Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date. Placed policies while unlicensed



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A. Regan Insurance Agency, Inc. Producer 6224 ACE Fire Underwriters Ins. Co. Company 5725 All Risks, Ltd. Producer 6300 Issued policies at unapproved rate $4,000 fine, cease & desist from violations 06/09/08 $1,500 fine, cease & desist from violations 06/24/08 $600 fine, cease & desist from violations 04/11/08 Allen, Corinna Rose Producer 6081 Apple Valley Insurance Agency, Inc. Producer 6255 Arc Excess & Surplus, LLC Producer 6230 Argonaut Ins. Co. Company 6195 Barile, Kevin Michael Producer 5449 Bedula, Greg Producer 5566 Bene-Marc, Inc. Producer 5804 Bertholon-Rowland, Inc. Producer 5806 Boater's Insurance Agency, Inc. Producer 6041 Burke, Patrick John Producer 5943 Caddell & Associates Insurance, Inc. Producer 6303 Central United Life Ins. Co. Company 5957 CLA Program Insurance Services Producer 6252 Violated order of the Commissioner insurance activity 06/16/08 $200 fine, cease & desist from violations 04/24/08 $6,000 fine, cease & desist from violations 05/06/08 from violations 05/13/08 violations 06/12/08 $750 fine, cease & desist from violations 06/02/08 $4,950 fine, cease & desist from violations 06/20/08 Consent Agreement: $5,000 fine, cease & desist from violations 06/25/08 violations 06/10/08 $300 fine, cease & desist from violations 05/14/08 from violations 04/11/08 $3,000 fine, cease & desist from violations 06/24/08

Coonan, Thomas F. Producer 5682 CRC Insurance Services, Inc. Producer 4856 & 6065 CSI Insurance Agency, Inc. Producer 6180 Daguid, Danielle Producer 6106 Submitted application for Second Hand Motor Vehicle Bond without permission and subsequently altered the name of the principal on the bond form, failed to disclosure $7,500 fine, cease & desist from violations 05/08/08 $1,000 fine, cease & desist from violations 06/03/08 $8,000 fine, cease & desist from violations 04/10/08 $100 fine, cease & desist Dewitt Stern Group Insurance Brokers Producer 6174, failed to make proper disclosure on $2,000 fine, cease & licensing desist from violations 04/30/08 Doloff Insurance Agency of Massachusetts, Inc., L.J. Producer 6295 Edward J. Stott Insurance Agency, Inc. Producer 5212 First Colony Life Insurance Company Company 5501 GE Capital Assurance Company Company 5500 Giddings, Corby, Hynes, Inc. Producer 5487 Glennon Peck Travel, Inc. Unlicensed 6340 Goodnow, Jr. Insurance Agency, Inc., Alden C. Producer 6311 Gorham, Eileen Producer 6216, failed to make proper disclosure on $750 fine, cease & desist licensing from violations 04/10/08 Use of an unapproved form Use of an unapproved form $200 fine, cease & desist from violations 05/08/08 from violations 05/02/08 from violations 05/02/08 from violations 05/16/08 from violations 06/27/08 $2,000 fine, cease & desist from violations 05/19/08 violations, required to take continuing education 04/10/08

Health Net Life Ins. Co. Company 5961 Henderson & Phillips, Incorporated Producer 5671 Integro USA, Inc. Producer 6262 J.W. Allen Co., Inc. Producer 6021 Jackson, Michael Jermaine Producer 6344 John F. Martin Insurance Agency, Inc. Producer 6119 Leibowitz, Michael A. Producer 5997 Lindayag, Fe Pamela Producer 6271 from violations 04/23/08 violations 04/15/08 $7,500 fine, cease & desist from violations 04/16/08 $300 fine, cease & desist from violations 04/15/08 from violations 05/23/08 $2,000 fine, cease & desist from violations 04/16/08 $1,800 fine, cease & desist from violations 05/15/08 from violations 04/15/08 Lindsey, Victor A. Producer 5656 Malik, Amit Producer 6313 Marine MGA, Inc. Producer 5883, failed to make proper insurance activity, $3,000 fine 04/16/08 from violations 06/20/08 $7,000 fine, cease & desist from violations 04/02/08 Mason, Craig Kendall Producer 5694 Metropolitan Property & Casualty Ins. Co. Company 6029 Moore, Corbin Randolph Producer 6000, failed to make proper disclosure Issued policies at unapproved rate insurance activity, $3,000 fine 05/08/08 $2,000 fine, $2,600 restitution, cease & desist from violations 06/27/08 from violations 04/25/08

Pearsall, Philip David Producer 6019 Pennsylvania Life Insurance Company Company 6203 Petersen, Arianne Producer 6105 Platt, Arthur F. Producer 5859 Quinn, Douglas R. Producer 5268 Roanoke Trade Insurance, Inc. Producer 6296 Robert Thibodeau, Jr. Insurance Agency, Inc. Producer 6308 Salinas, Steven A. Producer 6038 Sanders, Gina A. Producer 6328 Southern General Ins. Co. Company 5955 Steves, Frederick B. Producer 5417 Stonebridge Insurance, LLC Producer 6334 Suarez, Roiti Producer 6006 Sullivan Insurance, Inc. Producer 6050 Surplus Line Managers Insurance Brokerage of MASS Producer 6085 Swiss Reinsurance America Corporation Company 5962, failed to disclosure $100 fine, cease & desist from violations 04/24/08 from violations 05/06/08 Consent Agreement: $1,250 fine, cease & desist from violations 04/23/08 violations 06/30/08 $425 fine, cease & desist from violations 05/21/08 $800 fine, cease & desist from violations 05/01/08 from violations 04/09/08 $350 fine, cease & desist from violations 06/20/08 from violations 05/05/08 from violations 04/07/08 $100 fine, cease & desist from violations 06/24/08 Consent Agreement: $250 fine, cease & desist from violations 04/23/08 $1,200 fine, cease & desist from violations 04/30/08 $7,500 fine, cease & desist from violations 06/11/08 $150 fine, cease & desist from violations 05/23/08

Taylor, Dorothy Producer 6270B Taylor, Harry I., Jr. Producer 6121 The Gilberg Organization, Inc. Producer 6192 Thomas, Kelly R. Producer 6102 Trivedi & Associates, LLC Producer 6266 from violations 05/07/08 violations 04/10/08 $25 fine, cease & desist from violations 04/10/08 from violations 04/30/08 Tufts, Charles K. Producer 5412 Signed Division of Insurance employee name without authorization $10,000 fine, cease & desist from violations 04/16/08 Tzamalas, Peter Producer 5917 UCN Insurance Services, Inc. Producer 6222 Vitale, Anthony Richard Producer 5982 Watts, Michael E. Producer 5565 Untrustworthiness, failed to, failed to make proper disclsure insurance activity, $1,000 fine 06/12/08 from violations 06/03/08 violations 04/23/08 from violations 06/24/08 Weeks, Andrew Layne Producer 5446 Whalley, Stephen R. Producer 6181 Wittman, William P. Producer 5568 disclosure, failed to, failed to respond to a demand for information insurance activity, $3,000 fine 04/02/08 Consent Agreement: $250 fine, cease & desist from violations 06/23/08 from violations 06/19/08

World Wide Facilities, Inc. Producer 6270A XL Capital Assurance, Inc. Company 6196 Zeiler, Daniel Producer 5754, failed to $5,000 fine, cease & desist from violations 05/07/08 from violations 04/15/08 from violations 04/07/08