ADS Securities interbank access and etrading opportunities for Russia October 2014



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ADS Securities interbank access and etrading opportunities for Russia October 2014

Presentation for second UAE - Russia investment roadshow Abu Dhabi, UAE 29 October 2014 by Valery Bartashevich, senior VP, business development, CEE direct telephone +971 2 657 2347 e-mail VVB.SLS@ads-securities.com ADS Securities LLC 8th floor, CI Tower, Corniche Road P.O. Box 93894, Abu Dhabi, U.A.E t +971 2 657 Contact 2300, f +971 2 657 2323 www.ads-securities.com

Introduction ADS Securities is an Abu Dhabi based international financial services company, dedicated to providing the highest quality investment opportunities for institutional, private and retail clients. Regulated in three jurisdictions it offers unique wealth management and trading services delivered by market experts. The company has made a significant investment into proprietary multi-asset trading technology which is central to its ability to access liquidity and assets. ADS Securities business areas include: Trading/ Brokerage technology and service led multi-asset trading Optim a start to finish institutional forex transactional service Prime FX, CFDs and bullion trading services for private clients Global Markets cross-asset investment finance and advisory services Investment Banking global investment opportunities Wealth Management a discreet investment management team Asset Management tactical and strategic asset allocation

Background Founded by a team of experienced investment banking professionals Delivers a new and unique investment and trading service for selected clients A team of professionals provide real-time insights that help shape execution strategies We proactively monitor capital markets, searching for pockets of liquidity and news in order to actively manage those strategies Devoted to the belief that clients come first. Business model designed to serve the needs and achieve the goals of our clients Focused on building strong, long-term relationships with clients by providing: A consistent level of quality service Developing innovative solutions to meet the financing, investing and hedging needs of our clients

Unique Trading Headquartered in the Middle East ADS Securities offers a number of competitive advantages: GMT+4 a unique trading window ideally situated between the markets of the far-east and those in Europe Capitalisation formed with US$400m in capital giving security to clients and access to market leading liquidity Technology new generation proprietary multi-asset trading platform and associated systems Regulated by the Central Bank of the UAE, the SFC in Hong Kong and ADS Securities London is authorised and regulated by the FCA Financial Commitment a private company established by forward thinking Abu Dhabi investors

Developing Partnerships We work with some of the world s leading financial organisations, and is focused on delivering the highest levels of client support through the development of market leading technology and partnerships. JV s, IB partnerships and business agreements have been developed in key market areas. Prime Brokers BNP Paribas CITI Technology Partners Lusis MetaQuotes Corvil

International Operations ADS Securities is headquartered in Abu Dhabi, the capital of the UAE, with regional offices providing local market access: ADS Securities LLC regulated by the Central Bank of the UAE ADS Securities Hong Kong Limited regulated by the SFC ADS Securities Singapore Pte regional customer support office ADS Securities London Limited a wholly owned subsidiary of ADS Holding LLC, regulated by the FCA Singapore Regional Office

Timeline ADS Securities has shown consistent growth and development and has an aggressive plan of product, service and market expansion. ADS Securities proposed Singapore office launched Prime trading launched IB Office opened in London OREX platform launched New OREX GUI launched ADS Securities London formed 2010 2011 2012 2013 2014 2015 Company launched Optim trading started Global Markets launched Hong Kong office acquired ADS Securities Hong Kong formed Soft launch of Wealth Management ADS Securities has been awarded the prestigious BSI ISO/IEC 27001 information security certification, for the management of information security, including client credit card data.

Optim Optim is a high quality full service institutional FX service, based on market leading proprietary technology accessing primary and secondary market liquidity. Optim delivers: Technology Liquidity Price Service Optim can be traded via FIX/ API, GUI or mobile. OREX Optim ADS Securities proprietary full service platform OREX Direct FIX solutions for all applications across all platforms OREX Match a system for matching liquidity solutions to clients needs ADS Securities can create unique liquidity pools tailored to individual clients supporting high frequency trading, big tickets, hedging strategies and day-to-day desk trading. The team works with a range of banks, hedge funds, fund managers and corporates. White label services including deep white labeling of all OREX technology are also available.

Global Markets The team specialises in cross asset investment solutions finance, advisory services, structuring and hedging. It is independent providing an important mix of global and GCC, knowledge and experience. Global Market Strategies providing strategic advice for raising capital, managing risk and liquidity and taking leading positions across all available business lines Market Access proactive monitoring of capital markets, searching for pockets of liquidity and investment opportunities to actively manage strategies (into and out of the GCC) Capital Markets capital markets vehicles are developed covering derivatives, structured products, fixed income and precious metals Investment Banking facilitating profitable global investment activity for public sector and government organisations, large corporations and financial institutions

Wealth Management ADS Securities Wealth Management team redefines the way that investment services are provided. The team does not have the historical limitations of banks or the product restrictions associated with international investment firms: it takes the best parts of both to provide high quality bespoke wealth management. The Wealth Management team offers: A discreet and private portfolio management Access to a 24/5 Abu Dhabi investment desk trading all global markets products Open architecture independent sourcing of all investments Exceptional levels of account management Proprietary reporting

Technology OREX Optim from ADS Securities is a new generation multi-asset trading platform. It is proprietary, scalable and available as a white label. Multi-Asset functionality Platform architecture designed from conception to handle multi-assets Risk management and margin calculated across asset Low latency, fast pricing infrastructure Robust state-of-the art core pricing engine Sophisticated liquidity aggregation and management High fill ratios with low rejection rates Real-time system latency monitoring by Corvil Smart order routing Cascading algorithms Bank, non-bank and unique regional liquidity Admin station and client portal GUI, tablet and mobile solutions

ADS Securities Offering FX & CFD Brokerages: Spot FX (growing list of 60 currency pairs) Precious Metals Spot (Gold, Silver, Platinum, Palladium) CFDs (Commodities including Oil and Gold, Indices, Equities) OTC Options on FX and Precious Metals Forwards Deliverable FX Prime service offering: MT4 Prime Orex Prime Market Analysis Optim service offering: Trading Platforms and API Solutions: OREX Optim API/ FIX Trading White Labelling Trading Desk Global Markets: Global Markets and Investment Banking provides financial solutions to large GCC and international corporates, institutional customers and public companies A diversified range of services are provided within corporate banking, investment banking, capital markets products and transaction products Capital Markets FICC provides services within sales and trading of: Fixed income Derivatives (all asset classes) Equities Commodities Markets Investment Banking provides services within: Corporate Finance Advisory,M&A Debt Capital Markets Structured products

ADS Securities Clients ADS Securities provides its services for the following groups per business division: FX/CFD Brokerages Division: Optim for Global Institutions Sovereign Funds Global Banks FX & CFD Brokerages Hedges Funds Investment Firms Prime for Global Individual, Private Clients: GCC Retails Clients GCC HNW Individual Global Retails Clients Global HNW Individual Global Markets Division: Capital Markets & Investment Banking provide the solution for the following groups: Sovereign Funds Governments Entities Global Banks Investment Firms Corporate Family Office

Thank you very much for your time! Contacts: Valery Bartashevich, senior VP, business development, CEE direct telephone +971 2 657 2347 e-mail VVB.SLS@ads-securities.com ADS Securities LLC 8th floor, CI Tower, Corniche Road P.O. Box 93894, Abu Dhabi, U.A.E t +971 2 657 2300, f +971 2 657 2323 www.ads-securities.com Contact