Getting started with Active Trader. Take your investing to the next level



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Getting started with Active Trader Take your investing to the next level

Getting Started with Active Trader. Downloading and Installing Active Trader Please review the following minimum system requirements before installing Active Trader or Active Trader Plus. Computer Requirements Recommended Minimum Operating System Windows XP Windows XP CPU Pentium IV or higher Pentium III GHz RAM Memory GB or higher MB Video Card MB RAM or higher MB RAM Active Trader is designed to work with the following Internet connections: DSL, cable modem or an alternate high bandwidth solution.

. Download the Active Trader (or Active Trader Plus) application by going to our Downloads section at www.tddirectinvesting.ca/activetrader. Once you have clicked on the desired version, you will be prompted to Save file to disk. Select an easy-to-find location for the file (such as your desktop).. Begin the installation process by double-clicking the downloaded executable file.. Accept the license agreement, and follow the instructions to complete the installation. For a complete user guide, go to www.tddirectinvesting.ca/activetrader

. Starting Active Trader and Logging In. You can now start the application from your choice of two locations From the Windows Start Menu, select Start>Programs>TD Waterhouse>ActiveTrader(Plus) From the Desktop, locate the shortcut and double-click it. The login window appears: Type your Connect ID. Type your Password. Click OK to log in to the system. Note: Your current WebBroker Connect ID and Password will be the same for Active Trader. Click on the Options button prior to OK if you wish to change your language preference or to change the background colour scheme.

If you wish to evaluate Active Trader or Active Trader Plus and have been provided with a demo ID, perform the following: Type your Demo Connect ID. Type your Password. Click on Options. Change Network Address to atdemo.tdwaterhouse.ca Click OK to log in to the system.. Reviewing Exchange Subscriber Agreements Once your Active Trader account has been activated, the first time you log in you will be prompted to complete the various Exchange Subscriber Agreements. The various Exchanges have each developed an Exchange Subscriber Agreement to ensure that customers understand and agree to the terms of retrieval and use of real-time market data. If you decide not to accept a particular Exchange Subscriber Agreement, you will not have access to real-time market data.

. Retrieving Quotes and Building a Watch List Building a Watch List Place cursor over the Market View window and right click Once the menu appears, click Add Type the stock symbol and press Enter. For securities traded on the TSX, the symbol is followed by.to (e.g. TD.TO). For securities traded on the TSX Venture exchange, the symbol is followed by.vn (e.g. GAV.VN). U.S. securities do not require a market indicator Finding a Stock Symbol From the upper tool bar select Window, then Symbol Lookup The Symbol Lookup window appears. Type in the company name and press Enter

a. Entering a Trade on Active Trader (See b for Active Trader Plus) Entering an Equity Order: 6 7 Entering a symbol in the Stock Box will automatically populate the symbol field in the Order Ticket. A symbol can be entered using any of the following methods: - Type the symbol into the Stock Box and press Enter - Drag-and-drop a symbol from another window (Market View, Index View, Account Box, Symbol Lookup, etc.) into the Stock Box - Double-click on the quote information (last trade, bid or ask price) Select the account number for your order. Type in the desired price or click on a price shown in the Level II quote display. Alternatively, check the Market box to purchase at the best available price. Set the order quantity by typing a specific quantity into this field, or by clicking on the Up and Down arrows, or by holding the Shift key while using the Up and Down arrow keys. Select the appropriate Order Type/Time-In-Force setting if applicable. The gray price box becomes activated if a Stop Order type is selected. Select the venue in which you wish to execute your order. Leave as AUTO if you wish to have your order automatically routed for the best execution. For more information on routing, please refer to the Active Trader User Guide. Click on the desired action. 7 6

Entering an Option Order: 6 7 8 Enter the symbol of the underlying stock. Stock symbols can be entered using any of the methods used in the Stock Box. You will notice that the option chain will automatically be retrieved. Toggle between Call and Put Options by clicking on the appropriate tab. Montage provides depth-of-book data for the selected Option contract. Select the account number for your order. Click on the desired Option series. You will notice that the Option symbol is automatically populated in the Order window, along with the last traded price. Type in the desired price or check the Market box to purchase at the best available price. When entering an Opening Sell order, check the C box if the position is Covered, leave it blank if the position is Uncovered. Set the order quantity by typing a specific quantity into this field, or by clicking on the Up and Down arrows, or by holding the Shift key while using the Up and Down arrow keys. Select the Order Type if applicable. Select the venue in which you wish to execute your order. Leave as AUTO if you wish to have your order automatically routed for the best execution. For more information on routing, please refer to the Active Trader User Guide. Click on the desired action. 6 8 7

b. Entering a Trade on Active Trader Plus Entering an Equity Order: Active Trader Plus integrates order entry with the Stock Box view. There are four ways to enter a symbol into a Stock Box Type the symbol into the desired Stock Box and press Enter 7 6 Toggle Buttons Dome View Level II Drag-and-drop a symbol from another window (Market View, Index View, Account Box, Symbol Lookup, etc.) into a Stock Box Use the Stock Shortcut keys within the Hot Keys functionality (see the Active Trader Plus User Guide for more details) Double-click on the quote information in another window to populate the symbol into the last active Stock Box Advanced Order Ticket Basic Order Ticket Dome View Level II View Select the account number for your order.

6 7 Set the order quantity by typing a specific quantity into this field, or by clicking on the Up and Down arrows, or by holding the Shift key while using the Up and Down arrow keys. Set your limit price by typing in the exact price, or by clicking on a desired price within the Level II display, or by using the arrow keys as described in step above. Select the venue in which you wish to execute your order. Leave as AUTO if you wish to have your order automatically routed for the best execution. For more information on routing, please refer to the Active Trader Plus User Guide. Select the appropriate Order Type/Time-In-Force setting from the available choices detailed in the drop-down field. The gray price box becomes activated if a Stop Order type is selected. Click on the desired action. Refer to the Active Trader Plus User Guide for additional order entry functionality included within Dome View and the Advanced Order Ticket.

b. Entering a Trade on Active Trader Plus (continued) Entering an Option Order: The Active Trader Plus application integrates order entry with the option box view. Enter the symbol of the underlying stock. Stock symbols can be entered using any of the four methods also used in the Stock Box. You will notice that the Option chain is automatically retrieved. Toggle between Call and Put Option chains by clicking on the appropriate tab (refer to step under Active Trader Plus Equity Order). Select the account number for your order. Click on the desired Option series. You will notice that the Option symbol is automatically populated in the Order window along with the last traded price. Depth-of-Book data can now be retrieved by clicking on Montage. Set the order quantity by typing a specific quantity into this field, or by clicking on the Up and Down arrows, or by holding the Shift key while using the Up and Down arrow keys. Set your limit price by typing in the exact price, or by clicking on a desired price within the Depth-of-Book display.

6 7 8 9 When entering an Opening Sell order, check the C box if the position is Covered, leave it blank if the position is Uncovered. Select the venue in which you wish to execute your order. Leave as AUTO if you wish to have your order automatically routed for the best execution. For more information on routing, please refer to the Active Trader User Guide. Select the appropriate Order Type/Time-In-Force setting from the available choices detailed in the drop-down field. The gray price box becomes activated if a Stop Order type is selected. Click on the desired action. Level I quote data Order Ticket Option Chain 9 8 7 6

6. Account Management Account Box: The Account Box provides you with detailed information to help you manage the status of your account. It is divided into four sections as detailed below. Account Watch Header displays basic account information such as current Buying Power/Margin Excess and Opening and Closing Profit/Loss. Open Order Window displays all pending orders and can be sorted by user-defined column choices. Message Window displays critical messages regarding system status, order status, execution information, cancellation confirmations, etc. Messages are colour coded to assist with quick interpretation. Position Tabs display various statistics for current positions. The first level of detail groups positions by the currency of the underlying security. The next level provides an overall position summary. Each position has its own folder which can be expanded to view historical trade statistics for that security.

For more information on Active Trader, call English: -866-7- French: -888-666-6 Cantonese: -866-87-8888 Mandarin: -866-9-6666 or visit www.tddirectinvesting.ca/activetrader TD Waterhouse Discount Brokerage is a division of TD Waterhouse Canada Inc., a subsidiary of The Toronto-Dominion Bank. TD Waterhouse Canada Inc. Member Canadian Investor Protection Fund. All trade-marks are the property of their respective owners. The TD logo and other trade-marks are the property of The Toronto-Dominion Bank or a wholly-owned subsidiary, in Canada and/or other countries. 66(07)