Work Type Definition and Submittal Requirements
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1 Work Type: Highway Materials Testing Geotechnical Laboratory Testing, Geotechnical Laboratory Testing, Standard Penetration (SPT) & Rock Coring, Cone Penetration Test, Solid Stem Auger Drilling, and Materials Sampling & Testing- Field Sampling and Testing The first section, Work Type Definition, provides a detailed explanation of the work type. The second section, Work Type Submittal Requirements, identifies the requirements a firm must meet to become pre-qualified to perform this work type for Hennepin County. Work Type Definition: Highway Materials Testing I. Description This type of work requires testing various materials in accordance with the proper procedure, reporting results compared to the corresponding specifications, and making recommendations for materials disposition (if required). II. Standards and Specifications Standards and specifications required for a project under this work type may include the following: A. Reporting must meet requirements of AASHTO R 18 and recommendations. B. Trained personnel with calibrated equipment will perform all test procedures in accordance with the requested standard. C. Electronic test data must be compatible with the current database structure of Hennepin County. D. The laboratory, not the company, performing the testing must be accredited by the AASHTO Materials Reference Laboratory (AMRL) or a comparable laboratory accreditation program approved by MnDOT / Hennepin County and the FHWA for all test procedures performed. Use the website below to verify which laboratories are accredited in which tests, as the prequalification list is only for general approval. A list of the currently accredited laboratories and the tests in which they are accredited can be found at : III. Provided By Hennepin County Information to be supplied by Hennepin County (if not available on MnDOT web site) for a project may include the following: Rev. June 2014 Page 1 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
2 A. MnDOT Manuals (Laboratory, Concrete, Grading and Base, Bituminous), MnDOT Standard Specifications for Construction, and Special Provisions of the Contract B. Project specific plans, special provisions, and applicable project documents as may be necessary to complete all required testing IV. Provided by Consultant Deliverables to be supplied by the consultant for a project may include the following: A. Final Materials Test Report meeting the requirements of AASHTO R 18 and recommendations (if required). B. Final Materials Test Report (both paper and electronic) submitted to requestor upon completion and in conformance with the negotiated time requirements and frequency. C. Results of lab tests conducted on field samples must be communicated to the Hennepin County Materials Laboratory and the County s Project Engineer immediately upon completion The remainder of this page is intentionally left blank. Rev. June 2014 Page 2 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
3 Work Type Definition: Geotechnical Laboratory Testing I. Description This type of work includes conducting tests on soil and rock for the purpose of classifying materials and identifying their physical properties. The tests in soil include moisture content, grain size, Atterberg limits, permeability, consolidation, unconfined compression, direct shear, and triaxial. Laboratories will be approved for Level 1, Level 2 or both as defined below. A. Level 1 Standard Tests Level 1 Projects will include the following standard tests which need to be accredited by the AASHTO Materials Reference Laboratory (AMRL). a. Moisture Content b. Grain Size c. Atterberg Limits d. Unconfined Compression e. Consolidation B. Level 2 Specialized Tests Level 2 Projects will include the following specialized tests which need to be accredited by the AASHTO Materials Reference Laboratory (AMRL). a. Permeability (Constant head and falling head) b. Direct Shear c. Triaxial (UU, CU, and CD) II. Standards and Specifications Standards and specifications required for a project under this work type may include the following: A. All tasks will be performed in accordance with current ASTM, AASHTO, and, for highway construction projects, MnDOT standards and specifications. The current Specifications for Subsurface Investigation & Geotechnical Analysis and Design Recommendations can be found at: Rev. June 2014 Page 3 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
4 III. Provided By Hennepin County Information to be supplied by Hennepin County for a project may include the following: A. American Society for Testing and Materials (ASTM), American Association of State Highway & Transportation Officials (AASHTO), and MnDOT Standard Specifications. B. Project specific plans, special provisions, and applicable project documents as may be necessary to complete all required testing IV. Provided by Consultant Deliverables to be supplied by the consultant for a project may include the following: Final laboratory test results with numerical and graphical output in a paper and electronic format. The remainder of this page is intentionally left blank. Rev. June 2014 Page 4 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
5 Work Type Definition: Standard Penetration (SPT) & Rock Coring I. Description Investigations will identify and locate, both horizontally and vertically, significant soil and rock types, ground water conditions, and establish the characteristics of the subsurface materials visually, by sampling, and by laboratory and in-situ testing. The methodology involved includes on-site investigations by performing Standard Penetration tests and rock coring. Specialized test equipment may also be required, such as the field vane shear, pressure meter, or dilatometer. This work type also includes the installation of instrumentation such as piezometers and slope indicators. II. Standards and Specifications Standards and specifications required for a project under this work type may include the following: A. All tasks will be performed in accordance with current ASTM, AASHTO, and, for highway construction projects, MnDOT standards and specifications. All investigations will be conducted in accordance with current Minnesota Department of Health Regulations. The current Specifications for Subsurface Investigation & Geotechnical Analysis and Design Recommendations can be found at III. Provided By Hennepin County Information to be supplied by Hennepin County for a project may include the following: A. Plans showing existing topography, proposed alignments, and locations of the existing and proposed structures. B. Information (plans) showing property ownership information for boring locations off of State Right-of-Way. C. Benchmark information for determining boring elevations. D. American Society for Testing and Materials (ASTM), American Association of State Highway & Transportation Officials (AASHTO), and MnDOT Standard Specifications. IV. Provided by Consultant Deliverables to be supplied by the consultant for a project may include the following: A. Final Standard Penetration Test (SPT) and/or Rock Coring Investigation Report i. Final Boring Logs in hard copy and electronic format (.gpj) ii. A copy of the driller s field boring logs and samples if required. Rev. June 2014 Page 5 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
6 iii. iv. Weekly progress reports. SPT hammer calibration reports. v. Minnesota Department of Health sealing records. The remainder of this page is intentionally left blank. Rev. June 2014 Page 6 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
7 I. Description Work Type Definition: Cone Penetration Test Investigations will identify and locate, both horizontally and vertically, significant soil types, ground water conditions, and establish the characteristics of the subsurface materials by in-situ testing. The methodology involved includes on-site investigations by performing Electronic Cone Penetration Tests. II. Standards and Specifications Standards and specifications required for a project under this work type may include the following: A. All tasks will be performed in accordance with current ASTM, AASHTO, and, for highway construction projects MnDOT standards and specifications. All investigations will be conducted in accordance with current Minnesota Department of Health Regulations. MnDOT s current Specifications for Subsurface Investigation & Geotechnical Analysis and Design Recommendations. III. Provided By Hennepin County Information to be supplied by Hennepin County for a project may include the following: A. Plans showing existing topography, proposed alignments, and locations of the existing and proposed structures. B. Information (plans) showing property ownership information for boring locations off of State Right-of-Way. C. Bridge benchmark information for determining boring elevations. D. American Society for Testing and Materials (ASTM), American Association of State Highway & Transportation Officials (AASHTO), and MnDOT Standard Specifications. IV. Provided by Consultant Deliverables to be supplied by the consultant for a project may include the following: A. Final Cone Penetration Test Investigation Report i. Electronic data for data collection (.dat file) and final logs (.gpj file) ii. iii. iv. Hard copy of final logs (.pdf) Weekly progress reports. Minnesota Department of Health sealing records. Rev. June 2014 Page 7 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
8 Work Type Definition: Solid Stem Auger Drilling I. Description The proposed work and services consist of taking solid stem borings and providing a detailed boring log. Investigations will identify and locate borings, both horizontally and vertically. Boring logs shall identify the in situ pavement structure, soils, rock, ground water conditions, and establish the characteristics of the subsurface materials visually, by sampling, and by laboratory testing according to MnDOT standards and specifications. Note: Firms that do not do their own subsurface investigations do not qualify for this work type. Please refer to Work Type 6.9 Soils Analysis and Pavement Recommendations. II. III. IV. Standards and Specifications Standards and specifications required for a project under this work type may include the following: A. All tasks will be performed in accordance with current ASTM, AASHTO, and MnDOT standards and specifications. All investigations will be conducted in accordance with current Minnesota Department of Health Regulations as well as MnDOT Specifications. The current MnDOT Specifications for Soils Investigation can be found at: f Provided By Hennepin County Information to be supplied by Hennepin County for a project may include the following: A. Plans showing existing topography, proposed alignments, existing and proposed profiles, and locations of the existing and proposed structures. B. Information (plans) showing property ownership information for boring locations off of State Right-of-Way. C. American Society for Testing and Materials (ASTM), American Association of State Highway & Transportation Officials (AASHTO), and MnDOT Manuals and Standard Specifications. Provided by Consultant Deliverables to be supplied by the consultant for a project may include the following: A. Boring plan, soils profile, electronic boring log, field notes (if required), laboratory samples, and cross sections (if required). All work shall be performed to the extent necessary for the design of the most economical, uniform and stable roadway. i. A copy of the driller s field notes (if required). ii. Final boring logs in paper and electronic format using MnDOT s Soils Data iii. Dictionary. iv. Soil samples for laboratory testing when Requested. v. Weekly progress reports. vi. Minnesota Department of Health sealing records. Rev. June 2014 Page 8 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
9 I. Description Work Type Definition and Submittal Requirements Work Type Definition: Materials Sampling & Testing- Field Sampling and Testing Materials sampling and testing includes the sampling and testing of all component materials used on the project and submittal of samples to a laboratory accredited by the AASHTO Materials Reference Laboratory (AMRL) or comparable laboratory accreditation program approved by MnDOT or Hennepin County and FHWA for testing or other laboratory if directed by Hennepin County. Field testing may include, but is not limited to, concrete (air tests, slump tests, cylinders, etc.), plant inspection, bituminous (asphalt cement samples, temperatures, quantity weigh tickets, gradations, etc.), grading and base materials (gradations, moisture, density, etc.), and pile driving (driving depth, etc.). Hennepin County is to be informed immediately of all materials not meeting required specifications for determination as to acceptance at a reduced price or rejection. II. Standards and Specifications Standards and specifications required for a project under this work type may include the following: A. Materials testing will be done in accordance with the MnDOT Schedule of Materials Control included in the construction contract and MnDOT Standard Specifications for Construction or as modified by the Contract special provisions. B. Where the MnDOT Schedule of Materials Control specifies laboratory/agency testing, those tests will be performed at the identified MnDOT Materials Laboratory. C. Consultant will be responsible for delivering the samples to the identified MnDOT Materials Laboratory. D. All testing is performed on testing equipment that is calibrated at least once per year, or at the specified intervals, in accordance with MnDOT s Laboratory, Bituminous, Concrete and Grading and Base Manuals. III. Provided By Hennepin County Information to be supplied by Hennepin County for a project may include the most recent version of some or all of the following: A. Contract Documents Rev. June 2014 Page 9 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
10 B. MnDOT Schedule of Materials Control included in the construction contract IV. Provided by Consultant Deliverables to be supplied by the consultant for a project may include the following: A. Materials Sampling and Testing Field Sampling & Testing project-specific reports and documents. B. Daily diaries, logs and records for a record of the Contractor s progress C. Documentation of materials sampling and testing D. Necessary concrete, bituminous and grading and base reports. MnDOT resources materials to be supplied by consultant as may be needed for completion of services on a project may include the following: A. MnDOT Standard Specifications for Construction B. MnDOT Bituminous Manual C. MnDOT Concrete Manual D. MnDOT Laboratory Manual E. MnDOT Contract Administration Manual F. MnDOT Grading and Base Manual G. MnDOT Bridge Construction Manual H. MnDOT Bridge Standard Plans I. MnDOT Standard Plans Manual J. MnDOT Standard Plates Manual K. MnDOT Standard Signs Manual L. MnDOT Technical Manual M. MnDOT Traffic Engineering Manual N. MnDOT Labor Compliance Manual Rev. June 2014 Page 10 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
11 O. MnDOT Technical Certification Handbook P. MnDOT Technical Memorandums Q. Staking Information Sheets R. Minnesota Manual of Uniform Traffic Control Devices (MN MUTCD) S. MnDOT Landscape Projects Manual Rev. June 2014 Page 11 of 15 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
12 Work Type: Highway Materials Testing Geotechnical Laboratory Testing, Geotechnical Laboratory Testing, Standard Penetration (SPT) & Rock Coring, Cone Penetration Test, Solid Stem Auger Drilling, and Materials Sampling & Testing- Field Sampling and Testing NOTE: A consultant firm becomes pre-qualified based on the qualifications of the personnel that are employed by the firm. Key Personnel Requirements At least one professional civil engineer with relevant experience Sufficient production staff Minimum number of Key Personnel: For Standard Penetration (SPT) & Rock Coring, Cone Penetration Test and Solid Stem Auger Drilling: At least one employee with a Minnesota Department of Health License for Monitoring Well Contractor (or equivalent). One employee may be allowed if that person meets both of these requirements. For Materials Sampling & Testing- Field Sampling and Testing: At least one inspector with all the proper professional certifications listed below. Page 12 of 15 Rev. June 2014 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
13 Proof of Professional Certification/Licensure (Submit in PDF format) Qualified professional civil engineer must be a licensed Civil Engineer with the Minnesota State Board of Professional Engineers. All certifications and licenses required by AASHTO R 18, Establishing and Implementing a Quality System for Construction Materials Testing Laboratories and technical certifications required by MnDOT specifications for the testing performed. For Standard Penetration (SPT) & Rock Coring, Cone Penetration Test and Solid Stem Auger Drilling: Minnesota Department of Health (or equivalent) registered/licensed Monitoring Well Contractor. For Materials Sampling & Testing- Field Sampling and Testing: High school graduate MnDOT Technical Certification, Concrete Field Level 1 MnDOT Technical Certification, Bituminous Street Level 1 MnDOT Technical Certification, Grading and Base Level 1 Documentation Requirements Page 13 of 15 Rev. June 2014 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
14 I. Project Experience Submit PDF of Form PQ1 A. Complete Parts 1 and 2 of Form PQ1 Part 1: Fill out general information and names of personnel and specify which Level application is sought. Qualifying experience of staff must be documented by personal experience histories of the firm's principals or key personnel. Personnel requirements of the qualified staff must be demonstrated by reference to completed qualifying requirements of AASHTO R 18. Key Personnel must list experience on at least two projects (maximum of five) in the last ten years. The laboratory, not the company, performing the testing must be accredited by the AASHTO Materials Reference Laboratory (AMRL) or a comparable laboratory accreditation program approved by MnDOT and the FHWA for all test procedures performed. Sufficient production staff must also be documented. *To be a part of this work type, firms do not have to be accredited laboratories in all fields. A list of the currently accredited laboratories can be found at Please verify with this site that your laboratory is currently accredited prior to applying for prequalification for this work type with Hennepin County. II. Example Projects Requirements Submit PDF of Form PQ2 III. Supplemental Information Submit PDF A. For Standard Penetration (SPT) & Rock Coring: Provide a description or submit a project cut-sheet as examples of at least one example for each proposed person. Example must be from a project completed within the last five years. Example must be a boring log. B. For Cone Penetration Test: Submit one example performed by submitted personnel of a CPT log from a completed project within the last ten years. List other professional and technical personnel used to support pre-qualification AND list and describe the lab. Responder must specify which accredited AMRL lab location will be utilized for project work under this work type. IV. Affidavit Submit in PDF format A. For Solid Stem Auger Drilling: Submit Affidavit for MnDOT s Electronic Boring Log Standards form. Page 14 of 15 Rev. June 2014 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
15 Submittal Instructions Each Work Type Submittal must include the following individual items submitted in the following order as a single PDF: File name: FIRMNAME_WORKTYPENAME 1. Cover Letter 2. Form PQ1- Project Experience 3. Form PQ2 Project Description (or allowable equivalent) 4. Form PQ3 Supplemental Information (if required) the completed package to [email protected] NOTE: A separate Submittal is required for EACH Work Type. Page 15 of 15 Rev. June 2014 Based on MnDOT 6.2, 6.3, 6.6, 6.7, 6.8, 11.4
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