Headcount: Hidden Founded in Hidden. Assets Under Management: Hidden Hidden Hidden Hidden Lessons in inheritance for Alpha Fiduciary advisory firm

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1 Firm: ALPHA FIDUCIARY ALPHA FIDUCIARY Asset Manager Headcount: Hidden Founded in Hidden Assets Under Management: Hidden Hidden Hidden Hidden Lessons in inheritance for Alpha Fiduciary advisory firm At times, managing others wealth requires Art Doglione to dig deep into sensitive family situations. Sometimes, parents who want to pass on big inheritances to their children may have finances that look great on paper, but their portfolios offer no... Financial Times June 18, 2015 inappropriate or irrelevant content Alpha Fiduciary Wealth Management Launches Client-Friendly Web Site at * Reuters is not responsible for the content in this press release. Registered Investment Firm in Palm Beach Gardens Recently Received Paladin's Prestigious Five Star Designation PALM BEACH GARDENS, Fla.--(Business Wire)-- Curtis L. Lyman, President & CEO... Reuters March 24, 2008 inappropriate or irrelevant content Alpha Fiduciary Wealth Management Appoints Robert Barker as Senior VP & Financial Advisor PALM BEACH GARDENS, Fla.--(BUSINESS WIRE)--Curtis L. Lyman, President of Alpha Fiduciary Wealth Management, a Registered Investment Advisor, today announced the appointment of Robert P. Barker as the firm s Senior Vice President and Financial Advisor. Business Wire June 12, 2008

2 inappropriate or irrelevant content Advisors confident about economy U.S. domestic equities and bonds can be expected to return below average returns, speculated Arthur Doglione, president of Alpha Fiduciary, a Phoenix-based RIA consultancy. Alternative asset classes such as emerging markets debt and... benefitspro.com February 6, 2015 inappropriate or irrelevant content Independent Advisor Turns to Advent Software to Outsource Operations Alpha Fiduciary Leverages Advent s Portfolio Management Solution through Advent Back Office Service to Enhance Client Service. Advent Software, Inc. (NASDAQ: ADVS), a leading provider of software and services for the global investment management... Bobs Guide April 13, 2009 inappropriate or irrelevant content Money Matters Opens Phoenix Office He previously worked at Alpha Fiduciary. Headquartered in Dallas, Texas, Money Matters is a financial services firm that works directly with pre-retirees and retirees in creating and implementing wealth management plans. Financial Advisor Magazine January 21, 2014 inappropriate or irrelevant content People On the Move Alpha Fiduciary Wealth Management appointed Robert Baker senior VP and financial adviser. Kerensa Iraha was named an associate at Farlie Turner & Co. CNL Bank named Terrell West VP and portfolio manager. Richard Kalin joined American National Bank as an... The Business Journal

3 July 6, 2008 inappropriate or irrelevant content Divergence Is a Troubling Sign For Rally "We are seeing some profit-taking in small caps," said Howard Kornblue, senior portfolio manager at Alpha Fiduciary Generational Wealth Management in Phoenix. "But we're also seeing a big move into the safe haven of blue-chip stocks as investors express... Wall Street Journal November 17, 2009 inappropriate or irrelevant content IRAs after 59 1/2: Regular or Roth? Assuming a taxpayer who is still working qualifies for both a regular deductible IRA and a Roth IRA, what factors should influence his or her account choice? I asked several advisors how they approach the question; here are their ed responses. Life Health Pro June 5, 2015 inappropriate or irrelevant content Forming an Industry-Wide Post-Trade Shared Services Utility: Not an "All or Nothing" Play Overview: Tier 1 banks have an edge over smaller rivals: Their greater scale offers a near unbeatable cost advantage when it comes to operations. Smaller players must find a way to level the playing field, and mutualizing costs is one method. However... Wall Street and Technology May 18, 2015 inappropriate or irrelevant content Arthur Doglione Client types are by firm, and represent a percentage of assets under management. For additional information on Arthur Doglione s client base, please contact the advisor. When financial advisors

4 have events in their practice that could influence their... USNews June 12, 2013 inappropriate or irrelevant content BrightScope Reveals List of Top 25 Phoenix Area-Based RIA Firms SAN DIEGO, CA--(Marketwire -02/29/12)- BrightScope ( a leading provider of independent financial information and investment research, today announced the Top 25 Registered Investment Advisor (RIA) firms in the Phoenix area, focused on... Yahoo Finance February 29, 2012 inappropriate or irrelevant content BrightScope Reveals List of Top 25 Phoenix Area-Based RIA Firms Madison Scottsdale Comes in First With $1.8B Total Assets Under Management, Followed by Miller/Russell & Associates, LLC With $1.2B SAN DIEGO, CA--(Marketwire - Feb 29, 2012) - BrightScope ( a leading provider of independent financial... marketwired.com February 29, 2012 inappropriate or irrelevant content Wealth Adviser Daily Briefing: Morgan Stanley Woos Credit Suisse s U.S.-Based Latin America Brokers Raymond James courts advisers as it acquires the old Alex. Brown from Deutsche Bank. Raymond James Financial Inc. agreed to buy Deutsche Bank AG s U.S. private client services unit for an undisclosed price, and it is taking steps to encourage brokers... The Wall Street Journal December 4, 2015 inappropriate or irrelevant content SEC Enforcement: RIA Fined for Backtested Data Misuse

5 RIA Fined Over Misuse of Backtested Data The SEC has charged Alpha Fiduciary Inc., a $737 million registered investment advisor, and its majority owner, president and former chief compliance officer Arthur Doglione, with failing to properly disclose its... Think Advisor December 2, 2015 inappropriate or irrelevant content Promoting Back-Tested Data Lands RIA In Hot Water Alpha Fiduciary Inc., an SEC-registered investment advisor, is charged with misleading clients by not prominently stating in promotional material that data being used to show high returns was hypothetical and not real. AFI has $737 million in assets under... Financial Advisor Magazine December 3, 2015 inappropriate or irrelevant content This Week In Securities Litigation In addition, the firm will pay a penalty of $4.2 million. Advertising: In the Matter of Alpha Fiduciary, Inc., Adm. Proc. File No (November 30, 2015) names as Respondents Alpha Fiduciary, a registered investment adviser, and its majority owner... jdsupra.com April 11, 2015 inappropriate or irrelevant content Gregory Stott Client types are by firm, and represent a percentage of assets under management. For additional information on Gregory Stott s client base, please contact the advisor. When financial advisors have events in their practice that could influence their... USNews April 2, 2012 inappropriate or irrelevant content No news for ALPHA FIDUCIARY right now. Check back soon!

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