Programmi di investimento per la Ricerca e Innovazione nei trasporti della Puglia Smart, green and integrated Transport Dott. Gianmatteo Fornaro APRE Bari, 21 settembre 2015 Politecnico di Bari, Aula Magna E.Orabona - via E.Orabona n.4
HORIZON 2020 'Smart, green and integrated Transport'
Ente di ricerca non profit Nasce come Task Force del Ministero dell Università e della Ricerca. 25 anni di esperienza MISSION Promuovere e Supportare la Partecipazione Italiana ai programmi europei di ricerca su sviluppo e innovazione Migliorare la Qualità della partecipazione italiana nei programmi europei di ricerca su sviluppo e innovazione. APRE ospita tutti i National Contact Point H2020 in Italia [COSA è APRE?]
Budget da FP1 a Horizon 2020 Billion (including EURATOM budget) 78,6 53,2 3,27 5,36 6,6 13,12 14,96 17,8 Programmi Quadro quadriennali e quinquennali Programmi Quadro settennali. 4
Struttura Horizon 2020 Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies Information and Communication Technologies (ICT), nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC)
Ripartizione finanziaria EIT 3% Science.. 1% Widening.. 1% JRC 2% Societal Challenges 39% Excellent Science 32% Industrial Leadership 22% 6
Societal Changellenges Health, demographic change and wellbeing 10% 6% 25% Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the bioeconomy: Secure, clean and efficient energy Smart, green and integrated transport 21% 13% Climate action, environment, resource efficiency and raw materials 20% inclusive, innovative and reflective Societies Secure Societies
What is Horizon 2020 The new EU Framework Programme for Research and Innovation, 2014-2020 A budget of 78.6 billion (current prices) for 7 years A core part of Europe 2020, Innovation Union and the European Research Area. Coupling research to innovation from research to deployment Focus on the challenges that the EU society is facing, e.g. health, clean energy, transport, Simplified access for participants What's new? A single programme bringing together three previously separate programmes/activities* Europe 2020 Innovation Union Horizon 2020 *the 7 th Research Framework Programme (FP7), innovation aspects of Competitiveness and Innovation Framework Programme (CIP), EU contribution to the European Institute of Innovation and Technology (EIT)
'Smart, green and integrated Transport' The challenge: achieve a transport system that is Resource efficient Environmentally friendly Safe and seamless Beneficial for the citizens, the economy and society and promote globally competitive transport industries The logic: a holistic approach which Recognises modal specificities Responds to policy requirements Budget: 6339 Million (current prices) Is focused on the societal challenges Reconciles competitiveness and sustainability
Socio-economic Means, modes, systems, policy goals and challenges global competition Intelligent Transport Systems climate resilience Water Rail Road Urban Infrastructure security Air Logistics sustainability
Implementing the programme: WP calls and large initiatives Collaborative calls for proposals Innovation investment package - Clean Sky - SESAR - Fuel Cells & Hydrogen (contribution) - [Shift2Rail] budget ~50% WP ~50% JTIs 11
Implementing the programme: the Work Programme challenge-based approach: broad latitude for applicants to devise innovative solutions broader topics, less prescription, focus on impact biennial WP, annual calls (in most cases) no 'ringfencing' of topic budget/ranking (in most cases) simplified funding rates: direct costs = 100% (research and innovation actions) or 70% (innovation actions: 70%) indirect costs = 25% of direct costs 2-stage evaluation for most topics facilitated access through keywords and tags
Two-stage evaluation Stage 1 proposal submission max 15 pages; focus on content and results proposal evaluation 2 criteria: excellence and impact outcome: 'GO' or 'NO GO' Stage 2 proposal submission only stage 1 'GO' proposals admitted proposal evaluation 3 criteria: excellence, impact, implementation
Work programme cycle in H2020 1 st 2 nd 3 rd 2014 2015 2016 2017* 2018 2019 2020 Calls: annual, biennial or open Single stage or 2-stage evaluations * possible revision 14
WP 2016-17: General objectives Migliorare l'energia / efficienza delle risorse Accelerare l'automazione dei trasporti su strada Supporto implementazione di soluzioni di mobilità innovative Modernizzare le infrastrutture, aumentare la sua capacità di recupero e ottimizzare il suo utilizzo Ottimizzare l'efficienza e l'interoperabilità dei sistemi di trasporto Migliorare la sicurezza in tutto il sistema di trasporto Anticipare gli sviluppi tecnologici e del loro impatto sulla competitività industriale Capire le tendenze demografiche, sviluppi sociali e bisogni futuri di competenze
What's new? 2016-17 WP: continuity Competitiveness + sustainability Systemic approach + modal specificities Research + Innovation = greater impact and novelties New Call: Automation in Road Transport New area: safety An inducement prize for the cleanest engine Better embedding of user needs, SSH, gender International cooperation in many selected topics 16
International cooperation (1/2) Global challenges call for global solutions: Emissions, pollution, climate impact Oil dependency, energy efficiency Transport safety and security Standardisation of services, products and procedures Local issues benefit from exchange of best practices Traffic congestion Land use planning Behavioural issues 17
International cooperation (2/2) Targeted Countries in WP 2016-17 US: Road transport automation, Green Vehicles, Safety, Infrastructure, Climate Change China, Brazil and others: Green Vehicles, Safety Africa: Road Safety and Traffic Management + many topics encouraging international cooperation
Objectives Call "Mobility for Growth" (H2020-MG-2016-17) Reconcile competitiveness and sustainability, improved mobility and economic impact Boost interconnection of infastructure, transport means, travellers, goods Optimise door-to-door mobility, increase safety and resilience, reduce environmental impact and operational costs Make equipments and systems smarter, cleaner, quieter, more efficient, less dependent on fossil fuels Focus on aviation, waterborne, cross-modal aspects 19
Call "Mobility for Growth" (H2020-MG-2016-17) Total EU contribution: EUR 434 Mio Contents and structure A) Mode-specific challenges 1) Aviation 2) Waterborne C) Cross-cutting issues 8) Socio-economic and behavioural research and forward-looking activities for policy making 20 B) Cross-modal / transport integration challenges 3) Safety 4) Urban 5) Logistics 6) Intelligent Transport Systems 7) Infrastructure
Safety 2016-17: 6 topics open EUR 66 Mio EU budget Context Safety improved across all modes over last 10 years EU targets for transport safety: halving road casualties by 2020, towards zero fatalities by 2050 Aim: reducing accident rates, fatalities and injuries in each mode Increasing knowledge and awareness, developing technologies, products, services, solutions 21
Stages Safety: topics and budget Total EU contribution: EUR 66 Mio Topic Title Action type Budget (EUR Mio) 2016 2017 MG-3.1 Addressing aviation safety challenges RIA 2 15 MG-3.2 Protection of all road users in crashes RIA 2 14 MG-3.3 Safer waterborne transport and maritime operations RIA 2 MG-3.5 Behavioural aspects for safer transport RIA 2 22 MG-3.4 MG-3.6 Transport infrastructure innovation to increase the transport system safety at modal and intermodal level Euro-African initiative on road safety and traffic management RIA 2 12 CSA 1 3 RIA = Research and Innovation Action; CSA = Coordination and Support Action 22
Context Urban mobility 2016-17: 5 topics open EUR 36 Mio EU budget Transport White Paper targets: Expanding the CIVITAS initiative; links with Connecting Europe and ELENA Facilities By 2030: CO 2 -free city logistics in major centers By 2050: phasing out of conventionally fuelled cars in cities Efficiency of urban transport, mitigation of its negative effects: crucial for performance of cities Need for change in use of vehicles patterns, more efficiency, 23 less impacting city logistics
Stages Urban mobility: topics and budget Total EU contribution: EUR 36 Mio Topic Title Action type Budget (EUR Mio) 2016 2017 MG-4.1 Increasing the take up and scale-up of innovative solutions to achieve sustainable urban mobility IA 2 22 MG-4.2 Supporting "smart electric mobility" in cities IA 2 MG-4.3 MG-4.4 MG-4.5 Innovative approaches for integrating urban nodes in the TEN-T core network corridors CSA 1 2 Facilitating public procurement of innovative sustainable transport and urban mobility solutions New ways of supporting development and implementation of neighbourhood-level and urbandistrict-level transport innovations CSA 1 2 RIA 2 10 CSA 24 = Coordination and Support Action RIA = Research and Innovation Action; IA = Innovation Action
Logistics Context 25 2016-17: 4 topics open EUR 27 Mio EU budget Complements relevant topics under Urban Mobility and Intelligent Transport Systems In 2012, 45% of freight transport (tkm) on the road, 40% by sea, 9% by rail, 3% by inland waterways One in four trucks in the EU runs empty, overall efficiency (weight-based) as low as 43% Need for an increase in efficiency and sustainability Opportunities provided by digitalisation Need to remove bottlenecks
Stages Total EU contribution: EUR 27 MioLogistics: topics and budget Topic Title Action type Budget (EUR Mio) 2016 2017 MG-5.1 Networked and efficient logistics clusters RIA 2 12 MG-5.2 MG-5.4 Innovative ICT solutions for future logistics operations Potential of the physical internet RIA 2 RIA + CSA 2 1 12 1 MG-5.3 Promoting the deployment of green transport, towards Eco-labels for logistics CSA 1 2 CSA = Coordination and Support Action RIA 26 = Research and Innovation Action
Intelligent Transport Systems 2016-17: 3 topics open EUR 30 Mio EU budget Complements topics under the Call on Automated Road Transport Context By connecting all elements of the transport system, ITS are key to achieving seamless passengers and goods transport ITS enable better use of existing infrastructure Need for Europe-wide real-time transport information data combining information from all transport modes 27
Stages Topic Title ITS: topics and budget Total EU contribution: EUR 30 Mio Action type Budget (EUR Mio) 2016 2017 MG-6.1 MG-6.2 Innovative concepts, systems and services towards 'mobility as a service' Large-scale demonstration(s) of cooperative ITS RIA 2 IA 2 25 MG-6.3 Roadmap, new business models, awareness raising, support and incentives for the roll-out of ITS CSA 1 5 CSA = Coordination and Support Action RIA 28 = Research and Innovation Action IA = Innovation Action
Infrastructure Context 2016-17: 3 topics open EUR 38 Mio EU budget Proposals addressing Rail (in a multimodal approach) and Aviation infrastructure: ensure complementarity with activities in 'Shift to Rail' and 'SESAR' respectively Growing need to make infrastructure more resilient, to keep pace with growing mobility needs and extreme events Coping with declining resources to maintain and upgrade transport infrastructure Challenge: identify innovative solutions to increase efficiency and robustness of transport infrastructure 29
Stages Infrastructure: topics and budget Total EU contribution: EUR 38 Mio Topic Title Action type Budget (EUR Mio) 2016 2017 MG-7.1 Resilience to extreme (natural and manmade) events RIA 2 MG-7.2 Optimisation of transport infrastructure including terminals RIA 2 37 MG-7.3 The Port of the future RIA CSA 2 1 1 CSA = Coordination and Support Action RIA 30 = Research and Innovation Action
Socio-economic 2016-17: 6 topics open EUR 13,6 Mio EU budget Context Address emerging societal challenges: the sharing economy; big data; accessibility issues Explore the techno-economic prospects and skills requirements of a fast evolving sector 31
Stages Socio-economic: topics and budget [1/2] Total EU contribution: EUR 13,6 Mio Topic Title Action type Budget (EUR Mio) 2016 2017 MG-8.1 MG-8.2 MG-8.3 Research, technology, development and market trends for the European transport manufacturing industries Big data in Transport: Research opportunities, challenges and limitations Assessing future requirements for skills and jobs across transport modes and systems CSA 1 1,5 CSA 1 2 RIA 1 3 continues on next slide CSA = Coordination and Support Action RIA 32 = Research and Innovation Action
Stages Socio-economic: topics and budget [2/2] Total EU contribution: EUR 13,6 Mio Topic Title Action type Budget (EUR Mio) 2016 2017 MG-8.4 MG-8.5 Improving accessibility, inclusive mobility and equity: new tools and business models for public transport in prioritised areas Shifting paradigms: Exploring the dynamics of individual preferences, behaviours and lifestyles influencing travel and mobility choices RIA 1 RIA 1 7,5 MG-8.6 Innovation awards for students and researchers in the context of the Transport Research Arena conference TRA 2018 CSA 1 0,6 CSA = Coordination and Support Action RIA 33 = Research and Innovation Action
Call "Automated Road Transport" (H2020-ART- 2016-17) Objectives Increase safety, efficiency, user convenience, livability of cities Meet the next competitiveness challenge: new frontier for industrial leadership, growth and jobs 34
Stages Topic ART-01 Automated Road Transport: topics and budget Total EU contribution: EUR 114 Mio Title Action type ICT infrastructure to enable the transition towards road transport automation IA 2 Budget (EUR Mio) 2016 2017 ART-03 Multi-Brand platooning in real traffic conditions IA 2 50 ART-07 Full-scale demonstration of urban road transpoirt automation IA 2 ART-02 Automation pilots for passenger cars IA 2 ART-04 ART-05 Safety and end-user acceptance aspects of road automation in the transition period RIA 2 Road infrastructure to support the transition to automation and the coexistence of conventional and automated vehicles on the same network CSA = Coordination and Support Action 35 IA = Innovation Action; RIA = Research and Innovation Action 48 RIA 2 13 ART-06 Coordination of activities in support of road automation CSA 1 3
Objectives Call "Green Vehicles" (H2020-GV-2016-2017) Boost competitiveness and growth Clean transport, de-carbonise society Promote energy efficiency, use of non conventional energies (electricity, CNG, LNG, renewables), alternative fuels Reduce pollution, noise, impacts on health Improve engines, power-trains, vehicle architecture, manufacturing processes 36
Stages Green Vehicles [1/2] Total EU contribution: EUR 206,5 Mio Topic Title Action type Budget (EUR Mio) 2016 GV-02 Technologies for low emission light duty powertrain RIA 1 GV-03 System and cost optimised hybridisation of road vehicles IA 1 65 GV-11 Stimulating European research and development for the implementation of future road transport technologies CSA 1 3,5 GV-12 ERA-NET Co-fund on electromobility ERA-NET 1 10 CSA = Coordination and Support Action RIA = Research and Innovation Action IA = Innovation Action ERA-NET 37 = ERA-NET Cofund Action
Stages Green Vehicles [2/2] Total EU contribution: EUR 206,5 Mio Topic Title Action type Budget (EUR Mio) 2017 GV-01 Optimisation of heavy duty vehicles for alternative fuels use IA 1 GV-04 Next generation electric drivetrains for fully electric vehicles, focussing on high efficiency and low cost RIA 1 GV-05 Electric vehicle user-centric design for optimised energy efficiency RIA 1 GV-06 Physical integration of hybrid and electric vehicles batteries at pack level aiming at increased energy density and efficiency IA 1 GV-07 Multi-level modelling and testing of electric vehicles and their components RIA 1 128 GV-08 Electrified urban commercial vehicles integration with fast charging infrastructure IA 1 GV-09 Aerodynamic and flexible trucks IA 1 GV-10 Demonstration (pilots) for integration of electrified L-category vehicles in the urban transport system IA 1 IA = Innovation Action; RIA = Research and Innovation Action 38
2017 2016 2016 2015 2016-17 calls: key dates Date Calls / topics 15 October Opening of 2016 calls 20 January 26 January 29 September 20 September 4 October 26 January 1 February Closing Two-stage topics: 1 st stage proposals Single-stage topics Two-stage topics: 2 nd stage proposals Opening of 2017 calls Calls Mobility for Growth & Autom. Road Transport Call Green Vehicles Closing Two-stage topics: 1 st stage proposals Single-stage topics 27 September 19 October Two-stage topics: 2 nd stage proposals - call ART Two-stage topics: 2 nd stage proposals - call MG 39
SHIFT²RAIL The Joint Undertaking for Rail Research
The Shift2Rail Joint Undertaking SHIFT²RAIL will be the first European rail initiative to seek focused research & innovation and market-driven solutions by accelerating the integration of new and advanced technologies into innovative rail product solutions. Key Dates: April 2014 July 2014 Board EU Parliament Regulation Approval JU Constitution of the Joint Undertaking and First Government
Improving mobility and making daily life easier 3 major challenges: ENHANCING CAPACITY (to cope with growing EU demand) Up to 100% increase in capacity CONSOLIDATING RELIABILITY (to better satisfy users) Up to 50% increase of reliability REDUCING LIFE CYCLE COSTS (for more competitiveness) Up to 50% of reduction of Life Cycle Costs Impacting all segments of the rail market! 42
SHIFT²RAIL research priorities IP1: Cost-efficient and Reliable Trains, including High Capacity Trains and High Speed Trains IP2: Advanced Traffic Management & Control Systems IP5: Technologies for Sustainable & Attractive European Freight IP4: IT Solutions for Attractive Railway Services 43 IP3: Cost-efficient and Reliable High Capacity Infrastructure
The future ways of participating in R&D activities JU Members JU Founding Members Eligibility for JU Associated Members: own contribution commitment of 2,5% of the IP value or special case for the ROC: 12M own contribution across all IPs for RUs as single entities or 15M across all IPs for consortia of RUs/IMs JU Associated Members Partners (regular open calls for proposals) Subcontractors (tendering with JU Members) 44 To be selected through future open calls
Indicative timing for the next steps Negotiations with the candidate associated members and the founding members on the content of the S2R multi-annual action plan implementing the S2R Master Plan. Closure of the negotiations and signature of the membership agreements with the successful candidate members November 2015 December 2015 Open call Lunch December 2015 Start of S2R Research Projects June-July 2016 45
Programmazione di Ricerca & Innovazione 2014-2020 LE OPPORTUNITÀ PER LE PMI 46
Definizione di PMI La definizione di PMI utilizzata dalla Commissione (da 01/01/2005): Impegnata in una attività economica < 250 addetti Fatturato annuo di 50 Milioni oppure un bilancio totale di 43 Milioni Autonoma Definizione: http://ec.europa.eu/enterprise/policies/sme/fa cts-figures-analysis/sme-definition/index_en.htm Guida alla nuova definizione: http://ec.europa.eu/enterprise/enterprise_policy/sme_ definition/sme_user_guide_it.pdf 47
Struttura H2020 Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) 48
Lo strumento per le PMI Concept & Feasibility Assessment Demonstration Market replication R&D Commercialisation Idea to concept, risk assessment, technological & commercial feasibility Demonstration, prototyping, testing, market replication, scaling up, miniaturisation, research Quality label for successful projects, access to risk finance, indirect support Idea Sostegno continuo per l'intera durata Mercato 49
Lo strumento PMI: le tre fasi Fase 1: concetto e valutazione della fattibilità Input: Idea/Concept in "Business Plan I" (~ 10 pages) Main Activities: Feasibility of concept Risk assessment IP regime Partner search Design study Pilot application Output: elaborated "Business plan II" Fase 2: R&D, dimostrazione, market replication Input: "Business plan II" + "Description of activities under Phase2" (~ 30 pp.) Main Activities: Development Prototyping Testing Piloting Miniaturisation Scaling-up Market replication Output: investor-ready "Business plan III" Fase 3: Commercializzazione Input: "Business plan III" + Opportunities: 'Quality label' for successful Phase 1 & 2 Easier access to private finance Support via networking, training, coaching, information, addressing i.a. IP management, knowledge sharing, dissemination SME window in the EU financial facilities (debt facility and equity facility) Lump sum: around 50.000 ~ 6 months Output based payments: 1 to 2,5 M EU funding ~ 12 to 24 months No direct funding 50
Strumento PMI le prossime scadenze.. Transport: 57.5 and 61,2 mio in 2016 and 2017 Next cut-off dates: 16 December 2015 - Phase 2: 3 February 2016, 14 April 2016, 13 October 2016 - Phase 1: 24 February 2016, 3 May 2016, 7 September 2016, 9 november 2016
The Fast Track to Innovation Pilot scheme Specific features FTI Pilot - Bottom-up logic covering all priorities of H2020 Industrial Leadership and Societal Challenges Common budget: 100 mio and 100 mio in 2015 and 2016 (no Transport dedicated budget) Grant up to 3 mio per project Call opening: 6/1/2015 Next cut-off dates: 1 December 2015, 15 March 2016, 1 June 2016, 25 October 2016
The Fast Track to Innovation Pilot scheme FTI Pilot - Specific features ( cont.) Open to all types of participants: consortia of min. 3 - max. 5 partners Industry involvement is mandatory: - either at least 60% of the overall budget of the proposal must be allocated to consortium partner(s) from industry - or the minimum number of industry participants must be 2 in a consortium of 3 or 4 partners, and 3 in a consortium of 5 partners
Link utili Horizon 2020 APRE Participant portal SME TechWeb Ec Press release SHIFT2RAIL EEN EEN - Italia http://ec.europa.eu/research/horizon2020/index_en.cf m http://www.apre.it/ricerca-europea/horizon- 2020/partecipazione-delle-pmi/ http://ec.europa.eu/research/participants/portal/pag e/home http://sme.cordis.europa.eu/home/index.cfm http://europa.eu/rapid/press-release_memo-13-181_en.htm http://www.shift2rail.org/ http://een.ec.europa.eu/ http://www.enterprise-europe-network-italia.eu/ 54
Grazie per la vostra attenzione! APRE Agenzia per la Promozione della Ricerca Europea via Cavour, 71 00184 - Roma www.apre.it Tel. (+39) 06-48939993 Fax. (+39) 06-48902550 Gianmatteo Fornaro fornaro@apre.it