The George Washington University Faculty Code (pg.4) IV. APPOINTMENT, REAPPOINTMENT, PROMOTION, AND TENURE
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1 The George Washington University Faculty Code (pg.4) IV. APPOINTMENT, REAPPOINTMENT, PROMOTION, AND TENURE A. Appointment 1. Statements of Terms and Conditions a) New faculty appointments shall be made by a letter signed by the appropriate corporate officer of the University. The appointee may accept the appointment by signing a copy of the letter of appointment and returning it to the University. A copy of this Code shall accompany or precede the letter of appointment and shall be considered part of the agreement between the faculty member and the University. b) Tenured members of the faculty and faculty members (except those appointed in the Medical Center) whose appointments do not expire or whose appointments will be renewed shall be notified in writing annually, on or about May 15, of changes in rank or of other terms and conditions of service for the next academic year and further shall be notified annually in writing of changes in salary, no later than November Limited Service Appointments All appointments to limited service active status (as defined in Article I, Section B, Paragraph 2) shall be for a specified period of a year or less. Such appointments may be renewed an unlimited number of times. 3.1 Regular Tenure Accruing Appointments a) All appointments or reappointments to regular, active status positions shall be for a specified term except for those that confer tenure. b) The total of such terms, including all full time service at the rank of instructor or higher in this or other recognized institutions of higher learning, shall not exceed seven years. The following provisions apply:
2 1) A faculty member with more than three years previous full time service at another institution may be appointed at any rank below that of professor without tenure for four years as a term or condition of his or her initial appointment, even though his or her total period of service in the academic profession is thereby extended beyond seven years. 2) Leaves of absence to engage in authorized teaching or research activities at another institution shall be included in this seven year period. 3) Leaves for study toward a degree, leaves for military or for personal reasons, and defense leave shall not be included in this period. A partial leave for family or medically related purposes of sufficient duration may justify an appropriate partial extension of the probationary period. c) A faculty member of the rank of assistant professor or higher who will not be granted tenure at the end of the final year of his or her maximum term of appointment shall be so notified in writing no later than June 30 preceding the year in which his or her appointment will expire. However, notwithstanding any other provision of Articles IV and V of the Faculty Code, if a decision on tenure has not become final by such June 30 deadline due to a failure to resolve an administrative nonconcurrence with a faculty recommendation, the June 30 deadline may be extended for up to 60 days, provided the appropriate administrative officer has given written notice of such extension to the faculty member no later than the original June 30 deadline. A faculty member who does not receive notice of denial of tenure by the date required under the preceding two sentences shall not be granted tenure at the end of his or her pending term of appointment, but instead shall be granted a one year extension of such term. If not notified by June 30 of the final year of the non extended term of appointment that tenure will not be granted, he or she will acquire tenure at the end of the extended term. 3.2 Regular Non Tenure Accruing Appointments a) Letters of appointment to positions that will not normally lead to the consideration of the appointee for tenure shall include a statement to that effect.
3 b) Members of the faculty who are stationed at affiliated institutions and assigned to educational programs of the Medical Center and who have been appointed to regular, activestatus positions without tenure prior to the effective date of this Code may continue to be appointed without tenure. 4.1 Stated Periods by Rank for Regular Tenure Accruing Appointments a) Instructors Instructors shall be appointed for an initial period of one year and may be reappointed for not more than three additional one year periods. No reappointments shall, except by special action of the Board of Trustees upon recommendation by the appropriate faculty body and the appropriate officers of administration, extend any individual's total period as an instructor beyond four years. Tenure shall not be conferred at this grade. b) Assistant Professors Assistant Professors may be appointed for a period of not more than three years and may be reappointed, with or without tenure, for one or more additional periods. c) Associate Professors Associate Professors may be appointed with tenure or for a period of not more than four years without tenure, and may be reappointed, with or without tenure, for one or more additional periods. d) Professors Professors may be appointed with tenure or for a period of not more than three years without tenure. e) University Professors
4 University Professors shall be appointed with tenure. The process of making such appointments shall be as follows: 1) The candidate shall be recommended by one or more departments or schools; and 2) The candidate shall be recommended by the Executive Committee of the Faculty Senate and/or by a faculty committee appointed by the President; and 3) The candidate shall be recommended by the Vice President for Academic Affairs and by the President, the appointment to be approved by the Board of Trustees. 4.2 Stated Periods by Rank for Regular Non Tenure Accruing Appointments Faculty members with regular, non tenure accruing appointments at any rank may be reappointed to the same rank or to a higher one as many times as the needs of the University may require. 5. Criteria and Procedures for Appointments Each school shall establish and publish criteria on which regular faculty appointments will be based. Additional criteria that may exist in the departments shall also be published. Each department or nondepartmentalized school shall establish and publish the procedures to be followed for recruitment, assembling all relevant information, and making recommendations for appointments to the regular faculty. B. Promotion 1. Promotion shall be dependent upon professional competence as evidenced by teaching ability, productive scholarship, participation and leadership in professional societies, service to the University, and public service. 2. As general practice, a promotion shall be accompanied by an appropriate increase in salary. 3. Each school or comparable educational division shall establish and publish criteria on which promotion will be based. Additional criteria that may exist in departments shall also be
5 published. Each department or nondepartmentalized school shall establish and publish the procedures followed for making decisions concerning promotions. 4. Each department or school shall establish procedures for periodically informing faculty memberswhether they are making satisfactory progress toward promotion. C. Tenure 1. Tenure shall be dependent upon professional competence as evidenced by teaching ability, productive scholarship, participation and leadership in professional societies, service to the University, and public service. Upon a specific showing that the academic needs of the University have changed with respect to a particular position, that factor may also be considered in determining whether tenure shall be granted. 2. Each school or comparable educational division shall establish and publish criteria on which the granting of tenure will be based to implement the factors itemized in Paragraph 1. Such criteria shall be stated separately from the criteria for promotion. Any additional criteria for tenure that may exist in departments shall also be published. Each department or nondepartmentalized school shall establish and publish the procedures followed for making decisions concerning tenure. 3. To aid faculty members in assessing their potential for achieving tenure, each department, division, or comparable program shall establish procedures for informing individual faculty members, upon request, concerning probable status with regard to tenure. Such information will not constitute a commitment to recommend tenure. D. School Wide Personnel Committees To implement the procedures required in Sections B.3 and C.2 above, each school shall establish a school wide personnel committee, either as an elected standing committee or of the school faculty acting as a committee of the whole, to consider recommendations for appointments with tenure, for promotion, or for tenure of regular full time faculty. Such
6 committees may request additional information, documentation, or clarification respecting such recommendations. Further: 1. An elected standing committee, sitting in review of recommendations originating from a department or equivalent unit, shall advise the dean of that school whether the candidate has met the relevant school and department criteria and whether it has identified any "compelling reasons" that may exist for not following the departmental or unit recommendation. Such advisories shall not be construed as "faculty recommendations" as defined by Section B.3 of the Procedures for Implementation of the Faculty Code. 2. When the faculty of a school, sitting as a committee of the whole, serves as the school's personnel committee and initiates recommendations to the dean for appointments and actions affecting renewal of appointments, promotion, tenure designation, and termination of service, such recommendations shall be construed as "faculty recommendations" in the sense of the Procedures, Section B In the College of Professional Studies, the Dean s Council shall take the place of the elected standing committee or committee of the whole described in this Part D. E. Nondiscrimination Appointments, renewals, terminations, promotions, tenure, compensation, and all other terms and conditions of employment shall be made solely on the basis of merit and without regard to race, color, religion, sex, sexual orientation, national origin, or other considerations prohibited by law.
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