J.P. Morgan Investment Account Application - through a Financial Adviser

Transcription

1 Valid from December 2015 Please complete this form in BLOCK LETTERS and black ink, and return it to: FREEPOST JP MORGAN AM. An address or a stamp is not required to be added to the envelope. If you have any questions regarding this form please call our UK-based Client Services team on Our telephone lines are open Monday to Friday, 9am to 5.30pm. Please note - this form should only be used by individuals who have a financial adviser. We will be unable to process your application if this form has not been fully completed. Please ensure all the fields of this form are completed, failure to do so could mean the form will be returned to you for completion. Financial adviser Financial Adviser s stamp / details Important Note: Please note that the A share class available with the Investment Account is non-commissionable. If you have any questions regarding this form, please call our UK-based Client services team number on FCA number Please tick: Execution only OR Advised 1. About you Your existing J.P. Morgan account number (if you have one) Your title (e.g. Mr/Mrs/Miss/Ms/Other) Surname First name(s) in full Your permanent residential address Telephone numbers Daytime telephone number Evening telephone number + 44 (0) + 44 (0) Your date of birth (Day/Month/Year) City/town of birth Country of birth Are you a UK citizen? YES NO If you are a citizen of any other country, please provide country name below: Account designation If you want to designate your Investment Account, please indicate the designation below, e.g. school fees, grandchild s name address (optional) We would like to keep you informed If you would like us to contact you about relevant news, offers and new fund/trust launches let us know by ticking the relevant box: By phone By By post First additional account holder Your existing account number (if you have one) Your title (e.g. Mr/Mrs/Miss/Ms/Other) Surname First name(s) in full Your permanent residential address

2 1. About you (continued) Telephone numbers Daytime telephone number Evening telephone number + 44 (0) + 44 (0) Your date of birth (Day/Month/Year) City/town of birth Country of birth Are you a UK citizen? YES NO If you are a citizen of any other country, please provide country name below: address (optional) Second additional account holder Title (e.g. Mr/Mrs/Miss/Ms/Other) Surname First name(s) in full Your permanent residential address Telephone numbers Daytime telephone number Evening telephone number + 44 (0) + 44 (0) Your date of birth (Day/Month/Year) City/town of birth Country of birth Are you a UK citizen? YES NO If you are a citizen of any other country, please provide country name below: address (optional) If required, please list third and forth additional account holders on a separate piece of paper. 2. Tax residency Tax Regulations A require us to collect information about each investor s tax residency. In certain circumstances we may be obliged to share information on your account with HRMC or other relevant tax authorities who may provide this information to other jurisdictions under applicable laws and treaties. If you have any questions about your tax residency, please contact your tax advisor. Should any information provided change in the future, please ensure you advise us of the changes promptly. Account holder: Are you a UK tax resident? YES NO Your National Insurance Number here Please note, if you are not a UK tax resident, you cannot open a J.P.Morgan Investment Account. Please indicate if there is any other country in which you are resident for tax purposes and the associated Tax Identification Number below. If you are a US citizen or tax resident, you are not eligible to open this account. Additional Country of tax residence (if applicable) Tax identification number First additional account holder: Are you a UK tax resident? YES NO Please note, if you are not a UK tax resident, you cannot open a J.P.Morgan Investment Account. Your National Insurance Number here Please indicate if there is any other country in which you are resident for tax purposes and the associated Tax Identification Number below. If you are a US citizen or tax resident, you are not eligible to open this account. Additional Country of tax residence (if applicable) Tax identification number

3 2. Tax residency (continued) Second additional account holder: Are you a UK tax resident? YES NO Please note, if you are not a UK tax resident, you cannot open a J.P.Morgan Investment Account. Your National Insurance Number here Please indicate if there is any other country in which you are resident for tax purposes and the associated Tax Identification Number below. If you are a US citizen or tax resident, you are not eligible to open this account. Additional Country of tax residence (if applicable) Tax identification number A The term tax regulations refers to regulations created to enable automatic exchange of information and include FATCA B, various agreements to improve international tax compliance entered into between the UK and its Crown Dependencies and its Overseas Territories and the OECD Common Reporting Standard for Automatic Exchange of Financial Account Information. B The term FATCA refers to The Foreign Account Tax Compliance provisions contained in the US HIRE Act 2010, other relevant legislation implementing FATCA under local law and any associated IGAs. 3. Investment choice Lump sums Cheque - A personalised cheque for the total lump sum made payable to: J.P. Morgan Asset Management. Cheques should be drawn on a bank account in your name, or a joint account to which you are a party or a building society cheque endorsed with your name. Other third party cheques are not accepted. Regular contributions You can choose to set up a regular savings plan (RSP) for the 1st or the 16th of the month by completing the enclosed Direct Debit instruction form and sending a cheque for the first payment or Choosing your investment You can use this application form to invest in J.P. Morgan OEIC funds or investment trusts. Please refer to J.P. Morgan Terms and Conditions for details of investment amounts. It is important that you complete this section correctly, failure to do so could cause a delay with the application being processed. Please ensure you enter the J.P. Morgan investment trust / OEIC fund name. For a full list of investment trust and OEIC funds refer to and the Investment Trust Profiles and/or Prospectus. Alternatively, contact our UK-based Client Services team on A) J.P. Morgan Investment trusts Please state the trust(s) in which you wish to invest and the amount and the method of investment, i.e. lump sum and/or RSP. ISIN C Trust name Lump sum minimum 500 Regular saving plan minimum 50 Example: GB00B18JK166 JPMorgan European Investment Trust plc Growth Shares 500 C Should the Trust name not match the ISIN number, the ISIN number will prevail. Total

4 4. Choosing your investment (continued) B) J.P. Morgan OEIC funds Before investing in a J.P. Morgan OEIC fund(s) you must receive and read the Key Investor Information Document (KIID), which contains important information about the sub-fund. To receive the KIID(s) you require for your chosen sub-fund(s) either visit call our UK-based Client Services team on Please state the fund(s) in which you wish to invest, whether you wish to invest in Income (Inc) or Accumulation (Acc) shares (explained below), the amount and the method of investment, i.e. lump sum and/or RSP. Details of investment amounts are in the Prospectus. Income Shares: Your share of the net income of the fund is paid to you, and cannot be reinvested. Accumulation Shares: Your share of the net income of the fund is automatically reinvested within the fund and is reflected in the price of each accumulation share. If you have not marked either the Income or Accumulation box, we will automatically buy Accumulation shares. Please note monthly income paying share classes are not intended for a RSP. ISIN C Fund name Share Class Lump sum minimum 500 Regular saving plan minimum 50 GB00B1YWMF73 JPM Asia Fund B Acc 500 C Should the Fund name/share Class not match the ISIN number, the ISIN number will prevail. Total 5. Income details Please complete this section to have any income paid out to you. The account must be a personal bank/building society account in your name, or a joint account which includes your name. We will reject your application if you have chosen to invest in a monthly income paying share class and have not provided your bank/building society account details. Name of bank or building society Name of account holder(s) Branch address Account number Bank sort code Reference number (building society) 6. Before signing this application form, please make sure you have Provided your full name, permanent residential address including postcode and national insurance number. We cannot process your application if you don t. Chosen the investments you wish to invest in. Selected income or accumulation shares for your OEIC fund(s). Received and read our J.P. Morgan Key Features and Terms and Conditions and the KIID/Investment Trust Profiles for your chosen fund(s)/investment trust(s). Included your cheque drawn on your personal bank/building society account payable to J.P. Morgan Asset Management. If you re sending a banker s draft or a cheque drawn by a building society we ll need your bank or building society to endorse the back of the cheque with their stamp confirming the money has come from your personal account. If you re investing via a RSP, included your direct debit instruction form. Provided your bank/building society account details, especially if you have chosen to have any income paid out to you.

5 7. Declaration and signature Please read this section carefully before you sign and date below. We (J.P. Morgan Trustee & Administration Services Limited) will provide your J.P. Morgan ISA in accordance with the information you have provided in this application form and the J.P. Morgan Key Features and Terms and Conditions. Please read this form and our J.P. Morgan Key Features and Terms and Conditions carefully because we will rely on them in all our dealings with you. Please contact us if there is anything you don t understand. We do not provide investment advice and we will not assess the suitability or appropriateness of any investment you wish to hold. You should contact your financial adviser if you are concerned about the suitability of any investment for you. Using your personal information We will use your personal information to setup and administer your ISA. We may also pass your information to our third party service providers, or to legal or regulatory bodies, some of which may be outside the EEA. The J.P. Morgan Terms and Conditions contain a copy of our Data Privacy Policy which explains how we use your personal information. (All applicants must sign this form) To: J.P. Morgan Trustee & Administration Services Limited I/We appoint J.P. Morgan Trustee & Administration Services Limited as my/our Plan Manager, in the operation of my/our J.P. Morgan Investment Account. I/We agree that the J.P. Morgan Investment Account will be operated in accordance with the J.P. Morgan Terms and Conditions contained in the current J.P. Morgan Key Features and Terms and Conditions document I/we agree to inform you immediately of any change in my/our circumstances affecting any of the information in this form, in particular any changes to the information I/we have provided relating to my/our tax residency. I/We declare that the information provided on this form is to the best of my/our knowledge and belief, accurate and complete. I/We confirm that I am/we are not US citizen(s)/resident(s) and neither hold nor will invest in the J.P. Morgan Investment Account for another US citizen/resident. I/We confirm that I/we are accountable to the relevant legal, tax and exchange control regulations in force in the countries of my/our citizenship, residence or domicile. I/We confirm that I am/we are 18 years of age or over and that I/we have read and agree to the J.P. Morgan Terms and Conditions. I/We have received and read the relevant KIID. This is our standard client agreement upon which we intend to rely. For your own benefit and protection you should read these terms carefully before signing them together with the separate J.P. Morgan Key Features and Terms and Conditions document and for OEIC investments the KIID, or for Investment Trusts the Investment Trust Profiles document. If you do not understand any point please ask for information. J.P. Morgan Asset Management is unable to assess or provide advice on the suitability of this product for you or your individual circumstances, and therefore you will not benefit from the investor protections under the Financial Conduct Authority (FCA) rules on assessing suitability. If you have any questions about the suitability of this investment for you and would like to benefit from the additional protections provided under the FCA s rules on suitability, then please contact your Financial Adviser. Your signature Date (Day/Month/Year) First additional account holder s signature Date (Day/Month/Year) Second additional account holder s signature Date (Day/Month/Year) Please note all correspondence should be sent to the address shown at the top of the application and not to the registered address. Telephone calls may be recorded and monitored for security and training purposes. J.P. Morgan Trustee & Administration Services Limited is authorised and regulated by the Financial Conduct Authority. Registered Office: 25 Bank Street, Canary Wharf, London E14 5JP. Registered in England No JPMorgan Funds Limited Registered Office: 3 Lochside View, Edinburgh Park, Edinburgh EH12 9DH Registered in Scotland No Authorised and regulated by the Financial Conduct Authority. GB H /15

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