Attachment 4-E Service Tier Matrix



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Attachment to Data Center Services Service Component Provider Master Services Agreement DIR Contract No. DIR-DCS-SCP-MSA-003 Between The State of Texas, acting by and through the Texas Department of Information Resources and erox Corporation Attachment 4-E Service Tier Matrix June 25, 2012

The Service Tier Matrix defines the services associated with each tier of service and the entry requirements for each tier of service. It is not intended to modify, supersede or amend any other obligations described in other contract documents, including without limitation Service Provider obligations related to Service Levels, Disaster Recovery, Security or storage. Consolidated Data Center (ADC/SDC) Tiered Offering Notes: As described in Exhibit 4, the Service Tier Matrix is used to categorize designated server category types into a three tier RU structure for support services. For clarity, Server Instance is the RU measure, not servers. An Instance classified within a tier will receive the support services as defined by that tier. The level of support for these Instances is described here within the matrix, including the entry requirements, monitoring, storage requirements to enable disaster recovery objectives, and service levels. Platinum service is available by procuring two Gold instances and related hardware charges. There are no incremental charges to implement and support high availability (HA) software and any other architectural requirements necessary to provide HA. Consolidated File/Print RU must meet the Gold tier offering metrics. S = Standard: service provided within tier O = Optional: can be added at additional cost as described in Attachment 4-A = Required element for entry to tier - = Not Available Not an RU Offerings: Platinum Gold Silver Bronze Definitions and Notes Service Levels Availability 99.95%/99.9% 99.9%/99.8% 99.85%/99.75% 99.75%/99.65% Incident Resolution Time - Severity 1 1h 2h 4h 6h Incident Resolution Time - Severity 2 2h 3h 6h 16h Root Cause Analysis Delivery 10d 10d 10d 10d Successful Recoveries 6h 24h 48h 72h Monitoring Network Monitoring S S S S Server IP ping with alerts Server (Up/Down, Hardware specific errors, component monitoring, CPU, Disk Memory, Components of a server) Hardware S S S S Operating Level (OS) S S S S Server Capacity Threshold Monitoring (CPU, Memory, filesystem and OS disk). Database S S S O DB up/down, DB free space, DB status, etc. Application Software S S O O Any process required to support the Application. Process Up/Down, URL website availability, application file system capacity and availability. Middleware Processes S S S O Process Up/Down, application file system capacity and availability where the standard tools are capable of such monitoring. Capacity Utilization Reporting S S * * Reports on key server resources, such as CPU, Memory, and Disk. Capacity Management S S * * Capacity management service that reports historical trends of key server resources. The service will also include monthly analysis by a Capacity Planner and requires business application owner participation. *Available in Silver/Bronze on an interim basis to support Incident Resolution. Disk Storage Replicated data across sites S O * O * - Point in time copies S S - - High Availability Infrastructure Services Must pick one of the following or an appropriate combination: Instance Mobility (where supported by the technology) S * * * Hardware Cluster S * * * Hardware HA (warm site) S * * * Database Clustering S * * * Database Failover S * * * For Tier 1, mirroring means an async copy of any disk volume (LUN) stored on an ADC or SDC SAN device replicated for storage at the secondary data center (includes OS volumes as well as data disk) *Required with D0 or D1; optional otherwise Initial point in time copy is provided by default, any additional PIT copies are at DIR request and follow standard policies for DIR request of disk storage Recovery Point Objective [Disaster Recovery] Recovery Point Objective - the allowed amount of data lost. 6h S - - - Requires data to be on SAN storage, with space available to async replication to secondary site. 24h - S O * - Requires data to be on SAN storage, with space available to async replication to secondary site. *Optional for Silver if Tier 1 storage is used. 2d - - S - Tape based recovery based on offsite tape shipping frequency. Security (3) Host Intrusion Detection (HIDS) S S - - Platform Support 24 x 7 S S - - 15 x 7 6AM - 9PM - - S - 12 x 5 M-F 6AM - 6PM - - - S Tickets entered outside of service window will be addressed next contracted support period. Entry Requirements for Service Tiers. [Supportability for Disaster Recovery levels.] DP and D0 must have a fully documented disaster recovery plan including who can declare, esclation process, and work breakdown structure for recovery and will schedule an annual disaster recovery test. D1 must have a fully documented disaster recovery plan including for recovery and a regular schedule to perform a disaster recovery test. D2 must have a fully documented disaster recovery plan including for recovery within 12 months. Annual tests are normally tabletop exercises. D3 must have a fully documented disaster recovery plan including for recovery within 12 months. Annual tests are normally desktop exercises. D4 should have a documented disaster recovery plan within 12 months, however no testing occurs. Application must be written to operate in a highly available (HA) environment. State WAN infrastructure must be enabled/automated to support automated failover between data centers. Production Application must have dev/test and pre-prod. There must be equivalent capacity and capability in an alternate data center to support DR. Production Application must have dev/test OS instances separate from production OS instances Online backup required (e.g. database hot-backup) to ensure concurrent backup without impact to availability Online backup or offline backups can be completed within the scheduled backup window. Offline backups can be completed within the scheduled backup window.

The Service Tier Matrix defines the services associated with each tier of service and the entry requirements for each tier of service. It is not intended to modify, supersede or amend any other obligations described in other contract documents, including without limitation Service Provider obligations related to Service Levels, Disaster Recovery, Security or storage. Non-Consolidated Service Centers Tiered Offering Notes: As described in Exhibit 4, the Service Tier Matrix is used to categorize designated server category types into a three tier RU structure for support services. For clarity, Server Instance is the RU measure, not servers. An Instance classified within a tier will receive the support services as defined by that tier. The level of support for these Instances is described here within the matrix, including the entry requirements, monitoring, storage requirements to enable disaster recovery objectives, and service levels. S = Standard: service provided within tier O = Optional: can be added at additional cost as described in Attachment 4-A - = Not Available Offerings: Gold Silver Bronze Definitions and Notes Service Levels Availability 99.85%/99/75% 99.8%/99.7% 99.70%/99.6% Incident Resolution Time - Severity 1 3h 5h 8h Incident Resolution Time - Severity 2 4h 8h 24h Root Cause Analysis Delivery 10d 10d 10d Successful Recoveries 24h 48h 72h Recovery time based on once tape is on site Monitoring Network Monitoring S S S Server IP ping with alerts Hardware S S S Server (Up/Down, Hardware specific errors, component monitoring, CPU, Disk Memory, Components of a server) Operating Level (OS) S S S Server Capacity Threshold Monitoring (CPU, Memory, filesystem and OS disk). Database S S O DB up/down, DB free space, DB status, etc. Application Software S O O Any process required to support the Application. Process Up/Down, URL website availability, application file system capacity and availability. Middleware Processes S S O Process Up/Down, application file system capacity and availability where the standard tools are capable of such monitoring. Capacity Utilization Reporting S * * Reports on key server resources, such as CPU, Memory, and Disk. Capacity Management S * * Capacity management service that reports historical trends of key server resources. The service will also include monthly analysis by a Capacity Planner and requires business application owner participation. High Availability Infrastructure Services Cluster/HA/Failover - - - Not available at Non-Consolidated Service Centers as standard services. Recovery Point Objective Recovery Point Objective - the allowed amount of data lost. 6h - - - Requires data to be on SAN storage, with space available to async replication to secondary site. 24h - - - Requires data to be on SAN storage, with space available to async replication to secondary site. 2d S S - Tape based recovery based on offsite tape shipping frequency. Security Host Intrusion Detection (HIDS) S - - Platform Support Tickets entered outside of service window will be addressed next contracted support period. 24 x 7 S - - 15 x 7 6AM - 9PM - S - 12 x 5 M-F 6AM - 6PM - - S

The Service Tier Matrix defines the services associated with each tier of service and the entry requirements for each tier of service. It is not intended to modify, supersede or amend any other obligations described in other contract documents, including without limitation Service Provider obligations related to Service Levels, Disaster Recovery, Security or storage. Storage Entry Requirements for Disaster Recovery in Consolidated Data Centers Tier 1 - Storage Tier 2 - Storage Tier 3 - Storage Replicated across data center (storage network attached) Not replicated across data center (storage network attachments) Higher density disk, not replicated across data center Storage Service Tiers Platinum Gold Silver Bronze Tier 1 DP (2) D0 (4) or D1 (9) D1 (6) NA (3) Tier 2 NA (3) D1, D2 or D3 (5) D1 (6), D2 or D3 (7) D3 or D4 (8) Tier 3 (1) NA (3) D2 or D3 (5) D2 or D3 (7) D3 or D4 (8) Rules for Combinations and Legend (1) Tier 3 Storage is not to be used with transaction processing (2) Tier 1 Storage is required for Platinum support and Platinum DR (3) Tier of Storage not available for the corresponding Service Tier (4) D0 - If the Gold Instance has a D0 then Storage must be Tier 1 (5) D2 or D3 - If the Gold Instance has a D2 or D3 DR, then Storage may be Tier 2 or Tier 3 (6) D1 for Silver requires Tier 1 Storage or appropriate Tape Backup solution (7) D2 or D3 - If the Silver Instance has a D2 or D3 DR, then Storage may be Tier 2 or Tier 3 (8) Bronze Instance will have D3 DR, the State may select Tier 2 or Tier 3 of Storage based on Data Store Requirements (9) D1 for Gold requires Tier 1 Storage or appropriate Tape Backup solution

The Service Tier Matrix defines the services associated with each tier of service and the entry requirements for each tier of service. It is not intended to modify, supersede or amend any other obligations described in other contract documents, including without limitation Service Provider obligations related to Service Levels, Disaster Recovery, Security or storage. Disaster Recovery Consolidated Data Center Platinum Gold Silver Disaster Recovery - RTO Bronze Recovery Time Objective - time to restore systems after the disaster has been declared Existing Server HW; Data Replicated to alternate DC; failover ready Dplatinum : 1h S - - - D0: 24h - S - - Existing Server HW; Data Replicated to alternate DC Consolidated Data Center Centers D1: 72h - S S - Existing HW; Tape recovery to an alternate location Support Tier D2: 7d - S S - Tape, Existing Server HW, ITL Platinum Gold Silver Bronze D3: 14d - S S S Tape, Drop Ship HW DP (1 hour) D4: Low Priority - S S S Tape, Drop Ship HW D0 (24 hour) D1 (72 hour) Non-Consolidated Service Centers D2 (7 days) Platinum Gold Silver Bronze D3 (14 days) Recovery Time Objective - time to restore systems after the disaster has been declared Disaster Recovery - RTO Dplatinum : 1h - - - - D0: 24h - - - - D1: 72h - S S - Existing HW; Tape recovery to an alternate location D4 (1) (Low Priority) Non-Consolidated Service Locations Support Tier D2: 7d - S S - Tape, Existing Server HW or DR contract, ITL Platinum Gold Silver Bronze D3: 14d - S S S Tape, Drop Ship HW DP (1 hour) D4: Low Priority - S S S Tape, Drop Ship HW D0 (24 hour) D1 (72 hour) D2 (7 days) DR Level (RTO) DR Level (RTO) Potential Combinations of Support Tiers and DR D3 (14 days) D4 (1) (Low Priority) Rules for Combinations and Legend Support Tier and DR Level combination is available Support Tier and DR Level combination is NOT available (1) D4 level items will be recovered in a disaster on a best effort basis regardless of Service Tier.