Junior Stocks & Shares ISA

Transcription

1 Junior Stocks & Shares ISA All questions must be completed Please complete in block capitals and black ink. I apply to open a Junior Stocks & Shares ISA. Please note: You cannot apply for a Junior Stocks & Shares ISA if the child has or is eligible for a Child Trust Fund. If you are an adult applying for a child please tick here: And then complete Sections 1, 2, 4 and 5 If you are a child aged please tick here: And then complete Sections 1, 4 and 5 If you wish to transfer a Junior ISA to Halifax Share Dealing from another ISA provider please complete a Junior ISA transfer form as well as this application form. 1. Registered contact s details Title Mr Mrs Miss Ms Other (please specify) Your additional nationalities (if applicable): Your first names Your country of residence Your last name Which countries are you tax resident* in or have you been a resident of in the past two years? Permanent residential address *Please note: tax resident relates to countries where you have the obligation to file a tax return or where you are subject to income tax in the UK or in another country. You must provide at least one country. Time at current address: (If less than 3 years please provide your previous residential address) Years Months If you have a United States (US) Taxpayer Identification Number (TIN) please provide details below Your occupation Please note: This may be your US Social Security Number Previous residential address Eligible child s National Insurance number (required if aged between 16-17) Your address* (if you have one) Your telephone numbers and area dialling codes Daytime Evening Date of birth *Your address is required for you to register for the Halifax Share Dealing online service Registered contact additional security details (required if you contact us by telephone) Mother s maiden name Your country of birth Father s initials Your nationality Page 1 of 5

2 2. Child s personal details Title Master Miss Other (please specify) Child s additional nationalities (if applicable): Child s last name Child s country of residence Child s first names Which countries is the child tax resident* in or has been a resident of in the past two years? Permanent residential address *Please note: tax resident relates to countries where the child has the obligation to file a tax return or where the child is subject to income tax in the UK or in another country. You must provide at least one country. Child s date of birth If the child has United States (US) Taxpayer Identification Number (TIN) please provide details below Please note: This may be the child s US Social Security Number National Insurance number (required if aged between 16-17) Child s country of birth Child s nationality 3. Your payments All payments will be taken by Direct Debit from a single nominated bank account in the name of the Registered Contact. You must complete and return the Direct Debit Instruction before any payments can be taken. Please allow 10 working days from our receipt for your Direct Debit Instruction to be processed. The Direct Debit Instruction can be found on or by calling us on If there are insufficient cleared funds in your Junior Stocks & Shares ISA, we will collect any money owed to us using your nominated payment method. Please ensure that you inform us of any changes to your payment details. When you instruct us to buy or subscribe for investments for you, your Junior Stocks & Shares ISA needs to contain sufficient cleared funds to meet the full costs of the purchase or subscription. If cleared funds are insufficient at the point of execution to cover the whole amount of a purchase or subscription, we will either: not carry out any part of the purchase or subscription; adjust your trade to match the cleared funds in your Junior Stocks & Shares ISA 4. Your subscription and investments The Halifax Junior Stocks & Shares ISA will invest into the Scottish Widows UK Tracker Fund. It is important that you read the Scottish Widows UK Tracker Fund Key Investor Information Document which can be found on Monthly Subscription and Investment Plan Your Subscription Your account will normally be debited by Direct Debit on or around the 1st day of the month once your Direct Debit Instruction is in place. Please enter the amount you wish to be subscribed (The minimum amount is 20 per month) Your Investment Your monthly subscription will be invested into the Scottish Widows UK Tracker Fund on or around the 6th of the month. Lump Sum Subscription and Investment You can make an initial lump sum subscription with your application by sending a cheque, which must be from an account in the Registered Contact s name, along with your application form. Please make the cheque payable to Halifax Share Dealing Limited. All future payments must be made by Direct Debit. If your application has been successful, the lump sum subscription will be invested into the Scottish Widows UK Tracker Fund within 5 working days of the receipt of the cheque at Halifax Share Dealing's office. Otherwise, we will return your cheque to you with an explanation. Please enter the amount you wish to be subscribed (The minimum lump sum amount is 20) If you wish to change your investment and subscription plan details you must do this using the Halifax Share Dealing online service. Your welcome letter will detail your Personal Reference Number which you will need to register your account online. Your subscription and investment plan details will be confirmed in your welcome letter. Page 2 of 5

3 5. Your declaration to us I apply to subscribe to a Junior Stocks & Shares ISA. This declaration does not however commit me to make a subscription during this period. I declare that: The child named above will be the beneficial owner of the account investments; I am 16 years of age or over; I am the child or I have parental responsibility for that child; I do not/the child does not have a Child Trust Fund account; I will be the registered contact for the Junior Stocks & Shares ISA; The child is resident and ordinarily resident in the UK, or is a UK Crown employee, a dependant of a UK Crown employee or is married to/in a civil partnership with a UK Crown employee; I have not subscribed and will not subscribe to another Junior Stocks & Shares ISA for this child; I am not aware that this child has another Junior Stocks & Shares ISA; I am not aware of other Junior ISA subscriptions that will result in this child exceeding the annual limit; I will not knowingly make subscriptions to Junior ISAs for this child that will result in the subscription limit being exceeded. I authorise Halifax Share Dealing Limited: To hold the child s subscriptions, Junior ISA investments, interest, dividends and any other rights or proceeds in respect of those investments and cash, and To make on the child s behalf any claims to relief from tax in respect of Junior ISA investments. Important notice I agree to obtain the Halifax Junior Stocks & Shares ISA Terms and Conditions, provided by Halifax Share Dealing Limited, a copy of which can be found by visiting junior-isa to the extent that they apply to me. These conditions, the Order Handling Policy and our summary Conflicts of Interest Policy together form the full terms and conditions of our service. I confirm I have been provided with, read and will take the necessary steps to understand the Halifax Junior Stocks & Shares ISA Terms and Conditions provided by Halifax Share Dealing Limited, and the Scottish Widows UK Tracker Fund Key Investor Information Document. In accepting these Terms and Conditions I also understand that I am entering into a legally binding contract with Halifax Share Dealing Limited. I agree to be an execution only client and will not seek investment advice from Halifax Share Dealing Limited. I understand that I have been classified as a retail client. Data Protection Act Your information will be held by Halifax Share Dealing Limited which is part of the Lloyds Banking Group. The Lloyds Banking Group includes us and a number of other companies using brands including Lloyds Bank, Halifax and Bank of Scotland, and their associated companies. More information on the Lloyds Banking Group can be found at Your personal information will be shared within the Lloyds Banking Group so that we and any other companies in our Group can look after your relationship with us. By sharing this information it enables us to better understand your needs, run your accounts, and provide products in the efficient way that you expect. If you are over 18 years of age, in assessing your application and confirming your identity, we ll use credit reference agency files and fraud prevention agency records. The agency keeps a record of our search, whether or not your application proceeds. Our search is not seen or used by lenders to assess your ability to obtain credit. If false or inaccurate information is provided and fraud is identified, details will be passed to fraud prevention agencies to prevent fraud and money laundering. Further details explaining how the information held by fraud prevention agencies may be used and can be obtained by writing to our Compliance and Risk department, Halifax Share Dealing Limited, Lovell Park Road, Leeds LS1 1NS. Lloyds Banking Group companies may use your information to contact you by mail, telephone, or text message about products and services that may be of interest to you. If you do not wish to receive this information please tick this box: It is important that you understand how the personal information you give us will be used. Therefore, we strongly advise that you read our Privacy Statement, which you can find at or you can ask us for a copy. I agree to the Halifax Junior Stocks & Shares ISA Terms and Conditions to the extent that they apply to me and confirm that to the best of my knowledge the information on this form is true. By signing this application you agree to your personal information being used in the ways we describe in our Privacy Statement. Please let us know if you have any questions about the use of your personal information. Please now sign and date in the box below. Signature Please return your completed Application Form along with your Direct Debit Instruction Form to the following address: Freepost RRXJ EACH JBTC Halifax Share Dealing Limited Lovell Park Road Leeds LS1 1NS Date For bank use only Keyed by (initials) Account Code D Checked by (initials) Page 3 of 5

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5 Instruction to your bank or building society to Pay by Direct Debit 1. Instruction to your bank or building society to pay by Direct Debit HALIFAX SHARE DEALING Please fill in the form and send it with your completed application form to: Halifax Share Dealing, Lovell Park Road, Leeds, LS1 1NS. Name and address of your bank/building society To the manager Service user number Reference D 0 Instruction to your bank or building society Please pay Halifax Share Dealing Direct Debits from the account detailed in the instruction subject to the safeguards assured by the Direct Debit Guarantee. I understand that this instruction may remain with Halifax Share Dealing and, if so, details will be passed electronically to my bank/building society. The name(s) on your account Your signature Branch sort code Your bank/building society account number Date Banks and building societies may not accept Direct Debit Instructions for some type of accounts.! 2. The Direct Debit Guarantee This Guarantee is offered by all banks and building societies that accept instructions to pay Direct Debits. If there are any changes to the amount, date or frequency of your Direct Debit Halifax Share Dealing Limited will notify you 3 working days in advance of your account being debited or as otherwise agreed. If you request Halifax Share Dealing Limited to collect a payment, confirmation of the amount and date will be given to you at the time of the request. If an error is made in the payment of your Direct Debit, by Halifax Share Dealing Limited or your bank or building society, you are entitled to a full and immediate refund of the amount paid from your bank or building society. If you receive a refund you are not entitled to, you must pay it back when Halifax Share Dealing Limited asks you to. You can cancel a Direct Debit at any time by simply contacting your bank or building society. Written confirmation may be required. Please also notify us. Please detach this Guarantee and keep it for your records. Page 5 of 5