Market Data + Services. Global regulatory solutions. Meet regulatory requirements the easy way

Transcription

1 Market Data + Services Global regulatory solutions Meet regulatory requirements the easy way

2 2 Global regulatory solutions Connectivity and applications for trading, business operations and regulatory compliance Deutsche Börse s software applications and services cover the entire connectivity, trading and settlement process chain of an exchange marketplace. The product range includes financial market connectivity, specialised trading software, applications for legal compliance and regulatory reporting as well as SaaS solutions for SWIFT connectivity, reconciliation and SEPA payments.

3 Global regulatory solutions 3 Table of contents 5 We make markets work 7 Regulatory and compliance services 10 Complementary solution 12 Market Data + Services 14 An overview 15 Contact information

4 450 firms use our MiFID and EMIR reporting capabilities Under EMIR & MiFIR, 80 % of all derivative contracts will have to be reported Source: Deloitte Luxembourg estimations based on BIS statistics (2013/2014)

5 Global regulatory solutions 5 We make markets work As one of the world s leading exchange organisations Deutsche Börse Group provides investors, financial institutions and companies access to global capital markets. Our business covers the entire process chain from securities and derivatives trading, clearing, settlement and custody, through to market data and the development and operation of electronic trading systems. Our reliable systems and our integrity as a neutral provider form the basis of our business philosophy. We operate to the most exacting standards to create products and services to meet the needs of international financial markets. As a listed company we work to create value for our customers and our shareholders.

6 7 million transactions daily for EMIR and 15 million monthly for MiFID Deutsche Börse reporting encompasses multiple European jurisdictions

7 Global regulatory solutions 7 Regulatory and compliance services Deutsche Börse supports financial service providers to meet their reporting obligations under MiFID and EMIR by delivering specialised reporting services. In addition, Deutsche Börse helps clients comply with anti-money laundering requirements. n MiFID transaction reporting n MiFID II transaction reporting n EMIR transaction reporting n REMIT transaction reporting n Anti-money laundering

8 Sometimes more is more Outsource your IT environment to Deutsche Börse

9 Global regulatory solutions 9 Regulatory and compliance services Regulatory Intelligence empowers the user through an interactive process of accessing data and analysing it to draw conclusions, derive insights and communicate findings with the purpose of effecting positive change. Deutsche Börse s BI reporting tool is structured around five complementary categories of analytics solutions serving a comprehensive selection of client needs: n Improve performance n Be prepared n Manage risk n Increase revenue n Operate efficiently

10 10 Global regulatory solutions Complementary solution We offer a comprehensive suite of services, ensuring that your company can adapt to today s increasingly complex IT demands. Our integrated network, infrastructure and hosting solutions allow companies to fully outsource their IT environments to Deutsche Börse s specialist technical support teams. n Managed hosting solutions powered by data centre hosting partners n Expertise in a range of network and server hardware and operating system environments n Proactive monitoring and maintenance by Deutsche Börse s global technical support teams, including a hardware replacement and upgrade services n Efficient ticket handling and automated corrective actions combine to ensure rapid incident recovery and response times

11 Global regulatory solutions 11 We also provide a number of services on demand, including Business Process Outsourcing (BPO) solutions, Software as a Service (SaaS) and Application Service Provisions (ASP) solutions, including: n Banking applications n Wealth management applications n Risk and trade management applications n SWIFT Service Bureau n Anti-money laundering filtering n Automated reconciliation n einvoicing In addition, our broad skill set includes project management, implementation, maintenance and third party supplier management.

12 Real-time Reliable Relevant Market Data + Services

13 Global regulatory solutions 13 Market Data + Services Your smart partner Thanks to the economies of scale achieved by Deutsche Börse Group, Market Data + Services has a successful portfolio of robust technology solutions to meet the needs of customers within the financial services industry. Our commitment and dedication to quality, our in-depth industry know-how and stringent internal processes and procedures are key reasons why the financial community chooses Market Data + Services as their partner of choice. Creating more choice Market Data + Services is continually developing its portfolio of services, including: n Global connectivity and network solutions n IT Hosting and Managed Services n Banking and finance solutions in ASP and SaaS n einvoicing in SaaS n SWIFT Service Bureau with integrated AML and other modules Certification The management system supporting our operations, development, project and IT security management processes, is certified as meeting recognised International Standards for Quality Management and IT Service Management. Deutsche Börse IT is certified by Det Norske Veritas (DNV), one of the world s leading accredited certifying bodies, as meeting the requirements of ISO 9001:2008/TickIT for Quality Management and ISO/IEC :2011 for IT Service Management.

14 14 Global regulatory solutions An overview Deutsche Börse s regulatory solutions deliver a scalable, secure and built-for-purpose SaaS platform which supports multiple applications, helping clients to meet their current and future regulatory obligations while realising the additional business benefits that can be exploited by accommodating trade, positional and financial data in a single environment. Deutsche Börse AG has 14 years experience of delivering regulatory reporting solutions as well as managing critical data dissemination. Deutsche Börse eliminates risk exposure from changing regulation and the impact on interfaces, project costs & hardware costs though a wealth of regulatory solutions that enable users to be com-pliant with a multiplicity of regulations. The group s regulatory roadmap plans to support all major existing and new regulations, including REMIT, FinFrag, SFT, MAS, HKMA, STROM, MiFID II and Securities Financial Transactions, providing customers with a single global regulatory solution across multiple regulations and jurisdictions.

15 Global regulatory solutions 15 Contact information For further information about Impendium Systems and how we can help you, please contact us: Impendium Systems Deutsche Börse Group

16 Published by Deutsche Börse AG Market Data + Services Frankfurt/Main Germany March 2015