Security Target. ST Version 1.1. August 26, 2014

Transcription

1 Security Target Juniper Networks M, T, MX and PTX Routers and EX9200 Switches running Junos OS 13.3R1.8 and Juniper QFX and EX Switches Running Junos OS 13.2X50-D19 and Junos OS 13.2X51-D20 ST Version 1.1 August 26, 2014 Version Juniper Networks Page 1 of 58

2 Prepared By: Juniper Networks, Inc North Mathilda Avenue Sunnyvale, CA Abstract This document provides the basis for an evaluation of a specific Target of Evaluation (TOE), the Junos OS 13.3R1.8 running on M-Series Multiservice Edge Routers, MX-Series 3D Universal Edge Routers, T- Series Core Routers, PTX-Series Packet Transport Switches and EX-9200 Ethernet Switches and Junos OS 13.2X51-D20 and Junos OS 13.2X50-D19 running on QFX-Series and EX-Series Ethernet Switches. This Security Target (ST) defines a set of assumptions about the aspects of the environment, a list of threats that the product intends to counter, a set of security objectives, a set of security requirements and the IT security functions provided by the TOE which meet the set of requirements. Version Juniper Networks Page 2 of 58

3 Table of Contents 1 Introduction ST Reference TOE Reference About This Document Document Conventions Document Terminology TOE Overview TOE Boundaries Physical Boundary Logical Boundary Summary of Out-of-Scope Items Conformance Claims CC Conformance Claim PP Claim Security Problem Definition Threats Organizational Security Policies Assumptions Security Objectives Security Objectives for the TOE Security Objectives for the Operational Environment Security Objectives Rationale Extended Security Requirement Components Definition Extended TOE Security Functional Requirement Components FAU_STG_EXT.1 External Audit Trail Storage FCS_CKM_EXT.4 Cryptographic Key Zeroization FCS_RBG_EXT.1 Extended: Random Bit Generation FCS_SSH_EXT.1 Explicit: SSH FIA_PMG_EXT.1 Password Management FIA_UAU_EXT.2 Extended: Password-based Authentication Mechanism FIA_UIA_EXT.1 Extended: Password-based Authentication and Identification Mechanism FPT_APW_EXT.1 Extended: Protection of Administrator Passwords FPT_SKP_EXT.1 Extended: Protection of TSF data (for reading of all symmetric keys) FPT_TST_EXT.1 Extended: TSF testing FPT_TUD_EXT.1 Extended: Management of TSF Data FTA_SSL_EXT.1 Extended: TSF-initiated Session Locking Extended TOE Security Assurance Requirement Components Security Requirements Security Functional Requirements Security Audit (FAU) Cryptographic Support (FCS) User Data Protection (FDP) Identification and Authentication (FIA) Security Management (FMT) Protection of the TSF (FPT) TOE Access (FTA) Trusted Path/Channels (FTP) Security Assurance Requirements Security Requirements Rationale Version Juniper Networks Page 3 of 58

4 6.3.1 Security Functional Requirements Rationale Security Assurance Requirements Rationale TOE Summary Specification Security Audit Cryptographic Support User Data Protection Identification and Authentication Security Management Protection of the TSF TOE Access Trusted Path/Channels RFC Conformance Statements Conformance Statements for Finite Field-Based and Elliptic Curve-Based Key Establishment Schemes Audit Events Install Packages M/Mx/T/PTX Routers EX9200 Switches Ethernet Switches Appendices References Glossary Acronyms List of Tables Table 1 - ST Organization and Section Descriptions... 6 Table 2 - List of Network Device Hardware... 9 Table 3 - TOE Logical Boundary Table 4 - Threats Addressed by the TOE Table 5 - Organizational Security Policies Table 6 - Assumptions Table 7 TOE Security Objectives Table 8 Operational Environment Security Objectives Table 9 TOE Security Functional Requirements Table 10 Security Assurance Requirements Table 11 Satisfaction of dependencies Table 12 CAVP Certificate Results Table 13 Key zeroization handling Table 14 RFC Conformance Statements Table 15 [800-56A] Conformance Statements Table 16 - Security Audit Requirements Version Juniper Networks Page 4 of 58

5 Table 17 - Acronyms used in the Security Target Version Juniper Networks Page 5 of 58

6 1 Introduction This section identifies the Security Target (ST), Target of Evaluation (TOE), Security Target organization, document conventions, and terminology. It also includes an overview of the evaluated products. 1.1 ST Reference ST Title Security Target: Juniper Networks M, T, MX and PTX Routers and EX9200 Switches running Junos OS 13.3R1.8 and Juniper QFX and EX Switches Running Junos OS 13.2X50-D19 and Junos OS 13.2X51-D20 ST Revision 1.1 ST Draft Date August 26, 2014 Author Juniper Networks, Inc. 1.2 TOE Reference TOE Reference Juniper Networks M, T, MX and PTX Routers and EX9200 Switches running Junos OS 13.3R1.8 and Juniper QFX and EX Switches Running Junos OS 13.2X50-D19 and Junos OS 13.2X51-D About This Document This Security Target follows the following format: SECTION TITLE DESCRIPTION 1 Introduction Provides an overview of the TOE and defines the hardware and software that make up the TOE as well as the physical and logical boundaries of the TOE 2 Conformance Claims Lists evaluation conformance to Common Criteria versions, Protection Profiles, or Packages where applicable 3 Security Problem Definition Specifies the threats, assumptions and organizational security policies that affect the TOE 4 Security Objectives Defines the security objectives for the TOE/operational environment and provides a rationale to demonstrate that the security objectives satisfy the threats 5 Security Requirements Contains the functional and assurance requirements for this TOE 6 TOE Summary Specification Identifies the IT security functions provided by the TOE and also identifies the assurance measures targeted to meet the assurance requirements 7 Rationale Demonstrates traceability and internal consistency 8 Audit Events TOE audit events are listed here 9 Appendices Supporting material Table 1 - ST Organization and Section Descriptions Version Juniper Networks Page 6 of 58

7 1.3.1 Document Conventions The CC defines operations on Security Functional Requirements: assignments, selections, assignments within selections and refinements. This document uses the following font conventions to identify the operations defined by the CC that are not already completed in [NDPP] 1 : Assignment: Indicated with italicized text; Refinement made by PP author: Indicated with bold text and strikethroughs, if necessary; Selection: Indicated with underlined text; Assignment within a Selection: Indicated with italicized and underlined text. Iterations are indicated by appending the iteration number in parenthesis, e.g., (1), (2), (3). Iterations identified in [NDPP] are identified in the same manner in this ST Document Terminology See Section 10.2for the Glossary. 1.4 TOE Overview The Target of Evaluation (TOE) includes: the following secure network devices running Junos OS 13.3R1.8: M-Series Multiservice Edge Routers:M7i M10i M120 M320 MX-Series 3D Universal Edge Routers: MX5 MX10 MX40 MX80 MX104 MX240 MX480 MX960 MX2010 MX T-Series Core Routers: T640 T1600 T4000 PTX-Series Packet Transport Switches: PTX3000 PTX5000 EX-Series Ethernet Switches: EX9200 (EX9204, EX9208 & EX9214) the following secure network devices running Junos OS 13.2X51-D20 EX-Series Ethernet Switches: EX2200 EX4300 EX4500 EX4550 QFX-Series Ethernet Switches: QFX5100 the following secure network devices running Junos OS 13.2X50-D19 EX3200 EX3300 EX4200 EX6210 EX8208 EX TOE Boundaries The TOE consists of the following components: 1 i.e. if a selection, assignment or refinement has been made in [NDPP] it will not also be marked using the font conventions (although any square brackets used in [NDPP] will be retained) in this security target, thereby highlighting the additional operations completed in the Security Target. 2 The MX104 has been renamed to AMX1100 Version Juniper Networks Page 7 of 58

8 1. Network devices (as detailed in Table 2 below). 2. Junos OS 13.3R1.8 or Junos OS 13.2X51-D20 or Junos OS 13.2X50-D19: an operating system for security appliances. The TOE is managed and configured via Command Line Interface. Each appliance is a secure network device that protects itself largely by offering only a minimal logical interface to the network and attached nodes. All router platforms are powered by the same JUNOS software, which is a special purpose OS that provides no general purpose programming capability. JUNOS provides both management and control functions as well as all IP routing. Each Juniper Networks M-series, MX-series, and T-series, routing platform is a complete routing system that supports a variety of high-speed interfaces (only Ethernet is within scope of the evaluation) for medium/large networks and network applications. Juniper Networks routers share common JUNOS software, features, and technology for compatibility across platforms. The hardware has two components: the router itself and the PICs/DPC that have been installed in the router. The various PICs/DPC that have been installed in the router allow it to communicate with the different types of networks that may be required within the environment where the router will be used. The router architecture of each platform cleanly separates routing and control functions from packet forwarding operations, thereby eliminating bottlenecks and permitting the router to maintain a high level of performance. Each router consists of two major architectural components: The Routing Engine (RE), which provides Layer 3 routing services and network management and control; The Packet Forwarding Engine (PFE), which provides all operations necessary for transit packet forwarding. The Routing Engine and Packet Forwarding Engine perform their primary tasks independently, while constantly communicating through a high-speed internal link. This arrangement provides streamlined forwarding and routing control and the capability to run Internet-scale networks at high speeds. The PTX-Series, QFX-Series and EX-series switches provide high-performance, carrier-class networking solutions, supporting a variety of high-speed Ethernet interfaces for medium/large networks. The PTX- Series, QFX-Series and EX-series switches share common JUNOS software with the routers, such that control plane features are implemented consistently with those of the routers. The PTX-Series and EX9200-series platforms are designed as hardware devices, featuring complete Layer 2 and Layer 3 switching capabilities. The switching platforms are powered by the same JUNOS modular architecture as the routers. The hardware abstraction layer allows control-plane features to be written once and implemented seamlessly on the underlying hardware. This modular approach also enhances fault-tolerance, as each JUNOS software protocol daemon runs in its own protected memory space and can be gracefully restarted independently without impacting the rest of the system. The T4000 and PTX-series platforms are 64-bit architecture. Version Juniper Networks Page 8 of 58

9 1.5.1 Physical Boundary Series Model Firmware M-Series M7i M10i M120 M320 Junos OS 13.3R1.8 MX-Series MX5 MX10 MX40 MX80 MX104 MX240 MX480 MX960 MX2010 MX2020 Junos OS 13.3R1.8 T-Series T640 T1600 T4000 Junos OS 13.3R1.8 PTX-Series PTX3000 PTX5000 Junos OS 13.3R1.8 EX-Series EX9200 (EX9204, EX9208 & EX9214) Junos OS 13.3R1.8 EX3200 EX3300 EX4200 EX6210 EX8208 EX8216 EX2200 EX4300 EX4500 EX4550 Junos OS 13.2X50-D19 Junos OS 13.2X51-D20 QFX-Series QFX5100 Junos OS 13.2X51-D20 Table 2 - List of Network Device Hardware The TOE is comprised of the Junos OS 13.3R1.8 or Junos OS 13.2X51-D20 or Junos OS 13.2X50-D19 firmware running on the appliances listed in Table 2 above (including the software implementing the Routing Engine and the software and ASICs implementing the Packet Forwarding Engine 3 ). Hence the TOE is contained within the physical boundary of the specified appliance chassis. Details of the appliance specific install packages of the Junos OS 13.3R1.8 or Junos OS 13.2X51-D20 or Junos OS 13.2X50-D19 firmware are provided in Section 9, Install Packages. The guidance documents included as part of the TOE are: [SB_EX] [ECG13.2] [ECG13.3] [SLM] [SSG] Junos OS for EX Series Ethernet Switches System Basics on EX9200 Switches Junos OS Common Criteria Evaluation Configuration Guide for Devices Running Junos OS 13.2 Junos OS Common Criteria Evaluation Configuration Guide for Devices Running Junos OS 13.3R1.8 Junos OS System Log Messages Reference Junos OS System Services Administration Guide for Routing Devices Logical Boundary This section outlines the boundaries of the security functionality of the TOE; the logical boundary of the TOE includes the security functionality described in the following sections. TSF Audit (FAU) DESCRIPTION Junos auditable events are stored in the syslog files, and can be sent to an 3 The lower layers of the PFE (the DPC, PIC and Line Card network interface components) which simply deal with physical interfaces mechanics are out of scope. Version Juniper Networks Page 9 of 58

10 TSF Cryptographic Support (FCS) User Data Protection Identification and Authentication (FIA) Security Management (FMT) Protection of the TSF (FPT) TOE Access (FTA) Trusted Path/Channels (FTP) DESCRIPTION external log server (via Netconf over SSH). Auditable events include start-up and shutdown of the audit functions, authentication events, service requests, as well as the events listed in the table in Section 8. Audit records include the date and time, event category, event type, username, and the outcome of the event (success or failure). Local syslog storage limits are configurable and are monitored. In the event of storage limits being reached the oldest logs will be overwritten. The TOE includes a baseline cryptographic module that provides confidentiality and integrity services for authentication and for protecting communications with adjacent systems. The TOE is designed to process network packets and forward them as appropriate. The packet handling is implemented in such a manner as to prevent the leakage of user data from one packet into other packet(s) there were not intended by the originator. The TOE requires users to provide unique identification and authentication data before any administrative access to the system is granted.. The devices also require that applications exchanging information with them successfully authenticate prior to any exchange. This covers all services used to exchange information, including Secure Shell (SSH). Telnet, File Transfer Protocol (FTP), Secure Socket Layer (SSL) are out of scope. The TOE provides an Authorized Administrator role that is responsible for: the configuration and maintenance of cryptographic elements related to the establishment of secure connections to and from the evaluated product the regular review of all audit data; all administrative tasks (e.g., creating the security policy). The devices are managed through a Command Line Interface (CLI). The CLI is accessible through remote administrative session. The TOE provides protection mechanisms for its security functions. One of the protection mechanisms is to protect TFS data (e.g. cryptographic keys, administrator passwords). Another protection mechanism is to ensure the integrity of any software/firmware updates are can be verified prior to installation. The TOE provides for both cryptographic and non-cryptographic self-tests, and is capable of automated recovery from failure states. Also, reliable timestamp is made available for use by the TOE. The TOE can be configured to terminate interactive user sessions and to present an access banner with warning messages prior to authentication. The TOE creates trusted channels between itself and remote trusted authorized IT product (e.g. syslog server) entities that protect the confidentiality and integrity of communications. The TOE creates trusted paths between itself and remote administrators and users that protect the confidentiality and integrity of communications. Table 3 - TOE Logical Boundary Version Juniper Networks Page 10 of 58

11 1.5.3 Summary of Out-of-Scope Items The only security functionality addressed by the evaluation is the functionality specified by the functional requirements in Section 6.1, and does not include additional product capabilities such as use of IPsec and information flow control based on traffic filters. The following items are out of the scope of the evaluation: External syslog server 4 Use of telnet, since it violates the Trusted Path requirement set (see Section 6.1) Use of FTP, since it violates the Trusted Path requirement set (see Section 6.1) Use of SNMP, since it violates the Trusted Path requirement set (see Section 6.1) Use of SSL, including management via J-Web, JUNOScript and JUNOScope, since it violates the Trusted Path requirement set (see Section 6.1) Media use (other than during installation of the TOE) Use of root account, other than during initial installation and configuration. 4 Although an external syslog server is expected to be present in the operational environment, the syslog server itself is not subject to evaluation. Version Juniper Networks Page 11 of 58

12 2 Conformance Claims 2.1 CC Conformance Claim The TOE is Common Criteria Version 3.1 Revision 4 (September 2012) Part 2 extended and Part 3 conformant. 2.2 PP Claim The TOE conforms (exact compliance) to the following Protection Profile: Security Requirements for Network Devices, Version 1.1, 08June 2012 [NDPP] Security Requirements for Network Devices Errata #2, 13 January , [NDPPerr] It is understood that exact compliance, as specified in [NDPPerr], is a subset of strict conformance whereby the ST contains all of the requirements in [NDPP] section 4 and the relevant requirements from Appendix C [NDPP]. There is no iteration of requirements in this ST and no additional requirements (from [CC2] or [CC3]) in the ST. Further, no requirements in [NDPP] section 4 are omitted. The Security Problem definition in this Security Target is consistent with the security problem definition detailed in [NDPP] Section 2. The threats in this ST are the same as the resulting threats detailed in Table 4 of [NDPP] Annex A. The organizational security policies in this ST are the same as those specified in Table 5 of [NDPP] Annex A and the assumptions in this ST are the same as those in Table 3 of [NDPP] Annex A. The statement of security objectives in this ST is consistent with the statement of security objectives detailed in [NDPP] Section 3. The Security Objectives for the TOE specified in this ST are the same as those in Table 6 of [NDPP] Annex A and the Security Objectives for the Operational Environment specified in this ST are the same as those in Table 7 of [NDPP] Annex A. The statement of requirement sin this ST is consistent with the statement of requirements detailed in [NDPP] Section 4. The Security Functional Requirements specified in this ST are the same as those in [NDPP] Section 4.2, with all extended requirements taken from [NDPP] Section 4.2. The Security Assurance Requirements specified in this ST include all those in [NDPP] Section 4.3, with all refinements taken from [NDPP] Section 4.3. In addition to those Security Assurance Requirements specified in [NDPP] this ST includes the ASE requirements necessary to evaluate this Security Target as part of a TOE evaluation. From the additional requirements specified in [NDPP] Annex C, the (extended) requirement FCS_SSH_EXT.1 Explicit SSH is selected. There are no claims for IPSec, TLS or HTTPS included in this ST, so the extended requirements FCS_IPSEC_EXT.1, FCS_TLS_EXT.1, FCS_HTTPS_EXT.1 and FIA_PSK_EXT.1 detailed in Annex C of [NDPP] and [NDPPerr] are not included in this ST. In addition, as there are no separate parts of the TOE the additional requirementfpt_itt.1 (also specified in [NDPP] Annex C) is not applicable and is not included in this ST. No requirements are contained in this ST that are in addition to those specified in [NDPP] & [NDPPerr]. 5 Errata #2 is dated 2013 in error, rather than Version Juniper Networks Page 12 of 58

13 3 Security Problem Definition The security problem to be addressed by the TOE is described by threats and policies that are common to network devices, as opposed to those that might be targeted at the specific functionality of a specific type of network device, as specified in [NDPP]. This chapter identifies assumptions as A.assumption, threats as T.threat and policies as P.policy. Note that the assumptions, threats, and policies are the same as those found in [NDPP] such that this TOE serves to address the Security Problem. 3.1 Threats The following threats are addressed by the TOE, as detailed in table 4 of [NDPP] Annex A. T.ADMIN_ERROR T.TSF_FAILURE T.UNDETECTED_ACTIONS T.UNAUTHORIZED_ACCESS T.UNAUTHORIZED_UPDATE T.USER_DATA_REUSE THREAT Table 4 - Threats Addressed by the TOE DESCRIPTION An authorized administrator may incorrectly install or configure the TOE incorrectly, resulting in ineffective security mechanisms. Security mechanisms of the TOE may fail, leading to a compromise of the TSF. Malicious remote users or external IT entities may take actions that adversely affect the security of the TOE. These actions may remain undetected and thus their effects cannot be effectively mitigated. A user may gain unauthorized access to the TOE data and TOE executable code. A malicious user, process, or external IT entity may masquerade as an authorized entity in order to gain unauthorized access to data or TOE resources. A malicious user, process, or external IT entity may misrepresent itself as the TOE to obtain identification and authentication data. A malicious party attempts to supply the end user with an update to the product that may compromise the security features of the TOE. User data may be inadvertently sent to a destination not intended by the original sender. 3.2 Organizational Security Policies An organizational security policy is a set of rules, practices, and procedures imposed by an organization to address its security needs. The TOE is required to meet the following organizational security policies, as specified in table 5 of [NDPP] Annex A. Version Juniper Networks Page 13 of 58

14 POLICY NAME P.ACCESS_BANNER Table 5 - Organizational Security Policies POLICY DESCRIPTION The TOE shall display an initial banner describing restrictions of use, legal agreements, or any other appropriate information to which users consent by accessing the TOE. 3.3 Assumptions This section contains assumptions regarding the security environment and the intended usage of the TOE, as specified in table 3 of [NDPP] Annex A. ASSUMPTION A.NO_GENERAL_PURPOSE A.PHYSICAL A.TRUSTED_ADMIN DESCRIPTION It is assumed that there are no general-purpose computing capabilities (e.g., compilers or user applications) available on the TOE, other than those services necessary for the operation, administration and support of the TOE. Physical security, commensurate with the value of the TOE and the data it contains, is assumed to be provided by the environment. TOE Administrators are trusted to follow and apply all admin guidance in a trusted manner. Table 6 - Assumptions Version Juniper Networks Page 14 of 58

15 4 Security Objectives 4.1 Security Objectives for the TOE The IT Security Objectives for the TOE are detailed below, as specified in table 6 of [NDPP] Annex A. OBJECTIVE O.PROTECTED_COMMUNICATIONS O.VERIFIABLE_UPDATES O.SYSTEM_MONITORING O.DISPLAY_BANNER O.TOE_ADMINISTRATION O.RESIDUAL_INFORMATION_CLEARING O.SESSION_LOCK O.TSF_SELF_TEST DESCRIPTION The TOE will provide protected communication channels for administrators, other parts of a distributed TOE, and authorized IT entities. The TOE will provide the capability to help ensure that any updates to the TOE can be verified by the administrator to be unaltered and (optionally) from a trusted source. The TOE will provide the capability to generate audit data and send those data to an external IT entity. The TOE will display an advisory warning regarding use of the TOE. The TOE will provide mechanisms to ensure that only administrators are able to log in and configure the TOE, and provide protections for logged-in administrators. The TOE will ensure that any data contained in a protected resource is not available when the resource is reallocated. The TOE shall provide mechanisms that mitigate the risk of unattended sessions being hijacked. The TOE will provide the capability to test some subset of its security functionality to ensure it is operating properly. Table 7 TOE Security Objectives 4.2 Security Objectives for the Operational Environment The security objectives for the operational environment are detailed below, as specified in table 7 of [NDPP] Annex A. OBJECTIVE OE.NO_GENERAL_PURPOSE OE.PHYSICAL OE.TRUSTED_ADMIN DESCRIPTION There are no general-purpose computing capabilities (e.g., compilers or user applications) available on the TOE, other than those services necessary for the operation, administration and support of the TOE. Physical security, commensurate with the value of the TOE and the data it contains, is provided by the environment. TOE Administrators are trusted to follow and apply all admin guidance in a trusted manner. Table 8 Operational Environment Security Objectives 4.3 Security Objectives Rationale As these objectives for the TOE and operational environment are the same as those specified in [NDPP], the rationales provided in the prose of [NDPP] Section 3 and in the tables in [NDPP] Annex A Version Juniper Networks Page 15 of 58

16 are wholly applicable to this security target as the statements of threats, assumptions, OSPs and security objectives provided in this security target are the same as those defined in the [NDPP]. Version Juniper Networks Page 16 of 58

17 5 Extended Security Requirement Components Definition This section defines the extended Security Functional Requirements (SFRs) to be met by the TOE as drawn from [NDPP]. 5.1 Extended TOE Security Functional Requirement Components This section specifies the extended SFRs for the TOE FAU_STG_EXT.1 External Audit Trail Storage FAU_STG_EXT.1 External Audit Trail Storage requires the TSF to use an external IT entity for audit data storage. It is modeled after FAU_STG.1, and is considered to be part of the FAU_STG family. Management: FAU_STG_EXT.1 There are no management activities foreseen. Audit: FAU_STG_EXT.1 There are no auditable events foreseen. FAU_STG_EXT.1 External Audit Trail Storage Hierarchical to: Dependencies: FAU_STG_EXT.1.1 No other components FAU_GEN.1 Audit data generation FTP_ITC.1 Inter-TSF trusted channel The TSF shall be able to [selection: transmit the generated audit data to an external IT entity, receive and store audit data from an external IT entity] using a trusted channel implementing the [selection: IPsec, SSH, TLS, TLS/HTTPS] protocol FCS_CKM_EXT.4 Cryptographic Key Zeroization FCS_CKM_EXT.4 Cryptographic key zeroization requires cryptographic keys and cryptographic critical security parameters to be zeroized. It is modeled after FCS_CKM.4, and is considered to be part of the FCS_CKM family. Management: FCS_CKM_EXT.4 There are no management activities foreseen. Audit: FCS_CKM_EXT.4 There are no auditable events foreseen. FCS_CKM_EXT.4Cryptographic Key Zeroization Hierarchical to: Dependencies: No other components FDP_ITC.1 Import of user data without security attributes, or FDP_ITC.2 Import of user data with security attributes, or FCS_CKM.1 Cryptographic key generation Version Juniper Networks Page 17 of 58

18 FCS_CKM_EXT.4.1 The TSF shall zeroize all plaintext secret and private cryptographic keys and CSPs when no longer required FCS_RBG_EXT.1 Extended: Random Bit Generation FCS_RBG_EXT.1 Extended: Random Bit Generation requires random bit generation to be performed in accordance with selected standards and seeded by an entropy source. It is modeled after FCS_COP.1, but belongs to a new family defined for the FCS Class. Management: FCS_RBG_EXT.1 There are no management activities foreseen. Audit: FCS_RBG_EXT.1 There are no auditable events foreseen. FCS_RBG_EXT.1 Extended: Random Bit Generation Hierarchical to: Dependencies: FCS_RBG_EXT.1.1 FCS_RBG_EXT.1.2 No other components None FCS_SSH_EXT.1 Explicit: SSH The TSF shall perform all random bit generation (RBG) services in accordance with [selection, choose one of: NIST16 Special Publication using [selection: Hash_DRBG17 (any), HMAC18_DRBG (any), CTR19_DRBG (AES20), Dual_EC21_DRBG (any)]; FIPS Pub Annex C: X9.31 Appendix 2.4 using AES] seeded by an entropy source that accumulated entropy from [selection, one or both of: a software-based noise source; a TSF-hardware-based noise source]. The deterministic RBG shall be seeded with a minimum of [selection, choose one of: 128 bits, 256 bits] of entropy at least equal to the greatest security strength of the keys and hashes that it will generate. FCS_SSH_EXT.1 Extended: SSH requires that SSH be implemented. It belongs to a new family defined for the FCS Class. Management: FCS_SSH_EXT.1 There are no management activities foreseen. Audit: FCS_SSH_EXT.1 The following actions should be auditable if FAU_GEN Security audit data generation is included in the ST: a) Failure to establish a SSH session, and reason for failure; b) Establishment/Termination of a SSH session, and non-toe endpoint of connection (IP address) for both successes and failures. FCS_SSH_EXT.1 Extended: SSH Hierarchical to: Dependencies: No other components FCS_COP.1(1) Cryptographic operation (for data encryption/decryption) Version Juniper Networks Page 18 of 58

19 FCS_COP.1(2) Cryptographic operation (for cryptographic signature) FCS_COP.1(3) Cryptographic Operation (for cryptographic hashing) FCS_COP.1(4) Cryptographic Operation (for keyed-hash message authentication) FCS_RBG_EXT.1 Extended: Cryptographic Operation (Random Bit Generation) FCS_CKM.1 Cryptographic Key Generation FCS_CKM_EXT.4 Cryptographic Key Zeroization FCS_SSH_EXT.1.1 The TSF shall implement the SSH protocol that complies with RFCs 4251, 4252, 4253, and 4254, and [selection: 5656, 6668, no other RFCs]. FCS_SSH_EXT.1.2 FCS_SSH_EXT.1.3 FCS_SSH_EXT.1.4 FCS_SSH_EXT.1.5 FCS_SSH_EXT.1.6 FCS_SSH_EXT.1.7 The TSF shall ensure that the SSH protocol implementation supports the following authentication methods as described in RFC 4252: public key-based, password-based. The TSF shall ensure that, as described in RFC 4253, packets greater than [assignment: number of bytes] bytes in an SSH transport connection are dropped. The TSF shall ensure that the SSH transport implementation uses the following encryption algorithms: AES-CBC-128, AES-CBC-256, [selection: AEAD_AES_128_GCM, AEAD_AES_256_GCM, no other algorithms]. The TSF shall ensure that the SSH transport implementation uses [selection: SSH_RSA, ecdsa-sh2-nistp256] and [selection: PGP-SIGN-RSA, PGP-SIGN-DSS, ecdsa-sha2-nistp384, no other public key algorithms,] as its public key algorithm(s). The TSF shall ensure that data integrity algorithms used in SSH transport connection is [selection: hmac-sha1, hmac-sha1-96, hmac-sha2-256, hmacsha2-512]. The TSF shall ensure that diffie-hellman-group14-sha1 and [selection: ecdhsha2-nistp256, ecdh-sha2-nistp384, ecdh-sha2-nistp521, no other methods] are the only allowed key exchange methods used for the SSH protocol FIA_PMG_EXT.1 Password Management FIA_PMG_EXT.1 Password Management defines the password strength requirements that the TSF will enforce. It belongs to a new family defined for FIA class. Management: FIA_PMG_EXT.1 There are no management activities foreseen. Audit: FIA_PMG_EXT.1 There are no auditable events foreseen. FIA_PMG_EXT.1 Password Management Hierarchical to: Dependencies: FIA_PMG_EXT.1.1 No other components None The TSF shall provide the following password management capabilities for administrative passwords: Version Juniper Networks Page 19 of 58

20 1. Passwords shall be able to be composed of any combination of upper and lower case letters, numbers, and special characters: #, $, %, ^, &, *, (, ), [assignment: other characters]]; 2. Minimum password length shall settable by the Security Administrator, and support passwords of 15 characters or greater; FIA_UAU_EXT.2 Extended: Password-based Authentication Mechanism FIA_UAU_EXT.2 Extended: Password-based Authentication Mechanism requires a local password-based authentication mechanism and the capability for passwords to expire. In addition, other authentication mechanisms can be specified. It is considered to be part of the FIA_UAU family. Management: FIA_UAU_EXT.2 There are no management activities foreseen. Audit: FIA_UAU_EXT.2 The following actions should be auditable if FAU_GEN Security audit data generation is included in the ST: a) All use of the authentication mechanisms. FIA_UAU_EXT.2 Extended: Password-based Authentication Mechanism Hierarchical to: Dependencies: FIA_UAU_EXT.2.1 No other components None The TSF shall provide a local password-based authentication mechanism, [selection: [assignment: other authentication mechanism(s)], none] to perform user authentication FIA_UIA_EXT.1 Extended: Password-based Authentication and Identification Mechanism FIA_UIA_EXT.1 Extended: Password-based Authentication and Identification Mechanism, requires a local password-based authentication mechanism and the capability for passwords to expire. In addition, other authentication mechanisms can be specified. It is based on a combination of FIA_UAU.1 and FIA_UID.1, and belongs to a new family defined for class FIA. Management: FIA_UIA_EXT.1 There are no management activities foreseen. Audit: FIA_UIA_EXT.1 The following actions should be auditable if FAU_GEN Security audit data generation is included in the ST: a) All use of the authentication mechanism with provided user identity and origin of the attempt (e.g. IP address). FIA_UIA_EXT.1 Extended: Password-based Authentication and Identification Mechanism Hierarchical to: FIA_UID.1 Timing of identification FIA_UAU.1 Timing of Authentication Version Juniper Networks Page 20 of 58

21 Dependencies: FIA_UIA_EXT.1.1 FIA_UIA_EXT.1.2 None The TSF shall allow the following actions prior to requiring the non-toe entity to initiate the identification and authentication process: o Display the warning banner in accordance with FTA_TAB.1; o [selection: no other actions, [assignment: list of services, actions performed by the TSF in response to non-toe requests.]] The TSF shall require each administrative user to be successfully identified and authenticated before allowing any other TSF-mediated actions on behalf of that administrative user FPT_APW_EXT.1 Extended: Protection of Administrator Passwords FPT_APW_EXT.1 Extended: Protection of Administrator Passwords requires administrator passwords to be stored in non-plaintext form and requires the TOE to prevent reading of plaintext passwords. It is modeled after FPT_SSP.2, but it belongs to a new family defined for the FPT class. Management: FPT_APW_EXT.1 There are no management activities foreseen. Audit: FPT_APW_EXT.1 There are no audit activities foreseen. FPT_APW_EXT.1 Extended: Protection of Administrator Passwords Hierarchical to: Dependencies: FPT_APW_EXT.1.1 FPT_APW_EXT.1.2 No other components None The TSF shall store passwords in non-plaintext form. The TSF shall prevent the reading of plaintext passwords FPT_SKP_EXT.1 Extended: Protection of TSF data (for reading of all symmetric keys) FPT_SKP_EXT.1 Extended: Protection of TSF data (for reading of all symmetric keys) requires the TOE to prevent reading of all pre-shared, symmetric, and private keys. It is modeled after FPT_SSP.1, but it belongs to a new family defined for the FPT class. Management: FPT_SKP_EXT.1 There are no management activities foreseen. Audit: FPT_SKP_EXT.1 There are no audit activities foreseen. FPT_SKP_EXT.1 Extended: Protection of TSF data (for reading of all symmetric keys) Hierarchical to: Dependencies: FPT_SKP_EXT.1.1 No other components None The TSF shall prevent reading of all pre-shared keys, symmetric keys, and private keys. Version Juniper Networks Page 21 of 58

22 FPT_TST_EXT.1 Extended: TSF testing FPT_TST_EXT.1 Extended: TSF testing requires a suite of self-tests to be run during initial start-up in order to demonstrate correct operation of the TSF. It is modeled after FPT_TST.1, but belongs to a new family defined for class FPT. Management: FPT_TST_EXT.1 There are no management activities foreseen. Audit: FPT_TST_EXT.1 There are no audit activities foreseen. FPT_TST_EXT.1 TSF testing Hierarchical to: Dependencies: FPT_TST_EXT.1.1 No other components None The TSF shall run a suite of self-tests during initial start-up (on power on) to demonstrate the correct operation of the TSF FPT_TUD_EXT.1 Extended: Management of TSF Data FPT_TUD_EXT.1 Extended: Management of TSF Data, requires management tools be provided to update the TOE firmware and software, including the ability to verify the updates prior to installation. It belongs to a new family defined for the FPT class. Management: FPT_TUD_EXT.1 There are no management activities foreseen. Audit: FPT_TUD_EXT.1 The following actions should be auditable if FAU_GEN Security audit data generation is included in the ST: a) Initiation of update. FPT_TUD_EXT.1 Extended: Trusted Update Hierarchical to: Dependencies: FPT_TUD_EXT.1.1 FPT_TUD_EXT.1.2 FPT_TUD_EXT.1.3 No other components FCS_COP.1(2) Cryptographic operation (for cryptographic signature) FCS_COP.1(3) Cryptographic operation (for cryptographic hashing) The TSF shall provide security administrators the ability to query the current version of the TOE firmware/software. The TSF shall provide security administrators the ability to initiate updates to TOE firmware/software. The TSF shall provide a means to verify firmware/software updates to the TOE using a [selection: digital signature mechanism, published hash] prior to installing those updates. Version Juniper Networks Page 22 of 58

23 FTA_SSL_EXT.1 Extended: TSF-initiated Session Locking FTA_SSL_EXT.1 Extended: TSF-initiated Session Locking requires system initiated locking of an interactive session after a specified period of inactivity. It is part of the FTA_SSL family. Management: FTA_SSL_EXT.1 The following actions could be considered for the management functions in FMT: a) Specification of the time of user inactivity after which lock-out occurs for an individual user. Audit: FTA_SSL_EXT.1 The following actions should be auditable if FAU_GEN Security audit data generation is included in the ST: a) Any attempts at unlocking an interactive session. FTA_SSL_EXT.1 Extended: TSF-initiated Session Locking Hierarchical to: Dependencies: FTA_SSL_EXT.1.1 No other components FIA_UIA_EXT.1 Password-based Authentication and Identification Mechanism The TSF shall, for local interactive sessions, [selection: lock the session disable any activity of the user s data access display devices other than unlocking the session, and requiring that the administrator re-authenticate to the TSF prior to unlocking the session; terminate the session] after a Security Administrator-specified time period of inactivity. 5.2 Extended TOE Security Assurance Requirement Components There are no extended TOE Security Assurance Requirement Components required by [NDPP]. Version Juniper Networks Page 23 of 58

24 6 Security Requirements This section provides security functional and assurance requirements that must be satisfied by the TOE. These requirements consist of components from the CC Part 2 and Part 3, National Information Assurance Partnership (NIAP) interpreted requirements, and explicit requirements defined in [NDPP]. All extended components are taken from [NDPP] and as such are understood to be defined by [NDPP], hence no statement of extended components is required in this security target. 6.1 Security Functional Requirements This section specifies the security functional requirements (SFRs) for the TOE, organized by CC class as specified in [NDPP]. Table 8 identifies all the SFR s implemented by the TOE. CLASS HEADING CLASS_FAMILY DESCRIPTION AUDIT CRYPTOGRAPHIC SERVICES USER DATA PROTECTION FAU_GEN.1 FAU_GEN.2 FAU_STG_EXT.1 FCS_CKM.1 FCS_CKM_EXT.4 FCS_COP.1(1) FCS_COP.1(2) FCS_COP.1(3) FCS_COP.1(4) FCS_RBG_EXT.1 FCS_SSH_EXT.1 FDP_RIP.2 FIA_PMG_EXT.1 Audit Data Generation User Identity Association External Audit Trail Storage Cryptographic Key Generation (for asymmetric keys) Cryptographic Key Zeroization Cryptographic Operation (for data encryption/decryption) Cryptographic Operation (for cryptographic signature) Cryptographic Operation (for cryptographic hashing) Cryptographic Operation (for keyed-hash message authentication) Extended: Cryptographic Operation (Random Bit Generation) Explicit SSH Requirements Full residual information protection Extended: Password Management IDENTIFICATION & FIA_UIA_EXT.1 User Identification and Authentication AUTHENTICATION FIA_UAU_EXT.2 Extended: Password-based Authentication Mechanism SECURITY MANAGEMENT FIA_UAU.7 FMT_MTD.1 FMT_SMF.1 FMT_SMR.2 Protected Authentication Feedback Management of TSF Data (for general TSF data) Specification of Management Functions Restrictions on Security Roles PROTECTION OF THE TOE FPT_SKP_EXT.1 Extended: Protection of TSF Data (for reading of all symmetric keys) Version Juniper Networks Page 24 of 58

25 CLASS HEADING CLASS_FAMILY DESCRIPTION FPT_APW_EXT.1.1 FPT_STM.1 FPT_TUD_EXT.1 FPT_TST_EXT.1 FTA_EXT_SSL.1 Extended: Protection of Administrator Passwords Reliable Time Stamps Extended: Trusted Update TSF Testing TSF-initiated session locking TOE FTA_SSL.3 TSF-initiated termination ACCESS FTA_SSL.4 User-initiated termination TRUSTED PATH/CHANNEL FTA_TAB.1 FTP_ITC.1 FTP_TRP.1 Default TOE access banners Inter-TSF trusted channel Trusted path Table 9 TOE Security Functional Requirements Version Juniper Networks Page 25 of 58

26 6.1.1 Security Audit (FAU) Audit data generation (FAU_GEN.1) FAU_GEN.1.1 The TSF shall be able to generate an audit record of the following auditable events: a) Start-up and shut-down of the audit functions; b) All auditable events for the not specified level of audit; c) All administrative actions; and d) [specifically defined auditable events listed in Table 16, Section 8]. FAU_GEN.1.2 The TSF shall record within each audit record at least the following information: a) Date and time of the event, type of event, subject identity, and the outcome (success or failure) of the event; and b) For each audit event time, based on the auditable event definitions of the functional components included in the PP/ST, [information specified in column three of Table 1Table 16, Section 8] User identity association human users (FAU_GEN.2) FAU_GEN.2.1 For audit events resulting from actions of identified users, the TSF shall be able to associate each auditable event with the identity of the user that caused the event Protected audit trail storage (FAU_STG_EXT.1) FAU_STG_EXT.1.1 The TSF shall be able to [transmit the generated audit data to an external IT entity] using a trusted channel implementing the [SSH] protocol Cryptographic Support (FCS) Cryptographic Key Generation (for asymmetric keys) (FCS_CKM.1.1) FCS_CKM.1.1 The TSF shall generate asymmetric cryptographic keys used for key establishment in accordance with; [NIST Special Publication A, Recommendation for Pair-Wise Key Establishment Schemes Using Discrete Logarithm Cryptography for finite fieldbased key establishment schemes,] and specified cryptographic key sizes equivalent to, or greater than, a symmetric key strength of 112 bits Cryptographic Key Zeroization (for asymmetric keys) (FCS_CKM_EXT.4) FCS_CKM_EXT.4 The TSF shall zeroize all plaintext secret and private cryptographic keys and CSPs when no longer required. Version Juniper Networks Page 26 of 58

27 Cryptographic Operation(for data encryption/decryption) (FCS_COP.1) FCS_COP.1.1(1) The TSF shall perform [ encryption and decryption ] in accordance with a specified cryptographic algorithm [AES operating in [CBC mode]] and cryptographic key sizes 128-bitsand 256-bitsthat meets the following: FIPS PUB 197, Advanced Encryption Standard (AES) [NIST SP A, NIST SP D] Cryptographic Operation (for cryptographic signature) (FCS_COP.1(2)) FCS_COP.1.1(2) The TSF shall perform cryptographic signature services in accordance with a: Application Note: [RSA Digital Signature Algorithm (rdsa) with a key size (modulus) of 2048 bits or greater, or Elliptic Curve Digital Signature Algorithm (ECDSA) with a key size of 256 bits or greater] that meets the following: [Case RSA Digital Signature Algorithm FIPS PUB 186-3, "Digital Signature Standard " Case Elliptic Curve Digital Signature Algorithm FIPS PUB 186-3, "Digital Signature Standard " The TSF shall implement NIST curves P-256, P-384 and [P-521] (as defined in FIPS PUB 186-3, Digital Signature Standard ).] ECDSA is used for package verification by M/Mx/T/PTX-series and RSA is used for package verification by EX/QFX-series, as required for FPT_TUD_EXT.1. rdsa signature services are used by the SSH module, in support of the FCS_SSH_EXT.1 requirements Cryptographic Operation (for cryptographic hashing) (FCS_COP.1(3)) FCS_COP.1.1(3) The TSF shall perform [cryptographic hashing services] in accordance with a specified cryptographic algorithm [SHA-1, SHA-256] and message digest sizes [160, 256]bits that meet the following: FIPS Pub 180-3, Secure Hash Standard Cryptographic Operation (for key-hash message authentication) (FCS_COP.1(4)) FCS_COP.1.1(4) The TSF shall perform [keyed-hash message authentication] in accordance with a specified cryptographic algorithm HMAC-[SHA1, SHA-256, SHA-512], key size [160, 256, 512 bits], and message digest sizes [160, 256, 512] bits that meet the following: FIPS Pub 198-1, "The Keyed-Hash Message Authentication Code, and FIPS Pub 180-3, Secure Hash Standard. Version Juniper Networks Page 27 of 58

28 Extended: Cryptographic Operation (Random Bit Generation) (FCS_RBG_EXT.1) FCS_RBG_EXT.1.1 FCS_RBG_EXT.1.2 The TSF shall perform all random bit generation (RBG) services in accordance with [NIST Special Publication using [HMAC_DRBG (any)]] seeded by an entropy source that accumulated entropy from [a TSF-hardware-based noise source]. The deterministic RBG shall be seeded with a minimum of [256 bits] of entropy at least equal to the greatest security strength of the keys and hashes that it will generate Explicit: SSH (FCS_SSH_EXT.1) FCS_SSH_EXT.1.1 The TSF shall implement the SSH protocol that complies with RFCs 4251, 4252, 4253, and 4254, and [5656, 6668]. FCS_SSH_EXT.1.2 FCS_SSH_EXT.1.3 FCS_SSH_EXT.1.4 FCS_SSH_EXT.1.5 FCS_SSH_EXT.1.6 FCS_SSH_EXT User Data Protection (FDP) The TSF shall ensure that the SSH protocol implementation supports the following authentication methods as described in RFC 4252: public key-based, password-based. The TSF shall ensure that, as described in RFC 4253, packets greater than [256K] bytes in an SSH transport connection are dropped. The TSF shall ensure that the SSH transport implementation uses the following encryption algorithms: AES-CBC-128, AES-CBC-256, [no other algorithms]. The TSF shall ensure that the SSH transport implementation uses [SSH_RSA, ecdsa-sha2-nistp256] and [no other public key algorithms] as its public key algorithm(s). The TSF shall ensure that data integrity algorithms used in SSH transport connection is [hmac-sha1, hmac-sha2-256, hmac-sha2-512]. The TSF shall ensure that diffie-hellman-group14-sha1 and [ecdh-sha2- nistp256, ecdh-sha2-nistp384, ecdh-sha2-nistp521] are the only allowed key exchange methods used for the SSH protocol Full residual information protection (FDP_RIP.2) FDP_RIP.2.1 The TSF shall ensure that any previous information content of a resource is made unavailable upon the [deallocation of the resource from] all objects Identification and Authentication (FIA) Password Management (FIA_PMG_EXT.1) FIA_PMG_EXT.1.1 The TSF shall provide the following password management capabilities for administrative passwords: 1. Passwords shall be able to be composed of any combination of upper and lower case letters, numbers, and the following special characters #, $, %, ^, &, *, (, and ) ]; Version Juniper Networks Page 28 of 58

29 2. Minimum password length shall be settable by the Authorized 6 Administrator, and support passwords of 15characters or greater; User Identification and Authentication (FIA_UIA_EXT.1) FIA_UIA_EXT.1.1 FIA_UIA_EXT.1.2 The TSF shall allow the following actions prior to requiring the non-toe entity to initiate the identification and authentication process: Display the warning banner in accordance with FTA_TAB.1; [[routing/switching services, including ping, arp, BFD send (UDP port 49152), GRE OAM Keep-alive and SGR tunnel status (UDP port 49153) and HCM JVAS plugin (UDP port 49154) services]]. The TSF shall require each administrative user to be successfully identified and authenticated before allowing any other TSF-mediated actions on behalf of that administrative user Extended: Password-based Authentication mechanism (FIA_UAU_EXT.2) FIA_UAU_EXT.2.1 Application Note: The TSF shall provide a local password-based authentication mechanism, [public key-based authentication] to perform administrative user authentication. SSH_RSA is the public key algorithm supported for administrative user authentication Protected Authentication Feedback (FIA_UAU.7) FIA_UAU.7.1 The TSF shall provide only obscured feedback to the administrative user while the authentication is in progress at the local console Security Management (FMT) Management of TSF data (For General TSF data) (FMT_MTD.1) FMT_MTD.1.1 The TSF shall restrict the ability to manage the TSF data to the Authorized6Administrators Specification of management functions (FMT_SMF.1) FMT_SMF.1.1 The TSF shall be capable of performing the following management functions: Ability to administer the TOE locally and remotely; Ability to update the TOE, and to verify the updates using [digital signature] capability prior to installing those updates; 6 This is identified as a refinement as the PP uses the term Security Administrator in this instance, but defines the role Authorized Administrator in FMT_SMR.1 (see section ). Therefore, the ST has adopted and applied the term Authorized Administrator for consistency reasons. 7 The refinement at the local console is not marked in [NDPP]. Version Juniper Networks Page 29 of 58