Part One Valid from December 2015 Please complete this form in BLOCK LETTERS and black ink, and return it to: FREEPOST JP MORGAN AM. An address or a stamp is not required to be added to the envelope. If you have any questions regarding this form please call our UK-based Client Services team on 0800 20 40 20. Our telephone lines are open Monday to Friday, 9am to 5.30pm. There are two parts to the ISA Transfer Form: Part One this is your instruction to us to buy shares and to open a J.P. Morgan Stocks and Shares Junior ISA. Part Two we forward this part to the existing ISA manager to instruct them to sell and/or transfer in-specie the investments in the existing Junior ISA. We will be unable to process your application if this form has not been fully completed. Please ensure all the fields of this form are completed, failure to do so could mean the form will be returned to you for completion. You can use this form to transfer existing Stocks and Shares and Cash ISAs into a J.P. Morgan Stocks and Shares ISA. Financial adviser Financial Adviser s stamp/details (Please note, no financial adviser commission is payable on the J.P. Morgan Junior ISA) 1. Personal details FCA number Please tick: Please tick the relevant box below: I have parental responsibility A for the child detailed in 1.B below. Please complete sections 1.A and 1.B; or I am the child (aged 16 or more). Please complete section 1.B. We will be unable to process this application unless the relevant sections have been fully completed below. Execution only OR Advised A Parental Responsibility - A person who is the child s natural parent, or who has legally adopted the child, or who has been granted parental responsibility by the court or a local authority that has parental responsibility for a child in its care or who has formal legal responsibility for a child. 1.A Parent or Guardian details Your existing J.P. Morgan account number (if you have one) Your title (e.g. Mr/Mrs/Miss/Ms/Other) Surname First name(s) in full Your permanent residential address Date of birth (Day/Month/Year) Telephone numbers Daytime telephone number Evening telephone number + 44 (0) + 44 (0) Email address (optional) I apply to transfer a Junior ISA for the child detailed in 1.B below. 1.B Child details Child s title (e.g. Mr/Miss/Other) Child s surname Child s first name(s) in full Child s permanent residential address Child s date of birth (Day/Month/Year)
Part One 1. Personal details (continued) Does the child have a National Insurance Number? Yes No If yes, please enter the child s National Insurance Number below: If the child is aged 16 or more and opening the Junior ISA for themselves please complete the details below Child s telephone numbers (please provide country code if outside the UK) Daytime telephone number Evening telephone number + 44 (0) + 44 (0) Child s email address (optional) We would like to keep you informed If you would like us to contact you about relevant news, offers and new fund/trust launches let us know by ticking the relevant box: By phone By email By post 2. Investment choice A. Please read the important notes at the end of this section before choosing the investments. B. Please tell us which type of Junior ISA you are transferring to us. Stocks and Shares Cash C. Please indicate how you want to transfer the investments and complete the relevant section below: Cash In-specie (the transfer of assets in their current form) IF TRANSFERRING IN CASH Please select the J.P. Morgan funds and/or investment trusts you wish the Junior ISA to be invested in and the proportion(s) to be allocated in the following lists, including the proportion to remain as cash. Please refer to J.P. Morgan Junior ISA Terms and Conditions for details of investment amounts. It is important that you complete this section correctly, failure to do so could cause a delay with the application being processed. Please ensure you enter the J.P. Morgan investment trust / OEIC fund name. For a full list of investment trust and OEIC funds refer to www.jpmorgan.co.uk/investor, and the Investment Trust Profiles and/or Prospectus. Alternatively, contact our UK-based Client Services team on 0800 20 40 20. Please include the percentage, the total percentage should be 100%. The minimum investment for each OEIC fund and investment trust is 500. A) J.P. Morgan OEIC funds Before investing in a J.P. Morgan OEIC fund you must receive and read the Key Investor Information Document (KIID), which contains important information about the sub-fund. To receive the KIID(s) you require for your chosen sub-fund(s) either visit www.jpmorgan.co.uk/investor, call our UK-based Client Services team on 0800 20 40 20 or contact your Financial Adviser. Please state the fund(s) in which you wish to invest and whether you wish to invest in Income (Inc) or Accumulation (Acc) shares. If you have not marked either box, we will automatically buy the accumulation shares. Percentage Share class A OEIC fund name (minimum 500 per fund) Inc Acc Example: JPM UK Equity & Bond Income Fund 80% Total %
Part One 2. Investment choice (continued) B) J.P. Morgan investment trusts Investment trust name Percentage (minimum 100 per fund) Example: JPMorgan European Investment Trust plc Growth Shares 80% Total % Amount to remain as cash Please note that cash may be held in the Stock and Shares Junior ISA pending receipt of investment instructions and does not constitute a Cash Junior ISA. Cash % IF TRANSFERRING IN-SPECIE Please ensure you have up-to-date details of the investments and the exact number of units/shares held for each. If additional space is required, please provide details on a separate page. Only investments which are available within the J.P. Morgan Investment Range can be transferred in-specie. As part of the transfer process, investments which are not available will be identified. You will be given the opportunity to choose other investments from the J.P. Morgan Investment Range and/or transfer as cash to invest later. Name of investment Number of units/shares held Approximate value Important notes: 1. You can transfer part or all of previous years' Junior ISA subscriptions into the J.P. Morgan Stocks and Shares Junior ISA provided the child does not hold two Stocks and Shares Junior ISAs at the end of the transfer process. You must transfer ALL the contents of a Stocks and Shares Junior ISA to the J.P. Morgan Stocks and Shares Junior ISA. However, if you transfer a Cash Junior ISA to a J.P. Morgan Stocks and Shares Junior ISA you may choose to transfer part or all of the investments in the Cash Junior ISA. A child cannot have more than one Stocks and Shares Junior ISA and one Cash Junior ISA at anytime. Total % 2. Current year subscriptions to a Junior ISA must be transferred in full. 3. Contributions can be divided between a Cash Junior ISA and a Stocks and Shares Junior ISA provided the overall annual contribution limit is not exceeded. 3. Income details We will automatically reinvest any income in additional shares of the same investment unless you choose to have the income held as cash within the J.P. Morgan Junior ISA, by ticking the box below. This instruction will apply across the whole J.P. Morgan Junior ISA. I would like to have any income received from investments to be held as cash in the J.P. Morgan Junior ISA. Please note that the income will remain in cash until you provide instructions to invest that cash in the same or another investment. This will be treated as a lump sum investment and may be subject to charges.
Part One 4. Declaration and signature J.P. Morgan Stocks and Shares Junior ISA Declaration To: J.P. Morgan Trustee & Administration Services Limited ( the ISA Manager ) A. I declare that: (i) I wish to open a J.P. Morgan Stocks and Shares Junior ISA. (ii) I am 16 years of age or over. (iii) I am the child in section 1.B or I have parental responsibility for the child in section 1.B as indicated in section 1. (iv) I do not/the child does not have a Child Trust Fund. (v) I am the registered contact for the Junior ISA. (vi) I will not subscribe to another Stocks and Shares Junior ISA for myself/this child. (vii) I am not aware that I/this child will have another Stocks and Shares Junior ISA with another provider after this transfer is completed. (viii) I am not aware of other subscriptions to a Junior ISA that will result in myself/this child exceeding the annual contribution limit. (ix) I will not knowingly make subscriptions to a Junior ISA for myself/this child that will result in the annual contribution limit being exceeded. (x) I am/the child is resident and ordinarily resident in the United Kingdom for tax purposes or, is a UK Crown servant, a dependent of a UK Crown servant or is married to/in a civil partnership with a UK Crown servant. (xi) I have read and agree to the J.P. Morgan Junior ISA Terms and Conditions. (xii) I have received and read the relevant KIID. (xiii) To the best of my knowledge and belief, all statements on the application are true and correct and I shall inform the ISA Manager promptly of any change therein. (xiv) I confirm that I am not a US or Canadian citizen/resident and neither hold nor will invest in a Junior ISA for another US or Canadian citizen/resident. B. I authorise the ISA Manager: (i) to hold my/the child s cash subscriptions, Junior ISA investments, interest, dividends and any other rights or proceeds in respect of those investments and any other cash received on account of the Junior ISA, (ii) to make on my/the child s behalf any claims to relief from tax in respect of Junior ISA investments, This is our standard client agreement upon which we intend to rely. You should read these terms carefully before signing them together with the separate J.P. Morgan Junior ISA Key Features and Terms and Conditions document and for OEIC investments the KIID, or for Investment Trusts the Investment Trust Profiles document. If you do not understand any point please ask for information. If investing via a financial adviser, I understand that my financial adviser may have online access to view the account and documents. J.P. Morgan Asset Management is unable to assess or provide advice on the suitability of this product and therefore you will not benefit from the investor protections under the Financial Conduct Authority (FCA) rules on assessing suitability. If you have any questions about the suitability of this investment and would like to benefit from the additional protections provided under the FCA s rules on suitability, then please contact your financial adviser. Your signature Date (Day/Month/Year)
Part Two - we forward this part to the existing ISA manager 1. About you Please tick the relevant box below: I have parental responsibility for the child detailed in 1 B below. Please complete sections 1 A & B. I am the child (aged 16 or more). Please complete section 1 B. 1.A Parent or Guardian details Title (e.g. Mr/Mrs/Miss/Ms/Other) Surname First name(s) in full Your permanent residential address 1.B Child details Child s title (e.g. Mr/Miss/Other) Child s surname Child s first name(s) in full Child s permanent residential address Child s date of birth (Day/Month/Year) Child s National Insurance Number (if they have one) 2. Existing Junior ISA details Name of ISA manager Address of ISA manager Junior ISA account number with existing ISA manager 3. Instructions to existing ISA manager I instruct you to sell and transfer the full balance of the child s Junior ISA Yes OR I instruct you to sell and transfer part of the child s Junior ISA. Amount to transfer is Investments that I wish to transfer in cash (sell investments) Please list the fund(s) held with the above ISA manager that you wish to sell and transfer the proceeds to the J.P. Morgan Junior ISA. Fund Manager Fund Name
Part Two - we forward this part to the existing ISA manager 3. Instructions to existing ISA manager (continued) Investments that I wish to transfer in-specie (keep investments) Please list the fund(s) held with the above ISA manager that you wish to retain when you transfer the child s investment(s) to the J.P. Morgan Junior ISA. Fund Manager Fund Name I hereby instruct you to sell part or all of the investments within the Junior ISA immediately and transfer the sale proceeds of such investments together with any interest, dividends, distributions, rights and any other cash within the child s Junior ISA (less any amount you are entitled to keep under the terms of the ISA), or transfer the investments in-specie to FREEPOST JP MORGAN AM. An address or a stamp is not required to be added to the envelope. Your signature Date (Day/Month/Year)
Part Two 4. To be completed by existing ISA manager The following information must be provided (please attach additional sheets if necessary) 1.A Registered contact s details Registered contact s title Registered contact s surname Registered contact s first name(s) in full Registered contact s permanent residential address 1.B Child details Child s title (e.g. Mr/Miss/Other) Child s surname Child s first name(s) in full Child s permanent residential address Child s date of birth (Day/Month/Year) Child s National Insurance Number (if they have one) Type of Junior ISA Cash Junior ISA Stocks and Shares Junior ISA Date of transfer (Day/Month/Year) Total subscriptions in the tax year to date of transfer Date of first subscription in the tax year of transfer (Day/Month/Year) A A The Date of first subscription is only to be completed if the Junior ISA is opened in the tax year in which the transfer takes place. If the transfer takes place in a later year the field must be left blank. Details of any investment income to follow: Please make the cheque payable to J. P. Morgan Asset Management. A complete history of the ISA referred to herein, including a schedule of outstanding dividends and tax credits, should be sent to J.P. Morgan Trustee & Administration Services as soon as practicable. FREEPOST JP MORGAN AM. An address or a stamp is not required to be added to the envelope. Tax Office Shoreditch Tax Office Ref. SO25A Please note all correspondence should be sent to the address shown at the top of the application and not to the registered address. Telephone calls may be recorded and monitored for security and training purposes. J.P. Morgan Trustee & Administration Services Limited is authorised and regulated by the Financial Conduct Authority. Registered Office: 25 Bank Street, Canary Wharf, London E14 5JP. Registered in England No. 1823867. GB H1337 12/15