Wind Turbine Gearbox Reliability Database, Condition Monitoring, and O&M Research Update

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Wind Turbine Gearbox Reliability Database, Condition Monitoring, and O&M Research Update Shawn Sheng GRC Annual Meeting 2015 February 17 18, 2015 Golden, Colorado Photo by Dennis Schroeder, NREL 21883 NREL/PR-5000-63868 NREL is a national laboratory of the U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, operated by the Alliance for Sustainable Energy, LLC.

Reliability Database Partners: More than 20 partners, including turbine and gearbox original equipment manufacturers (OEMs), gearbox rebuild shops, wind plant owner/operators, and consulting companies Assets represented by owner/operator partners were ~34% of U.S. installed capacity at the end of 2013. Data Records: Increased from ~900 to ~1,800 data entries ~51% gearboxes and ~49% generators Confirmable gearbox damage records ~320 There is not enough details for some data entries. This highlights the need to standardize data collection efforts. 2

Reliability Database New Damage Distribution Six gearbox OEMs represented Bearings: 64%, dominated by high-speed shaft (HSS) or intermediate-speed shaft (IMS) bearings Gears: 25%, dominated by helical gears Others: 11%, dominated by lubrication and filtration systems Both bearing and gear failures are concentrated in the parallel section http://en.openei.org/datasets/dataset/2014-wind-turbine-gearbox-damage-distribution-based-on-the-nrelgearbox-reliability-database 3

Reliability Database Top Bearing Failure Modes Samples: about 80 records Axial cracks: 71% Spalling: 23% Pitting: 6% More information on tribology and lubrication: http://www.nrel.gov/wind/pdfs/2011_wind _turbine_tribology_seminar.pdf http://www.anl.gov/energy-systems/windturbine-tribology-seminar-2014 Axial cracks (dominated by high-speed and intermediate-speed stage bearings inner raceway) Photo sources: Gary Doll, University of Akron (left two), and Ryan Evans, Timken (right most) 4

Future Plan Near-term: Develop a remote data collection Web service Focus more on data collection and analysis Target a few dominant failure modes and release industry-wide statistics Long-term: Extend the scope to cover more turbine subsystems focus on failure rates, failure modes, and root causes Support data collection standardization efforts Coordinate with other reliability data collection efforts, such as Sandia National Laboratories Continuous Reliability Enhancement for Wind (CREW).

Condition Monitoring Data collection on Gearbox 2 during Phase 3 1900 0.35 HSS RPM HSS Acc (g) 1800 0.3 1700 0.25 HSS RPM 1600 1500 1400 1300 50% Rated Torque 100% Rated Torque 0.2 0.15 0.1 50% Rated Torque HSS Acc (g) 1200 14:14 14:16 14:18 14:20 14:22 14:24 14:26 14:28 14:30 14:32 14:34 14:37 14:39 14:41 14:43 14:45 14:47 14:49 14:51 14:54 14:56 14:58 15:03 15:10 15:12 15:14 15:16 0.05 Time 6

Condition Monitoring Intermediate Shaft Vibration Compared to spectrum obtained during Phase 2 Gearbox 2 testing, a new Component matching downwind TRB ball passing frequency outer raceway. Photo by Jon Keller, NREL 27895 Photo by Scott Naucler, NREL 26259 7

Condition Monitoring Inline: Oil Debris Healthy Gearbox 2 Phase 3 Damaged Gearbox 1 Retesting Damaged gearbox shed debris much faster: Left: about 1 particle per hour Right: 70 particles per hour Caution: Rely more on the averaged particle generation rates than those calculated in real-time 8

Condition Monitoring Offline: Oil Cleanliness 1 50% Rated Torque 2 3 4 100% Rated 50% Rated Torque Torque Transitional Periods 9

Condition Monitoring Offline: Oil and Environment Condition Transitional Transitional 25% Rated Torque, 1200 rpm 100% Rated Torque 50% Rated Torque 50% Rated Torque 10

Condition Monitoring Additional Updates Bypass filter field testing: Agreements negotiation and execution Installation in a month or two Vibration benchmarking datasets: http://en.openei.org/datasets/dataset/wind-turbine-gearboxcondition-monitoring-vibration-analysis-benchmarkingdatasets Almost 20 requests from around the world. 11

Future Plan Near-term: Continue the compact filter testing and report results Evaluate representative conditionmonitoring techniques based on the GRC 1.5-MW field tests, wherever possible Research potentially promising condition-monitoring techniques, algorithms, and even models. Long-term: Prognostics research Condition-based maintenance Cost benefit analysis of condition monitoring systems. DOE 1.5 MW Turbine/PIX17245 12

Operations and Maintenance Main shaft bearing dynamics modeling SCADA data mining, modeling and analysis Ku hn, P. et. al., Standardization of Data Collection for Wind Turbine Reliability and Maintenance Analyses, IEA Wind Task Proposal on Reliability Data for Wind Energy R&D Workshop, Dublin, Ireland, November 17, 2011. 13

Operations and Maintenance Main Shaft Bearing Dynamics Modeling Objectives and Methodology: Establish multibody simulation models in Simpack for threepoint mount (TPM) and four-point mount (FPM) Validate models against field measurements Characterize the bearing internal load distribution for different operating conditions using Calyx Evaluate the influence of roller clearance, stiffness, and roller geometry profiles Identify solutions that result in optimized load zone distribution NREL Team (for now): Latha Sethuraman, Yi Guo, and Shawn Sheng Other Partners: an owner and operator, major bearing suppliers 14

Operations and Maintenance Some Preliminary Results in Calyx More results will be reported at WINDPOWER 2015 Welcome insights, lessons learned, and new partners Roller Load Distribution for a SRB in Calyx (a) Load ratio-0 (b) Load ratio-0.3 (c) Load ratio-0.5 (to appear at Wind Power 2015) 15

Operations and Maintenance SCADA Events 16

Operations and Maintenance Work In Progress and Next Steps Focus on simplified drivetrain model with planetary section Loads and stiffness determination for the main bearing and gearbox bearings Validation of main shaft bending loads comparison with DNV data Load simulation for DLC 1.2 normal operation Integrated bearing loads from SIMPACK Instrumentation recommendations for field measurements Bearing contact stress and detailed roller loading distribution using CalyX Recommendations for design improvements 17

Operations and Maintenance Events Histogram 18

Future Plan Performance monitoring O&M strategies optimization research through test wind sites established with owner/operators and other project partners Big data analytics for wind plant O&M Illustration Source: http://www.windpowerengineering.com/maintenance/big-dataimprove-windpower-efficiency-profits/

Thank You! Special thanks go to the U.S. Department of Energy, NREL management, the GRC team, the failure database and condition monitoring research partners! NREL s contributions to this presentation were funded by the Wind and Water Power Program, Office of Energy Efficiency and Renewable Energy, the U.S. Department of Energy under contract No. DE-AC02-05CH11231. The authors are solely responsible for any omissions or errors contained herein. Photo by HC Sorensen, Middelgrunden Wind Turbine Cooperative, NREL 17855 shuangwen.sheng@nrel.gov 303-384-7106 20