An Overview of the U.S. Renewable Energy Certificate Markets



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An Overview of the U.S. Renewable Energy Certificate Markets Massachusetts Electric Restructuring Roundtable December 13 th, 2002 www.evomarkets.com

2 Presentation Overview California Texas PJM NEPOOL: Massachusetts o Prices o Concerns o Supply & Demand o Perspectives o Solutions?

3 California: fast facts RPS passed mid-september Mechanics haven t been specified yet currently based on a bundled product, but might move to certificates? 20% by 2017; increase of ~1% a year SoCal Edison and PG&E have 80% of market o Already get ~12% from renewables; expected to hit 20% by 2012. SDG&E starting from 0%, but has already purchased some of their needs.

4 Texas: fast facts Uses GIS system First in nation to trade Program success has been striking: o 400 MW mandated for 2002-3, but o 1000 MW already on line Market participants notably more willing to take risk Two key factors: o Certificates can be traded at any time o Certificates can be banked for 3 years

20,000 18,000 16,000 14,000 12,000 10,000 8,000 6,000 4,000 2,000 0 $4.25 $5.75 $16.00 $16.50$16.50 $16.75 $16.00 $15.00 $14.00 $13.00$13.00 $9.50 $10.25 $10.00 $6.50 $6.50 $7.00 $11.25 $12.00 $20.00 $18.00 $16.00 $14.00 $12.00 $10.00 $8.00 $6.00 $4.00 $2.00 $- 5 2002/08/14 2002/08/20 2002/08/21 2002/09/26 2002/09/26 2002/09/27 2002/10/16 2002/10/21 2002/10/25 2002/11/01 2002/11/01 2002/11/01 2002/11/06 2002/11/08 2002/12/04 2002/12/06 2002/12/10 2002/07/16 2002/01/31 Volume Price Texas REC Volumes and Prices 60,000 Volume Price

6 PJM: fast facts NJ Interim RPS mandates LSEs to source a percentage of their load from renewables: Class I Class II 2002 2003 0.5% 0.75% 2.5% 2.5% o Class I = pure solar, wind, biomass, landfill o Class II = small hydro (<30 MW), MSW Class I prices around $4, Class II prices around $2.50 Officially, no trading of certificates yet o GATS Working Group meets monthly o Certificate-based system by 2004? However, green-for-brown swaps being done

7 New York: fast facts Environmental disclosure (labels) No RPS yet; under consideration? o Executive Order 111 mandates 20% renewable energy for state facilities by 2010. o NYPA issuing RFP for 50 MW of wind generation for 10-15 years No tradable certificates yet; o however, feasibility study underway Cost of importing power to NEPOOL?

8 NEPOOL Mass. New Certificates: Prices Concerns Supply & Demand Perspectives Solutions

9 Prices Certificates have traded between $15 and $28; average has been around $23, but have heard prices as high as $30. However, extremely difficult to get LSEs to buy forward at this level. Downward trend in asking prices as trading period draws to a close.

10 Concerns Without forward sales! difficult to establish a forward price curve Project developers look to forward price curves Limited ability to bank certificates a disincentive to be long Inability to trade certificates at any time means buyers unwilling to take on risk

11 Level playing field? Different perspectives Generators: Generator s (nameplate) capacities are public info Quantity of certificates generated is public info By and large, generators are smaller entities, have less time & resources to devote to market analysis, negotiation, etc. Express frustration at what they perceive to be unfair advantages for LSEs LSEs: Load is estimated Distribution of load is estimated Have staff assigned to manage portfolio Express frustration at what they perceive as generators taking advantage of a windfall

12 Supply and Demand? Most market participants agree that: The combined generation for 2002-2003 will be slightly larger than 2003 needs. However, in 2004, although a portion of 2003 certificates can be banked forward, o the remaining demand must be met with 2004 generation o the minimum percentage will increase to 1.5%!Some LSEs will have to make the $50 Alternative Compliance Payment.

13 Catch-22? Thus, there is no disagreement that more generation will have to come online to meet demand from 2004 onward. However, project developers need contracts for the power and certificates (usually at least a 5-year term) to secure financing.

14 Solutions? Minimize obstacles to trading certificates o Market capitalization will increase o Project development will increase Guarantee generators a minimum price? o Forward curves are key Imports? o Unappealing to NEPOOL generators, but o Potential for reciprocal benefits if NY gets RPS o Limited percentage as a safety valve? Other states RPS o Increased demand for new projects

15 EVOLUTION MARKETS LLC 10 BANK STREET 4 TH FLOOR WHITE PLAINS, NY 10606 914-323 323-0255 914-328 328-37013701 Fax www.evomarkets.com Anna Giovinetto - agiovinetto@evomarkets.com