Energy-Saving Strategies for Rooftop VAV Systems
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1 engineers newsletter live Course Outline Rooftop variable-air-volume (VAV) systems are used to provide comfort in a wide range of building types and climates. This ENL discusses HVAC system design and operating strategies that can save energy in these systems. By attending this broadcast, you will be able to: 1. Explain the basic concepts of a rooftop VAV system, including the basic components, its advantages and disadvantages, and minimum code requirements. 2. Summarize cost-effective strategies to reduce the energy used by rooftop VAV systems. 3. Explain how to analyze the economic benefit of various energy-savings strategies. 4. Summarize system-level control strategies that improve the performance and flexibility of rooftop VAV systems. Program Outline: 1) Welcome, agenda, introductions 2) Overview of a rooftop VAV system Basic components Benefits and challenges Minimum code requirements 3) Equipment configuration strategies a) High-efficiency versus standard efficiency equipment (EER, IPLV) b) Air-to-air energy recovery c) Relief fan versus return fan d) Air-cooled or evaporative condensing e) Hot gas bypass f) Fan-Powered VAV g) ECMs on fan-powered VAV boxes 4) System design strategies a) Single-zone VAV (arenas, auditoriums, gymnasiums, sanctuaries) b) Hot gas reheat for unoccupied humidity control c) DOA unit delivering cold OA direct to spaces or dual-duct boxes 5) Optimized system control strategies a) Airside economizing b) Optimum start/stop c) Fan-pressure optimization d) Supply-air temperature reset e) Ventilation optimization: DCV (TOD schedule, occupancy sensor, CO 2 sensor) combined with ventilation reset 6) Example TRACE analysis 7) Operation & Maintenance a) Proper maintenance b) Balancing and commissioning (ongoing auto-commissioning) 8) Summary
2 engineers newsletter live Presenter Biographies Energy Saving Strategies for Rooftop VAV Systems Phil Baggett marketing engineer large rooftops Trane Since starting with Trane in 1968 Phil has served in several roles of increasing responsibility in manufacturing engineering, product marketing, training, product planning, and product management organizations. Phil's primary responsibility as marketing engineer for large rooftop products is to identify and implement product change opportunities, and new product-platform development initiatives. He is also responsible for identifying and assisting in the development of sales and application tools to support those initiatives. John Murphy senior applications engineer Trane John has been with Trane since His primary responsibility as an applications engineer is to aid system design engineers and Trane sales personnel in the proper design and application of HVAC systems. His main areas of expertise include dehumidification, air-to-air energy recovery, psychrometry, ventilation, and ASHRAE Standards 15, 62.1, and John is the author of numerous Trane application manuals and Engineers Newsletters, and is a frequent presenter on Trane s Engineers Newsletter Live series of satellite broadcasts. He is also the primary author of the Trane Air Conditioning Clinics, a series of training manuals on HVAC fundamentals. John is a member of ASHRAE, has authored several articles for the ASHRAE Journal, and is a member of that society s Moisture Management in Buildings and Mechanical Dehumidifiers technical committees. Paul Solberg senior principal applications engineer Trane A mechanical engineer from the University of Wisconsin at Platteville, Paul is a 26-year veteran of Trane. He specializes in compressor and refrigeration systems, and has authored numerous Trane publications on these subjects, including application manuals, engineering bulletins, and Engineers Newsletters. Paul served in the technical service and applications engineering areas at various manufacturing locations, where he developed particular expertise supporting split systems, small packaged chillers, rooftop air conditioners, and other unitary products. Justin Wieman C.D.S. marketing engineer Trane After finishing the Trane Graduate Training Program in 2001, Justin joined the Customer Direct Service (C.D.S.) group as a marketing engineer. Since then he has provided support for various Trane software applications. Presently he is team leader for Trane s Analysis Software group, and project manager for the Trane Air-Conditioning Economics (TRACE 700) product family.
3 Energy-Saving Strategies for Rooftop VAV Systems an Engineers Newsletter Live telecast 2006 American Standard All rights reserved rooftop VAV systems Energy-Saving Strategies Equipment configurations Alternative system designs Optimized system controls 1
4 Ingersoll Rand - Course ID Trane is a Registered Provider with The American Institute of Architects Continuing Education Systems. Credit earned on completion of this program will be reported to CES Records for AIA members. Certificates of Completion for non-aia members available on request. This program is registered with the AIA/CES for continuing professional education. As such, it does not include content that may be deemed or construed to be an approval or endorsement by the AIA of any material of construction or any method or manner of handling, using, distributing, or dealing in any material or product. Questions related to specific materials, methods, and services will be addressed at the conclusion of this presentation. 2
5 Copyrighted Materials This presentation is protected by U.S. and international copyright laws. Reproduction, distribution, display, and use of the presentation without written permission of Trane is prohibited Trane, a business of Ingersoll-Rand. All rights reserved. AIA continuing education Learning Objectives Participants will learn the following about rooftop VAV systems: Cost-effective strategies to reduce energy use How to analyze economic impact of various energy-saving strategies 3
6 Today s Presenters Justin Wieman marketing engineer Phil Baggett marketing engineer Today s Presenters John Murphy applications engineer Paul Solberg applications engineer 4
7 ASHRAE Standard 90.1 and 62.1 Requirements Energy-saving strategies for rooftop VAV systems Rooftop VAV System packaged DX rooftop air conditioner return ductwork supply ductwork supply-air diffusers VAV terminal units BAS 5
8 Satisfy Occupant comfort Code (or standard) minimum requirements ASHRAE ASHRAE ASHRAE Rooftop VAV Systems Mandatory Equipment efficiency Controls Prescriptive Economizers Limitation on reheat Design fan power Fan control Energy recovery Hot gas bypass 6
9 packaged rooftop (air-cooled) Equipment Efficiencies Heating Minimum Size Category Section Type Efficiency i <65,000 Btu/h All 12.0 SEER* 65,000 Btu/h and <135,000 Btu/h 135,000 Btu/h and <240,000 Btu/h 240,000 Btu/h and Electric Resistance Other Electric Resistance Other Electric Resistance Other <760,000 Btu/h 760,000 Btu/h Electric Resistance Other 10.3 EER 10.1 EER 9.7 EER 9.5 EER 9.5 EER, 9.7 IPLV EER, IPLV 9.2 EER, 9.4 IPLV 9.0 EER, 9.2 IPLV *NAECA requires 13.0 SEER Zone Thermostatic Controls Required for each zone Perimeter can be treated differently 5º F deadband Dual setpoint or deadband (can be software for DDC) 7
10 systems 15,000 Btu/h Automatic Shutdown Automatic 7-day/week time clock with 10-hour battery backup Exception: 2-day/week thermostat for residential applications Occupancy sensor Manually operated timer (maximum duration: 2 hours) Security system interlock systems 15,000 Btu/h Setback Controls Climate zones 2-8: Lower heating setpoint to 55 F or less Climate zones 1b, 2b, 3b (hot/dry): Automatically restart, temporarily operate Raise cooling setpoint to 90 F or higher, or Prevent high space humidity levels 8
11 mandatory HVAC provisions Other Off-Hour Controls Provide optimum start if system supply-air capacity > 10,000 cfm Zone isolation: 25,000 ft² maximum zone size on one floor Isolation devices to shut off outdoor and exhaust airflow Central systems capable of stable operation ventilation High Occupancy If outdoor airflow > 3,000 cfm and design occupancy > 100 p/1000 ft² Automatically reduce outdoor air intake below design requirements when spaces are partially occupied Exception: Systems with exhaust-air energy recovery complying with Section
12 ASHRAE Rooftop VAV systems Mandatory Equipment efficiency Controls Prescriptive Economizers Limitation on reheat Design fan power Fan control Energy recovery Hot gas bypass Std 90.1 economizer requirements Exception (a) System 135,000 Btu/h? Economizer required 2006 American Standard All rights reserved 4b System 65,000 Btu/h? Economizer required c marine b dry a moist Economizer NOT required 10
13 airside economizer use Exceptions (a) (b) (c) (d) Individual fan-cooling units with less-than-minimum capacities installed in specific climate zones Systems with gas-phase outdoor air cleaning to meet ASHRAE Standard 62 Systems with > 25% of supply air serving spaces humidified above 35 F DP for process needs Systems with condenser heat recovery airside economizer use Exceptions (e) (f) (g) (h) (i) Residential space systems with capacities < 5 limit in Exception (a) Space sensible cooling load transmission + infiltration load at 60 F Systems that operate < 20 hr/wk Supermarket applications, where outdoor air for cooling affects open refrigerated cases Systems with high mechanical cooling efficiency ( Table requirements) 11
14 Simultaneous Heating Cooling Zone controls No reheating No recooling No mixing or simultaneously supplying mechanically-cooled and mechanically-heated air Exceptions based on zone airflow simultaneous heating cooling Exceptions Zone airflow does not exceed whichever is largest: ASHRAE Standard 62 zone requirements for outdoor air 0.4 cfm/ft² 30% of supply air 300 cfm ASHRAE Standard 62 equation 12
15 simultaneous heating cooling Exceptions Zones with special pressurization requirements Zones with code-required minimum circulation rates Site-recovered or sitesolar energy provides 75% of reheat energy dehumidification Exceptions Reducing supply airflow to 50%, or minimum ventilation rate Systems < 6.67 tons that can unload at least 50% Systems smaller than 3.3 tons 13
16 dehumidification Exceptions Systems with specific humidity requirements (museums, surgical suites) 75% of reheat/recool energy is site-recovered or site-solar Fan Power Limitation Allowable nameplate motor power Supply air volume Constant volume Variable volume < 20,000 cfm 1.2 hp/1,000 cfm 1.7 hp/1,000 cfm 20,000 cfm 1.1 hp/1,000 cfm 1.5 hp/1,000 cfm 14
17 Air System Control VAV fan control o Motors 15 hp require Variable-speed drive or Vaneaxial fan with variable-pitch blades or Design wattage 30% at 50% air volume DDC systems must include setpoint reset (fan-pressure optimization) Airside Energy Recovery Required if: Supply air capacity 5,000 cfm Minimum outdoor air 70% Recovery system effectiveness 50% 15
18 Hot Gas Bypass Rated capacity of system 240,000 Btu/h 50% > 240,000 Btu/h 25% Maximum HGBP capacity, % of total capacity Applied in systems with stepped or continuous unloading Exception: Packaged unitary systems 90,000 Btu/h (7.5 tons) ASHRAE 62.1 Ventilation Requirements Design Calculate zone ventilation airflow Determine air distribution effectiveness Calculate system design ventilation intake airflow Operation: Dynamically calculate system ventilation airflow In VAV system, fixed damper position does not meet requirements 16
19 Base Rooftop VAV System Equipment efficiency Zone controls Economizer Airside energy recovery Hot gas bypass Ventilation Simultaneous heating and cooling Design fan power Fan control Equipment Configuration Strategies Energy-saving strategies for rooftop VAV systems 17
20 High-Efficiency Equipment Benefits Reduced operating cost Potential energy rebates Meet mandated energy codes Environmentally intelligent, reduces greenhouse gas emissions Drawbacks Higher first cost Extended return on investment in some areas High-Efficiency Equipment High-efficiency supply and exhaust fan motors Insist on NEMA Premium rated Additional evaporator coil rows Additional condenser coil capacity 18
21 High-Efficiency Equipment Standard efficiency rooftop (Alt 1) 9.6 EER 604 gross MBH High-efficiency rooftop (Alt 2) 10.4 EER 644 gross MBH High-Efficiency Equipment Example energy savings Three story 60,000 sq. ft office building VAV with reheat system Default settings for building type and exposures Alameda, CA weather data and PG&E utility rate 19
22 System Analyzer Alt 1 $18,286 Alt 2 $17,300 High-Efficiency Equipment Reduced fossil fuel emissions CO 2 SO 2 NO x -5,415 lbm/yr -5,956 gm/yr -8,122 gm/yr 20
23 Air-to-Air Energy Recovery EA total-energy wheel OA 2006 American Standard All rights reserved total-energy recovery: Example in Cooling Mode wet-bulb temperature, F tons 1,000 cfm RA OA' OA pre-cools and pre-dehumidifies OA dry-bulb temperature, F h umidity ratio, grains/lb of dry air 21
24 2006 American Standard All rights reserved total-energy recovery: Example in Heating Mode OA wet-bulb temperature, F MBh 55 1,000 cfm RA OA' pre-heats and pre-humidifies OA dry-bulb temperature, F h umidity ratio, grains/lb of dry air Air-to-Air Energy Recovery Benefits Reduces cooling, dehumidification, heating, and humidification energy Allows equipment downsizing Drawbacks Increases fan energy Requires exhaust air be routed back to rooftop unit 22
25 Air-to-Air Energy Recovery Size energy-recovery device for minimum outdoor airflow Strive for balanced airflows Integrate control with airside economizer operation How much cross-leakage is acceptable? Provide a means of capacity control Building Pressure Control intake airflow relief airflow
26 control based on RA plenum pressure Central Return Fan P RL return fan RA relief damper P P space SA OA flow-measuring damper space EA modulated control Central Relief Fan RL RA P relief fan P space SA OA flow-measuring damper space EA 24
27 Return vs. Relief Fan? Return Fan Relief Fan Partial static ti placed Supply fan must be on return fan Use in systems with high RA pressure drop sized for entire static Two continuous motors to provide ventilation air (+) Pressurized diverting plenum RA leakage out relief dampers Intermittent relief fan operation Reduced operating cost (-) Pressurized diverting plenum OA leakage in relief dampers Air-Cooled Condenser propeller fan OA OA finned-tube condenser coils 25
28 Evaporative Condenser fan condenser coil sump pump condensing Air-Cooled vs. Evaporative air-cooled condenser pressure expansion evaporative condenser evaporator compressor enthalpy 26
29 Avoid Hot Gas Bypass Purpose Frost prevention Stabilize discharge temperature HGBP One step greater capacity poor energy efficiency Avoid Hot Gas Bypass Choose units that maximize the stages of compression Use intertwined coils Don t oversize rooftop tonnage maximizes suction temperature Use frost control Remember that the average air condition is what is important 27
30 parallel Fan-Powered VAV heating coil (second stage of heat) cool primary air from rooftop unit warm air recirculated from ceiling plenum (first stage of heat) ECM Fan-Powered Boxes Benefits Reduces VAV terminal fan energy Drawbacks 28
31 ECM Efficiency 0.6 energ gy input, kw/cfm permanent split capacitor (PSC) motor 0.1 electrically-commutated 0 motor (ECM) airflow, cfm ECM Fan-Powered Boxes Benefits Reduces VAV terminal fan energy Greater airflow range Capability for self-balancing Less-annoying sound levels Drawbacks Higher first cost Potential for disruptive harmonic currents 29
32 Equipment Configuration Strategies High efficiency Energy recovery Exhaust fan Evaporative condenser Avoid hot gas bypass Fan-powered boxes Electronically commutated motors Alternative System Designs E Energy-saving strategies for rooftop VAV systems 30
33 Single-Zone VAV EA RA space T T OA SA single-zone VAV Benefits Lower operating cost Reduces fan speed at part load Reduced sound levels Reduces fan-generated noise at part load Improved dehumidification Continues to supply cool, dry air at part load Simple controls and standard equipment 31
34 single-zone VAV Application Considerations Large zones should have uniform loads Design air distribution system for variable airflow Short, symmetrical ducts Size for low-to-medium duct velocities Diffusers that prevent dumping Consider need for zone heating single-zone VAV Application Considerations Prevent overcooling the zone SA temperature reset Employ CO 2 -based DCV 32
35 single-zone VAV CO 2 -Based DCV EA RA flow-measuring damper space T CO 2 T OA SA humidity control Unoccupied Mode RA reheat RH space SA dehumidification space 33
36 unoccupied humidity control Hot Gas Reheat airflow evaporator condenser reheat coil reheat valve compressor Dedicated OA System VAV rooftop dedicated (recirculating) outdoor-air unit SA RA CA OA dual-duct VAV terminals 34
37 Alternative System Designs Single-zone VAV Demand-controlled ventilation Humidity control Dedicated outdoor-air unit in conjunction with rooftop Optimized System Controls E Energy-saving strategies for rooftop VAV systems 35
38 Airside Economizer 100 heating modulated econ integrated econ mech cooling intake flow, % OA i min heating capacity outdoor air mech clg capacity 0 cold OA temperature hot High-Limit Shutoff Control type Disable econ (minimum OA) when OA is: Enable econ (up to 100% OA) when OA is: Fixed dry bulb Warmer than Cooler than fixed setting fixed setting Fixed enthalpy Higher enthalpy Lower enthalpy than fixed setting than fixed setting Differential Higher enthalpy Lower enthalpy enthalpy than RA than RA 36
39 VAV system (Cincinnati, Ohio) Energy Comparison 100, HVAC energy consumption, % of base % 10% 11% 75 none 65 F fixed DB 28 Btu/lb fixed h differential enthalpy Optimal Start system on system off occupied heating setpoint optimal start unoccupied heating setpoint occupied hours mid 6 AM noon 6 PM mid 37
40 Optimal Stop occupied heating setpoint unoccupied heating setpoint system on optimal stop occupied hours system off drift below occupied setpoint mid 6 AM noon 6 PM mid Supply Fan Control supply fan ~2/3 distance down main duct P VAV boxes 38
41 Fan Pressure Optimization supply fan static pressure sensor P VAV boxes communicating BAS Part-Load Energy Savings st tatic pressure duct static pressure control fan-pressure optimization airflow 39
42 Reduced Risk of Fan Surge st tatic pressure surge duct static pressure control fan-pressure optimization airflow SA Temperature Reset Decreases compressor energy Higher suction pressure More hours of modulated economizing Decreases reheat energy Increases fan energy Raises humidity level in the zones 40
43 To Reset or Not to Reset Mild climates (many hours when OADB < 60 F) Minimum VAV airflow settings > 30% Efficient air distribution system Interior zones with varying cooling loads Hot climates or humid climates (few hours when OADB < 60 F) Efficient part-load fan modulation Inefficient air distribution system Zones with near-constant cooling loads SAT reset based on OA temperature Example F SA tem mperature setpoint, outdoor dry-bulb temperature, F 41
44 SAT reset based on critical zone Example BAS lounge rest room storage office T T vestibule corridor reception area T elevators T T T office conference rm computer room SAT reset Application Considerations Design zones with nearly-constant cooling loads for warmer (reset) SAT May require larger VAV terminals and ductwork Allows SAT reset while still providing needed cooling to these zones Design an efficient air distribution system Employ fan-pressure optimization 42
45 SAT reset Application Considerations Analyze the system Will compressor and reheat energy savings outweigh additional fan energy? Consider impact on zone humidity Disable reset when humid outside Use a humidity sensor to disable reset when zone humidity gets too high ASHRAE Dynamic Reset of OA May reset OA intake flow or zone OA flow in response to: Variations in zone population (DCV) Variations in ventilation efficiency due to changes in airflow (ventilation reset) 43
46 ventilation optimization Zone Level: DCV lounge rest room TOD mech room BAS storage office CO 2 AHU OCC vestibule corridor reception area elevators OCC CO 2 office conference rm computer room ventilation optimization System Level: Vent Reset rooftop unit with controls OA Reset outdoor airflow (Vot) SA RA CO 2 OCC CO 2 OCC communicating BAS New OA setpoint (Vot) DDC/VAV terminals Required ventilation (Voz) Actual primary airflow (Vpz) 44
47 ventilation optimization DCV and Vent Reset Assures each zone receives proper ventilation without requiring a CO 2 sensor in every zone Enables documentation of actual ventilation system performance System-level l ventilation reset equations are defined by ASHRAE 62 Optimized System Controls Economizer Optimal stop and start Fan pressure optimization Supply air temperature reset Demand controlled ventilation and ventilation reset 45
48 Analysis Energy-saving strategies for rooftop VAV systems Building Analysis Tools TRACE 700 HVAC load design and analysis software Comprehensive energy and economic analysis for virtually any building 46
49 rooftop VAV system Example Analysis Optimized System Optimal start SA temperature reset Ventilation optimization Fan-pressure optimization Total-energy wheel Comparative enthalpy economizer Parallel FPVAV (perimeter zones) rooftop VAV system HVAC Energy Savings 100 HVAC energy consumption n, % of base Atlanta Los Angeles Minneapolis base system optimized system 47
50 rooftop VAV system HVAC Energy Savings 100 HVAC energy consumption n, % of base Atlanta Los Angeles Minneapolis complies with 90.1 and 62 optimized system Keep the system working properly E Energy-saving strategies for rooftop VAV systems 48
51 Proper Maintenance Periodic maintenance enhances unit performance Always perform airside maintenance first Inspect air filters regularly, clean or replace as necessary 0.1 inch of additional static pressure increases supply motor kw by 7% Inspect condensate drains and traps whenever filters are inspected, clean as needed Proper Maintenance Periodic maintenance enhances unit performance Inspect fresh- and return-air damper mechanisms Clean blades as necessary Verify all damper linkages move freely Check supply/relief fan motor and shaft bearings, lubricate, repair, or replace as necessary 49
52 Proper Maintenance Periodic maintenance enhances unit performance Inspect evaporator and condenser coils for dirt buildup, clean as needed Make sure that condenser fans rotate freely, check bearings for wear Verify all condenser fan mountings are secure Proper Maintenance Periodic maintenance enhances unit performance #1: Improper refrigerant charge Overcharging decreases superheat and increases subcooling 10% overcharge can increase compressor kw by approximately 3.5% at design conditions 50
53 Proper Maintenance Periodic maintenance enhances unit performance #1: Improper refrigerant charge Undercharging increases superheat and decreases subcooling resulting in capacity loss Always charge according to manufacturers recommendations, and instructions Answers to Your Questions This concludes the American Institute of Architects Continuing Education System Program Energy-saving strategies for rooftop VAV systems 51
54 Energy-efficient rooftop VAV systems Equipment configuration strategies Alternative system designs Optimized system controls Analysis Maintenance references for this broadcast Where to Learn More engineersnewsletter 52
55 watch past programs ENL Archives Insightful topics on HVAC system design: Chilled-water plants Air distribution Refrigerant-to-air systems Control strategies Industry standards and LEED Energy and the environment Acoustics Ventilation Dehumidification mark your calendar 2007 ENL Broadcasts Feb 21 Sep 12 Nov 14 Waterside heat recovery Humidity control LEED case studies 53
56 Trane Engineers Newsletter Live program Bibliography Energy Saving Strategies for Rooftop VAV Systems Industry Standards and Handbooks American Society of Heating, Refrigeration, and Air-Conditioning Engineers (ASHRAE). ANSI/ASHRAE IESNA Standard : Energy Standard for Buildings Except Low-Rise Residential Buildings. Available at < frame.asp?standards/std90.html> American Society of Heating, Refrigerating and Air Conditioning Engineers, Inc. (ASHRAE). Standard User s Manual. Available at < American Society of Heating, Refrigeration, and Air-Conditioning Engineers (ASHRAE). ANSI/ASHRAE Standard : Ventilation for Acceptable Indoor Air Quality. Available at < > American Society of Heating, Refrigerating and Air Conditioning Engineers, Inc. (ASHRAE). Standard User s Manual. Available at < Trane Publications Guckelberger, D. Brushless DC Motors: Setting a New Standard for Efficiency. Engineers Newsletter 33-4 (2004). Available at < _1204.pdf> Murphy, J. CO 2 -Based Demand-Controlled Ventilation. Engineers Newsletter 34-5 (2005). Available at < _1005.pdf> Murphy, J. Energy Saving Control Strategies in Rooftop VAV Systems. Engineers Newsletter 35-4 (2006). Available at < mapn022en_1006.pdf> Murphy, J. and B. Bradley. Air-to-Air Energy Recovery in HVAC Systems, application manual SYS-APM003-EN, July Available at < Murphy, J. and B. Bradley. Dehumidification in HVAC Systems, application manual SYS-APM004-EN, July Available at < Solberg, P. Hot Gas Bypass: Blessing or Curse? Engineers Newsletter 32-2 (2003). Available at < _EN_0503.pdf> bibliography
57 Trane Engineers Newsletter Live satellite broadcast Bibliography Trane Publications (continued) Stanke, D. Commercial Building Pressurization. Engineers Newsletter 31-2 (2002), Available at < _EN_ pdf> Stanke, D. Keeping Cool with Outdoor Air: Airside Economizers. Engineers Newsletter 35-2 (2006), Available at < n020en_0406.pdf> Stanke, D. VAV System Optimization: Critical Zone Reset. Engineers Newsletter 20-2 (1991), Available at < Trane Analysis Software Trane Air-Conditioning and Economics (TRACE 700), Available at < rod=150> bibliography
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