SAN FRANCISCO PUBLIC UTILITIES COMMISSION WATER SYSTEM IMPROVEMENT PROGRAM CONSTRUCTION MANAGEMENT PROCEDURES SECTION: WSIP CONSTRUCTION MANAGEMENT APPROVED: PROCEDURE NO: 062 DATE: 06/0 09 TITLE: NEW AND REVISED TASK ORDERS PROCESSING REVISION NO.: 0 1.0 Policy The New and Revised Task Order development, review and approval process for WSIP CM Consultant services shall conform to this CM procedure. This procedure applies to all personnel working on the Water System Improvement Program (WSIP) to the extent that their work is affected by these WSIP Construction Management (CM) Procedures and does not conflict with specific SFPUC policies or the contract under which the Work is executed. 2.0 Description This procedure describes the process for preparing, reviewing, submitting and approving New and Revised Task Orders for CM Consultant services. The Regional CM and Regional PM collaborate to develop the new CM Consultant scope of work services. 3.0 Definitions 3.1 Task Order and Subtasks Appendix A of the signed project contract document (P-500) provides the Task Order and Subtask scope of work descriptions; refer to Attachment 062-3 for a sample CM Task Order Budget table. 3.1.1 A Task Order is developed by the RPM and RCM negotiating with the consultant to define the scope of work and to determine a budget to authorize for the CM Consultant, in accordance with CM Procedure No. 061. 3.1.2 Subtasks are lower-level detail components of specific task activities, in accordance with CM Procedure No. 061. WSIP Construction Management Procedure No. 062, Rev. 0, Page 1 of 13
3.1.3 The Task Order break-down structure for each region identifies the specific project activities within that region. Therefore, the Task Order document revision will indicate if the revision occurs at the region or project level. 3.14 A standard CM Task Order Budget table for (each) specific project shall be prepared in accordance with Attachment 062-4. 3.2 ADPICS The Advanced Purchasing and Inventory Control System (ADPICS) is a City-wide procurement management system module of FAMIS, designed to specifically address the purchasing, receiving, inventory control, and accounts payable activities of the SFPUC. 3.2.1 IBAS personnel enter task order scope and funding data into ADPICS to create purchase order encumbrances. 3.3 Consultant Financial Management Database (CFMD) The WSIP Consultant Financial Management Database (CFMD) is a software database used by IBAS to track contract, task order, purchase order, and consultant staffing data. The billing rate, task order budget, purchase order budget, timesheet, and ODC data in the database are used for contract compliance. 3.3.1 The task order information entered into ADPICS must also be entered manually into the WSIP CFMD. 3.3.2 IBAS manages the WSIP CFMD. 3.4 FAMIS The Facilities Administration Management Information System (FAMIS) software is a City-wide electronic accounting general ledger which tracks project budget, expenditure and encumbrance data for the SFPUC. 3.4.1 ADPICS is a purchasing module of FAMIS. 3.4.2 IBAS personnel enter Task Order information into the ADPICS module of FAMIS. 3.4.3 Accounting Department personnel enter and approve payment requests in ADPICS. 3.5 Workflow Process The Workflow application is the SFPUC document tracking system for the entry, review and approval of agenda item, task order, and invoice requests. WSIP Construction Management Procedure No. 062, Rev. 0, Page 2 of 13
4.0 Responsibilities 4.1 Construction Management (CM) Consultant 4.1.1 The CM Consultant negotiates and agrees to new and revised Task Orders. 4.1.2 The CM Consultant submits staff changes, Other Direct Charges requests and other changes which affect the current contract documents. 4.2 Infrastructure Budget & Administrative Services (IBAS) Infrastructure Budget & Administrative Services personnel process new and revised task orders in ADPICS, maintain contract data in the WSIP CFMD, perform compliance for invoices, and submit payment requests to Accounting. 4.2.1 IBAS personnel enter task orders into ADPICS. 4.2.2 The IBAS personnel enter the task order budget! subtasks, staffing, P0's and timesheet and ODC data into the WSIP CFMD System. 4.2.3 IBSA personnel review and certify the availability of index code funding and P0 balances. 4.3 Regional Construction Manager (RCM) - City The SFPUC Regional Construction Manager and Regional PM prepare and approve the new and revised task orders. 4.4 Regional Proiect Manager (RPM) The SFPUC Regional Project Manager and Regional CM prepare and approve the new and revised task orders. 4.5 Contracts Administration Bureau (CAB) - City The Contracts Administration Bureau is responsible for issuing the Notice to Proceed and Notice of Task Order Change letters. 4.6 Accounting Department The SFPUC Accounting Department of Financial Services approves purchase order encumbrance requests in ADPICS and enters and approves payment requests in ADPICS. WSIP Construction Management Procedure No. 062, Rev. 0, Page 3 of 13
5.0 Implementation Implementation of New and Revised Task Orders are described in procedure sections 5.1 through 5.8 and Attachments 062-IA and 062-2. 5.1 Task Order Scope Development 5.1.1 The Regional CM and Regional PM prepare the scope of work and schedule for the new or revised task order. 5.1.2 The Regional PM prepares the CM Task Order Budget Structure in accordance with formats presented in Attachment 062-3 for Regional Task Orders and Attachment 062-4 for specific projects. CM Consultant Proposal 5.2.1 The CM Consultant receives request from the Regional PM to submit new or revised task order proposal. 5.2.2 The CM Consultant develops proposal for new scope services, schedule, staff and deliverables. 5.2.3 The CM Consultant submits the new or revised task order to the Regional CM. 5.3 Regional CM Review and Approval 5.3.1 The Regional CM reviews, and then approves or rejects the new or revised task order proposal. 5.3.2 If the RCM approves the proposal, then the proposal is forwarded to the RPM. 5.4 Regional PM Review and Approval 5.4.1 The Regional PM reviews, and then approves or rejects the new or revised task order proposal. 5.4.2 If the RPM approves the proposed task order, then the signed task order is entered into Workflow. 5.5 Workflow Process Refer to Attachment 062-2 Task Order Workflow from CM Consultant for complete details. 5.5.1 The Contract Administration Bureau (CAB) Coordinator reviews the format of the task order request. Makes sure all data entry fields are consistent with the standardized format for entry. WSIP Construction Management Procedure No. 062, Rev. 0, Page 4 of 13
5.5.2 The CAB Coordinator confirms the proposed Task Order is classified as WSIP work or activity. If confirmed, then Coordinator proceeds to next decision. 5.5.3 The CAB Coordinator confirms the work is contracted as Construction Management Contract. If confirmed, then Coordinator approves the proposed task order which is forwarded to the next approver. 5.5.4 The WSIP Deputy Director of Construction reviews task order, and then upon approval forwards to IBAS. 5.5.5 The IBAS personnel review the task order documentation, review the task order budget table, review the contract and funding balances, and enter the data into ADPICS. 5.6 ADPICS and WSIP CFMD Entries 5.6.1 The IBAS personnel enter data from the approved task order into Advanced Purchasing and Inventory Control System (ADPICS). 5.6.2 The IBAS personnel enter data from the approved task order into WSIP Consultant Financial Management Database (CFMD). 5.7 Accounting Department 5.7.1 The Accounting Department personnel review the task data entered by IBAS into ADPICS. 5.7.2 The Accounting Department approves task orders. 5.7.3 IBAS will verify the approval by the Accounting Department. 5.8 Issues NTP/NOC IBAS will forward approved task order documentation to the Contracts Administration Bureau to issue Notice to Proceed I Notice of Task Order Change Letter to CM Consultant. Implementation for Staffing Changes, Rate Adjustments, ODC Pre-Approval Requests and Specific Subtask revisions are described in procedure sections 5.9 through 5.12 and Attachment 062-lB. 5.9 Task Order Revisions 5.9.1 The CM Consultant identifies needs to alter contract conditions; i.e. Specific Subtask revisions. 5.9.2 The CM Consultant submits task order revisions to Regional CM. WSIP Construction Management Procedure No. 062, Rev. 0, Page 5 of 13
5.10 Regional CM - City Review & Approval 5.10.1 The Regional CM reviews, and then approves or rejects the task order revisions for region and project specific. 5.10.2 If the task order is approved, then it is forwarded to the Regional PM. 5.11 Regional PM Review & Approval 5.11.1 The Regional PM reviews, and then approves or rejects the task order revision for region and project specific. 5.11.2 If the task order revision is approved, then it is inputted into Workflow for Deputy Director of Construction approval and IBAS for review and processing. 5.12 IBAS Review & Approval 5.12.1 The IBAS personnel review task order revisions to the budget and process change orders in ADPICS. 5.12.2 Upon approval of change order by Accounting, IBAS personnel enter revised task order budget table information into WSIP CFMD. 6.0 Other Procedural Requirements None 7.0 Reference CM Procedure No. 061, Manual Timesheet and Invoice Processing 8.0 Attachments 062 - IA Process Ill: New / Revised Task Order Processing 062-1 B Process Ill: Staff Additions / Substitutions, CPI Adjustments, and ODC Pre-Approvals Flow Chart 062-2 Process IV: Task Order Workflow Flow Chart 062-3 CM Task Order Budget Structure - (Typical) Regional 062-4 CM Task Order Budget Structure - (Typical) Specific Projects WSIP Construction Management Procedure No. 062, Rev. 0, Page 6 of 13
Attachment 062-IA Page 1 of I Process III: New I Revised Task Order Processing RCM and RPM prepare and negolitate scope of work for Task Order on As-Needed Basis. RPM requests CM Consultant to submit a new or revised Task Order Proposal Revise Revise RPM inputs signed Task Order into Task Order Workflow I..-.-. -.-.-.- -. -. -. - Refer to Attachment 0e2-2. Task Order Worktiow I.-.- -.-.-.- -.-.-- IBAS enters Task Order request into ADPICS BAS enters Task Order into WSIP CFMD LEGEND ACPICS - Procuren'eni module of FNvIIS CAB - Con&ac* Administration Bureau CFMD GonauliantFinanceJ I4nagement Catabase IBAS - Inforrriabon &,dget 4 Administrative Services RCM - Regional Construction Manager RPM - Reg.ioneJ Ptoject Manager CAB issues Notice to ProceedNctice of Change Letter to CM Consultant Ptocess Frequency is eded WSIP Construction Management Procedure No. 062, Rev. 0, Page 7 of 13
Attachment 062-1 B Page 1 of I Process III: Staff Additions! Substitutions, CPI Adjustments, and ODC Pre-Approvals Flow Chart CM Consultant submits staff additionlsubstitution. CPI adjustment, andicr QOC preapproval request Revse IBAS reviews all staff addition&substitutions, CPI adjustments and 0CC Preapprovals 1' IBAS enters staff inte Contract Database LEEN CFMD - Consuitant Finanoal Management Uatabaae GAS - li*rmaton Bud get & Adrntwafrattve Se,vicsa RCM -Regona( Construction Manaq& RPM - Re onj Projec' Manage Process Fequency ra WSIP Construction Management Procedure No. 062, Rev. 0, Page 8 of 13
Attachment 062-2 Page 1 of I Process IV: Task Order Workflow Flow Chart RPM inputs Task Order signed by RCM and CM Consultant and then submits Task Order request Refer to Atiachrnenl D2-1A. New and Revised Task Order Processing IBAS Review and then enters Task Order into ADPICS LEGEND ADPICS - Pronurement modue of FAMIS CAB - Contrss Admnisfrthon Bureau IBAS - Infoimation Budget & Adrmicistrafive Services RCM - Reg(onal Consfruction Manager RPM - Regions) Project Manager WSIP Construction Management Procedure No. 062, Rev. 0, Page 9 of 13
Attachment 062-3 Page 1 of 3 CM Task Order Budget Structure - (Typical) Regional 85 - -.- -.4 i f.i 4 q4.l f I -4 '-4 1 4 I-l-l-4 I" -ø H!!1!! #2 I I HH 111 2 0 -. - - - WSIP Construction Management Procedure No. 062, Rev. 0, Page 10 of 13
Attachment 062-3 Page 2 of 3 CM Task Order Budget Structure - (Typical) Regional f-i N f-i f-i f-i & f-i i-i '-I f-i f--i N N f-i r-l -4-4 -4 N N f-i N f-i f-i f-i -r-4 -l f-4 f--i f- 4 4 fl f-i N N f-i fl f-i f-i f-i fl f-i f--i f--i l fl fl f-i f-i -l -I f-i f--i N N f-i f-i f-i N fl fl f-i f-i f-i N l f- f-i I I! ' I I 44fj 1111. I. u n_'u-! ;- C I WSIP Construction Management Procedure No. 062, Rev. 0, Page 11 of 13
Attachment 062-3 Page 3 of 3 CM Task Order Budget Structure - (Typical) Regional 8 8 8 'I N N N N N N ri ri ri l ri N N N N N N ri -ri ri i N N N N N N ri ri ri 1 N N N N N N N N ri ri 2 WSIP Construction Management Procedure No. 062, Rev. 0, Page 12 of 13
Attachment 062-4 Page 1 of I CM Task Order Budget Structure - (Typical) Specific Projects Task 1 Task 2 Intentionally Left Blank Construction Management Services Subtask 2.1 Pre-Construction Services Subtask 2.2 Construction Contract Administrations Subtask 2.3 Quality Assurance Services Subtask 2.4 Contracts Management Services Subtask 2.5 Project Controls Services Subtask 2.6 Environmental Compliance Monitoring and Support Services Subtask 2.7 Other Direct Services Note: The above CM Task Order format is typical for projects only. However, due to special project requirements, additional subtasks may be necessary. WSIP Construction Management Procedure No. 062, Rev. 0, Page 13 of 13