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United Nations Nations Unies Procurement Division New York REQUEST FOR EXPRESSION OF INTEREST (EOI) Title of the EOI: Provision of (1) Specialised Information Security Assessment Services, and (2) Specialised On-Demand Information Security Consulting Services for the United Nations HQs, New York. Date of this EOI: 13 May 2014 Closing Date for Receipt of EOI at PD: 9 June 2014 EOI Number: EOIMI9821 Address EOI response by fax or e-mail for the Attention of: Mohammad Islam Fax Number: (917)-367-0921 E-mail Address: islam17@un.org UNSPSC Code: 80101507, 81111801, 81160000 DESCRIPTION OF REQUIREMENTS The scope of this Invitation for Expression of Interest (IEOI) covers two main Service Categories. Vendors should apply to categroy of services of their specialty. Vendors may apply for both service categories provided they have the capacity to provide services under both categories. Services Categories are as follows: 1. Category (A): Provision of Specialised Information Security Assessment Services The United Nations is seeking experienced and qualified vendors looking to provide highly specialised Information Security Assessment services. The vendor should provide a means of assessments at an established hourly rate with the ability to provide tailored service according to a fixed price based on this established rate. The assessment services will be carried-out against an agreed upon scope and criteria between the UN and the vendor. The scope may include Information Communication Technology (ICT) infrastructure elements including Network Devices, Enterprise Application Systems (such as Enterprise resource planning (ERP), Customer Relationship Management (CRM), Human Resource Management (HR), Multimedia Asset Management Solutions, Audio/Video Conferencing Systems, Physical Access Control Systems, Physical Surveillance systems, Building Management Systems such as HVAC, Elevator Control System. Key Outcomes: Completed vulnerability assessments, internal and external penetration tests of ICT infrastructure; Formulated and provided assessment and security test reports outlining findings and recommendations; Provided expert advise and guidance to effectively address identified security deficiencies. Location: United Nations HQs, New York Duration: 1 year extensible to 5 years UNSPSC Code: 80101507, 81111801 and 81160000

2. Category (B): Provision of Specialised On-Demand Information Security Consulting Services The United Nations is seeking qualified and experienced vendors looking to provide highly specialised ondemand residential Information Security Consulting services to assist the UN with the implementation of the key information security strategic initiatives. Qualified vendors should provide such expert services for a period of time according to an agreed hourly rate. The vendor will be required to commit on-site experts for the duration of a project activity on as needed basis. The number of experts will change based on each initiative and projects schedules, and needs - based upon the UN defined scope of services for a particular initiative/task. The scope may include provision of on-site expert services and tasks including: a) Design, integration/implementation, documentation and maintenance of information security specific solutions (such as Security Incident and Event Management (SIEM), Vulnerability Management, Intrusion Detection Systems (IDS), E-mail filtering, and Next Generation Firewall systems) in adherence with the organization information security policies, other applicable rules and regulations, and industry best practices. b) Document and review existing technical security policies/rule sets (i.e. firewall and various security gateway rule sets); identify deficiencies, provide recommendations and implement improvements. c) Monitor information systems assets for indication of potential security incidents by using a variety of tools and analysing various data; identification, analysis and interpretation of security event information including security intelligence information and alerts. d) Formulate tactical security policies and supporting operating procedures. e) Assist implementing actions to address identified information security deficiencies on a variety of IT systems. f) Perform ISO 27001 compliance activities. g) Perform on-site incident response, forensics activities and malware analysis. h) Development of security specific scripts. i) Perform network and systems hardening tasks. j) Provide expert application security guidance and assistance to in-house development groups. Key Outcomes: Completed on-demand specific task based expert security activities; Provided associated documentation and reports. Location: United Nations HQs, New York, USA. Duration: 1 year extensible to 5 years. UNSPSC Code: 80101507, 81111801 and 81160000 SPECIFIC REQUIREMENTS / INFORMATION (IF ANY) Details of scope of services will be provided under the solcitation document at a later stage of the process. NOTE Information on tendering for the UN Procurement System is available free of charge at the following address: https://www.ungm.org/public/notice Only the United Nations Global Marketplace (UNGM) has been authorised to collect a nominal fee from vendors that wish to receive automatically Procurement Notices or Expressions Of Interest. Vendors

interested in this Tender Alert Service are invited to subscribe on http://www.ungm.org Vendors interested in participating in the planned solicitation process should complete the Vendor Response Form of this EOI and send it via fax or e-mail to United Nations Procurement Division (UNPD) before the closing date set forth above.

VENDOR RESPONSE FORM R TO: Mohammad Islam EOI Number: EOIMI9821 FAX: (917)-367-0921 FROM: SUBJECT: Provision of (1) Specialised Information Security Assessment Services, and (2) Specialised On- Demand Information Security Consulting Services for the United Nations HQs, New York. NOTICE Companies can only participate in solicitations of the UN Secretariat after completing their registration (free of charge) at the United Nations Global Marketplace (www.ungm.org). As you express interest in the planned solicitation by submitting this response form, please verify and ensure that your company is registered under its full legal name with the UN Secretariat on the United Nations Global Marketplace (www.ungm.org). We strongly recommend all companies to register at least at Level 1 under the United Nations Secretariat prior to participating in any solicitations. To be completed by the Vendor (All fields marked with an * are mandatory) COMPANY INFORMATION UNPD Vendor ID Number: UNGM Vendor ID Number*: Legal Company Name (Not trade name or DBA name) *: Company Contact *: Address *: City *: Country *: State: Telephone Number *: Fax Number *: Email Address *: Company Website: We declare that our company fully meets the prerequisites A, B, C, D, E and F, for eligibility to register with the United Nations as outlined in the paragraph 1 of the EOI INSTRUCTIONS page. Signature : Date: Name and Title :

1) Registering as a Vendor with the United Nations EOI INSTRUCTIONS Vendors interested in fulfilling the requirement described above must be registered at the UN Global Marketplace (www.ungm.org) with the UN Secretariat in order to be eligible to participate in any solicitation. Information on the registration process can be found at http://www.un.org/depts/ptd. Prerequisites for Eligibility In order to be eligible for UN registration, you must declare that: A. Your company (as well as any parent, subsidiary or affiliate companies) is not listed in, or associated with a company or individual listed in: I. the Compendium of United Nations Security Council Sanctions Lists (http://www.un.org/sc/committees/list_compend.shtml), or II. the IIC Oil for Food List website or, if listed on either, this has been disclosed to the United Nations Procurement Division in writing. B. Your company (as well as any parent, subsidiary or affiliate companies) is not currently removed or suspended by the United Nations or any other UN organisation (including the World Bank); C. Your company (as well as any parent, subsidiary of affiliate companies) is not under formal investigation, nor have been sanctioned within the preceding three (3) years, by any national authority of a United Nations Member State for engaging or having engaged in proscribed practices, including but not limited to: corruption, fraud, coercion, collusion, obstruction, or any other unethical practice; D. Your company has not declared bankruptcy, are not involved in bankruptcy or receivership proceedings, and there is no judgment or pending legal action against your company that could impair your company's operations in the foreseeable future; E. Your company does not employ, or anticipate employing, any person(s) who is, or has been a UN staff member within the last year, if said UN staff member has or had prior professional dealings with the Vendor in his/her capacity as UN staff member within the last three years of service with the UN (in accordance with UN post-employment restrictions published in ST/SGB/2006/15. F. Your company undertakes not to engage in proscribed practices (including but not limited to: corruption, fraud, coercion, collusion, obstruction, or any other unethical practice), with the UN or any other party, and to conduct business in a manner that averts any financial, operational, reputational or other undue risk to the UN. For Registered Vendors: Vendors already registered at the UN Global Marketplace with the UN Secretariat must ensure that the information and documentation (e.g. financial statements, address, contact name, etc.) provided in connection with their registration are up to date in UNGM. Please verify and ensure that your company is registered under its full legal name. For Vendors Interested in Registration: Vendors not yet registered should apply for registration on the United Nations Global Marketplace (http://www.ungm.org); information on the registration process can be found at http://www.un.org/depts/ptd. Vendors must complete the registration process prior to the closing date of the REOI. Vendors who have not completed the UNGM registration process with the UN Secretariat before the closing date of the REOI are not considered eligible to participate in solicitations of the UN Secretariat. We strongly recommend all companies to register at least at Level 1 under the UN Secretariat prior to participating in any solicitations. IMPORTANT NOTICE: Any false, incomplete or defective vendor registration may result in the rejection of the application or cancellation of an already existing registration. 2) EOI Process Vendors interested in participating in the planned solicitation process should forward their expression of interest (EOI) to the United Nations Procurement Division (UNPD) by the closing date set forth in this EOI. Due to the high volume of communications, UNPD is not in a position to issue confirmation of receipt of EOIs. Please note that no further details of the planned solicitation can be made available to the vendors prior to issuance of the solicitation documents. This EOI is issued subject to the conditions contained in the EOI introductory page on the UNPD Website indicated above.