DMA Prime Brokerage Services and Electronic Trading

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1 DMA Prime Brokerage Services and Electronic Trading

2 2 ATON CAPITAL ATON Group s division incorporates institutional business departments: Equity DMA & Fixed Income Structured Products DMA Research Treasury All the products are available from the Prime Brokerage account

3 3 BROKERAGE & SECURITIES SERVICES DMA overview: Direct Market Access is a fast-growing branch in the investment banking industry. The global financial markets are changing to become purely order-driven, transparent, and regulated. DMA is successfully used by common investors to reduce their trading cost as well as by algorithmic trading robots to apply their own strategies. High frequency vehicles catch the tiny margin in the market volatility while trading huge volumes. Since 2010 ATON s DMA team has been developing sophisticated brokerage & IT solutions aimed at meeting the requirements of different types of investors. Our dedicated desk provides assistance in choosing the best out of the existing solutions or designing new ones to help our clients turn their ideas into reality. Searching for the best

4 4 WIDE RANGE OF FINANCIAL MARKETS ATON offers electronic trading services and Direct Market Access (DMA) to Russian, European, and American stock exchanges and trading venues USA NYSE, NASDAQ, OTC US Russia Moscow Exchange UK. London Stock Exchange (LSE) IOB international depository receipts SETS local stocks, ETFs Equities, bonds, ETFs Futures and options Currency SPOT and SWAP Canada OTC Toronto & Venture Stock Exchange Asia Europe Australia Euronext, XETRA

5 5 PRIME BROKERAGE FOR DMA CLIENTS Equities, bonds, ETFs Stock lending and cash financing FX trading Derivatives Single account scheme for trading in different venues High-Frequency Trading Online portfolio estimation Flexible haircuts and discounts Enlarged list of marginal securities Tolerant approach to margin call Automated monitoring of margin requirement FX trading is available electronically or OTC Deliverable mode Actual and planned position hedging Futures and options Segregated account for derivatives trading Non-deliverable mode ADR / GDR issuance and cancellation Sub-brokerage scheme Online office Other products LSE-MOEX arbitrage trading Flexible funding scheme Early settlement (on request) Single or separated accounts for client assets Sub-administration Administrator rights for amending trading limits, user rights, etc. Latest trading station version available to download Online Brokerage Report and List of Trades in pdf, doc, xls, csv Structured products REPO financing Structuring Tailor-made solutions

6 6 CONNECTIVITY SOLUTIONS Direct Market Access Many options available Quik/iQuik terminal, Bloomberg EMSX, or order routing networks Based on the technical requirements and personal preferences any supported system can be chosen All proposed systems are multifunctional and designed to meet the requirements of stock exchanges and trading venues Algorithmic trading is supported A dedicated account manager along with IT specialists are ready to assist clients in choosing the best solution or develop a custom connectivity scheme TON Trading Platform Advanced Connectivity Solutions QUIK & Bloomberg trading GUIs Proximity FIX protocol (v. 4.2 / 4.4) & customized API Single access point to to all all trading venues One session for all all markets or or segregated connections for different venues Real-time and historical market data data Co-location Naked Access Cross-connect Direct FIX Access to Market Data providers

7 7 CONTACTS DMA & Algo Trading Department Central City Tower, Ovchinnikovskaya emb. 20, bld.1, , Moscow, Russia +7 (495) Disclaimer This material has been prepared by ATON LLC, regulated by the Federal Service for Financial Markets of the Russian Federation The materials is not for distribution to the public or a large number of persons, and it is not an advertisement to an unlimited group of persons, of securities, or related financial instruments.all recipients are persons who have professional experience in matters relating to investments or high net worth entities, and other persons to whom it may otherwise lawfully be communicated (all such persons together being referred to as named recipients ). This material must not be acted on or relied on by persons who are not named recipients. Any investment or investment activity to which this material relates is only available to named recipients and might be engaged in only with named recipients. The information in this material does not constitute an offer, solicitation or recommendation for the purchase or sale of any securities or other financial instruments nor does it constitute advice, a personal recommendation or otherwise, or an expression of our view as to whether a particular security or financial instrument is suitable or appropriate for you and meets your financial or any other objectives. This information is not based on the particular circumstances of any named recipient. The publication and distribution of the information about securities in some jurisdictions may be restricted by law. Unless otherwise stated, this material is intended only for persons who are eligible recipients of the material in the jurisdiction, in which the recipient of the material is located or belongs to. Disregarding these restrictions may be regarded as a law violation within corresponding jurisdictions of securities. None of these materials are intended for access (distribution) in Australia, Canada or Japan. Russian Federation: ATON LLC, regulated by the Federal Service for Financial Markets of the Russian Federation.EU: Atonline Limited regulated by the Cyprus Securities and Exchange Commission (Licence No: 104/09). Disclaimer 2013 All rights reserved. ATON LLC, regulated by the Federal Service for Financial Markets of the Russian Federation (License for brokerage activity dated 27 November 2000 License for dealer activity dated 27 November 2000, License for depositary activity dated 27 November 2000) ATONLINE LIMITED regulated by the Cyprus Securities and Exchange Commission (Licence No: CIF 104/09).

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