UNICORN 6.4.1 control software



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Data file 28-9573-46 AF Chromatography control systems UNICORN 6.4.1 control software UNICORN system control software provides built-in knowledge for planning, controlling, and analyzing results from various types of systems, including bioreactors, chromatography and filtration systems. UNICORN is a unified platform for your systems and suitable to use from research at the lab bench to full scale production. UNICORN 6.4 has been developed with a focus on the user experience. Advanced capabilities can be accessed in a very easy and seamless manner. When operating an ÄKTA avant or ÄKTA pure system, it also features an integrated Design of Experiments (DoE) tool (Fig 1). Key features: Method Editor: simple, intuitive, and flexible method creation using predefined phases from the Phase Library DoE: integrated tool for experimental design provides more precise information in fewer experiments for cost efficiency and time savings (only for ÄKTA avant and ÄKTA pure) Column Logbook: valuable tool to keep track of individual column and run data for traceability and operational security BufferPro: automatic on-line buffer preparation for quick method optimization includes several buffer systems and an improved algorithm (only for ÄKTA avant) Database storage: robust data storage allows easy access to data, data security, and data integrity Regulatory compliance: protection of maintained records, signature manifestation, electronic audit trails, and more. Developed according to Good Automated Manufacturing Practice (GAMP) 5. Advanced users and system administration: users can logon using Active directories (LDAP). Users and workstation access to individual systems is controllable. Fig 1. UNICORN 6.4 has an improved graphical interface with a task bar, customizable docking windows, and object navigators. Description UNICORN control system is based on an integrated controller and an intuitive computer-based interface. For easy usability, the interface uses a familiar windows environment with a task bar, customizable docking windows, drag-and-drop object handling, and object navigators. The chromatography run sequence is fully determined by the end-user for maximum control of the process. A graphical interface helps the user to create the process sequence, although conventional line programming may be performed by advanced users. UNICORN contains the tools needed for beginners and advanced users to perform all types of experiments and processes, from setting up and running a method to evaluating the data. UNICORN 6.4 control software consists of four modules: Administration, Method Editor, System Control, and Evaluation. The Administration module is used to set up user access, and methods are generated in the Method Editor. The run is performed using System Control, while data analysis is performed in the Evaluation module. Integrated tools such as DoE, Column Handling, and BufferPro extend across the different modules, enabling increased productivity. gelifesciences.com

Administration The Administration module shows the system logs and system properties, and allows database management and user setup. In previous versions of UNICORN, data storage was file-based. In UNICORN 6.4, data is stored in an SQL-based database, which provides a secure and robust form of data storage where data can be easily accessed, archived, and searched. The SQL Server Express software is included in UNICORN installation program, and information is available about the possibility of upgrading to the full Microsoft SQL Server. Administration features: Advanced user and system administration (LDAP authentification supported) Archive/Retrieve and Backup/Restore functions for database handling such as archiving of data and scheduled backups Regulatory support UNICORN is suitable for use in a manner that complies with 21 CFR Part 11 and is developed according to GAMP 5 guidelines. UNICORN features a system audit trial, electronic signatures, and electronic records. Individual user access permissions can be set, and individual users are password protected. The ability to lock the system according to a defined time schedule with user passwords provides a high level of security. This means that active processes can be locked for unattended operation without risk of unauthorized interference. All maintained records are stored in a single, unalterable database, including results and extended run documentation. Additional validation support includes comprehensive documentation on control system validation and Installation Qualification and Operational Qualification services. Some available validation support documentation includes: Detailed description of the development model used for UNICORN 21 CFR Part 11 system assessment in checklist format Method Editor The Method Editor module contains all the instructions used for controlling the chromatographic run (Fig 2). The Method Editor provides built-in application support, and the interface provides for easy viewing and editing of the run properties. In UNICORN 6.4, methods are built by using phases. Each phase reflects a step in the chromatography run, such as sample application or wash phases (see Method Outline; Fig 2). For convenience, when using ÄKTA avant or ÄKTA pure systems, the Method Editor contains predefined methods for different chromatography techniques and maintenance procedures, as well as a library of predefined phases for creating or editing your own methods. A method is created or edited by dragging-and-dropping phases from the Phase Library into the Method Outline. Column parameters (e.g., flow rate and pressure limits) are automatically programmed into the method by selecting the column type in the Phase Properties pane. Other important parameters are easily set in the Phase Properties pane, or for added flexibility, advanced users may edit programming instructions directly in the Text Instructions pane. The user friendly toolbar includes convenient buttons such as Undo/ Redo, and provides easy access to tools such as Scouting, DoE, and Column Handling. Phase Library Method Outline Phase Properties Text Instructions Fig 2. In the Method Editor, methods may be created using predefined methods, or by dragging predefined phases from the Phase Library into the Method Outline. Parameters are set in the Phase Properties pane, and the instructions for the run are automatically programmed in the Text Instructions pane. Audit report and 21 CFR Part 11 conclusion on functionality by an external and independent expert 2 28-9573-46 AF

System Control The System Control module is used to start, monitor, and control a run. The System Control window has customizable and dockable panes showing the curve chart, current run data values, run log, and actual flow scheme. Users have the flexibility to choose which docking panes are viewed, and can customize the layout to suit their needs (Fig 3). System Control features: Manual system interaction Real-time flow scheme showing the current flow path, valve positions, and monitor values (Fig 4) Detailed help text accessed by right clicking on the flow scheme or run data Control of up to three instruments simultaneously, with an individual layout for each system Start Protocol function for conveniently starting a run Notes tab allowing the user to add free text notes about the run Improved Method Queues function for unattended operation Pressure control regulating flow rate so that it does not exceed the set pressure limit Fig 3. In System Control, the view and layout of the docking windows can be customized by the user by dragging-and-dropping each window. The extensive UNICORN Watch function enables you to control your processes with regard to monitor signals depending on the system that is being controlled. In a Watch instruction, an action specified by the user is executed when a certain condition is met. For example, a Watch instruction can be used to continue column equilibration until the eluent conductivity reaches a certain value defined by the user. The Watch instruction can be used for various purposes such as improving accuracy of collection, improving robustness of a chromatographic step, ending a concentration step, stopping the media feed in a bioreactor (saving time and material), and automating entire runs. Individual Alarms can be set for every monitor signal by defining the high and low Alarm limits. An Alarm stops or pauses a process to protect the system, column, or sample. Fig 4. Example of UNICORN 6.4 interface to a ReadyToProcess WAVE 25 system with interactive display and buttons. Evaluation The Evaluation module allows for automatic, semi-automatic, or manual data processing. UNICORN offers extensive data evaluation, including peak integration and height equivalent to a theoretical plate (HETP) determination. The Multiresult Peak Compare function makes it easy to compare data from different runs and scouting schemes, simplifying for example, method reproducibility studies. Evaluation features: Evaluation and generation of customizable reports (e.g., PDF format) Wide range of curve operations An Import/Export function to move results to another UNICORN database Data migration from UNICORN 5 28-9573-46 AF 3

Integrated tools in UNICORN 6.4 Design of Experiments (DoE) When used in connection with ÄKTA avant or ÄKTA pure, UNICORN 6.4 features a functionality called DoE, a powerful tool that allows a maximum amount of information to be obtained from a minimum number of experiments, thus reaching the required level of understanding of a process or an experiment faster, saving both time and money. Traditionally, optimal conditions may be determined by varying one parameter at a time while the rest of the parameters are kept fixed. Important information, such as interaction data between different parameters, may be missed using this traditional approach. DoE is an organized, statistical approach that varies multiple factors simultaneously to significantly reduce the number of required experiments. The effect of all parameters and their interactions are detected and described in a validated statistical model (Fig 6A). Furthermore, DoE allows variability and noise to be analyzed as well, providing a way to discriminate meaningful values from non-signinficant values. DoE features experimental designs for: Screening: to determine which factors are important in a process Optimization: to find the optimal factor settings for a process Robustness testing: to investigate how adjusting different factors affects a process DoE is well integrated into UNICORN 6.4, guiding the user without requiring statistical expertise. The runs are performed automatically on the ÄKTA system. The outcome of DoE is directly usable by the user in the form of response contour plots that graphically show the interactions between parameters (Fig 6B) a predictor chart, which calculates the predicted responses for a set of input parameters values an optimizer chart, which proposes parameters values that will ensure reached the desired target responses UNICORN method Design input Design and scouting Run Definition of factors, factor types and settings Definition of objective for creating the design Model evaluation Use of model for prediction and decisions Fig 5. In DoE, multiple factors are varied simultaneously and the resulting data is used to generate a statistical model. The model is validated and used to produce maps that support decision making. 4 28-9573-46 AF

(A) (B) Load Conductivity 1.0 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 30 28 26 24 22 20 18 16 14 12 10 82.8 85.6 88.4 Summary of Fit Recovery MassOut/MassIn N=10 Cond. no.=3.551 DF=4 Y-miss=0 Contour Plot Recovery MassOut/MassIn Load ph = 6.75 91.2 94 96.6 99.6 102.4 R2 Q2 Model Validity Reproducibility 100 120 140 160 180 200 220 240 260 280 300 Load Mass Fig 6. In DoE, (A) a summary of fit plot demonstrates that the model shows a good fit to the data, and (B) a response contour plot shows how process parameters affect the response. Column Logbook To increase operational safety, UNICORN 6.4 software features the optional Column Logbook, which provides traceability by keeping track of important column and run data. The Column Logbook supplies the user with the complete history of an individual column and allows the system to notify the user when it is time for column maintenance. Individual columns are identified using a Fig 7. Some prepacked columns are prelabeled with barcodes, allowing each column to have a unique ID. By tracking individual columns, information is recorded for each run regarding the column type, production lot, type of media, run data, and more. 2-D barcode scanner, or the information may be entered manually into the system (Fig 7). Some columns, such as HiScreen columns, are prelabeled with barcodes (2-D matrix codes). For columns not already labeled with a barcode, UniTag sticker labels containing preprinted barcodes are available. By tracking individual columns, information is recorded for each run regarding the column type, production lot, column ID, type of media, run data, and more. This information is used to notify the user when it is time for column maintenance. The notification limits are defined by the user, for instance, by defining the number of times the column may be run between cleanings or between column performance tests. Under Column History, all results for the column are listed, providing easy access to all run data. BufferPro Automatic buffer preparation with BufferPro and ÄKTA avant facilitates preparation of single buffers as well as screening for optimal buffer compositions. BufferPro can be used for ph scouting in rapid method optimization. Automatic buffer preparation eliminates time-consuming buffer preparation and titration for experiments requiring ph changes. Stable stock solutions can be prepared, stored, and used repeatedly, while titrated buffers are mixed freshly on-line. BufferPro includes an improved algorithm and more buffer systems than its predecessor BufferPrep. BufferPro can be started in just a few easy steps: 1. Select buffer, ph, and buffer concentration. 2. Prepare stock solutions according to the provided instructions. 3. Fill buffer inlets with stock solutions (e.g., water, salt, buffer, and acid/base). After mixing, BufferPro provides data showing the actual mixing ratios used from the stock solutions. During the run, the ph is monitored and BufferPro automatically compensates for changes in temperature and salt concentration. The accuracy of ph is crucial in many separations and BufferPro gives accurate and highly reproducible data. UNICORN extension A UNICORN extension is available to enable data transfer via OPC HDA into UNICORN, in order to take advantage of the advanced evaluation capabilities within UNICORN (e.g. for HETP calculation). This extension is optional and must be ordered in addition to the standard UNICORN licenses. For more details about this extension, see the OPC Import UNICORN extension data file, document number 29-0885-92. 28-9573-46 AF 5

Networking capabilities UNICORN 6.4 can be deployed in several different ways, to better take advantage of the functionality available in a networked configuration: remote control or visualization data sharing floating licenses for optimized usage centralized administration A) B) UNICORN Client Instrument Server Remote Client Database and E-licensing Server UNICORN 6 ecourse The online training course for UNICORN 6 helps you to exploit the capabilities of ÄKTA systems with ease and full control (Fig 9). This ecourse is accessed via a Web site where you can complete the training at your own pace over one year. The course is structured into logical modules, and includes interactive step-by-step tutorials on how to perform different tasks, such as creating a method. The course provides an excellent overview for beginners, as well as previous UNICORN users that need to become acquainted with the features offered in UNICORN 6. Ethernet Fig 8. (A) Each ÄKTA instrument is controlled by a dedicated instrument server. (B) In a network with multiple instruments, each ÄKTA instrument is connected to its own instrument server and an additional server is used as the database and E-licensing server. Requirements Operating system: Windows 7 (Professional with SP1 installed, 32-bit or 64-bit) Contact your local GE representative for the full technical specifications. Fig 9. UNICORN 6 ecourse provides interactive, step-by-step tutorials on how to perform different tasks, such as creating a method. 6 28-9573-46 AF

Ordering information Product Code number OPC Import UNICORN extension 29-0905-43 UNICORN 6.4 Manual package 29-0670-74 UNICORN 6.4.1 workstation License pack for ÄKTA avant 29-1102-78 UNICORN 6.4.1 workstation License pack for ÄKTA pure, pilot, process 29-1102-75 UNICORN 6.4 Remote License without DVD 29-0670-44 UNICORN 6.4 Dry License without DVD 29-0670-45 UNICORN 6.4 DoE concurrent license 29-0670-46 UNICORN 6.4 Column logbook, network license 29-0670-47 UNICORN 6.4.1 DVD package 29-1102-68 Related products Code number ÄKTA avant 25 28-9308-42 ÄKTA avant 150 28-9763-37 Computer with Windows XP or Windows 7* 28-9573-31 UNICORN 6 ecourse 28-9500-00 ÄKTApilot 29-0086-12 ReadyToProcess WAVE 25 Rocker 28-9880-00 ÄKTA pure N/A ÄKTAprocess N/A ÄKTApurifier N/A ÄKTAexplorer N/A * For details about the computer, the operating system, and a complete list of the screens, keyboards, printers, and cables available, please contact your local GE Healthcare representative. Various models and configurations are available. Please contact your local GE Healthcare representative. Please contact your local GE Healthcare representative. Discontinued products. Related literature Code number Validation Support File UNICORN software, Data file 28-9626-50 UNICORN 6 ecourse, Flyer 28-9578-43 ÄKTA avant, Data file 28-9573-45 ÄKTApilot, Data file 18-1167-90 ÄKTApurifier, Data file 18-1119-48 ÄKTAexplorer, Data file 18-1124-09 ÄKTA avant, Brochure 28-9594-86 ÄKTA pure, Data file 29-0211-96 ReadyToProcess WAVE 25, Data file 29-0566-95 OPC Import UNICORN Extension, Data file 29-0885-92 Rapid process development for purification of a MAb using ÄKTA avant 25, Application note 28-9573-47 Rapid method development for native protein purification using ÄKTA avant 25 chromatography system, Application note 28-9623-37 Fast process development of a single-step purification using ÄKTA avant systems, Application note 28-9827-80 28-9573-46 AF 7

For local office contact information, visit www.gelifesciences.com/contact www.gelifesciences.com/unicorn GE Healthcare Bio-Sciences AB Björkgatan 30 751 84 Uppsala Sweden GE and GE monogram are trademarks of General Electric Company. ÄKTA, ÄKTApilot, ÄKTAprocess, HiScreen, ReadyToProcess WAVE, and UNICORN are trademarks of General Electric Company or one of its subsidiaries Windows is a registered trademark of Microsoft Corporation. All other third party trademarks are the property of their respective owner. Any use of UNICORN is subject to GE Healthcare Standard Software End- User License Agreement for Life Sciences Software Products. A copy of this Standard Software End-User License Agreement is available on request. 2009 2014 General Electric Company All rights reserved. First published Aug. 2009 All goods and services are sold subject to the terms and conditions of sale of the company within GE Healthcare which supplies them. A copy of these terms and conditions is available on request. Contact your local GE Healthcare representative for the most current information. GE Healthcare UK Limited Amersham Place Little Chalfont Buckinghamshire, HP7 9NA UK GE Healthcare Europe, GmbH Munzinger Strasse 5 D-79111 Freiburg Germany GE Healthcare Bio-Sciences Corp. 800 Centennial Avenue, P.O. Box 1327 Piscataway, NJ 08855-1327 USA GE Healthcare Japan Corporation Sanken Bldg., 3-25-1, Hyakunincho Shinjuku-ku, Tokyo 169-0073 Japan 28-9573-46 AF 07/2014