broker-dealers that comprise AIG Advisor Group FSC Securities Corporation, Royal Alliance Associates, Inc., SagePoint Financial, Inc. and Woodbury Financial Services, Inc., members FINRA/SIPC foster the spirit of entrepreneurship and... StreetInsider July 7, 2015 inappropriate or irrelevant content Arthur M. Tambaro Jr. Former Chief Executive Officer and President, Royal Alliance Associates, Inc. Arthur M. (Art) Tambaro, Jr. served as President and Chief Executive Officer of Royal Alliance Associates, Inc. Mr. Tambaro oversees Brokerage Services, Fixed Income, Equity and... Bloomberg August 1, 2015 inappropriate or irrelevant content NCA Financial Planners Launches New Website For more information, visit Securities Offered Through Royal Alliance Associates, Inc., Member FINRA, SIPC Advisory services offered through NCA Financial Planners, a registered investment advisor. NCA Financial Planners is not... Yahoo Finance December 20, 2011 inappropriate or irrelevant content AIG Advisor Group Brings Women to the Forefront

6 On the cusp of AIG Advisor Group s women s conference and International Women s Day, which both fall at the beginning of March, AIG Advisor Group has announced the launch of its newly branded Women FORWARD initiative. Women FORWARD, previously... Think Advisor February 26, 2015 inappropriate or irrelevant content AIG Advisor Group Launches Speak Loud Recruiting Campaign Two advisors from each of the firm's four broker-dealers FSC Securities Corporation, Royal Alliance Associates, Inc., SagePoint Financial, Inc. and Woodbury Financial Services, Inc. were selected to be the faces of the campaign. "We believe our... GlobeNewswire April 9, 2015 inappropriate or irrelevant content Royal Alliance Associates, Inc. Adds Affiliated Advisors Group NEW YORK, March 24, 2015 /PRNewswire/ -- Royal Alliance Associates, Inc., a member of AIG Advisor Group, has announced the addition of Affiliated Advisors Group, previously known as First Midwest Securities, Inc. (FMSI). View photo As a former full... Yahoo Finance March 24, 2015 inappropriate or irrelevant content AIG Advisor Group Announces Speaker Lineup for 2015 W Forum in San Diego The program is led by the Women's Advisory Board, comprised of top-producing female financial advisors from each of AIG Advisor Group's four broker-dealers: FSC Securities Corporation, Royal Alliance Associates, Inc., SagePoint Financial, Inc. and Woodbury... GlobeNewswire February 23, 2015 inappropriate or irrelevant content Key Executives for Royal Alliance Associates, Inc.

7 Gary N. Bender No Relationships Senior Vice President and Director of Branch Office Development- - James P. Bodovitz No Relationships Chief Compliance Officer and Senior Vice President-- Albert A. Grilli No Relationships Senior Vice President of Recruiting... Bloomberg September 3, 2015 inappropriate or irrelevant content 4 firms settle case over fund sales fees Morgan Stanley DW Inc., Royal Bank of Canada subsidiary RBC Dain Rauscher Inc., Edward D. Jones & Co., and Royal Alliance Associates Inc. imposed upfront sales fees for mutual fund shares even though the funds themselves had stopped charging the fees... Chicago Tribune December 13, 2006 inappropriate or irrelevant content Larry Roth has AIG playing offense again in the advisor game CEO Larry Roth s laundry list of tasks include announcing a... The Advisor Group includes FSC Securities Corp. of Atlanta, SagePoint Financial Inc. of Phoenix and Royal Alliance Associates Inc. of New York. Advisor Group with its more than 4, RIA Biz July 21, 2011 inappropriate or irrelevant content Financial pros to offer free expert advice Christopher J. Olsen, the owner of Olsen and Associates, an advisory practice of Ameriprise Financial Services in Lodi. He is a certified financial planner in practice for more than 31 years. Outside of his professional affiliations, he is president of... The Record November 5, 2015 inappropriate or irrelevant content

8 West Chester financial advisor makes Barron s list Royal Alliance Associates Inc. announced affiliated advisor Patricia C. Brennan has been included in the Barron s Top 100 Women Financial Advisors list for A certified financial planner, or CFP, Brennan is president of Key Financial Inc. in West... Daily Local News July 9, 2015 inappropriate or irrelevant content Business briefs Nov. 8 The annual event was hosted in San Antonio on Sept. 28-Oct. 1. More than 3,000 attendees, including financial advisers from FSC Securities Corporation, Royal Alliance Associates Inc., SagePoint Financial Inc. and Woodbury Financial Services Inc., AIG... Salisbury Post November 8, 2015 inappropriate or irrelevant content With Larry Roth of Royal Alliance Associates Inc. New at the helm of Royal Alliance Associates Inc., industry veteran Larry Roth likes... a Royal Alliance adviser whose firm, Vahanian & Associates Financial Planning Inc. of Saratoga Springs, N.Y., has about $110 million in client assets. Investment News June 4, 2006 inappropriate or irrelevant content NCA Financial Planners Named 2012 Best of Cleveland For more information, visit Securities Offered Through Royal Alliance Associates, Inc., Member FINRA, SIPC Advisory services offered through NCA Financial Planners, a registered investment advisor. NCA Financial Planners is not... PR.com November 25, 2012

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