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The Server A Configuration-Driven Solution that Minimizes Code Development White Paper 04/02/12 CWP--014, Inc. 617-576-6900 810 Memorial Drive FAX (617) 576-6501 Cambridge, MA 02139 USA info@livedata.com

Contents Executive Summary......1 - Your Single Source for......2 Proven Server Executable, Not Software Libraries...2 An Overview of......3 The Server......4 Architecture......5 Object Configuration and Management......6 On-Line Configuration and Management......7 Off-Line Configuration... 7 Custom Interfaces......7 Networks and Platforms......8 Support for OSI, UCA 2.0, TCP/IP, and Other Popular Networks...8 Windows Intel Platform......8 Appendix A: Conformance......8 Table A-1, Conformance Block Support...9 Table A-2, MMS Support......10 Table A-3, MMS CBB Support...11 Table A-4, PICS......11 This document is provided for informational purposes only. No contract is implied or allowed., Inc. reserves the right to modify its products and to change the above specifications at any time without notice. Copyright 2012, Inc. All rights reserved. is a registered trademark, and LiveNet and Active Server Technology for Intranets are trademarks of, Inc. Other company or product names mentioned herein may be trademarks or registered trademarks of their respective companies. Printed in the U.S.A.

Executive Summary The Server is an processor which can function as a standalone node or can enable the easy addition of inter-control center communications protocol () capabilities to new and existing SCADA, EMS, and DCS systems. It supports communications on wide area links between utility control centers, utilities, power pools, regional control centers, and non-utility generators. In addition, the Server provides an ideal way to manage data flows to other utility applications, including outage management systems and substation automation. The Server supports a complete range of applications, from distribution SCADA to Energy Management System (EMS) to Distributed Control System (DCS) applications, running on a wide range of software/hardware platforms including UNIX, VMS, OS/2, Windows NT, and legacy platforms. It also supports easy integration with new and existing utility applications. The Server is a software solution that runs on the most cost-effective hardware platform to provide an communications processor for new or existing SCADA/EMS/DCS systems. It supports a range of scalability from low-end PC to high-end multiprocessor RISC hardware under the Microsoft Windows NT operating systems. The Server's high level of integration with the Windows user interface results in an solution that is easy to manage and administer. The Server is designed for easy integration by original equipment manufacturers, value-added resellers, system integrators, and utility engineering staff. The Server is based on 's standard off-the-shelf software product, Server, which features a rich set of integration methods that can be easily applied to new and existing SCADA/EMS/DCS systems. These integration methods include interprocess messaging, SCADA, file sharing, MMS, and database access for popular database products. The Server is the first solution that uses an object configuration driven approach to minimize the cost and complexity of developing and maintaining. As a result, it enables the creation of the most highly maintainable, flexible system possible. believes that will play a major role in both intra-utility and inter-utility integration strategies across a wide range of utility applications. As utilities become more familiar with, it will become a strategic tool for achieving integration goals. The Server Page 1

- Your Single Source for is the only vendor that develops, owns, and supports all 7 layers. Unlike other vendors you might consider, we own and understand every line of code you will be depending on for your solution. This includes the full 7-layer OSI protocol stack (including MMS, TP4, and RFC 1006) and the protocol implementation. This means that, as a customer, you will receive the highest level of support and responsiveness. And, you will never be dependent on third or fourth parties to resolve any problem that you might have. Other Vendor ISO Layer 7 6 Server Interface (e.g. RTP) Active Object Processor TASE.2 MMS Presentation ACSE 6 Server API Software Libraries Sample and Server Program TASE.2 ISO Layer MMS 7 ACSE Presentation Other Vendor SISCO 5 Session 5 Session 4 3 2 Transport TCP/IP Network Data Link 4 3 2 Transport TCP/IP Network Data Link 4th Party 1 Physical 1 Physical Ethernet (802.3) Ethernet (802.3) Figure 1. A comparison of 's implementation with other implementations. Proven Server Executable, Not Software Libraries Server provides a complete communications data path from the incoming connection to your system. With Server you benefit from a proven robust executable rather than having to build a custom C program from a set of function libraries. Critical features required for reliable communications such as connection management, fault tolerance, redundant network support, no memory leaks, and on-line configuration are already built into the executable and are proven in mission critical applications at customer sites including General Motors, Ford Motor Company, Kansas City Power & Light, and Northern States Power. As a result, your solution is assured of getting implemented faster and running more reliably. The Server Page 2

An Overview of The Inter-Control Center Communications Protocol () is being specified by utility organizations throughout the world to provide data exchange over wide area networks (WANs) between utility control centers, utilities, power pools, regional control centers, and Non-Utility Generators. is also an international standard: International Electrotechnical Commission (IEC) Telecontrol Application Service Element 2 (TASE.2). Regional Dispatch 1 Retail Utility A G&T Utility X Retail Utility B Power Pool Dispatcher Network Retail Utility C G&T Utility Y Retail Utility D Regional Dispatch 2 Retail Utility E Figure 2. A typical power pool network. allows the exchange of real-time and historical power system monitoring and control data, including measured values, scheduling data, energy accounting data, and operator messages. Data exchange can occur between: multiple control center EMS systems; EMS and power plant DCS systems; EMS and distribution SCADA systems; EMS and other utility systems; and EMS/SCADA and substations. Figure 3 shows a typical SCADA/EMS/DCS configuration. SCADA/EMS/DCS System Real-Time Database User Interface Consoles System Applications Control LAN Network Front-End Processor Communications Processor Figure 3. A typical system configuration. The Server Page 3

The Server 's solution is designed for easy integration with SCADA/EMS/DCS systems by OEMs, system integrators, and end users. Figure 4 shows the Server, along with other system components and data flows. The Server runs in one or more standalone processors and provides a fully functional link with the network. It communicates with the SCADA/EMS/DCS real-time database and system applications via builtin server interfaces, described on page 5. SCADA/EMS/DCS System Real-Time Database User Interface Consoles System Applications Active Data Flows Network Front-End Processor Server Router Figure 4. Server system components and data flows. The Server is the first tool that uses on-line object configuration to minimize the cost and complexity of developing and maintaining. allows incremental, on-line configuration of links with other systems. uses a fourthgeneration approach in which configurable real-time objects eliminate the need to write "C" code on the server and minimize the integration code required on the EMS/SCADA system. As a result, the Server is the most highly maintainable, flexible solution available today. The Server features built-in support for redundant communications processors. Data is automatically replicated between redundant servers, and redundant network paths are supported intrinsically by the Server's software architecture. Redundant Servers can be configured to provide a "hot standby" design in which communication continues without disruption when a failure occurs. Alternatively, they can be configured to provide automatic failover recovery from complete or partial failures. The Server Page 4

Architecture specifies the integration of a 7-layer protocol stack with EMS/SCADA system applications. The 7 layers of, including the objects and system-specific objects are implemented on the Server processor. Figure 5 shows how the Server implements the layers and integrates with SCADA/EMS/DCS systems. The Server can communicate with SCADA/EMS/DCS systems using a number of built-in server interfaces. The Server limits the customization and integration required for each SCADA/EMS/DCS system to configured system-specific System Virtual Device and Bilateral Table Objects in the Server. These elements are shown shaded in Figure 5. SCADA/EMS/DCS System RTP Memory File Modbus DNP PG&E SQL Server Interfaces Server ISO Layer 7 6 5 4 3 Server Interface(s) System Virtual Device Active Object Processor Bilateral Table Objects Transport Network TASE.2 MMS Presentation Session ACSE TCP/IP Server LiveNet 2 1 Data Link Physical Ethernet (802.3) Figure 5. Server integration architecture. The Server Page 5

The components of the Server, starting from Layer 7 and moving down, are described below: Server - Layer 7 is Server, which provides the highest-performance 32-bit MMS client-server available in the world today. It provides MMS client, MMS server, on-line object management, real-time procedures, and interprocess communications capabilities. On Windows NT, Server can be run either as a server executable or a Windows NT Service. Data flows are controlled by bilateral table objects and the system Virtual Device. The Server features a high performance real-time object engine which creates and maintains objects, and stores and processes real-time procedures and interactions with the EMS/SCADA/DCS system. Built-In Server Interfaces - Server includes a rich set of built-in server interfaces that enable the rapid development of a communication link to your system. These interfaces are designed to support the easy integration of new and existing SCADA/EMS/DCS systems by OEMs, system integrators and end users. You can select from: Real-Time Protocol (RTP) which supports interprocess communications, TCP/IP, and NetBEUI; shared memory (physical or virtual); shared file access; Modbus; DNP 3.0; PG&E Protocol/Cooper 2179; and SQL over serial or LAN physical connections. Once you select a server interface and integrate it with your system, the Server executable allows configuration of all -specific operations and functions. LiveNet - 's OSI protocol stack implements layers 1 through 6, and includes ACSE, Presentation, Session, TP4, CLNP, and ES-IS routing in conformance with the specification. LiveNet includes a 32-bit Windows NT driver and the capability to do OSI and TCP/IP simultaneously. LiveNet is implemented as 32-bit code and runs in the Windows NT kernel to provide unequaled robustness, performance, and scalability. LiveNet is Windows NT multiprocessor-safe to enable users to take advantage of the multi-processor scalability of Windows NT. Network Interface Card - uses standard off-the-shelf network interface cards and drivers from vendors such as 3Com, Intel, and SMC to provide the physical and data link layers. No special "intelligent" network adapters are required. Object Configuration and Management Server implements communications by dynamically creating a configuration of memory-resident system Virtual Devices and bilateral table objects that implement the data flows and interaction rules of. For each remote peer, Server creates an Virtual Control Center (VCC). VCCs contain only the objects that are to be shared with the peer control system (as specified by the concept of bilateral tables). Since each bilateral relationship is managed as a separate VCC, peer communications are highly secure and easily manageable. System Virtual Device - The System Virtual Device provides access to SCADA/EMS systems via a built-in server interface. The System Virtual Device contains one active object for each point in the real-time database. Bilateral Table Object - One VCC virtual device represents each bilateral table. Active objects capture bilateral table attributes and map data values to points in SCADA/EMS systems. VCCs control data flows to and from SCADA/EMS/DCS systems. The Server Page 6

Figure 6 below shows the software architecture of the Server. Server SCADA/EMS/DCS System Local Client (Windows Application) Server (Windows NT Service) Optional Custom Interface ActiveX Control Client 1 Bilateral Table Client 1 Server Interface System Virtual Device Active Data Flows Client 2 Bilateral Table Client 2 Client 3 Bilateral Table Client 2 ASCII Configuration Files Windows NT on Intel Figure 6. Server Software Architecture. On-Line Configuration and Management Server is the first server that allows on-line object configuration. This eliminates the need to write code to create, add, or modify bilateral tables or data points. VCCs and the System Proxy are on-line configurable using the local Client (which is included in the Server software package). New VCCs can be created and populated with objects without shutting the server down. Server backs this configuration to ASCII files and restores it from these files on startup. An optional add-on component, Client, allows you to accomplish all this configuration over the network, eliminating the need for someone to be physically at the Server to do configuration. The benefit of this configuration-driven approach is that it allows on-line management of your solution and rapid response to changes. You can modify bilateral tables or add new partners without affecting any other nodes. You can add, start, stop, and modify links with the system on-line. Similarly, you can add, remove, or modify SCADA/EMS/DCS points without shutting the server down. This unique capability allows rapid response to changes in SCADA/EMS/DCS systems or bilateral agreements. Off-Line Configuration Working off-line, or in Batch Mode, you can generate ASCII configuration (PDI) files. Server loads those files on startup. Server saves the configuration at shutdown and restores it at startup. Custom Interfaces You can also develop an on-line configuration interface of your own. For this, you can leverage the local Client to develop a Windows interface tailored to your system. The Server Page 7

Client supports your choice of high productivity tools like Microsoft Visual Basic and Visual C++. It also supports your choice of Microsoft's Dynamic Data Exchange, Microsoft's Object Linking and Embedding (OLE) via 's ActiveX Control, and C API interfaces. Networks and Platforms As shown in Figure 7 below, the Server typically runs on a separate CPU and acts as a communications processor for your system. The Server is purposely designed as a separate communications processor that can be easily integrated with EMS/SCADA systems running on software platforms including UNIX, VMS, and OS/2, as well as legacy platforms. It supports redundant configurations with hot, warm, or cold backup. It communicates with your system using your choice of standard Server interfaces. It communicates with remote nodes via Ethernet using standard routers to frame relay, X.25, or other physical WAN environments. Optional Redundant Ethernet Remote Client 1 SCADA/EMS/DCS System Server Interfaces Router Remote Client 2 Optional Redundant Server Server Ethernet Optional Redundant Router Remote Client 3 SCADA/EMS/DCS System Figure 7. Server supports fully redundant system architectures. Support for OSI, UCA 2.0, TCP/IP, and Other Popular Networks The Server supports the OSI TP4/CLNP network protocols specified by. It also supports the UCA 2.0 RFC 1006 TCP/IP protocol planned in the next release of the specification and already in production from all major vendors. The Server can run over both OSI and TCP/IP simultaneously. And it supports many popular network infrastructures, such as Novell IPX. Windows Intel Platform The Server runs under the Windows operating system on Intel platforms. If your system runs on Windows NT or higher, the Server can potentially share a CPU with your system components. If not, it can function as a standalone Server that communicates with your system components, as described above. Appendix A: Conformance The Server Page 8

Table A-1, Conformance Block Support implementations specify their conformance to the specification in terms of "building blocks." For each block, conformance is specified in terms of client, server, or both. Server support for blocks is indicated below. Additional blocks will be delivered under Update Service. Block Description Client Server Block 1 Basic Services Block 2 Block 3 Block 4 Block 5 Block 6 Block 7 Block 8 Extended Data Set Condition Monitoring Blocked Transfers Operator Stations Device Control Programs Events Accounts Block 9 Time Series P P Key - supported in current release P - planned The Server Page 9

Table A-2, MMS Support Each building block requires certain MMS services. The following table indicates the MMS services required by the block and Server support for those services. MMS Server Block 1 - Basic Services Initiate Conclude Abort Reject Identify GetNameList Read Write InformationReport GetVariableAccessAttributes DefineNamedVariableList DeleteNamedVariableList GetNamedVariableListAttributes Block 2 - Extended Conditions No additional MMS services Block 3 - Blocked Transfers No additional MMS services Block 4 - Operator Station Message Output Block 5 - Interlocked Device Control No additional MMS services Block 6 - Programs Start Stop Resume Reset Kill GetProgramInvocationAttributes Block 7 - Events EventNotification DefineEventEnrollment DeleteEventEnrollment GetEventEnrollmentAttributes Block 8 - Accounts No additional MMS services Block 9 - Time Series No additional MMS services Support The Server Page 10

Table A-3, MMS CBB Support requires certain MMS Parameter Conformance Building Block (CBB) to be supported, and indicates other optional CBBs. The following table indicates Server support for these CBBs. MMS CBB Required CBBs STR1 STR2 VNAM VLIS Optional CBBs VALT Support Table A-4, PICS All mandatory features for completed blocks have been implemented. P, followed by a block number indicates that the option is pending. Server Association Management Client Server QOS Data Values VCC - Specific Scope ICC - Specific Scope Get Data Value Operation Set Data Value Operation Get Data Value Names Operation Get Data Value Type Operation Data Sets VCC - Specific Scope ICC - Specific Scope Data Sets (continued) Client Server Create Data Set Operation Delete Data Set Operation Get Data Set Element Values Operation Set Data Set Element Values Operation Get Data Set Names Operation Get Data Set Element Names Operation DS Transfer Sets Client Server Interval TimeOut Object Change Operator Request Integrity Timeout Other External Event EventCode Requested The Server Page 11

TLE Buffer Time Integrity Check DS Conditions Requested Block Data Critical RBE Time Series Transfer Set Objects Client Server End Time Arrived P-Block 9 P-Block 9 ReportIntervalTimeOut P-Block 9 P-Block 9 Operator Request P-Block 9 P-Block 9 The Server Page 12

Transfer Account Transfer Set Objects Client Server Before The Hour Dispatch Update During The Hour After The Hour Actual Data Update Past Hours Object Change Operator Request Special Transfer Set Objects Client Server Transfer Set Name Next DSTransfer Set Next TSTransfer Set Event Code DSConditionsDetected TSConditionsDetected P-Block 9 P-Block 9 TAConditionsDetected Transfer Set Time Stamp Devices Client Server Get Tag Set Tag Timeout Action Local Reset Action Success Action Failure Action Program Client Server Get Program Attributes Operation Event Enrollment Client Server Delete Event Enrollment Operation Get Event Enrollment Attributes Operation The Server Page 13