Renal Cancer. Measurability of Quality Performance Indicators Version 1.1

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Renal Cancer Measurability of Quality Permance Indicators Version 1.1 To be read in conjunction with: Renal Cancer Clinical Quality Permance Indicators Engagement Document v1.0 Renal Cancer Data Definitions v1.0 Renal Cancer Measurability V1.1 1

Measurability of Quality Permance Indicators Renal Cancer Please refer to the Renal Cancer Quality Permance Indicators published by Healthcare Improvement Scotland a full description of individual QPIs Please refer to the Renal Cancer QPI Dataset published by ISD Scotland a full description of individual data items Document control: This version Title Renal Cancer Measurability of QPIs Version/Issue Number 1.1 Effective From Author Sharon Kennedy, ISD Document Type Guidance Document status Final Document Purpose Remat prior to 9 monthly review Summary of changes V1.0 rematted to agreed convention as per May 2012 meeting, and specification updated as agreed with Roger Black Jan 2013, and checked against published QPIs and dataset Revision History Version Status Summary of Changes QPI (s) 0.1 Feb 2012 Draft All 0.2 Mar 2012 Draft Update following comments from Iona Scott All 1.0 Jan 2012 Final Updated following public engagement comments and clarifications from Iona Scott, to reflect changes to QPIs and dataset, and All rematted to agreed convention Updates from Previous Version QPI 1 2 3 4 5 6 7 8 Summary of changes (excluding matting changes) Renal Cancer Measurability V1.1 2

QPI 1 - Radiological Diagnosis Patients with renal cancer should have cross sectional imaging staging of Renal Cell Carcinoma (RCC). Proportion of patients with RCC who undergo pre-treatment cross-sectional imaging of the chest, abdomen and pelvis. Number of patients receiving active treatment with a diagnosis of RCC who undergo cross-sectional imaging (CT) of the chest, abdomen and pelvis (with contrast) bee first treatment. Date Staging Investigations Complete bee Date of First Cancer Treatment ; AND Staging Investigations Complete coded as Yes [SINVESTDATE < FIRSTTREATDATE] AND [SINVEST = 1] All patients receiving active treatment (partial or radical nephrectomy, cryotherapy, radio frequency ablation or systemic therapy) with a diagnosis of RCC (Excluding Patients who refuse treatment; Patients who underwent cross sectional imaging (CT) without intra venous (IV) contrast; and Patients who died bee first treatment). Date of Diagnosis [DIAGDATE] in range specified comparative analysis; AND Morphology of Tumour coded as RCC; AND (( Type of First Cancer Treatment coded as Surgery AND Definitive Operative Procedure coded as Radical Nephrectomy or Partial Nephrectomy or Nephrectomy & excision of perirenal tissue or Bilateral Nephrectomy ) OR Type of First Cancer Treatment coded as Systemic Therapy or Radiofrequency Ablation or Cryotherapy ); AND Type of First Cancer Treatment not coded as Patient refused all therapies or Patient died bee treatment ; AND Contrast Agent Administered Status not coded as Imaging without contrast agent [MORPHOL = 8260/3 OR 8310/3 OR 8312/3 OR 8316/3 OR 8317/3 OR 8318/3 OR 8319/3 OR 6666/6] AND ( ( [FIRSTTREATMODE = 1] AND [OPCODE1 = M02.5 OR M03.9 OR M02.1 OR M02.3] ) OR [FIRSTTREATMODE = 13 OR 15 OR 16] ) AND [FIRSTTREATMODE <> (14 OR 95)] AND [CONAGENT <> 1] numerator Include in the measurement against the target. Present as not recorded only if the patient cannot otherwise be identified as [SINVESTDATE = 09/09/0909] OR [FIRSTTREATDATE = 09/09/0909] OR [SINVEST = 99] exclusion Include in the measurement against the target unless there is other definitive evidence that the record should be excluded. Present as not recorded only where the record cannot otherwise be definitively identified as an inclusion/exclusion this standard. [CONAGENT = 99] NB Patients not recorded FIRSTTREATMODE are excluded from the Exclude from the measurement against the target. Present as not recorded only where the patient cannot otherwise be definitively identified as an inclusion/exclusion this standard [MORPHOL = 9999/9] OR [FIRSTTREATMODE = 99] OR [OPCODE1 = 99] Renal Cancer Measurability V1.1 3

QPI 2 - Histological Diagnosis Patients with renal cancer not undergoing surgery should have a histological diagnosis prior to commencing treatment. Proportion of patients with RCC where surgery is not the primary treatment who have a histological diagnosis bee treatment, via biopsy. Number of patients with RCC whom surgery is not first treatment who have a histological diagnosis (confirmed by biopsy) bee first treatment. Date of Diagnosis bee Date of First Cancer Treatment ; AND Most Valid Basis of Diagnosis coded as Histology of Primary or Histology of Metastases [DIAGDATE < FIRSTTREATDATE] AND [VALID = 7 OR 6] All patients with RCC whom surgery is not first treatment (Excluding Patients who refuse treatment; Patients receiving supportive care only (not active treatment); Patients receiving active surveillance; Patients who died bee treatment; and Histology not assessable). Date of Diagnosis [DIAGDATE] in range specified comparative analysis; AND Type of First Treatment NOT coded as Surgery ; AND Morphology of Tumour coded as RCC; AND Type of First Cancer Treatment not coded as Supportive Care Only or Patient refused all therapies or Active Surveillance or Patient died bee treatment ; AND Morphology of tumour not coded as Not assessable [FIRSTTREATMODE <> 1] AND [MORPHOL = 8260/3 OR 8310/3 OR 8312/3 OR 8316/3 OR 8317/3 OR 8318/3 OR 8319/3 OR 6666/6] AND [FIRSTTREATMODE <> (7 OR 95 OR 12 OR 14)] AND [MORPHOL <> 1111/1] numerator Include in the measurement against the target. Present as not recorded only if the patient cannot otherwise be identified as [FIRSTTREATDATE = 09/09/0909] OR [VALID = 99] exclusion Include in the measurement against the target unless there is other definitive evidence that the record should be excluded. Present as not recorded only where the record cannot otherwise be definitively identified as an inclusion/exclusion this standard. NB Patients not recorded FIRSTTREATMODE and MORPHOL are excluded from the Exclude from the measurement against the target. Present as not recorded only where the patient cannot otherwise be definitively identified as an inclusion/exclusion this standard [FIRSTTREATMODE = 99] OR [OPCODE1 = 99] OR [MORPHOL = 9999/9] Renal Cancer Measurability V1.1 4

QPI 3 - Clinical Staging TNM The TNM staging system should be used to stage patients with Renal Cell Carcinoma (RCC). Proportion of patients whose RCC is staged pre-treatment using the TNM staging system. Number of patients diagnosed with RCC who were clinically staged using TNM staging system bee first treatment. TNM Tumour Classification (Clinical) (Kidney) (Pre-treatment) NOT coded as Inapplicable ; OR TNM Nodal Classification (Clinical) (Kidney) (Pre-treatment) NOT coded as Inapplicable ; OR TNM Metastasis Classification (Clinical) (Kidney) (Pre-treatment) NOT coded as Inapplicable [ct <> T10] OR [cn <> N10] OR [cm <> M10] All patients diagnosed with RCC (No exclusions). Date of Diagnosis [DIAGDATE] in range specified comparative analysis; AND Morphology of Tumour coded as RCC [MORPHOL = 8260/3 OR 8310/3 OR 8312/3 OR 8316/3 OR 8317/3 OR 8318/3 OR 8319/3 OR 6666/6] numerator Include in the measurement against the target. Present as not recorded only if the patient cannot otherwise be identified as [ct <> 99] OR [cn <> 99] OR [cm <> 99] exclusion Include in the measurement against the target unless there is other definitive evidence that the record should be excluded. Present as not recorded only where the record cannot otherwise be definitively identified as an inclusion/exclusion this standard. N/A Exclude from the measurement against the target. Present as not recorded only where the patient cannot otherwise be definitively identified as an inclusion/exclusion this standard [MORPHOL = 9999/9] Renal Cancer Measurability V1.1 5

QPI 4 - Histological Grading Fuhrman grading system should be used to grade clear cell Renal Cell Carcinoma (RCC). Proportion of patients whose RCC is histopathologically graded using the Fuhrman grading system. Number of patients with histological diagnosis of RCC on a surgical resection specimen whose clear cell RCC is graded using the Fuhrman grading system. Fuhrman Grade coded as Grade 1-4 [FUHRMAN = 1 OR 2 OR 3 OR 4] All patients with clear cell RCC who undergo surgical resection (No exclusions). Date of Diagnosis [DIAGDATE] in range specified comparative analysis; AND Morphology of Tumour coded as RCC; AND Definitive Operative Procedure coded as Radical Nephrectomy or Partial Nephrectomy or Nephrectomy & excision of perirenal tissue or Bilateral Nephrectomy [MORPHOL = 8310/3] AND [OPCODE1 = M02.5 OR M03.9 OR M02.1OR M02.3] numerator Include in the measurement against the target. Present as not recorded only if the patient cannot otherwise be identified as [FUHRMAN = 99] exclusion Include in the measurement against the target unless there is other definitive evidence that the record should be excluded. Present as not recorded only where the record cannot otherwise be definitively identified as an inclusion/exclusion this standard. N/A Exclude from the measurement against the target. Present as not recorded only where the patient cannot otherwise be definitively identified as an inclusion/exclusion this standard [MORPHOL = 9999/9] OR [OPCODE1 = 99] Renal Cancer Measurability V1.1 6

QPI 5 - Surgical Treatment Patients with non-metastatic renal cancer should receive appropriate surgical treatment. Proportion of patients with non metastatic (T 1-3 N 0 M 0 ) Renal Cell Carcinoma, not suitable nephron sparing surgery, treated by radical nephrectomy (either open or laparoscopic procedure). Number of patients with T 1-3 N 0 M 0 RCC without evidence of metastatic disease at diagnosis who undergo radical nephrectomy (either by open or laparoscopic procedure). Definitive Operative Procedure coded as Radical nephrectomy ; AND Surgical Procedure Type coded as Open, or Laparoscopic completed, or Laparoscopic converted [OPCODE1 = M02.5] AND [SURGTYPE = 1 OR 2A OR 2B] All patients with T 1-3 N 0 M 0 RCC without evidence of metastatic disease at diagnosis (Excluding Patients who refused treatment; Patients who undergo nephron sparing treatment (partial nephrectomy, cryotherapy or RFA); Patients receiving supportive care only (not active treatment); Patients receiving active surveillance (no active treatment); Patients who died bee treatment). Date of Diagnosis [DIAGDATE] in range specified comparative analysis; AND TNM Tumour Classification (Clinical) (Kidney) (Pretreatment) coded as T 1-3 ; AND TNM Nodal Classification (Clinical) (Kidney) (Pre-treatment) coded as N 0 ; AND TNM Metastasis Classification (Clinical) (Kidney) (Pre-treatment) coded as M 0 ; AND Morphology of Tumour coded as RCC; AND Type of First Cancer Treatment not coded as Supportive Care Only or Active Surveillance or Patient died bee treatment or Radiofrequency Ablation or Cryotherapy ; AND Definitive Operative Procedure not coded as Partial nephrectomy or Patient refused surgery [ct = T1 OR T1a OR T1b OR T2 OR T3 OR T3a OR T3b OR T3c] AND [cn = N0] AND [cm = M0] AND [MORPHOL = 8260/3 OR 8310/3 OR 8312/3 OR 8316/3 OR 8317/3 OR 8318/3 OR 8319/3 OR 6666/6] AND [FIRSTTREATMODE <> 7 OR 12 OR 14 OR 15 OR 16] AND [OPCODE1 <> M03.9 OR 95] numerator Include in the measurement against the target. Present as not recorded only if the patient cannot otherwise be identified as [OPCODE1 = 99] OR [SURGTYPE = 99] exclusion Include in the measurement against the target unless there is other definitive evidence that the record should be excluded. Present as not recorded only where the record cannot otherwise be definitively identified as an inclusion/exclusion this standard. [FIRSTTREATMODE = 99] AND [OPCODE1 = 99] Exclude from the measurement against the target. Present as not recorded only where the patient cannot otherwise be definitively identified as an inclusion/exclusion this standard [MORPHOL = 9999/9] OR [ct = 99] OR [cn = 99] OR [cm = 99] Renal Cancer Measurability V1.1 7

QPI 6 - Nephron Sparing Surgery Patients with T1a renal cancer should receive Nephron Sparing Surgery (NSS). Proportion of patients with T1aN 0 M 0 RCC who undergo NSS (laparoscopic partial nephrectomy or open partial nephrectomy). Number of patients with T1a N 0 M 0 RCC undergoing NSS (laparoscopic partial nephrectomy or open procedure partial nephrectomy). Definitive Operative Procedure coded as Partial nephrectomy ;AND Surgical Procedure Type coded as Open, or Laparoscopic completed, or Laparoscopic converted [OPCODE1 = M03.9] AND [SURGTYPE = 1 OR 2A OR 2B] All patients with T1a N 0 M 0 RCC (Excluding Patients who refuse treatment; Patients who receive RFA/Cryotherapy; Patients receiving supportive care only (not active treatment); Patients receiving active surveillance (no active treatment); Patients who died bee treatment). Date of Diagnosis [DIAGDATE] in range specified comparative analysis; AND TNM Tumour Classification (Clinical) (Kidney) (Pretreatment) coded as T 1a ; AND TNM Nodal Classification (Clinical) (Kidney) (Pre-treatment) coded as N 0 ; AND TNM Metastasis Classification (Clinical) (Kidney) (Pre-treatment) coded as M 0 ; AND Morphology of Tumour coded as RCC; AND Type of First Cancer Treatment not coded as Supportive Care Only or Active Surveillance or Patient died bee treatment or Radiofrequency Ablation or Cryotherapy ; AND Definitive Operative Procedure not coded as Patient refused surgery [ct = T1a] AND [cn = N0] AND [cm = M0] AND [MORPHOL = 8260/3 OR 8310/3 OR 8312/3 OR 8316/3 OR 8317/3 OR 8318/3 OR 8319/3 OR 6666/6] AND [FIRSTTREATMODE <> 7 OR 8 OR 12 OR 14 OR 15 OR 16] AND [OPCODE1 <> 95] numerator Include in the measurement against the target. Present as not recorded only if the patient cannot otherwise be identified as [OPCODE1 = 99] OR [SURGTYPE = 99] exclusion Include in the measurement against the target unless there is other definitive evidence that the record should be excluded. Present as not recorded only where the record cannot otherwise be definitively identified as an inclusion/exclusion this standard. [FIRSTTREATMODE = 99] AND [OPCODE1 = 99] Exclude from the measurement against the target. Present as not recorded only where the patient cannot otherwise be definitively identified as an inclusion/exclusion this standard [MORPHOL = 9999/9] OR [ct = 99] OR [cn = 99] OR [cm = 99] Renal Cancer Measurability V1.1 8

QPI 7-30 Day Mortality 30 Day Mortality Proportion of patients who die within 30 days of first treatment RCC. Number of patients who undergo minimally invasive (RFA, Cryotherapy, SACT) or operative treatment as first treatment RCC who die within 30 days of first treatment. Date of Death minus Date of First Cancer Treatment less than or equal to 30 days; AND Date of Death is not coded as Inapplicable [DOD - FIRSTTREATDATE 30] AND [DOD <> 10/10/1010] All patients who undergo minimally invasive (RFA, cryotherapy, SACT) or operative treatment as first treatment RCC (Excluding Patients who undergo emergency surgery (nephrectomy)). Date of Diagnosis [DIAGDATE] in range specified comparative analysis; AND Morphology of Tumour coded as RCC; AND Surgical Presentation Type not coded as Emergency ; AND Definitive Operative Procedure not coded as Radical Nephrectomy or Partial Nephrectomy or Nephrectomy & excision of perirenal tissue or Bilateral Nephrectomy ; AND Type of First Cancer Treatment coded as surgery or Radiofrequency Ablation or Cryotherapy or SACT (presented separately) [MORPHOL = 8260/3 OR 8310/3 OR 8312/3 OR 8316/3 OR 8317/3 OR 8318/3 OR 8319/3 OR 6666/6] AND [PRESENT <> 2] AND [OPCODE1 = M02.5 OR M03.9 OR M02.1OR M02.3] AND RFA [FIRSTTREATMODE = 15] Cryotherapy [FIRSTTREATMODE = 16] SACT [FIRSTTREATMODE = 13] Surgery [FIRSTTREATMODE = 1] Renal Cancer Measurability V1.1 9

numerator Include in the measurement against the target. Present as not recorded only if the patient cannot otherwise be identified as RFA, Cryotherapy, SACT, and Surgery [FIRSTTREATDATE = 09/09/0909] OR [DOD = 09/09/0909] exclusion Include in the measurement against the target unless there is other definitive evidence that the record should be excluded. Present as not recorded only where the record cannot otherwise be definitively identified as an inclusion/exclusion this standard. RFA, Cryotherapy, SACT, and Surgery [PRESENT = 99] AND [OPCODE1 = 99] Exclude from the measurement against the target. Present as not recorded only where the patient cannot otherwise be definitively identified as an inclusion/exclusion this standard RFA, Cryotherapy, SACT, and Surgery [MORPHOL = 9999/9] OR [FIRSTTREATMODE = 99] Renal Cancer Measurability V1.1 10

QPI 8 - Systemic Therapy Patients with advanced and/or metastatic renal cell carcinoma (RCC) should receive systemic therapy between diagnosis and death. Proportion of patients presenting with advanced and/or metastatic RCC who receive systemic anti-cancer therapy (SACT) RCC within 12 months of diagnosis. Number of patients with RCC which is advanced and / or metastatic at time of diagnosis a where at least 12 months have elapsed since diagnosis irrespective of whether or not they have died who receive first treatment with SACT, within 12 months of diagnosis. Date Treatment Started (Systemic Anti Cancer Therapy) minus Date of Diagnosis less than or equal to 12 months [SYSTDATE DIAGDATE 365] All patients with RCC which is advanced and / or metastatic at time of diagnosis where at least 12 months have elapsed since diagnosis irrespective of whether or not they have died (Excluding Patients documented to have permance status 2, 3 or 4 at time of diagnosis; Patients documented to have refused systemic treatment; and Patients enrolled in clinical trials). Date of Diagnosis [DIAGDATE] in range specified comparative analysis; AND ( TNM Tumour Classification (Clinical) (Kidney) (Pre-treatment) coded as T4; AND TNM Nodal Classification (Clinical) (Kidney) (Pre-treatment) coded as N(any); AND TNM Metastasis Classification (Clinical) (Kidney) (Pre-treatment) coded as M(any)); OR ( TNM Tumour Classification (Clinical) (Kidney) (Pre-treatment) coded as T(any); AND TNM Nodal Classification (Clinical) (Kidney) (Pre-treatment) coded as N(any); AND TNM Metastasis Classification (Clinical) (Kidney) (Pre-treatment) coded as M1); AND Date records considered complete minus Date of diagnosis greater than or equal to 12 months; AND WHO/ECOG Permance Status not coded as 2, 3 or 4; AND Systemic Anti-cancer Therapy Agent not coded as Patient refused systemic anti-cancer therapy ; AND Patient Entered into Clinical Trial not coded as Yes, Systemic therapy ( [ct = T4] AND [cn = N0 OR N1 OR N2] AND [cm = M0 OR M1] ) OR ( [ct = T1 OR T2 OR T3 OR T4] AND [cn = N0 OR N1 OR N2] AND [cm = M1] ) AND [DATECOMP DIAGDATE 365] AND [PSTATUS <> 2 OR 3 OR 4] AND [SYSTAGENT <> 95] AND [TRIAL <> 1A] numerator exclusion Include in the measurement against the target. Present as not recorded only if the patient cannot otherwise be identified as having met/not met the target [SYSDATE = 09/09/0909] Include in the measurement against the target unless there is other definitive evidence that the record should be excluded. Present as not recorded only where the record cannot otherwise be definitively identified as an inclusion/exclusion this standard. [PSTATUS = 9] OR [SYSTAGENT = 99] OR [TRIAL = 99] Exclude from the measurement against the target. Present as not recorded only where the patient cannot otherwise be definitively identified as an inclusion/exclusion this standard [DATECOMP = 09/09/0909] OR [ct = T9] OR [cn = N9] OR [cm = M9] a Advanced/ metastatic disease defined as T4N(any)M(any); T(any)N(any)M1. Renal Cancer Measurability V1.1 11