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1 Joint Research Centre Supporting research, technological development and innovation European Commission DG Joint Research Centre Foresight and Horizon Scanning Foresight and Behavioural Insight Unit Fabiana Scapolo, PhD Deputy Head of Unit
2 JRC in the Commission President Jean-Claude JUNCKER 27 Commission Members (7 Vice Presidents and 20 Commissioners) Commissioner for Education, Culture, Youth and Sport Tibor Navracsics Director-General Vladimír Šucha Joint Research Centre DG Education and Culture
3 JRC s Mission and Role is to provide EU policies with independent, evidence-based scientific and technical support throughout the whole policy cycle. Direct research: JRC is the European Commission's in-house science service and the only DG executing direct research to provide science advice to EU policy. Serving society, stimulating innovation, supporting legislation
4 JRC at a glance Established institutes in 6 locations 3055 staff in December scientific publications in 2014 Budget: 374 million annually, plus 72.8 million earned income JRC Institutes IRMM Geel, Belgium Institute for Reference Materials and Measurements ITU Karlsruhe, Germany, and Ispra, Italy Institute for Transuranium Elements IET Petten, The Netherlands, and Ispra, Italy Institute for Energy and Transport IPSC Ispra, Italy Institute for the Protection and Security of the Citizen IES Ispra, Italy Institute for Environment and Sustainability IHCP Ispra, Italy Institute for Health and Consumer Protection IPTS Seville, Spain Institute for Prospective Technological Studies
5 JRC addresses the full policy cycle The JRC contribution to the EU Policy Cycle Policy anticipation Policy evaluation Effectiveness and impact assessment Agenda-setting Horizon scanning Foresight Policy formulation Preparation of science based policy options Modelling Ad-hoc policy support Policy adoption Crisis response Policy implementation Compliance checks Independent verification Anti-fraud measures Science advice Standards, incl. reference materials, measurements and methods
6 JRC Priorities JRC priorities in Horizon 2020 Single market: growth, jobs and innovation Low-carbon economy and resource efficiency (environment, climate change, energy, transport) Agriculture and global food security Public health, safety and security Economic and Monetary Union (EMU) Nuclear safety and security
7 Horizon scanning and Foresight
8 Horizon scanning A systematic method for gathering new insights on issues which may impact the future. Horizon scanning explores novel and unexpected issues as well as persistent problems and trends, including matters at the margins of current thinking that challenge past assumptions. It is often based on desk research, helping to develop the big picture behind the issues to be examined. Desk research involves a wide variety of sources, such as the Internet, government ministries and agencies, non-governmental organisations, international organisations and companies, research communities, and on-line and off-line databases and journals.
9 What is foresight? A definition Foresight provides a space to different stakeholders and experts for systemic thinking and developing anticipatory knowledge. It explores future changes by anticipating and analysing possible future developments and challenges both qualitatively and quantitatively, and supports stakeholders to actively shape the future vision for today strategies and actions. (from A Glossary of Terms commonly used in Futures Studies) Version
10 What is foresight? Why is thinking about the long-term powerful? helps to get out from present day concerns helps to go beyond the current mainstream thinking helps to look for opportunities better anticipate the challenges that shape the future supports creativity for today's strategies and actions helps break gridlock.
11 What is foresight? Foresight does not predict the future complements desk research analyses with structured dialogue enhances future thinking by gathering anticipatory intelligence from a wide range of knowledge sources in a systematic way structures the analyses to ensure the emergence of collective intelligence derived beyond established pathways and links it to today s decision making
12 What is foresight? Foresight, Forecasting, Planning Foresight can use forecasts, can contribute to planning, assumes that there are numerous possible futures that can be created through the actions we choose to take today A Forecast often assumes that there is one probable future Foresight time horizons should be beyond the usual planning horizons. Typical foresight time horizons vary between 5-30 years but may be longer
13 The purpose of foresight
14 Purpose of foresight Strategic intelligence Possible futures Intelligence Dissolving certainties Weight of the present Understanding change Systemic understanding New technologies Ideas People Strategic foresight Policy making Visionary management Creative dialogue Tuomo Kuosa (2014)
15 Foresight methods
16 Foresight methods Foresight uses many methods in a systematic and structured way taken from various traditional disciplines steadily combined and modified
17 Foresight methods Why are formal methods used? Aid visualisation of possible futures Systematic and transparent (if used properly) Help identify knowledge gaps Can constitute mixed forums for interaction and communication between various actors Legitimise the Foresight exercise
18 Foresight methods Categories of foresight methods
19 JRC Foresight and horizon scanning activities
20 What we are doing Foresight at the JRC a brief history Long tradition of (technology) foresight studies Technology foresight for the Cellule de Prospective Foresight studies for research priorities (Ambient Intelligence; future of sustainable manufacturing) Contribution to the development of the knowledge base of foresight as a tool supporting policy making Online Foresight guide FOR-LEARN and International Conferences bringing together academics, public and corporate practitioners
21 What we are doing Foresight at the JRC today A new, dedicated unit DDG 02, the "FBIU Unit" (June 2014) 6 foresight studies over the last 2 years Future of standards and standardisation Research priorities for healthy diets Food security Eco-industries, or the transition to a sustainable economy Food safety and nutrition Future challenges and policy preparedness Analysis of future direction and policy needs of European industry Training (DG RTD) Conferences (Future oriented Technology Analysis -FTA) Networking (Government Foresight Network - GFN) Horizon scanning
22 What we are doing When should foresight support policy? When critical functions change or are pushed to change: decline of key industrial sectors, after natural catastrophes, climate change When stakeholders need to stand behind decisions: research priorities, regional development When decisions entail deep or long-term engagement and investments: infrastructures, healthcare When innovation needs to be fostered: adaptation to changed circumstances, rewiring of innovation system i.e. most of the times
23 What we are doing What foresight can do to support policy making Inform policy making Facilitate implementation Stimulate participation of civil society Contribute to policy definition Enable policy system reconfiguration
24 What we are doing Foresight on Standards and Standardisation Question: "How will standards facilitate new production systems in the context of European Union innovation and competitiveness in 2025? Customer DG: DG GROW
25 What we are doing Expert Panels 6 Interactive Workshops >70 Experts from Academics, Industry, Standardisation and Policy 18 months process Interactive Workshops
26 DATA KNOWLEDGE, INFORMATION & SKILLS TECHNOLOGY & INNOVATION PRIMARY & SECONDARY RESOURCES PRODUCTS & SERVICES MARKET FORCES CHANGING ECONOMIC NORMS & VALUES GLOBALISATION OF MARKETS & MANUFACTURING CHANGING SOCIETAL RISKS PEOPLE & SOCIETAL VALUES MARKETS COMPETITION & CONSUMERS INCREASED GLOBAL POPULATION INCREASED IMPORTANCE OF CONSUMER REQUIREMENTS & BEHAVIOURS AGENTS OF CHANGE CHANGING SOCIAL NORMS & VALUES & ETHICAL ISSUES SOCIETY INCREASED URBANISATION ENABLERS & CONSTRAINTS EVOLVING WORKFORCE & CULTURE PRODUCTION & CONSUMPTION SYSTEM COMPONENTS Global Integration Value Chain Optimisation KNOWLEDGE MANAGEMENT Data Capture Knowledge Generation Intellectual Property Management BUSINESS ENVIRONMENT Dynamic & Sustainable Business Models Materials & Reusable Parts for Sustainability Smart & Interoperable Physical Infrastructure AGEING POPULATION New Innovation Schemes TECHNOLOGIES & PRODUCTION PROCESSES Resource-Efficient & Clean Production Processes Flexible, Smart & Customer-Oriented Technologies Human-Centered Factories INFRASTRUCTURE ICT Infrastructure Digital Factories Logistics & Supply Chain Holistic Design MATERIALS Knowledge Infrastructure New Business Partners Skills & Talents SERVICES INCREASED SOCIAL INNOVATION Customer Involvement Services for Customers Services for Business Services for Production Advanced Materials for Performance Financial Infrastructure EVOLVING MODES OF EDUCATION & LEARNING DIGITILISATION OF SOCIETY REGULATION NEED TO MITIGATE & ADAPT TO CLIMATE CHANGE EMPLOYMENT & SKILLS MULTIPLE, NEW ENERGY SOURCES INCREASING SCARCITY OF NATURAL RESOURCES INCREASED THREATS TO ECOSYSTEMS GOVERNANCE 2.0 ENVIRONMENT, RESOURCES & ENERGY FINANCIAL SYSTEM CONVERGING TECHNOLOGIES SCIENCE, RESEARCH & TECHNOLOGY EVOLUTION OF INTERNATIONAL TRADE RELATIONS PUBLIC POLICY TECHNOLOGY DISSEMINATION NEW & EMERGING TECHNOLOGIES INDUSTRIAL LANDSCAPE VISION 2025
27 What we are doing Example: the vision in the foresight study on standards Industrial Landscape Vision 2025 In 2025 there will be a globalised economy serving an informed and prosperous global middle class that will require personalised goods and services based on advanced, manufacturing systems enabled by ICT and supplied by European resource efficient and sustainable industries
28 What we are doing Main Outcomes Indirect Outcome (At first a tool within the process) 1. Industrial Landscape Vision 2025 (including a new project to test the ILV 2025) Direct Outcomes 2. Recommendations for Standards and Standardisation 3. Foresight Template for Standardisation and a report on the study
29 Tomorrow s healthy society research priorities for food and diets Objectives Identify research priorities that support the provision and consumption of foods and diets for health Support the implementation of Horizon 2020 Customer DG: DG RTD Approach Time horizon 2050 Focus on the EU and EU consumers Scenario-based foresight approach Three workshops over the course of overall 2 years Final report available at:
30 Food consumption map
31 Four scenarios Healthy new world Heal the world
32 What we are doing Tomorrow's healthy society: Research priorities Towards healthier eating: integrated policy making Food, nutrients and health: cross-interactions and emerging risks Making individualised diets a reality Shaping and coping with the 2050 food system Improve the evidence base for adoption of healthier dietary behaviours Developing a scientific framework for a systems approach to food and nutrition policies Provide a framework to design, monitor and evaluate policies Deepening the understanding of human nutrition: facing the complexity Anticipation of emerging risks Data needs: creation and management of necessary data for enabling individualised diets Analysing feasibility and impacts of individualised, healthy diets Understanding the social role of food Towards a sustainable food system producing safe, affordable and healthy dietary components Supporting technologies to meet societal needs Multi-disciplinary Systems Approach
33 What we are doing Delivering on EU Food Safety and Nutrition in 2050 Future challenges and policy preparedness Objectives To identify possible future challenges to the EU food safety and nutrition policy and regulatory framework To assess whether the current food policy and regulatory framework is sufficiently resilient to deal with the challenges and, if appropriate, identify research needs and develop policy recommendations Approach Scenario building following a pilot study carried out by FCEC (Food chain evaluation consortium, two experts and stakeholders workshops Final report planned for quarter 2016 Customer DG: DG SANTE, request of current acting DG
34 Objectives Develop mid- to long-term visions for eco-industries Highlight implications for EU policies and research Identify relevant trends and drivers Place eco-industries within the EU industrial landscape Describe realistic desirable futures
35 What we are doing The study process Classic scenario building methodology Identification and recruitment of "experts" 5 Participative workshops April 2013 March experts participated, core of 28
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37 Using scenarios Serious game Serious game How we also use the scenarios The JRC Scenario Exploration System
38 JRC Foresight on Global Food Security 2030 Foresight exercise on EU's role in global food security by 2030 Need for identifying a common vision Need for identifying a key challenges and opportunities Need for prioritisation in policymaking The Foresight Process Agree on the most crucial drivers of change affecting food security in the future; Reach a consensus on the most likely vision for 2030; Challenge this vision by investigating drivers which could pose major challenges; Analyse current policies and policy needs in terms of responsiveness, flexibility and resilience to future food security needs and challenge.
39 Main outcomes By 2030 and beyond, food security will increasingly be considered as securing food supply in response to changing and growing global demand Food security is therefore not only a global and systemic challenge, and an opportunity for Europe to play a role in innovation, trade, health, wealth generation and geopolitics. Better coordination and coherence at EU level is necessary in order to move from a food security to a food systems approach.
40 What is a Vision? Desirable, yet plausible, of where we want to be in the future. Why is it useful? To engage stakeholders in a visionary approach in achieving and shaping a specific future. 40
41 Horizon scanning activities Identify new trends, (new) drivers of change, weak signals, discontinuities, wild cards Provide early identification of societal, scientific and technical issues which might require attention by Union Institutions for possible policy intervention Develop strategic intelligence allowing the JRC to position itself in anticipation of S&T developments that will affect European policy initiatives and policy options
42 Horizon scanning activities Approach up to the end 2014 Periodic bulletin Based on publicly available information Uses JRC S&T know how to assess potential impacts We are refocusing our activities
43 The EU Policy Innovation Lab A set of complementary services by bridging disciplines Analyse emerging facts and trends and invite policy makers to envisage alternative futures Investigate individual and group behaviours and assist policymakers in taking account of them Engage with policy makers to explore and implement new approaches (co-designing, prototyping and testing them) This combination services provides a unique portfolio of services the EU Policy Innovation Lab is distinctive compared to other initiatives in the public sector Project for VP Katainen on the future of the Sharing economy 4 3
44 Thank you
45 Foresight methods Assigning methods to Foresight functions Foresight methods can address and involve the following functions Diagnosis: scoping of issues at stake and data gathering (environmental scanning; trend extrapolation; structural analysis; morphological analysis and relevance trees) Prognosis: help thinking about possible futures and their implications (scenario building) Prescription: define recommendations about what can be done (scenario building; roadmapping; backcasting; cross-impact analysis) A Foresight process relies on the combination of different tools. Employ the appropriate mix of methods is crucial to achieve the desired outcomes
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