Stockbrokers. Investment ISA. Application and Transfer Form

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1 Stockbrokers Investment ISA Application and Transfer Form

2 Application notes This booklet contains everything you need to open and subscribe to an investment ISA with Barclays Stockbrokers. If you d prefer, you can open an account online or by telephone: visit for step-by-step instructions; or call our experts on * or local dial number *. Easy steps to opening your account by post 1. Complete the Investment ISA Application Form. 2. Complete and sign the Direct Debit Instruction on page 5. This allows you to pay your fees quickly and easily direct from your bank account; or to make regular subscriptions to your ISA. 3. Include relevant bank verification to satisfy UK Anti- Money laundering regulations. This is mandatory unless you nominate a UK mainland Barclays Bank account or if you send a cheque with your application. Otherwise, please send us an original or certified copy of a bank or building society statement for your chosen account. The statement should be no more than six months old and should show your name, sort code, account number and current address. Alternatively, you can send us a copy of a statement from an online bank account. The bank account must be a personal current account in your own name, or held in joint names with you, that accepts debits and credits. Savings and business accounts cannot be used. 4. Sign and date the Application Form at the bottom of page Tell us how you want to subscribe to your ISA. There are a number of ways you can do this. Please go to page 9 for further information. 6. If you have an ISA with another provider, you can transfer it to Barclays Stockbrokers. For further information, please go to page 15. Important information about the next steps It s important we receive everything we ask for along with your application to prevent delays. In most cases, we will open your account the day after we receive your application. We will then send you confirmation of your account details, and a welcome pack, so you can get started. 2

3 Investment ISA Application Form Please fill in the details we ask for. Sign and date the form and return it to us. Section 1 Your details Title Previous address (if you have lived at your current address for less than three years) First name(s) Surname Date of birth D D / M M / Y Y Y Y Permanent UK residential address Postcode Nationality Postcode If you have moved within the last three years, it is likely we will ask you to send us documentation confirming your identity and address. Please refer to our Identity Verification Guide for further information, available in the Forms section of our website at Daytime tel no. Evening tel no. National Insurance Number Please tick this box if you do not have a National Insurance Number Please note that if you do not provide a National Insurance Number, we may, at our discretion, provisionally open the account but you will have 30 days to provide any missing information. Section 2 Compliance reporting Are you required to report trades to your employer? (please tick) Yes No If Yes, please complete the following: Company Address Postcode By completing this section I confirm I am an employee of the named company or a spouse/civil partner of that employee. I instruct Barclays Bank PLC to send any information held by Barclays Stockbrokers including but not limited to, transaction(s) and holding(s) in my Account(s) to the named Company. Barclays Bank PLC will send the information to the Company according to the Barclays Data Privacy Policy. I consent to that data transfer. I also understand and acknowledge that the Company will process the information received in accordance with their own policies. 3

4 Section 3 Your Chosen Account (please complete) Please tell us details of your nominated bank account. If your Chosen Account is not a Barclays Bank account, please send us an original or certified copy of your bank statement (issued in the last six months) showing your name, sort code and account number. Alternatively, you can send us a copy of a statement from an online account. Name of account holder Sort code Account number Section 4 Managing fees and income Please indicate how you would like to pay fees and receive your dividend income. 1) Collect fees from my ISA All fees will be taken from and all income received will be paid to your ISA cash balance 2) Collect fees from my Chosen Account All fees will be taken from and all income will be paid to your Chosen Account (Please complete the Direct Debit Instruction on page 5) 3) Take fees from my Chosen Account and pay income to my ISA (Please complete the Direct Debit Instruction on page 5) If you do not choose an option, we will apply option 1 by default. If you have ticked Option 1 or Option 3, please tell us how you want to receive dividend income (tick one box only). 1) Automatic Dividend Reinvestment (ADR) Income will be used to buy additional shares in the underlying company (charges apply) 2) Shares Where the underlying company issues shares instead of cash as part of a SCRIP dividend plan, we will always take shares 3) Cash We will always accept cash dividends If you do not choose an option, we will apply option 2 by default. Section 5 Account linking If you (or a member of your family living at the same address) have a MarketMaster account, you can link accounts so that deals placed in your ISA are included in the deal count and help you reach lower dealing rates faster, whether you deal online or by telephone. I would like to link my ISA to the following MarketMaster account: / / 4

5 Section 6 Direct Debit Instruction (fees) Please complete this section if you want to pay fees from your Chosen Account. Please also complete the Regular payments if you want to make monthly subscriptions to your ISA. Originator s Identification Number Name(s) of bank or building society account holder(s): 2. Bank or building society account no: Banks and Building Societies may not accept Direct Debit instructions for some types of accounts. 5. Instruction to your bank or building society. Please pay Barclays Stockbrokers Direct Debits from the account detailed on this instruction subject to the safeguards assured by the Direct Debit Guarantee. I understand that this instruction may remain with Barclays Stockbrokers and if so, details will be passed electronically to my bank or building society. 3. Branch sort code (from the top right hand corner of your cheque): Name and full postal address of your bank or your building society: To the Manager Address Signature X Date D D / M M / Y Y Y Y Reference number for office use only: / / Postcode Section 7 Direct Debit Instruction (monthly subscriptions) Do you want to make regular payments from your bank account into your ISA? (Please tick as appropriate) What date in the month would you like us to collect your subscription? Yes No D D of each month Please indicate the monthly amount you want to subscribe (payment will be collected on or around this date) ( 50 minimum): # Banks and building societies may not accept Direct Debit Instructions for some types of account The Direct Debit Guarantee This guarantee should be detached and retained by the payer. This Guarantee is offered by all banks and building societies that accept instructions to pay Direct Debits If there are any changes to the amount, date or frequency of your Direct Debit Barclays Bank PLC will notify you ten working days in advance of your account being debited or as otherwise agreed. If you request Barclays Bank PLC to collect a payment, confirmation of the amount and date will be given to you at the time of the request. If an error is made in the payment of your Direct Debit, by Barclays Bank PLC or your bank or building society, you are entitled to a full and immediate refund of the amount paid from your bank or building society If you receive a refund you are not entitled to, you must pay it back when Barclays Bank PLC asks you to You can cancel a Direct Debit at any time by simply contacting your bank or building society. Written confirmation may be required. Please also notify us. 5

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7 Section 8 Declaration and authority You are applying to subscribe to a Barclays Stockbrokers Stocks and Shares ISA with Barclays Bank PLC (the ISA Provider). The first Tax Year to which this Application Form relates is detailed overleaf on page 9 and then to each subsequent Tax Year until further notice. You declare that: 1. you are 18 years of age or over; 2. you are resident in the United Kingdom for tax purposes (or, if not so resident, you are either: performing duties of a public nature as a Crown employee serving overseas and are paid out of the public revenue of the United Kingdom; or you are married to, or in a civil partnership with, such a person); you will inform us if you cease to be so resident or to perform such duties or be married to, or in a civil partnership with, a person who performs such duties; 3. you have not subscribed and will not subscribe more than the overall subscription limit in total to a Cash ISA and Stocks and Shares ISA in the same tax year; 4. all subscriptions made, and to be made, to this ISA shall comprise of cash or investments which belong to you; 5. you have not, and will not, subscribe to any other Stocks and Shares ISA in the Tax Year for which this application is made or in any year to which a subscription is made to this Stocks and Shares ISA; and; 6. to the best of your knowledge and belief, the information provided by you in this Application Form is complete, accurate and not misleading. You authorise us, Barclays Bank PLC: (a) to act in accordance with the investment instructions contained in the Stocks and Shares ISA Application Form; (b) to hold cash subscriptions, ISA investments, interest, dividends and any other rights or proceeds in respect of those investments, and any other cash otherwise arising in connection with your ISA; (c) to make on your behalf any claims to relief from tax in respect of ISA investments; (d) on your written request, to transfer or pay to you all ISA investments, interest, dividends, rights or other proceeds in respect of such investments or any other cash held in your ISA; and (e) to deduct from your Chosen Account (if applicable) all fees and other sums payable in accordance with the Agreement. You agree: (i) to be bound by the Barclays Terms (Wealth and Investment Management) as they relate to this Stocks and Shares ISA; (ii) to inform us promptly if any amount is paid into your ISA does not belong to you or if point 2 above ceases to be the case; (iii) you will not receive interest on your subscription cheque pending the ISA being opened; and (iv) to us adhering to our Privacy Policy and handling your personal data in line with the section headed Important - Your Personal Information on page 8 of this form. Please sign and date here to open your account Signature X Date D D / M M / Y Y Y Y 7

8 Important Your Personal Information Credit reference agencies We may use credit reference and fraud prevention agencies to help us make business decisions about providing you with financial services. A short guide to what we do and how both we and they will use your information is set out in the Terms. Our full privacy notice is available on our website or from your usual contact. By confirming your agreement to proceed you are accepting that we may each use your information in this way. To receive details of those fraud prevention agencies from whom we obtain and with whom we record information about you, contact us on the Barclays Information Line on *. Lines are open from 7am to 11pm UK time. If calling from outside the UK, please call +44 (0) *. Using your personal information We will collect and use information about you as described in the Terms and our privacy notice. This will include: collecting and using information about how you use and manage your account, informing you about products and services, collecting and using biometric information to uniquely identify you, transferring your information within our group and to service providers located in the UK or worldwide; and using information relating to your medical, health, lifestyle and ethnic background and any criminal offences (alleged or otherwise), to administer your products and services and to identify products or services that may be of interest to you. Cookies that collect personal information may be used on our websites (further information is available in the cookies policy on our websites). Accessing your data You can request certain information we hold about you by writing to us. A fee may be charged for this service, as permitted by appropriate law or regulation. Telling you about products and services As part of our service, we will keep you informed about products and services (including those of third parties) that may be of interest to you. Barclays Wealth and Investment Management will not give your personal data to any third parties for their marketing purposes. You can choose NOT to receive marketing communications from Barclays Wealth and Investment Management and other members of the Barclays Group, by ticking the appropriate boxes below: Telephone Text message Mail You can choose to receive specific content from us which does not affect your choice above. For example, if you chose to receive a service which includes the provision of information from us, then you will continue to receive such communications until you end that service. We may also contact you from time to time to obtain your feedback on our service and for other research purposes. When we do so, you can inform us that you do not wish to receive future requests of this type. 8

9 Subscribing to your ISA This application relates to the Tax year / 1 (please complete) and to each subsequent Tax Year until further notice. If you do not complete this section, we will default to the Tax Year in which the application is being made. Please note that you must subscribe to your ISA within 30 days. If we open an account for you and you do not subscribe to it within 30 days, we will close the account. There are a number of ways in which you can subscribe to your ISA: Cash You can make a debit card payment once your account has been opened or you can send us a cheque along with your Application Form. You may want to tell us to take monthly subscriptions from your Chosen Account by Direct debit. Existing investments You can use investments you hold on certificate or in your MarketMaster account. Your investments will have to be sold in order to subscribe to your ISA (in line with ISA Regulations). If you choose to do this, you can either leave the cash uninvested or tell us which investments to buy back inside your ISA. If you tell us to sell and buy back investments within the ISA, we will only charge commission on the purchase (telephone dealing rates apply). If you own shares released as part of a share incentive plan such as SAYE (Save as You Earn) or PSS (Profit Sharing Scheme) shares, these can be subscribed to your ISA by Direct Transfer (no sale and buy back required but timescales apply). Transfer from another ISA Provider If you want to transfer cash or investments held in an existing ISA with another provider, you can complete the Transfer Form on page 15 of this booklet. Section 1 Indicate how you will subscribe to your ISA (please tick all that apply) Cash How will you do this? (please tick all that apply) Debit card We will write to you when your account has been opened with the information you need to login to your account and subscribe using your debit card. You can also call us at this stage if you would rather make the payment by phone. Regular Payments Please complete the Regular Payment section of the Direct Debit Instruction on page 5 of this booklet to make a monthly subscription to your ISA (minimum 50 each month). Transfer cash from my MarketMaster Please tell us how much you want to subscribe and provide your MarketMaster account number below: / / Please ensure there is sufficient cash in your MarketMaster account to make the subscription to your ISA. Cheque Please send your cheque to us, made payable to Barclays Bank PLC, along with this Application Form. We cannot accept post-dated cheques and all cash must come from a personal UK bank/building society account in your own name or held jointly by you. We will accept a cheque from a recognised financial institution on your behalf as long as your name and account number is endorsed on it. Existing investments. Please provide your instructions in Section 2 on page 10. Transfer from another ISA Provider. Please complete the Transfer Form on page 15. 9

10 Section 2 Subscribing using existing investments Only complete this section if you are using investments you already own to subscribe to your ISA. How are your investments currently held? (please tick all that apply) Share certificates MarketMaster Please send the certificates to us along with this form and include a CREST Transfer Form (on page 13) for each holding. You will be sent a Contract Note for each trade placed. Please provide your MarketMaster account number below: / / SAYE or PSS Please complete the Direct Transfer section on page 11. Sale instructions List below the certificated or MarketMaster holdings you want us to sell in order to subscribe to your ISA. We will only buy investments back into the ISA if you complete the Purchase Instructions section too. If you do not give us purchase instructions, the cash will remain in your ISA until you choose to invest it yourself. Company name and share description (eg TESCO PLC ORD 5p) Value to be sold Number of shares to be sold Continue on a separate sheet if necessary. or or or or or Purchase Instructions You have the option of providing purchase instructions below, or at a later date, by either dealing online or by phone. We will use the proceeds from the above sale(s) or cash subscription to buy the following investments: Company name and share description (eg TESCO PLC ORD 5p) Value to be invested Number of shares to be purchased Continue on a separate sheet if necessary. or or or or or I confirm that, where my instruction relates to an investment in a Unit Trust, OEIC (Open Ended Investment Company) or ETF (Exchange Traded Fund), I have read the information contained in the Key Investor Information Document or relevant scheme document provided to me on paper or via the research centres online at Please tick this box to confirm 10

11 Direct Transfer Only use this section if you want to directly transfer shares from an approved company share scheme to your ISA. Please note that although we can process your request within 90 calendar days of the release date, we require up to 10 working days to complete your instruction. Please bear this in mind when sending us your application. Date of exercise of Company name and share description option/release from (eg TESCO PLC ORD 5p) Shares to the value of Quantity UK Trust or D D / M M / Y Y Y Y Continue on a separate sheet if necessary. Please make sure you have signed the CREST Transfer Form on page 13 of this booklet. It is important that you also send us a copy of the Notice of Exercise/Appropriation Notice. 11

12 CREST Transfer Form Please send us a CREST Transfer Form if you have asked us to fund your ISA by selling share certificates or if you are funding using Save as You Earn (SAYE) or Profit Sharing Scheme (PSS) shares. We need one form for each holding you want to sell or transfer. Below is guidance on how to complete a CREST Transfer Form. If you would prefer to leave completing the form to us, just sign it and we will do the rest. Name of company whose shares you are transferring or selling 150 Description of security e.g. preference or ordinary share (your share certificate should tell you this). SAMPLE S Smith Total number of shares in words and figures Full name and address of certificate holder this must be the name and address that the registrars have on their records Shareholder to sign where indicated

13 CREST Transfer Form Counter Location Stamp Barcode or reference Above this line for Registrar s use SDRN 895 DEP Name of Undertaking Consideration Money Certificate(s) Lodged with Registrar (To be completed by Registrar) Description of Security Amount of shares or other security in words Figures Please complete form in type or block capitals Name(s) of registered holder(s) should be given in full: the address should be given where there is only one holder. If the transfer is not made by the registered holders insert also the name(s) and capacity of the person(s) making the transfer Please sign here Full name(s) of the person to whom the security is transferred. Such person(s) must be a system-user In the name(s) of I/We hereby transfer the above security out of the name(s) aforesaid into the name(s) of the system-member set out below and request that the necessary entries be made in the undertaking s own register of members. Signature(s) of transferor(s) A body corporate should execute this transfer under its common seal otherwise in accordance with applicable statutory requirements. BARCLAYS STOCKBROKERS Designation (if any) Balance Certificate(s) Required Stamp of depositing system-user BARCLAYS STOCKBROKERS 895 MEMBER OF THE LONDON STOCK EXCHANGE AND REGULATED BY THE FCA Date: Participant ID 895 Member Account ID SALESCER Reference to the Registrar in this form means the registrar or registration agent of the undertaking, not the Registrar of Companies at Companies House CRESTCo Limited is delivering this transfer at the direction and on behalf of the depositing system-user whose stamp appears herein and does not in any manner or to any extent warrant or represent the validity, genuineness or correctness of the transfer instructions contained herein or the genuineness of the signature(s) of the transferor(s). The depositing system-user by delivering this transfer to CRESTCo Limited authorises CRESTCo Limited to deliver this transfer for registration and agrees to be deemed for all purposes to be the person(s) actually so delivering this transfer for registration. This form should be used only for a transfer of a certificated unit of a security to a CREST member to be held by a CREST member in uncertificated form. It should not be used for conversion of a unit held by a CREST member into uncertificated form. The CREST rules require that this form be used for the transfer of a unit of a certificated security to a CREST member to be held by that member in uncertificated form. Any such transfer on this form is exempt from stamp duty.. 13

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15 Transferring your existing ISA to Barclays Stockbrokers Please only complete this section if you want to transfer cash or investments from another ISA provider to Barclays Stockbrokers. Once received, this form will be sent to your current provider to begin the transfer. Section 1 Your details Title Permanent UK residential address First Name(s) Surname Date of birth D D / M M / Y Y Y Y Postcode address (optional) Section 2 Details of your current ISA Provider Name of ISA Provider Address Contact name (if known) Your ISA reference or account number with them Postcode Tel no. Section 3 Transfer instruction Please tick to indicate the type of transfer (tick one option only) Full transfer (as stock) All investments and cash held by the provider named in Section 2 will be transferred to your Barclays Stockbrokers ISA Full transfer (as cash) All investments held by the provider named in Section 2 will be sold and transferred to your Barclays Stockbrokers ISA as cash along with any cash already held in the account Partial transfer (as cash)* Please tell us how much cash you would like to be transferred to your Barclays Stockbrokers ISA Partial transfer (as stock please provide details on the following page)* *Please note that any subscriptions made to an ISA in the current tax year must be transferred in full 15

16 Please confirm below the investments to be transferred to your Barclays Stockbrokers ISA. Number of shares or Purchase Cost nominal value of stock Full stock name/investment description SEDOL (if known) Continue on a separate sheet if necessary. If you also want to transfer cash held with your current ISA provider, please tell us how much: It may be the case that your current ISA Provider is unable to transfer some or all of your investments and can only transfer cash. Similarly, it may be the case that Barclays Stockbrokers may be unable to accept some or all of the investments you wish to transfer. In the event that this happens, please tick this box if you are happy for these investments to be sold in order to proceed with the transfer. If you do not tick the box, the transfer will not occur until we have confirmed your instruction. Important information about transferring Funds and Unit Trusts If you are not transferring Funds or Unit Trusts, the following does not apply to you. There are changes taking place which affect investments in funds. The Retail Distribution Review (RDR) is an initiative of our financial services regulator, the Financial Conduct Authority, and means that we are changing the way that we charge you for administering your fund investments. Full details of RDR and what we are doing as a result of these rule changes can be found at By proceeding with this application to transfer you are aware that it is a condition of the transfer that you accept: That any fund units to be transferred in that are in a bundled share class (i.e. one that pays trail commission), will be switched within the Barclays account to its equivalent clean share class (i.e. one which does not pay trail commission).this will apply only where the equivalent clean share class is available on our platform. Please note that a separate Fund Administration Fee will be charged by Barclays Stockbrokers You may be liable for any exit charges from your current provider The switch process involves us selling your bundled units and purchasing clean units. During the switch process you will not be invested in the fund for one day. You may miss out on any fund growth during that day The switch to clean share classes will happen as soon as the transfer is complete where a clean equivalent is available If there is no equivalent clean share class at the time the transfer request is received then we will contact you. You can either retain the fund with your current provider or you can sell the fund and transfer cash to your Barclays Stockbrokers account There may be a financial impact involved in the switch process where funds being transferred in have a lower sale price than purchase price, otherwise known as a Bid/Offer spread. This is because we will sell the bundled fund at the lower sell price and buy the clean share class at the higher buy price. A table of those funds and an illustrated impact is available on our website at You can see a list of clean fund share classes currently available at What this means for you? When bundled (trail commission-paying) units are transferred to the Barclays Stockbrokers platform: You should consider the financial impact of the transfer on your fund holding before you transfer You will probably have a different number of units in the fund after you move as the prices of bundled and clean share classes are normally different When completing a switch there will be some instances where we have to buy into a different unit type (e.g. from an Accumulation share-class to an Income share-class). This is only the case for a small number of funds and we have listed these funds on our website at For further explanation and definition of the terms used, please refer to the following page on our website 16 Please sign and date here to authorise the transfer Signature X Date D D / M M / Y Y Y Y

17 Things you can do to speed up your transfer Let your existing provider know. Once you have sent this form to us, please tell your current provider that you intend to transfer to Barclays Stockbrokers. Providing them with authority to deal with us should speed things up when we contact them to initiate the transfer. Settle any fees outstanding with your current provider. In our experience, this causes most delays when transferring between providers so settling fees in advance tends to speed things up. You may want to cover any closure charges that you incur at the same time. Please include a recent valuation of the account investments to be transferred. This will help us to determine if we are able to provide custody for your assets. Please ensure the valuation is no more than 30 days old, includes SEDOL codes and the quantity of units or shares for each holding. Tell us your account number with your current provider (on page 15). If we do not have a reference for your existing account, your current provider will generally not communicate with us about your transfer. Whist we will do what we can to ensure a smooth and speedy transfer, it is worth noting that the time it takes to complete a transfer depends heavily on the type of assets being transferred from your existing ISA provider and any third parties involved. 17

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20 Services for disabled customers We are committed to providing equal access to our services for all customers with disabilities. Full details of Barclays services and facilities can be found in our brochure Disabled customers making our services available. All of our literature can be provided in Braille, large print or audio tape on request, within a reasonable timescale, by calling * or local dial number *. *Calls to 0800 numbers are free if made from a UK landline and calls to 0141 numbers are charged at local rate, mobile costs may vary please check with your telecoms provider. Calls may be recorded so that we can monitor the quality of our service and for security purposes. Our opening hours are 8am to 6.30pm Monday to Thursday, 8am to 6pm on Friday (excluding bank holidays) and 9.30am to 12.30pm on Saturday. Barclays offers wealth and investment management products and services to its clients through Barclays Bank PLC and its subsidiary companies. Barclays Stockbrokers is a trading name of Barclays Bank PLC (Registered No Registered VAT No ) which is a member of the London Stock Exchange and ISDX. Barclays Bank PLC is registered in England and authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. The registered address is 1 Churchill Place, London E14 5HP. Item Ref: IBIM3267. November 2014.

21 Completing your Direct Debit Mandate To enable us to process your request without delay, please ensure the Direct Debit Mandate is fully completed. This checklist may help you. Checklist Provide bank verification* All bank details provided e.g. account name, number, sort code and bank s name and address Sign and date completed Direct Debit Mandate * Please ensure you provide bank verification where the bank account details provided are not from Barclays Bank PLC. Acceptable verification of your nominated bank account details To allow us to verify your nominated bank account, please send us: An original or certified copy of your bank statement dated from within the last six months which confirms your name as account holder, account type, sort code and account number of your nominated account. Please note: we can now accept an internet bank statement provided it confirms your name as account holder, account type, sort code and account number of your nominated account, and is dated within the last six months. OR A letter dated within the last six months from your bank on headed paper which confirms your name as account holder, account type, sort code and account number of your nominated account. Your nominated bank account must be a UK personal current account in your name and accept Sterling debits and credits and electronic payments. Business or Savings accounts cannot be used. Certified copies Certified copies are duplicates of documents which a person of professional standing has stated to be genuine copies of the original documents. The person certifying the document must: Sign, stamp and date the document and state in writing that it is a true copy of the original which they have seen confirm their position (in line with acceptable certifiers above) provide a contact telephone number or address People who can certify documents are: Employees of Barclays Group or Barclays Wealth, including Barclays Bank counter staff Post Office certification service A government department, member of staff or official A director, manager or bank counter staff of a bank or an authorised credit or financial institution A director, company secretary or manager of an Approved Fiduciary Services Provider An Embassy, consulate or high commission officer in the country of issue A qualified lawyer or attorney, registered with the relevant national professional body A qualified accountant, registered with the relevant national professional body A notary public, a member of the judiciary, a senior civil servant or a serving police officer Stockbrokers

22 Barclays offers wealth and investment management products and services to its clients through Barclays Bank PLC and its subsidiary companies. Barclays Stockbrokers is a trading name of Barclays Bank PLC (Registered No Registered VAT No ) which is a member of the London Stock Exchange and ISDX. Barclays Bank PLC is registered in England and authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. The registered address is 1 Churchill Place, London E14 5HP. Item Ref: IBIM4425. March 2015

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