JHS CAPITAL ADVISORS, LLC

Transcription

1 Firm: JHS CAPITAL ADVISORS, LLC JHS CAPITAL ADVISORS, LLC Asset Manager Founded in Hidden Hidden Hidden Hidden Company Overview of JHS, LLC Headcount: Hidden Assets Under Management: Hidden JHS, LLC, a securities broker dealer and investment advisor, provides financial products and services for investors in the United States. It offers certificates of deposit, bonds, educational savings accounts, mutual funds, insurance... Bloomberg June 28, 2015 Broker Ordered to Pay More Than $1 Million in Churning Case Mr. Alijaj worked at New York-based JHS LLC when Mr. Camilli suffered the losses outlined in his 2013 arbitration claim. JHS, where Mr. Alijaj worked for less than a year between 2009 and 2010, settled with Mr. Camilli for an undisclosed... Wall Street Journal October 12, 2014 JHS, LLC v. Wells Fargo Insurance Services USA, Inc. A capital management firm accused Wells Fargo Insurance Services USA Inc. in Florida state court Tuesday of negligently brokering deals to procure professional liability insurance, leaving it on the hook to pay $1.7 million as part of a Financial Industry... Law 360 October 16, 2013

2 Financial advisers merge firms Lee, LCM's managing partner. LCM is an independent firm that offers securities through JHS Capital Advisors LLC, a Tampa-based securities broker dealer that was founded in 2009 by prominent entrepreneur John H. Sykes, whose Sykes Enterprises is a major... Herald Tribune January 12, 2015 JHS Appoints Senior Vice President JHS LLC, is a registered securities broker-dealer and registered investment advisor which provides personalized client services for investors nationwide. Financial Advisor Magazine September 10, 2012 For more information, visit ameriprise.com. About JHS Headquartered in Tampa, Fla., JHS LLC, a Registered Securities Broker Dealer and Registered Investment Business Wire Paulson Capital Corp. Closes Previously Announced Transfer of Retail Business to JHS and Pays $.05 Special Dividend to Shareholders Inc. ("Paulson Investment"), to JHS, LLC (JHS), a member of FINRA and SIPC. On April, 11 th, 2012, pursuant to NASD Rule 1017, FINRA granted the Continuing Membership Application filed by Paulson Investment requesting approval to sell... Reuters

3 April 16, 2012 Advisers on the move: Oct. 1 Previously, she was an investment analyst at Eight Investment Partners Pty. Ltd. of Sydney. JHS LLC of Tampa, Fla., has hired David P. Meglay, 62, as vice president of investments. Along with acting as a financial adviser, he is... Investment News September 30, 2012 For more information, visit ameriprise.com. About JHS Headquartered in Tampa, Fla., JHS LLC, a Registered Securities Broker Dealer and Registered Investment NASDAQ For more information, visit ameriprise.com. Headquartered in Tampa, Fla., JHS LLC, a Registered Securities Broker Dealer and Registered Investment Advisor, provides personalized client services for investors nationwide. JHS advisors are... finances.com Ameriprise Financial : Announces Agreement to Acquire Retail Assets of JHS

4 For more information, visit ameriprise.com. Headquartered in Tampa, Fla., JHS LLC, a Registered Securities Broker Dealer and Registered Investment Advisor, provides personalized client services for investors nationwide. JHS advisors are... 4 Traders Paulson Capital Corp. s Third Quarter 2012 Results The lower revenues in the current quarter were largely due to a 98% decline in commissions as a result of the sale of substantially all of the Company's retail brokerage operations to JHS Capital Advisors, LLC which closed on April 16, Chester L.F... November 7, 2012 Fidelity follows Schwab's lead on hybrid advisors -- and four other items of RIA interest We think this is an excellent option for a segment of advisors. Tampa, Fla.-based RIA and brokerdealer JHS LLC is working on integrating 75 advisors after it purchased the retail operations of Paulson Investment Co., a subsidiary of... RIA Biz December 2, 2012 JHS Capital adds 70 Paulson advisors Seventy advisors from Paulson Investment Co. Inc. have transitioned to JHS. JHS Capital had announced in February that it would buy the retail operations of Paulson. The advisors transitioned in the wake of that acquisition, a statement... The Business Journal April 17, 2012

5 For more information, visit ameriprise.com. About JHS Headquartered in Tampa, Fla., JHS LLC, a Registered Securities Broker Dealer and Registered Investment Market Watch Paulson Capital Corp. Closes Previously Announced Transfer of Retail Business to JHS and Pays $.05 Special Dividend to Shareholders Inc. ("Paulson Investment"), to JHS, LLC (JHS), a member of FINRA and SIPC. On April, 11 th, 2012, pursuant to NASD Rule 1017, FINRA granted the Continuing Membership Application filed by Paulson Investment requesting approval to sell... Reuters April 16, 2012 For more information, visit ameriprise.com. About JHS Headquartered in Tampa, Fla., JHS LLC, a Registered Securities Broker Dealer and Registered Investment Yahoo Finance Paulson Capital Corp. s Fiscal Year 2012 Results The lower revenues in fiscal 2012 were largely due to a 74% decline in commissions as a result of the sale of substantially all of the Company's retail brokerage operations to JHS, LLC which closed on April 16, As announced in...

6 The Street March 21, 2013 RIAs overwhelmingly back 529 college plans despite high fees and vanilla investment options Keith Curtis, of LCM LLC, who holds his assets with broker-dealer JHS Capital Advisors LLC, also doesn t typically charge clients for setting up 529 plans. These are not a big payer, but at the end of the day, we use it because it s... RIA Biz July 2, 2012 Ameriprise Financial : Announces Agreement to Acquire Retail Assets of JHS For more information, visit ameriprise.com. About JHS Headquartered in Tampa, Fla., JHS LLC, a Registered Securities Broker Dealer and Registered Investment 4 Traders June 5, 2015 Business Notebook: Corporate s, Updates Le Gaga to First Fiscal Quarter Ended June 30, 2012 Financial Results on August 27, 2012 Le Gaga Holdings Limited ("Le Gaga" or the "Company") (Nasdaq:GAGA), a leading greenhouse vegetable producer in China, today... Patch August 17, 2012

7 Ameriprise Financial (NYSE: AMP) today announced it has signed a definitive agreement to acquire the retail assets of JHS ("JHS"), an independent broker-dealer and investment advisor based in Tampa, Fla. The transaction will build on the... Benzinga JHS Adds Vice President Of Investments JHS LLC, is a registered securities broker-dealer and registered investment advisor which provides personalized client services for investors nationwide. Financial Advisor Magazine September 20, 2012 People on the move: Oct. 8 JHS LLC of Tampa, Fla., has hired Mark Hennings, 49, as a branch manager and financial adviser in Minneapolis. He is responsible for providing wealth management services to business owners, as well as affluent individuals and their families. Investment News October 6, 2012 For more information, visit ameriprise.com. About JHS Headquartered in Tampa, Fla., JHS LLC, a Registered Securities Broker Dealer and Registered Investment Reuters

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