How to design SMPS to Pass Common Mode Lightning Surge Test



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Application Note, V1.0, September 2006 How to design SMPS to Pass Common Mode Lightning Surge Test Power Management & Supply N e v e r s t o p t h i n k i n g.

Edition 2006-09-06 Published by Infineon Technologies Asia Pacific, 168 Kallang Way, 349253 Singapore, Singapore Infineon Technologies AP 2004. All Rights Reserved. Attention please! The information herein is given to describe certain components and shall not be considered as a guarantee of characteristics. Terms of delivery and rights to technical change reserved. We hereby disclaim any and all warranties, including but not limited to warranties of non-infringement, regarding circuits, descriptions and charts stated herein. Information For further information on technology, delivery terms and conditions and prices please contact your nearest Infineon Technologies Office (www.infineon.com). Warnings Due to technical requirements components may contain dangerous substances. For information on the types in question please contact your nearest Infineon Technologies Office. Infineon Technologies Components may only be used in life-support devices or systems with the express written approval of Infineon Technologies, if a failure of such components can reasonably be expected to cause the failure of that life-support device or system, or to affect the safety or effectiveness of that device or system. Life support devices or systems are intended to be implanted in the human body, or to support and/or maintain and sustain and/or protect human life. If they fail, it is reasonable to assume that the health of the user or other persons may be endangered.

Revision History: 2006-09 V1.0 Previous Version: none Page Subjects (major changes since last revision) How to Design SMPS to Pass Common Mode Lightning Surge Test: License to Infineon Technologies Asia Pacific Pte Ltd AN-PS0001 Luo Junyang Kok Siu Kam He Yi Jeoh Meng Kiat We Listen to Your Comments Any information within this document that you feel is wrong, unclear or missing at all? Your feedback will help us to continuously improve the quality of this document. Please send your proposal (including a reference to this document) to: ap-lab.admin@infineon.com

Table of Contents Page 1 Introduction...5 2 Overview of Lightning Surge Test Standards...5 3 Test Set-up...6 4 How is IC interferenced by lightning surge voltage...7 5 SMPS Design consideration under lightning surge Test...8 5.1 PCB primary GND design...8 5.2 Y capacitor between primary GND and secondary GND (Earth)...9 5.3 Transformer design...9 5.3.1 Insulation voltage...9 5.3.2 Transformer shielding...9 5.4 Others...9 5.4.1 Pin filtering capacitor...10 5.4.2 High voltage pin for startup cell...10 6 Summary...10 Application Note 4 2006-09-06

1 Introduction Lightning surge is the most common source of overstresses. Overstresses in the form of overvoltage and overcurrent can happen in consumer equipments which contain tuner receiver like TV set, recordable DVD player etc, as it is exposed to the lightning strikes through the antenna and the AC line. Consumer equipment makers in general perform lightning surge test on their products before going into volume production. It is to ensure that the equipment can not be interrupted during operation or even damaged by the lightning surge. This application note is intended to advise the designer of switched mode power supply (SMPS) circuit in consumer equipments on how to properly design SMPS to avoid the disruptive influence and the damaging effect of the overstress by the lightning. 2 Overview of Lightning Surge Test Standards Currently prevailing standards for the lightning surge test are the European standard IEC61000-4-5 and the Japanese standard JEC210/212. Table 1 shows the differences between the two standards. Ref. Standard JEC210/212 IEC61000-4-5 Test Voltage 7kV or special 0.5, 1, 2, 4kV or special Pulse Waveform & output impedance Z Open-circuit output voltage characteristic : Surge voltage waveform : 1.2/50 µs Open-circuit output voltage characteristic : Surge voltage waveform : 1.2/50 µs Output impedance, Z : not defined; some equipments use 6 Ω If the surge voltage is 30kV, it can generate 5kA short-circuit current (30kV/6Ω). Output impedance, Z : 2 Ω If the surge voltage is 15kV, it can generate 7.5kA short-circuit current (15kV/2Ω). Coupling to AC Lines (Power testing) Short-circuit output current characteristics : Surge current waveform : 8/20µs ( refer to fig. 1 ) Output impedance, Z : not defined; some equipments use 5 Ω If the required surge current is 6kA, it needs to generate 30kV output voltage (6kA x 5Ω). Not defined. Short-circuit output current characteristics : Surge current waveform : 8/20µs ( refer to fig.1 ) Output impedance, Z : 2 Ω If the required surge current is 7.5kA, it needs to generate 15kV output voltage (7.5kA x 2Ω). Differential mode : 18uF Common mode : 10 Ω + 9µF Table 1 JEC standard vs IEC standard The lightning testing current wave shape is defined in Figure 1. For an 8x20µs waveform, T1 = 8µs and T2 = 20µs. In general, surge voltage of ±2kV up to ±16kV, with increasing step of ±2kV, is applied across AC line as well as across one of the AC line and the chassis ground of the equipment under test (EUT), ie. L-N, L-G and N-G. The SMPS in the EUT, which is directly exposed to the surge power, must be undamaged and continue to operate properly after the surge is applied. Most of the equipment makers used JEC210/212 standard until early 1990 when IEC61000-4-5 was implemented. The IEC standard since then becomes very common. Application Note 5 2006-09-06

Figure 1 Lightning Pulse Waveform 3 Test Set-up Figure 2 shows the complete lightning surge test setup. The LCD TV with the external SMPS adapter is used as the EUT. The lightning surge generator is an ideal voltage source with the specified waveform which is connected to its output ports with the known fixed resistance as in Table 1. It as well as the SMPS adapter gets the AC power from the isolation transformer. For the differential surge test, the surge voltage is applied across the AC lines of the SMPS adapter, whereas for the common mode surge test, it is applied across one of the AC line and the equipment s ground connection at the tuner s input socket of the TV-set. The number of strikes is 5 at each voltage step (2kV to 16kV) and at each polarity. Lightning Surge Generator AC Source L Vo DC-DC Converter N Tuner Isolation Transformer External SMPS Adapter LCD TV Figure 2 Lightning Surge Test Connections EUT Chassis ground Application Note 6 2006-09-06

4 How is IC interferenced by lightning surge voltage I4 I1 I3 I2 Figure 3 Circuit example of the SMPS under Test Figure 3 shows a circuit example which is under lightning surge test. The circuit is a flyback converter with CoolSET-F3 PWM controller. The surge signal is across between neutral and earth ground. Possible surge current paths, I 1, I 2 and I 3 are shown in the diagram. I 1 is the current which is passing through safety Y capacitor CY1 between Neutral and Earth. In general I 1 is limited before bridge rectifier and not observed by PWM IC. I2 is the current which is passing through EMI capacitor C4, and I3 is the current which is passing through transformer from secondary GND (earth) to primary GND. I2 and I3 may influence IC GND potential depending on PCB design as shown in Figure 4. I4 is the current which is also passing through transformer but from secondary GND (earth) to primary bulk positive. I4 will influence IC as well if IC has the pins to directly connecting to high voltage bulk positive. I2+I3 Figure 4 Surge current on the IC GND Assuming Z is the impedance of PCB track in pink colour, then the voltage across IC pin 1 (Softs) and Pin 8 (GND) is: V = V + Z ( I I3) (1) Softs _ GND C7 2 + Where, V C7 is voltage across soft start capacitor C7. it can be considered as constant voltage during lightning surge. From equation (1), it can be seen that IC observes a noisy voltage caused by I2 and I3. The similar effect also occurs on the IC Pin voltage of FB to GND, Vcc to GND and Isense to GND. Depending on how Application Note 7 2006-09-06

high the noisy voltage become, IC may enter into fault condition such as protection mode or even be damaged. 5 SMPS Design consideration under lightning surge Test 5.1 PCB primary GND design From the section 4, it can be seen that IC pins may observe the noisy signal which are highly dependent on PCB design. So the guideline for PCB design is to divert I2 and I3 to other path which is not observed by IC. Star connection is highly recommended for the following GND which have to be separated and connected together in bulk capacitor negative pin as shown in Figure 5. small signal IC GND, high current CS GND, input bridge rectifier GND, MOSFET Heatsink Y capacitor GND (if Y capacitor is connected between transformer primary GND and secondary GND Transformer auxiliary winding GND I1 I3 I2 Figure 5 Star connection for primary GND With the properly star connection as in Figure 5, I2 and I3 will not pass through the PCB track in green colour and IC voltage between pins will not observe noisy signal any more. Although the above star connection is preferred for lightning surge immunity, some GND tracks ares not able to apply this rule due to other concern. One example is transformer auxiliary winding GND in the case of ICEXQS01 Quasi-resonant flyback controller. In this Quasi-resonant controller, auxiliary winding is not only for IC Vcc supply but also to sense minimum MOSFET drain-source voltage for Quasi-resonant operation (and also call zero crossing sensing). In some cases auxiliary winding GND has to connect directly to IC GND pin due to too low signal to noise ratio during normal operation, and then I3 can not be avoided to Application Note 8 2006-09-06

influence the IC Pins during lightning. In such circumstance, one way to improve lightning noise immunity is to design the PCB track for auxiliary winding GND as thick as possible, in order to have low impedance Z. 5.2 Y capacitor between primary GND and secondary GND (Earth) The function of the Y capacitor C4 in Figure 5 is to bypass EMI noise. Instead of primary ground, sometimes C4 can be connected to bulk capacitor positive pin for the same EMI purpose. With doing that, lightning surge current I2 is diverted to bulk positive and will not influence IC GND any more. However, if this is not possible due to other concern and C4 has to be connected to primary GND, the above star connection has to be applied. 5.3 Transformer design 5.3.1 Insulation voltage I3 current amplitude is dependant on transformer insulation. If transformer insulation is lower than lightning surge voltage, short time breakdown between primary and secondary will occur and very high surge current will be generated. Besides that IC is interferenced by such high surge current, secondary rectifier diode will also experience high voltage stress during short breakdown time and be damaged. So transformer insulation voltage is suggested to be higher than lightning test voltage. 5.3.2 Transformer shielding Transformer shielding may also help to reduce the parasitic capacitance between primary and secondary. One example is shown in Figure 6 which is from a multiple outputs SMPS design. Primary Pin 7 Pin 8&9 Pin 4 Pin 2&3 4 turns 2xAWG#28 Aux. 11 turns 2xAWG#28 Prim. Aux. winding is placed outside most of the transformer to decrease coupling between Aux winding and secondary winding. Secondary Primary Pin 1 Pin 2&3 Pin 1 3 turns 2xAWG#28 Sec.3 8 turns 2xAWG#28 Sec.2 27 turns 1xAWG#28 Sec.1 40 turns 1xAWG#28 Prim. 11 turns 2xAWG#28 Prim. Pin 12&13 Pin 10&11 Pin 16 Pin 14 Pin 18 Pin 17 A shielding winding which is connected to Bulk positive is added to divert surge current via Bulk positive, instead of GND. Core Center Limb Margin tape 3mm Margin tape 3mm Figure 6 transformer winding design with shielding layer In Figure 6, the shielding layer is inserted between primary and secondary and connected to bulk capacitor positive. Because shielding layer is much closer to secondary side, the parasitic capacitance between secondary GND to shielding layer is higher compared to secondary GND to Auxiliary winding. So during lightning surge test, the surge current is more likely via shielding layer going into bulk positive instead of primary GND which may influence IC GND. 5.4 Others Application Note 9 2006-09-06

5.4.1 Pin filtering capacitor Most of IC pins has a filtering capacitor to reject the RF noise caused by lightning surge. This capacitor should be also located as close as possible to IC pin for better performance. 5.4.2 High voltage pin for startup cell Some ICs such as ICE3A(B)S02 which have startup cell integrated. As the shown in Figure 3, the lightning surge current may also go through bulk capacitor positive. If the startup cell pin is directly connected to positive directly, the lightning noise will be radiated as transmitter from the PCB track which is connected startup cell with bulk capacitor positive. So it is necessary to keep this track as thin as possible and enough clearance from other small signal tracks. If it is not possible, a 100kΩ resistor can be connected between bulk capacitor positive and startup cell pin. 6 Summary To design SMPS with lightning surge immunity, the following items have to be Grounding Y1 Capacitor Transformer structure Others - star connections must be applied - AUX GND, signal GND use separate tracks to IC GND - IC GND, Current sense resistor GND, Bridge Rectifier GND, MOSFET heatsink GND, and Y1 capacitor GND (if Y1 connected to primary GND) use separate tracks and connect together at Bulk Cap negative. - Y1 cap can be connected to bulk capacitor positive instead of primary GND if possible. - High insulation voltage - Aux winding can be placed at the outmost of the transformer for better performance - Shielding winding can also be added for better performance - The filter capacitor should be across IC Pin and IC GND Pin as near as possible. - HV pin tracks should be thinner and it must be placed far from other signal tracks. References [1] Infineon Technologies, Datasheet, ICE3AS02 / ICE3BS02 Off-Line SMPS Current Mode Controller with Integrated 500V Startup Cell, May 21 2004, [2] Infineon Technologies, Application Note, ICE3BS02 Off-Line SMPS Current Mode Controller with Integrated 500V Startup Cell, April 2004 [3] NoiseKen, Specifications, Lightning Surge Simulator [4] Infineon Technologies, Application Note, ICE3BS02 Designing SMPS Adapter using ICE3BS02 to Pass Common Mode Lightning Surge Test, June 2005 Application Note 10 2006-09-06