EMPLOYEE BENEFITS. Collaborate. Innovate. Elevate.



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EMPLOYEE BENEFITS Collaborate. Innovate. Elevate.

In today s corporate world, business and HR managers at companies of all sizes are being asked to do more when it comes to employee benefits. To provide benefits plans that promote retention by keeping current employees happy. To offer more robust benefits to attract prospective employees. To stay ahead of changing regulatory and compliance issues. To provide greater support on the day-to-day management of employee benefits plans. To find ways to save the company money containing costs without cutting benefits. Employee Benefits The good news? For your family, your business, your life. With Waldman Bros by your side, you can work to do just that. To remain competitive, business and HR managers must find a way to create benefits programs that help create greater value for employees and employers alike now and into the future. Why Waldman Bros? We do more than help companies get by. We elevate them through the power of collaboration and innovation. Waldman Bros brings together leading-edge thinking, preferred carrier relationships, access to industry leading products, advanced benchmarking and analysis tools, and comprehensive decision and implementation support services that keep companies ahead of the curve. Waldman Bros has the experience and expertise to make the difference in your business. We provide you with access to greater solutions, greater insight and greater support so you can be faster, control costs, work smarter, offer more and make the benefits decisions that best fit the unique needs of your continually evolving workforce. About Waldman Bros The professionals at Waldman Bros benefits, insurance and wealth management divisions provide a full range of advisory and brokerage services to companies and individuals, helping them preserve their assets and prosper over the long term. Our advisors partner with clients to offer objective, comprehensive solutions, backed by Waldman Bros national scale and resources. Waldman Bros is a leader in the delivery of benefits solutions for companies of all sizes, with a focus on the middle market and on the delivery of life insurance and wealth transfer solutions to high net worth individuals. Our leading, independent broker/dealer offers a full range of options from some of the nation s top investment companies. 1

Collaborate. At Waldman Bros, collaboration is more than a value-add it is our value. We collaborate more so you can do more with your benefits solutions, helping create greater value for your employees and your company alike. Our benefits offerings include: Group Medical Flexible Spending Accounts (FSAs) How do you offer your employees comprehensive benefits products and contain costs at the same time? With the help of Waldman Bros, you can strive to make this a reality. At Waldman Bros, we collaborate with the best in the business so we can offer innovative health and retirement solutions that meet your current workforce needs and proactively address your needs for the future. HEALTH SOLUTIONS Voluntary Benefits Disability Wellness Programs Long-term Care (LTC) Limited Medical Group Ancillary (including dental and vision) Pharmacy Benefit Management Stop Loss Employee Assistance Programs (EAPs) Third Party Administrators (TPAs) Discount Benefits 2 Leveraging the strength of Waldman Bros preferred relationships with some of the leading carriers in the industry, we can offer your company greater benefits programs that help give you a greater competitive advantage when it comes to attracting and retaining top talent. And, with the strength and scale of our vast network, we re able to provide you with preferred service levels. Collaboration means we can give you more robust benefits solutions so you can do more to create greater value for your employees and your company s bottom line. RETIREMENT SOLUTIONS Consumer Driven Health Plans (HSAs/HRAs) 401(k) 403(b) Defined Benefit Plan Savings Incentive Plan Executive Life Carve-out SERPS Profit Sharing SEP, SIMPLE, Solo(k) 409A Deferred Compensation Executive Bonus Plan 3

Innovate. Innovation means creating powerful and insightful benefits solutions solutions that help solve the problems businesses face today, and take a proactive approach to the challenges they may face in the future. Our proprietary decision support tools: 4 You have business objectives you need to meet specifically around cost containment and employee recruitment and retention. You need innovation. You need Waldman Bros. Waldman Bros offers the intelligence, insight and information that only organizations of this size and scale can. With leadingedge thinking and decision support tools such as customized benchmark reports, medical claims analytics and more we can help you create and implement strategic benefits solutions that are designed to meet the unique needs of your business. So you can make the appropriate benefit investment decisions for your company decisions that will be beneficial for your business and its employees today, tomorrow and beyond. Don t work harder, just work smarter. Partner with a firm that doesn t rely on standard solutions, but creates new solutions that will work best for your business. Customized benchmark reports: Comparative reports matching detailed benefit program information with national normative data sources Fiduciary guidance: Helps companies understand their fiduciary responsibility and mitigate risk Medical claims analytics: Helps you manage health care costs by developing strategies and plan design based on employees claim history Investment due diligence: Provides independent objective investment analysis to help you develop a prudent process for retirement investment options Product and service evaluation: Comprehensive due diligence across a complete suite of carriers that ensures you have the information to make the best plan decisions Employee benefits survey: Measures employees attitudes, perceptions and understanding of benefit packages information that can be used to enhance plan design and communication 5

Elevate. Elevation means having the tools you need to work faster, responding more quickly to the needs of your employees, your business and the ever-evolving market everyday tasks no longer hold you down. Our administrative support services go far beyond those of other firms: 6 The faster you can adapt to change, the greater your ability to maximize the opportunities that come your way. But if you re bogged down by complex and inefficient benefits administration responsibilities, you may never rise above the curve. Waldman Bros provides the most sophisticated tools and technology to elevate you above the day-to-day challenges so that you can work at the speed business demands. With decision, implementation and ongoing support capabilities that include employee communication and enrollment, consulting services, compliance and regulatory support, and more we act as an extension of your HR department, giving you everything you need to administer comprehensive benefits efficiently and effectively. Slow and steady wins the race? Not in the world of business. Let us provide you with the greater decision and execution support you need, so you and your employees can get back to business. Employee communications: Interactive employee decision-making tools; access to benefit plan content, unbiased physician-reviewed health content and company s HR content; and a secure personal health records portal Benefits and HR administration: Self-service online enrollment, integrated employee information management, payroll administration, carrier/vendor electronic data interfaces, dedicated call center, and fulfillment services HR consulting services: Specialized legal support, organizational development, supervisor and employee training, turnover analysis and retention planning, and more Compliance and regulatory support: Dedicated compliance team with industry attorneys, and preferred access to service vendors and resources for COBRA, ERISA, HIPAA, etc. Knowledge sharing: Information resources, including newsletters, annual corporate benefits brief, industry white papers and legislative updates, to keep you current Wellness programs: Health education and information, lifestyle coaching and management actively engaging employees to create a high-performance, less costly workforce 7 International benefits: Advice and consulting in all major benefit service areas, and greater global consistency in management of benefit policies and objectives

Collaborate. Innovate. Elevate. Three small words that lead to big results. They re what Waldman Bros stands for. They re what we offer. They re how we provide businesses the solutions they need to do more in a time when anything less is just not an option. More knowledge, more resources and more support. That means more choices, more customization and benefits plans that offer more. 8 Collaborate. Innovate. Elevate. They re more than just words to us. They re the reasons why Waldman Bros is empowered to provide the benefits solutions, insight and support that help our customers create greater value for their businesses. They re why our customers have the option to not only do more but to be more.

Our History, Your Advantage THE BEGIN NIN G Our roots go back to 1939, when Bill Waldman founded the firm as a life insurance agent, representing State Mutual Life Assurance Company of America. In 1949, Bill s brother, Erwin, joined the firm and they formalized the name as Waldman Bros. Insurance Agency. SUP E RIOR SER VICE LE ADS T O RAPID GRO W T H Decades of hard work and a reputation for superior service and integrity built the framework for Waldman Bros significant growth over the next several decades. During this time, key executives were brought in to help guide our thriving company. Waldman Bros focused on enhancing product knowledge and expanding our first-class service in the areas of employee benefits, life insurance, health insurance, comprehensive financial services and business and personal property and casualty insurance. Waldman Bros team approach allows us to retain a sharp competitive edge and fosters our distinct personal touch. Our commitment to ongoing education and technology facilitates an extensive and state-of-the-art grasp of our industry and its products. We cultivate a secure and positive working environment that positions our staff as an integral part of our Waldman Bros family. We are proactive and independent thinkers who are unwavering in our focus. GOI N G STR ONG T O D A Y Today, Waldman Bros remains dedicated to our core mission of serving our clients as if they are family. We are committed to identifying and exceeding our clients needs as we have done for over seventy years. We are steadfast in our desire to continually improve with the consistency and foresight that has become synonymous with the Waldman Bros name. Insurance and financial services for your family, your business, your life 6200 LBJ Freeway Suite 200 Dallas, Texas 75240-6331 888.819.7850 TOLL FREE 972.458.8700 PHONE 972.458.8755 FAX www.waldmanbros.com