Masking, The Critical Band and Frequency Selectivity

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NEUROSCIENCE UConn Neuroscience in Salamanca, Spain May, 2009 Masking, The Critical Band and Frequency Selectivity Enrique A. Lopez-Poveda, Ph.D. Neuroscience Institute of Castilla y León University of Salamanca ealopezpoveda@usal.es

Aims Define the different forms of sound masking: simultaneous, forward and backward. Define auditory filter, tuning curve and critical band. Describe common psychoacoustical methods to measure auditory filters. Define masking pattern and describe its common interpretation. Describe the neurophysiological basis of masking. Define frequency selectivity and describe its main characteristics in normal-hearing listeners. Analyze the main consecuences of hearing impairement on auditory frequency selectivity.

Acknowledgements This presentation is inspired on a lecture prepared by author to be taught as part of the international Audiology Expert degree of the University of Salamanca (Spain). Some figures and examples were adapted from several sources (see references).

What is (sound) masking? Just like a face mask hides the identity of its wearer, a sound can mask another sound making its perception (or detection) more difficult.

In psycoacoustics Masking is the process by which the detection threshold of a sound (called the signal ) is increased by the presence of another sound (called the masker ). The amount of masking is defined as the increase (in decibels) in the detection threshold of a sound (signal) due to the presence of a masker sound.

Types Simultaneous masking Forward (poststimulatory) masking Backward (prestimulatory) masking Signal Sound Masker sound time

Simultaneous masking: Auditory filters time

The critical band Stimulus spectrum Adapted from Schooneveldt & Moore (1989) Spectral level 2 khz Signal detection threshold increases with increasing masking noise bandwidth up to a point after which signal threshold becomes independent of masker bandwidth. Critical bandwidth = 400 Hz Schooneveldt GP, Moore BCJ. (1989). Comodulation masking release for various monaural and binaural combinations of the signal, on-frequency, and flanking bands. J Acoust Soc Am. 85(1):262-272.

Auditory filters Fc Frequency To explain the previous result, Fletcher (1940) suggested that the auditory system behaves like a bank of overlapping bandpass filters. These filters are termed auditory filters. Fletcher H. (1940). Auditory patterns. Rev. Mod. Phys. 12, 47-65.

An explanation of the critical band The amount of masking increases with increasing the noise (masker) energy that gets through the filter. Up to a point! Further increases in noise bandwidth do not increase the masker energy through the filter. 2 khz Frequency

Equivalent rectangular bandwidth (ERB) Fc Frequency ERB An auditory filter (yellow area) and its ERB filter (green area). Both have different shapes but equal height and total area. That is, both let the same energy through.

The masking threshold according to Fletcher s power spectrum model Fletcher (1940) proposed that the masking threshold occurs when the acoustic power of the signal (S) at the filter output is proportional to the acoustic power of the masker (M) at the filter output: S/M = k, with k being a proportionality constant. For a noise masker with constant spectral density (N), and a critical band W, masking threshold occurs when: S/(WxN) = k, hence W = S/(kxN). Thus measuring S and knowing N, we can infer W.

Caution! Fletcher s model is useful to explain several auditory phenomena, but is just a model! More details to come...

How to estimate the shape of a filter? Iso-stimulus curve Same input amplitude, Different input frequency. Measure output amplitude. Iso-response (tuning) curve Same output amplitude, Different input frequency. Adjust input amplitude. Output amplitude Input amplitude Frequency Frequency

How to estimate the shape of an auditory filter? Iso-stimulus curve Same masker level, Measure signal detection threshold. Iso-response (tuning) curve Same signal level, Measure masker level at signal detection threshold. Signal detection threshold for a fixed masker level Masker level at signal detection threshold Signal frequency Signal frequency

Psychoacoustical tuning curves Method B produces PSYCHOACOUSTICAL TUNING CURVES (PTCs). Psychoacoustical tuning curves for normal-hearing and hearing-impaired listeners. Signal was a 1-kHz pure tone at 10 db SL. Masker was narrowband noise (Moore & Glasberg, 1986). Moore BCJ, Glasberg, BR (1986). Comparisons of frequency selectivity in simultaneous and forward masking for subjects with unilateral cochlear impairments. J. Acoust. Soc. Am. 80, 93-107.

Physiological and psychoacoustical tuning curves Auditory nerve fiber tuning curves (Palmer, 1987). Psychoacoustical tuning curves (Vogten, 1974). Palmer AR (1987). Physiology of the cochlear nerve and cochlear nucleus, in Hearing, edited by M.P. Haggard y E.F. Evans (Churchill Livingstone, Edinburgh). Vogten, L.L.M. (1974). Pure-tone masking: A new result from a new method, in Facts and Models in Hearing, edited by E. Zwicker and E. Terhardt (Springer- Verlag, Berlin).

Off-frequency listening Off-frequency listening is said to occur when the signal is detected through a filter different from the one with a center frequency (Fc) equal to the signal frequency. Fc Frequency Off-frequency listening occurs because auditory filters are asymmetric and have steep high-frequency slopes (Moore, 1998). Moore BCJ (1998). Cochlear Hearing Loss, Whurr Publishers, London.

The notch-noise method of Patterson (1976) W Power (linear scale) Frequency (linear scale) Notch-noise spectrum (green area) versus auditory filter shape (yellow area).

The notch noise method W1 W2 Signal detection trhreshold W1 W2 W3 Notch bandwidth, W W3 Signal detection threshold decreases with increasing notch bandwidth. Filter shape is the integral of the red curve (Patterson, 1976). This method reduces off-frequency listening. Patterson RD. (1976). Auditory filter shapes derived with noise stimuli. J. Acoust. Soc. Am. 59, 640-654.

Auditory filters obtained with the notchnoise method From: Baker S, Baker RJ. (2006). Auditory filter nonliearity across frequency using simultaneous notched-noise masking. J. Acoust. Soc. Am. 119, 454-462.

Simultaneous masking: Masking patterns Time

What is a masking pattern? FIXED Signal frequency VARIABLE Masker frequency FIXED VARIABLE HARDLY USEFUL MASKING PATTERN AUDITORY FILTER? A masking pattern is a masked audiogram, i.e., a graphical representation of the audiogram measured while pure tones of different frequencies are presented in the presence of a masker sound (with any spectrum).

The masking pattern of a pure tone From: Egan JP, Hake HW. (1950). On the masking pattern of a simple auditory stimulus. J. Acoust. Soc. Am. 22, 622-630.

The interpretation of a masking pattern Relative gain (db) Adapted from Moore (2003) c d e b a It is assumed that the signal is detected through the auditory filter giving the greatest signato-masker ratio at the output. Therefore, a different detection auditory filter is used as the signal frequency changes. The frequency of the masker tone is fixed. Frequency From: Moore BCJ. (2003). An introduction to the psychology of hearing. 4 Ed. Academic Press, London.

The interpretation of a masking pattern Relative gain (db) Adapted from Moore (2003) c d e b a Frequency The illustration shows five detection auditory filters with different center frequencies. Each filter has 0-dB gain at its tip. The vertical line illustrates the pure tone signal whose excitation pattern is to be measured. The dots illustrate the excitation of each filter in response to the masker tone. Moore BCJ. (2003). An introduction to the psychology of hearing. 4 Ed. Academic Press, London.

The excitation pattern Adapted from Moore (2003) Relative gain (db) a b c d e The excitation pattern (red curve) would be a plot of the masker output from each filter to the masker tone. Therefore, it represents somethingakintotheinternal excitation pattern of the masker spectrum. Frequency

Indeed, it is possible to measure a masking patter for any masker and the result is thought to represent approximately the internal excitation evoked by the masker.

For example: The excitation pattern of a vowel Excitation patterns for three different subjects at different sound levels Espectra of synthesized /i/ & /æ/ vowels /i/ /æ/ From Moore BCJ, Glasberg BR. (1983). Masking patterns for synthetic vowels in simultaneous and forward masking, J. Acoust. Soc. Am. 73, 906-917.

The neurophysiological bases of simultaneous masking Neural response swamping Neural suppression Simultaneous masking Other

Simultaneous masking may reflect swamping of neural responses Neural response to Neural response to pure A) B) masking noise tone (signal) Characteristic frequency Characteristic frequency Time Time Neural response to Neural response to noise C) D) noise+signal + signal Characteristic frequency Characteristic frequency Time Time

Simultaneous masking may reflect suppression of neural activity to the signal Neural response to A) B) masking noise Neural response to a pure tone signal Characteristic frequency Characteristic frequency Time Time Neural response to the C) D) masker+signal Neural response to masker + signal Characteristic frequency Characteristic frequency Time Time

Most probably, it is a combination of those two plus other phenomena Swamping Suppression + = Other Masking

The neurophysiological bases of (psychophysical) auditory filters Basilar membrane frequency response Other Auditory filters Auditory filters Inner hair cell frequency response Lateral inhibition

Auditory filters almost certainly reflect cochlear tuning From: Ruggero MA, Rich NC, Recio A, Narayan SS, Robles L. (1997). Basilar-membrane responses to tones at the base of the chinchilla cochlea, J Acoust Soc Am. 101(4):2151-63.

But the inner hair cell may also contribute! Psychoacoustics (Lopez-Poveda et al., 2006) Auditory nerve (Rose et al., 1971) BASE (CF = 2100 Hz) Masker level (db SPL) BASE (CF = 6000 Hz) APEX (CF = 125 Hz) Discharge rate (spikes/s) APEX (CF = 200 Hz) Frequency (Hz) Frequency (Hz)

Lateral inhibition may also contribute to sharpen auditory filters Stimulus spectrum 5 10 10 5 Neurons 5 5 10 10 10 5 5-0.2 1 Output signal amplitude 3 2 7 6 7 2 3 7 6 7 Output spectrum 5 2 2 5 Yost, W. A. (2000). Fundamentals of hearing. Academic Press, San Diego.

Post-stimulatory (forward) masking tiempo

A sound may be masked by a preceeding sound Left panels illustrate the amount of masking as a function of the time gap between the masker offset and the signal onset. The masker was a narrow-band noise. The signal was a pure tone. Each symbol is for a different masker level (in decibels). Right panels illustrate the amount of masking as a function of the masker spectral level. Each symbol is for a different time gap (in ms). Each row shows results for a different signal frequency (1, 2 and 4 khz). From: Moore BCJ, Glasberg BR (1983). Growth of masking for sinusoidal and noise maskers as a function of signal delay: implications for suppression in noise. J. Acoust. Soc. Am. 73, 1249-1259.

Psychoacoustical tuning curves measured with forward masking Masker level at signal detection threshold (db SPL) Masker frequency (Hz) From: Lopez-Poveda, E. A., Barrios, L. F., Alves-Pinto, A. (2007). "Psychophysical estimates of level-dependent best-frequency shifts in the apical region of the human basilar membrane," J. Acoust. Soc. Am. 121(6), 3646-3654.

The neurophysiological bases of forward masking Ringing of basilar membrane responses Central inhibition Forward masking Forward masking Auditory nerve adaptation Neural response persistence

Persistence of basilar membrane responses after masker offset ( ringing ) estímulo The response of the basilar membrane does not end immediately after the stimulus offset. Instead, it persists over a period of time (as shown in the left figure). This ringing effect may make the detection of the following signal more difficult. From: Recio A, Rich NC, Narayan SS, Ruggero MA. (1998). Basilar-membrane responses to clicks at the base of the chinchilla cochlea, J. Acoust. Soc. Am. 103, 1972-1989.

Auditory nerve fiber adaptation masker Stimulus signal Nerve response Tiempo Tiempo From: Meddis R, O Mard LP. (2005). A computer model of the auditory-nerve response to forwardmasking stimuli. J. Acoust. Soc. Am. 117, 3787-3798.

Persistence of neural activity Acoustic stimulus masker signal time Neural activity time The persistence of neural activity may impair the detection of the signal.

Central inhibition Acoustic stimulus excitation 1 2 Neural response delay inhibition Acoustic stimulus masker signal Activity of neuron 1 Activity of neuron 2 delay Inhibition induced by the masker time

Pre-stimulatory (backward) masking Signal sound Masker sound Time

Backward masking Little is known about it. Hardly observed in well-trained subjects. Possibly, listeners misinterpret the brief signal with the start of the masker.

Frequency selectivity Enrique A. López-Poveda Neuroscience Institute of Castilla y León University of Salamanca ealopezpoveda@usal.es

What is frequency selectivity? + 500 Hz 100 Hz It is the ability to perceive separately multiple frequency components of a complex sound

How does it occur? Low-frequency sound Base Apex High-frequency sound Base Apex

It depends on the functional state of the cochlea Normal cochlea Damaged cochlea

Psychoacoustical measures of frequency selectivity

Masking Simultaneous signal masker Forward masker signal Frequency selectivity may be measured using masking techniques like those previously described.

Psychophysical tuning curves are a measure of frequency selectivity Psychoacoustical tuning curves have different shapes depending on the masking method employed to measure them. Curves measured with forward masking appear more tuned than those measured with simultaneous masking. From: Moore BCJ. (1998). Cochlear Hearing Loss. Whurr Publishers, London.

Cochlear suppression affects (psychoacoustical) frequency selectivity amplitude Stimulus Signal only amplitude Auditory nerve response tiempo time amplitude Masker + signal amplitude tiempo time The response to the signal is lower in the presence of the masker as a result of cochlear suppression.

Frequency selectivity in normalhearing listeners

Filter bandwidth varies with center frequency Psychoacoustical estimates for normal-hearing listeners Auditory nerve data for cat From: Moore BCJ (1998). Cochlear Hearing Loss. Whurr Publishers, London. From: Pickles JO (1988). An Introduction to the Psychology of Hearing. Academic Press, London.

Filter tuning varies with sound level Psychoacoustical estimates for normal-hearing listeners CF = 1 khz Guinea-pig basilar membrane response CF = 10 khz 90 db SPL 20 From: Moore BCJ (1998). Cochlear Hearing Loss. Whurr Publishers, London. From: Ruggero MA, Rich NC, Recio A, Narayan S, Robles L. (1997). Basilar membrane responses to tones at the base of the chinchilla cochlea. J. Acoust. Soc. Am. 101, 2151-2163.

Tuning also varies with sound level: Tuning curves Masker level (db SPL) 100 80 60 40 20 Psychoacoustical estimates for normal-hearing listeners CF = 4 khz Guinea-pig basilar membrane response CF = 10 khz 800 2400 4000 5600 7200 Frequency (Hz) From: Lopez-Poveda, EA, Plack, CJ, and Meddis, R. (2003). Cochlear nonlinearity between 500 and 8000 Hz in normal-hearing listeners, J. Acoust. Soc. Am. 113, 951-960. From: Ruggero MA, Rich NC, Recio A, Narayan S, Robles L. (1997). Basilar membrane responses to tones at the base of the chinchilla cochlea. J. Acoust. Soc. Am. 101, 2151-2163.

Auditory filters Adaptado de Baker y Rosen (2006)

Frequency selectivity in the auditory nerve: intact and damaged cochleae

Total outer hair cell (OHC) damage Cochlear status Tuning curves Intact IHC damaged Total OHC damage normal Total OHC damage. Intact IHC. From: Liberman MC, Dodds LW, Learson DA. (1986). Structure-function correlation in noise-damaged ears: a light and electrone-microscopy study. in RJ Salvi, D Henderson, RP Hamernik, V Colletti. Basic and applied aspects of noise-induced hearing loss. (Plenum Publishing Corp, 1986).

Total OHC damage (cont.) 1. Reduced sensitivity, raised response threshold.

Total OHC damage (cont.) 2. Broader tuning, reduced frequency selectivity.

Total OHC damage (cont.) 3. Lower characteristic frequency (CF).

In vivo and post-mortem basilar membrane responses The effects described before are similar to those observed when comparing in vivo and post-mortem basilar membrane tuning curves for the same cochlear region (left figure). Consequently, it is generally thought that auditory nerve tuning reflects basilar membrane tuning. From: Sellick PM, Patuzzi R, Johnstone BM. (1982). Measurements of basilar membrane motion in ght guinea pig using the Mössbauser technique. J. Acoust. Soc. Am. 72, 131-141.

Partial inner hair cell (IHC) damage Cochlear status Tuning curves Partial IHC damage damaged Normal OHCs normal Partial IHC damage (arrow). Intact OHCs From: Liberman MC, Dodds LW, Learson DA. (1986). Structure-function correlation in noise-damaged ears: a light and electrone-microscopy study. in RJ Salvi, D Henderson, RP Hamernik, V Colletti. Basic and applied aspects of noise-induced hearing loss. (Plenum Publishing Corp, 1986).

Severe OHC and IHC damage Cochlear status Tuning curves Severe IHC damage damaged Severe OHC damage normal From: Liberman MC, Dodds LW, Learson DA. (1986). Structure-function correlation in noise-damaged ears: a light and electrone-microscopy study. in RJ Salvi, D Henderson, RP Hamernik, V Colletti. Basic and applied aspects of noise-induced hearing loss. (Plenum Publishing Corp, 1986).

Partial (combined) OHC and IHC damage Cochlear status Tuning curves Partial IHC damage damaged Partial OHC damage normal Partial IHC damage Partial OHC damage From: Liberman MC, Dodds LW, Learson DA. (1986). Structure-function correlation in noise-damaged ears: a light and electrone-microscopy study. in RJ Salvi, D Henderson, RP Hamernik, V Colletti. Basic and applied aspects of noise-induced hearing loss. (Plenum Publishing Corp, 1986).

Frequency selectivity in normalhearing listeners vs. listeners with cochlear hearing loss

Difficult comparison because sound level is different! Filter shape varies with sound level and sound level is necessarily higher for hearing-impaired listeners. Absolute hearing threshold Normal hearing Hearing impaired

Difficult comparison because of off-frequency listening! The signal should produce the maximum excitation at this point on the basilar membrane amplitude However, this will be actually the point of maximum excitation Basilar membrane travelling wave base 2 1 apex Therefore, the signal is detected through auditory nerve fiber 2 and not 1 (despite the CF of the latter equals the signal frequency).

Psychoacoustical tuning curves The signal was a pure tone of 1 khz at 10 db SL. The masker was a narrowband noise. From Moore & Glasberg (1986). PTCs are broader for hearingimpaired listeners!

Does frequency selectivity decrease with amoung of hearing loss? Generally yes, but not always! The figure compares psychoacoustical tuning curves for two hearing impaired listeners with similar losses at 4 khz. Their tuning curves are very different (one of them is almost normal). From: Lopez-Poveda, EA, Plack, CJ, Meddis, R, and Blanco, JL. (2005). "Cochlear compression between 500 and 8000 Hz in listeners with moderate sensorineural hearing loss," Hearing Res. 205, 172-183.

Why is this? Possibly, the hearing loss of listener DHA is due to outer hair cell dysfunction while that of listener ESR is due to inner hair cell dysfunction.

Dead (cochlear) regions Psychoacoustical tuning curve of the same patient for a 2-kHz signal. Audiogram of a patient with a cochlear dead region (in red) around 2 khz. From: Moore BCJ (1998). Cochlear Hearing Loss. Whurr Publishers, London. IHC stereocilia in healthy (green) and dead (red) cochlear regions.

Auditory filters in listeners with cochlear hearing loss Cochlear hearing loss is typically (but not always) accompanied by auditory filters that are broader than normal. The figure illustrates 1-kHz filters for a collection of listeners with unilaterla cochlear hearing loss. Moore BCJ (1998). Cochlear Hearing Loss. Whurr Publishers, London.

Filter bandwidth increases on average with increasing absolute threshold (thus the amount of hearing loss). Thewidespreadofvalues indicates, however, that filter bandwidth cannot be predicted based on absolute threshold. Moore BCJ (1998). Cochlear Hearing Loss. Whurr Publishers, London.

Impaired speech perception with less frequency selectivity (HEARLOSS demo)

Thank you!