SUBJECT: APPENDIX A2: MESSAGES PER BUSINESS DOMAIN DDNEA FOR EMCS PHASE 3 (ECP3-FITSDEV3-SC01-DDNEA_P3_APP_A2)



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OWNER: DG TAXUD ISSUE DATE: 06/03/2015 VERSION: 1.76-EN TAXATION AND CUSTOMS UNION DG EMCS COMPUTERISATION PROJECT PHASE 3 SUBJECT: APPENDIX A2: MESSAGES PER BUSINESS DOMAIN () FRAMEWORK CONTRACT TAXUD/2013/CC/121 SPECIFIC CONTRACT NR 01

FEHLER! VERWENDEN SIE DIE REGISTERKARTE 'START', UM HEADING 1 DEM TEXT ZUZUWEISEN, DER HIER ANGEZEIGT WERDEN SOLL. Introduction The following developments need to be undertaken: - A mandatory development in the Common, based upon and Web Interface, all these exchanges being part of the core Business Process; - A mandatory development in the Common, based upon (for IE701, IE713, IE714, IE734) using the Inter(Extra)net. The overall development should cover a number of Business Processes, as defined for Excise Movement Control System (EMCS) in FESS. The following Business Processes have been defined: - Core Business for Excise; - EMCS Common Central Services; - NCTS Common Central Services; - System Administration. In addition, a number of Technical Messages need to be foreseen. These are also defined below. Please note that this Appendix is derived automatically from Appendix A1. _176-EN.doc Page 2 of 11

Core Business The messages to be supported for the Core Business Business Processes are shown below: In-Scope Messages d from/to NDEA IE Name Reference NDEA Email Based Interface MSA IE701 common request C_REQ_SUB Y Y CD N M M IE702 refusal of common request C_REQ_REF Y Y CD N M M IE704 generic refusal message N_REJ_DAT Y N ED Y R SR SR IE705 external request E_REQ_SUB N Y ED Y R SR SR IE733 external list of codes E_COD_DAT N Y ED Y R SR SR IE801 e-ad C_EAD_VAL Y Y CD N M M IE801 e-ad C_EAD_VAL Y N ED Y R SR SR IE802 reminder message for Excise movement C_EXC_REM Y Y CD N M M IE802 reminder message for Excise movement C_EXC_REM Y N ED Y R SR SR IE803 notification of diverted e-ad C_EAD_NOT Y Y CD N M M IE803 notification of diverted e-ad C_EAD_NOT Y N ED Y R SR SR IE810 cancellation of e-ad C_CAN_DAT Y Y CD N M M IE810 cancellation of e-ad C_CAN_DAT Y Y ED Y R SR SR IE813 change of destination C_UPD_DAT Y Y CD N M M IE813 change of destination C_UPD_DAT Y Y ED Y R SR SR IE815 submitted draft of e-ad N_EAD_SUB N Y ED Y R SR SR _176-EN.doc Page 3 of 11

IE818 accepted or rejected report of receipt/export C_DEL_DAT Y Y CD N M M IE818 accepted or rejected report of receipt/export C_DEL_DAT Y Y ED Y R SR SR IE819 alert or rejection of an e-ad C_REJ_DAT Y Y CD N M M IE819 alert or rejection of an e-ad C_REJ_DAT Y N ED Y R SR SR IE821 list of e-ad as result of a general query C_LST_VAL Y Y CD N M M IE825 submitted draft of splitting operation E_SPL_SUB N Y ED Y R SR SR IE829 notification of accepted export C_EXP_NOT Y Y CD N M M IE829 notification of accepted export C_EXP_NOT Y N ED Y SR SR IE829 notification of accepted export C_EXP_NOT Y N ND Y SR IE837 explanation on delay for delivery C_DEL_EXP Y Y CD N M M IE837 explanation on delay for delivery C_DEL_EXP N Y ED Y R SR SR IE839 Customs Rejection of e-ad C_CUS_REJ Y Y CD N M M IE839 Customs Rejection of e-ad C_CUS_REJ Y N ED Y SR SR IE839 Customs Rejection of e-ad C_CUS_REJ Y N ND Y SR IE861 basis for recovery of duties C_RES_DAT Y Y CD N M M IE871 explanation on reason for shortage C_SHR_EXP Y Y CD N M M IE871 explanation on reason for shortage C_SHR_EXP N Y ED Y R SR SR Table 1: Core Business message exchanges * The IE839 and IE829 messages were Optional to implement during Migration Period 1 (MP1), when the export cases were possible to implement only at national level. Both of these messages become Mandatory to implement on Milestone c (Mc), since during Migration Period 2 (MP2) it is also possible to exchange information related to exporting e-aads over the Common. * ND stands for "National " and is used for Information s between different applications of the MSA. _176-EN.doc Page 4 of 11

Follow-Up and Collaboration The messages to be supported for the Follow-Up and Collaboration Business Processes are shown below: In-Scope Messages d from/to NDEA IE Name Reference NDEA Email Based Interface MSA IE717 control report C_CCR_DAT Y Y CD N M M IE721 administrative cooperation common request C_COO_SUB Y Y CD N M M IE721 administrative cooperation common request C_COO_SUB Y Y ND N M M IE722 movement verification request C_MVS_SUB Y Y CD N M M IE722 movement verification request C_MVS_SUB Y Y ND N M M IE723 movement verification answer C_MVS_ANS Y Y CD N M M IE723 movement verification answer C_MVS_ANS Y Y ND N M M IE724 reminder message for movement verification request C_MVS_REM Y Y CD N M M IE724 reminder message for movement verification request C_MVS_REM Y Y ND N M M IE725 movement verification results C_MVS_RES Y Y CD N M M IE725 movement verification results C_MVS_RES Y Y ND N M M IE807 interruption of movement C_STP_NOT Y Y CD N M M IE807 interruption of movement C_STP_NOT Y Y ED N M M IE820 history results C_HIM_RES Y Y CD N M M IE820 history results C_HIM_RES Y Y ND N M M IE840 event report C_EVT_DAT Y Y CD N M M _176-EN.doc Page 5 of 11

IE840 event report C_EVT_DAT Y Y ED N M M IE867 administrative cooperation results C_COO_RES Y Y CD N M M IE867 administrative cooperation results C_COO_RES Y Y ND N M M IE868 answer message C_COO_ANS Y Y CD N M M IE868 answer message C_COO_ANS Y Y ND N M M IE869 reminder message for administrative cooperation C_COO_REM Y Y CD N M M IE869 reminder message for administrative cooperation C_COO_REM Y Y ND N M M Table 2: Follow-Up and Collaboration Messages message exchanges _176-EN.doc Page 6 of 11

Technical Messages In addition, a number of Technical Messages need to be foreseen. These are summarised below: In-Scope Messages d from/to NDEA IE Name Reference NDEA Email Based Interface MSA IE904 status request C_STD_REQ Y Y CD N M M IE905 status response C_STD_RSP Y Y CD N M M IE906 functional NACK C_FUN_NCK Y Y CD N M M IE917 negative acknowledgement of receipt C NAC Y Y CD N M M IE917 negative acknowledgement of receipt C NAC Y N ED Y R SR SR IE934 data packaging C_PAC_DAT Y Y CD N M M Infrastructure () Messages IE908 confirm on delivery acknowledgement C_COD_ACK Y Y CD N M M IE909 confirm on arrival acknowledgement C_COA_ACK Y Y CD N M M IE910 expiration notification C_EXP_NOT Y Y CD N M M IE911 exception notification C_EXC_NOT Y Y CD N M M Table 3: Technical message exchanges _176-EN.doc Page 7 of 11

FEHLER! VERWENDEN SIE DIE REGISTERKARTE 'START', UM HEADING 1 DEM TEXT ZUZUWEISEN, DER HIER ANGEZEIGT WERDEN SOLL. The IE908, IE909, IE910 and IE911 messages are standard internal messages that merely need to be used in order to perform message exchanges. Section X of the main document explains in detail how these messages need to be used. The IE906 and IE917 messages are intended for error and exception handling. The core Business Process will thus require: - The implementation of a number of messages in format on the platform; - The implementation of a number of messages in the National and External s, on a platform to be developed by the MSA. Note on common Technical Messages: The Technical Messages (IE908, IE909, IE910 and IE911) are always used for Core Business exchanges. They will also be used for performing exchanges with the SEED and NCTS CS/RD applications. The messages are transparent to the users. Details concerning the Technical Messages are included in Section X of the main document. The Functional NACK and NACK messages (IE906 and IE917) are used to report errors when exchanging Excise Movements IEs. They will also be used to report errors when exchanging IEs via with the SEED and NCTS CS/RD applications (note that a MSA can choose whether or not they will use for performing exchanges with EMCS Central Services). _176-EN.doc Page 8 of 11

Central Services The messages exchanged between a NDEA and Central Services are shown below: Messages Scope NDEA & Central Services IE Name Reference NDEA Central Services IE701 common request C_REQ_SUB Y N CD M O M Y Y CD M M M IE702 refusal of common request C_REQ_REF N Y CD M O M Y N CD M M M IE713 incremental update or full register of economic operators C_QRO_DAT Y Y CD M O M Y N CD M M M IE714 refusal of update of economic operators C_QRO_REF N Y CD M O M N Y CD M M M IE734 reference data dissemination C_RDD_REF N Y CD M O M Y N CD M M M IE742 SEED statistics C_STA_VAL N Y CD M O M Y N CD M M M IE770 business process unavailability schedule C_AVA_DAT Y Y CD M O M M Y Y CD M M M M IE906 functional NACK C_FUN_NCK N Y CD M O M Y N CD M M M IE908 confirm on delivery acknowledgement C_COD_ACK Y Y CD M M Y N CD M M M IE909 confirm on arrival acknowledgement C_COA_ACK Y Y CD M M Y Y CD M M IE910 expiration notification C_EXP_NOT Y Y CD M M Y Y CD M M IE911 exception notification C_EXC_NOT Y Y CD M M Y Y CD M M IE917 negative acknowledgement of receipt C NAC N Y CD M O M Y Y CD M M Table 4: NDEA and Central Services message exchanges _176-EN.doc Page 9 of 11

The messages exchanged between the Central Services are shown below: In-Scope Messages d between CS/RD IE Name Reference SEED CS/RD Email Based Interface Email Based Interface IE914 COL REQUEST C_COL_REQ Y N CD M M Y N CD M IE916 COMMON RD REQUEST C_REF_REQ Y N CD M M Y N CD M IE931 COL DATA C_COL_DAT N Y CD M M N Y CD M IE932 COMMON RD DATA C_REF_DAT N Y CD M M N Y CD M Table 5: Central Services message exchanges _176-EN.doc Page 10 of 11

FEHLER! VERWENDEN SIE DIE REGISTERKARTE 'START', UM HEADING 1 DEM TEXT ZUZUWEISEN, DER HIER ANGEZEIGT WERDEN SOLL. SYSTEM ADMINISTRATION This Business Process does not require any specific implementation of messages. It however requires the implementation of a number of requirements, which are stated in Section VI of the main document. _176-EN.doc Page 11 of 11