GM23226*A. Certificate of Analysis



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GM23226*A Certificate of Analysis Product Description Human fibroblast line reprogrammed with four factors (Oct 4, Sox 2, c-myc and Klf-4) using retroviral vector Publication(s) describing ipsc establishment Park et al., PMID 18691744 Parent Line and cell type GM02416 Fibroblast Diagnosis DIABETES MELLITUS, JUVENILE-ONSET INSULIN-DEPENDENT; IDDM Fibroblast Freeze Passage 3 Submitted Passage 11 Freeze Passage (after recovery) 9 Media Feeder Passage method Split ratio DMEM/F12 + 20% KOSR + 10 ng/ml bfgf Yes, CF1 MEFs on 0.1% gelatin Collagenase or TrypLE Express 1:5; every 5 to 7 days The following testing specifications have been met for the specified product lot: Test Description Test Method Test Specification Result Post-Thaw Viable Cell Recovery Colony Doubling Colony formation and diameter doubling within 5 days Pass Sterility Growth on agar Negative Pass Mycoplasma PCR Negative Pass Karyotype G-banding Normal Karyotype 46 XX Identity Match Surface Antigen Expression of Stem Cell Markers Pluripotency Teratoma Formation TR (THO-1, D22S417, D10S526, vwa31, D5S592, and FES/FPS) Immunostaining In vitro differentiation (cardiac, pancreatic and neuronal) In Vivo Teratoma formation Match parent fibroblast line > 80% expression of SSEA-4 < 10% expression of SSEA-1 Expression of differentiation genes appropriate to cell lineage 3 germ layer teratoma Pass Pass Pass Pass GM23226 Certificate of Analysis 1

Post-Thaw Viability One vial of distribution lot was thawed. Cultures were observed daily. Colonies were photographed on the first day of appearance and then 5 days later. Colonies must double in diameter 5 days after first observation. Days from Recovery to Average Colony Average Colony First Colony Observation Diameter (initial) Diameter (post 5 days) 5 165.8 microns 642.8 microns Figure 1A. Colony observed post thaw Figure 1B. Colony 5 days after first observation GM23226 Certificate of Analysis 2

Karyotype Analysis Figure 2: G-banded karyotype showing 46,XX GM23226 Certificate of Analysis 3

10e0 10e1 ssea1 (GRN-HLog) 10e2 10e3 10e4 Surface Antigen Expression of Stem Cell Markers Undifferentiated cells are stained for the surface antigens, SSEA4 and SSEA1. SSEA4 (stage specific embryonic antigen 4) is expressed on undifferentiated human stem cells. SSEA1 (stage specific embryonic antigen 1) is expressed on differentiated stem cells. Plot2: Gated by : Gate 1 M1 10e0 10e1 10e2 10e3 10e4 ssea4 (YLW-HLog) Figure 3A: Scatter plot of SSEA4 and SSEA1 double stained ips cells. 90 80 70 60 50 40 30 20 10 0 GM23226A SSEA-4 100 90 80 70 60 50 40 30 20 10 0 GM23226A SSEA-1 Figure 3B. Graph depicting percent SSEA4 positive cells in undifferentiated cell culture. Figure 3C. Graph depicting percent SSEA1 positive cells in undifferentiated cell culture GM23226 Certificate of Analysis 4

Assessment of Pluripotency of a Cell Line Cells are directed to differentiate to assess the pluripotency of the cell line. RNA is harvested and gene expression is analyzed by real-time PCR. Ct values are adjusted for loading using a housekeeping gene. Gene expression is shown as fold difference compared to undifferentiated cells. Embryoid Body (EB) Formation Assay 7.00 6.00 5.00 4.00 3.00 2.00 1.00 0.00-1.00-2.00-3.00 GM23226A-iPS GM23226A-EB Figure 4A. Image of Embryoid Bodies, day 4 Figure 4B. Gene expression following EB formation. Fold difference is shown relative to undifferentiated ips cell line. OCT 4 SOX 2 NANO G GDF 3 REX 1 PAX 6 NESTI N BR RUNX 1 AFP SOX1 7 GM23226A undifferentiated 1.00 1.00 1.00 1.00 1.00 1.0 0 1.00 1.0 0 1.00 1.00 1.00 GM23226A EB - 2.07-1.20-1.27-1.03-2.47 6.1 2 1.47 5.6 2 2.76 288868. 56-2.14 Table 1. Fold difference values of gene expression in EB relative to in undifferentiated cells. GM23226 Certificate of Analysis 5

Neural Differentiation 20.00 0.00-20.00 OCT 4 SOX 2 NANOG NESTIN SOX 1-40.00-60.00-80.00-100.00 GM23226A Neural -120.00-140.00-160.00-180.00 Figure 5. Gene expression following neuronal differentiation. Fold difference is shown relative to undifferentiated ips cell line. Cardiac Differentiation 300.00 200.00 100.00 0.00-100.00-200.00-300.00 GM23226A-iPS Cardiac Figure 6A. Image of differentiated colony. Beating was observed. Figure 6B. Gene expression following cardiac differentiation. Fold difference is shown relative to undifferentiated ips cell line. GM23226 Certificate of Analysis 6

Advance Stem Cell Innovation Teratoma Formation Analysis Report Project Information Service Title: Teratoma Formation Analysis Customer: Coriell Institute PI/Contact Person: Karen Fecenko-Tacka Purchase Order Number: MS510 Service Detail Cell type: human ips cells Cell line & Passage: GM23226A, P4 and P8 Feeder layer: MEF, 1 million cells per 10cm 2 Mouse type: Fox Chase SICD-beige, male, 6 week old, from Charles River Injection sites: 4 kidney capsules and 1 testis Cell concentration: 2 or 3 Million/site, in 30% Matrigel Injection date: November 24, 2010 and December 12, 2010 Mice monitoring: November 24, 2010 March 2, 2011, monitor 2-3 times/week Tissue harvested: January 26, 2011 (day 45) and February 7, 2011 (day 57), March 2, 2011 (day 98), take pictures Histology: 10% Formalin fixed over night, embedded in paraffin, cut into 5- m serial sections, H&E staining Imaging: Nikon Eclipse E1000 with motor macro slide (microscope) and Nikon photohead V- TP (camera) 6 H&E slides Report date: March 21, 2011 Project manager: Qi Zheng Contact person: Esther Tang H&E Histology Instruction Wheater s Functional Histology (B. Young and J.W. Heath), 4 th edition Three embryonic germ cell layers: endoderm, mesoderm and ectoderm Endoderm: digestive system (includes liver and pancreas), respiratory system, most glands Mesoderm: muscle, blood vessels, much of the genital-urinary system, skeletal system Ectoderm: skin, hair, nails, sweat and mammary glands, nervous system (including hypothalamus and both lobes of the pituitary gland), oral and nasal cavities, portions of the vagina, vestibule, penis and clitoris 1165 O Brien Drive, Suite A, Menlo Park, CA 95024 Tel: 408-773-8007 www.appliedstemcell.com

Advance Stem Cell Innovation Tumor and organ pictures Two kidney tumors harvested on day 45 after injection One testis tumor harvested on day 57 after injection Two kidneys without tumor formation harvested on day 98 after injection 1165 O Brien Drive, Suite A, Menlo Park, CA 95024 Tel: 408-773-8007 www.appliedstemcell.com

Advance Stem Cell Innovation H&E staining result of kidney tumor: Endoderm: Gland (200x) Duct (200x) Mesoderm: White adipose tissue (200x) Blood vessel (200x) 1165 O Brien Drive, Suite A, Menlo Park, CA 95024 Tel: 408-773-8007 www.appliedstemcell.com

Advance Stem Cell Innovation Skeletal muscle (200x) Cartilage (200x) Bone (200x) Ectoderm: Melanocyte (200x) 1165 O Brien Drive, Suite A, Menlo Park, CA 95024 Tel: 408-773-8007 www.appliedstemcell.com

Advance Stem Cell Innovation Summary Stratified squamous epithelium (200x) Two kidney tumors harvested on day 45 and one testis tumor on day 57 are composed of scattered regions of differentiated cells and a population of undifferentiated neoplastic cells. The tissues listed above indicate that small areas of what might be these kinds of tissues were noted within the tumors. Overall there is some degree of differentiation of these cells with organized structures, suggesting that some of these cells are pluripotent. 1165 O Brien Drive, Suite A, Menlo Park, CA 95024 Tel: 408-773-8007 www.appliedstemcell.com