Consolidated list of Ukraine-related sanctions

Transcription

1 Last updated: 31 July 2014 Consolidated list of Ukraine-related sanctions RISKADVISORY Politician Businessman Military Armed groups Bank Company Self-proclaimed republic Name Country Role Position US EU GB CA CH LI AT AU Abisov Sergey Aksyonov Sergey Anosov Victor Antyufeyev Vladimir Apraksimov Vyaecheslav Arbuzov Serhiy Azarov Mykola Azarov Oleksii Babakov Alexander Bakhin Arkadiy Bashirov Marat Belaventsev Oleg Berezin Fyodor Minister of Interior of Crimea Prime Minister of Crimea First Deputy Prime Minister of the self-proclaimed 'Donetsk People's Republic' Former Acting Prime Minister of Ukraine Former Prime Minister of Ukraine Son of Former Prime Minister of Ukraine Chairman of the State Duma Commission on Legislative Provisions for Development of the Military-Industrial Complex First Deputy Minister of Defence of Russia Prime Minister of the Council of Ministers of the self-proclaimed 'Lugansk People's Republic' Russian Presidential Envoy to the Crimean District; Member of the Russian Security Council Official representative of Igor Girkin/Strelkov (see below) Berezovskiy Denis Commander of the Ukrainian Navy (since 1 March 2014) Beseda Sergey Bezler Igor Bohatyriova Raisa Bolotov Valeriy Boroday Alexander Bortnikov Alexander Head of the Service for Operational Information and International Communications of the FSB One of the leaders of self-proclaimed militia of Horlivka, Donetsk Oblask Former Minister of Health of Ukraine One of the leaders of the protest movemenent in Lugansk Prime Minister of the self-proclaimed 'Donetsk People's Republic' Director of the Federal Security Service

2 Bushmin Evgeniy Chaliy Alexey Chemezov Sergey Chigrina Oksana Degtyarev Mikhail Dobkin Mikhail Dzhabarov Vladimir Fradkov Mikhail Fursenko Andrey Galkin Alexander Gerasimov Valery Girkin Igor Glazyev Sergey Gromov Alexey Gryzlov Boris Gubarev Pavel Gubareva Yekaterina Ignatenko Vitaliy Ilkayev Ruslan Ivakin Yuri Ivanov Sergey Ivanov Victor Deputy Speaker, Federation Council Mayor of Sevastopol (Since 23 February 2014); Businessman General Director of Rostec state corporation Spokesperson for the government of the self-proclaimed 'Lugansk People's Republic' Member of the State Duma Chairman, Party of Regions, Kharkov division First Deputy Chairman, International Affairs Committee, Federation Council Head of the Russian Foreign Intelligence Service Minister of Education and Science of Russia Commander, Southern Military District Chief of the General Staff of the Armed Forces, First Deputy Minister of Defence Alias of Igor Strelkov (see below) Advisor to the President of Russian First Deputy Head, Administration of the President of Russia Member of the Security Council of the Russian Federation One of the leaders of the self-proclaimed 'Donetsk People's Republic' Minister of Foreign Affairs of the self-proclaimed 'Donetsk People's Republic', wife of Pavel Gubarev Member, Federation Council Minister of Internal Affairs of the self-proclaimed 'Lugansk People's Republic' Head of the Administration of the President of the Russia Director, Federal Drug Control Service of the Russia

3 Ivanyushchenko Yuri Jarosh Petr Kadyrov Ramzan Kakidzyanov Igor Kalinin Igor Kalyusskiy Alexander Karyakin Alexey Kaurov Valeriy Kernes Gennady Khodakovskiy Alexander Khryakov Alexander Kiselyov Dmitry Klishas Andrey Kliuiev Andrii Kliuiev Serhii Klymenko Alexander Kolesnikov Boris Kolobov Yuri Konstantinov Vladimir Koryak Valeriy Kovalchuk Yuri Kovatidi Olga Businessman, member of Party of Regions Acting Head of the Federal Migration Service office for Crimea President of the Republic of Chechnya One of the leaders of armed forces of the self-proclaimed Donetsk People's Republic Former Advisor to the President of Ukraine Deputy Prime Minister for Social Affairs of the self-proclaimed 'Donetsk People's Republic' Supreme Council Chair of the self-proclaimed 'Lugansk People's Republic' Self-proclaimed leader of Novorossiya republic, head of the Union of the Orthodox Citizens of Ukraine Mayor of Kharkov Minister of Security of the self-proclaimed 'Donetsk People's Republic' Minister of Information and Mass Communications of the self-proclaimed 'Donetsk People's Republic' Head of the Russian Federal State News Agency 'Russia Today' Chairman, Federation Council Committee on Constitutional Law Former Head of Administration of President of Ukraine Brother of Andrii Kliuiev; Businessman Former Minister of Duties and Revenues of Ukraine Former Minister of Infrastructure of Ukraine; Businessman Former Minister of Finance of Ukraine Chairman of the Supreme Council of Crimea Former Head of Kiev directorate of the Ministry of Internal Affairs Businessman Member of the Federation Council representing Crimea

4 Kozak Dmitry Kozak Volodymyr Kozhin Vladimir Kozitsyn Nikolay Kozyura Oleg Kulikov Valery Kurchenko Serhiy Litvinov Boris Lukash Olena Lyagin Roman Malofeyev Konstantin Malykhin Alexander Malyshev Mikhail Margelov Mikhail Matviyenko Valentina Medvedchuk Victor Medvedev Valery Menyailo Sergey Mironov Sergey Mizulina Elena Mozgovy Oleksiy Murov Evgeniy Deputy Prime-Minister, supervising development of the Crimea Former Minister of infrastructure of Ukraine Head of the Presidential Property Management Department of Russia Commander of Cossack forces Acting Head of the Federal Migration Service office for Sevastopol Rear Admiral, Deputy Commander of the Black Sea Fleet Businessman Chairman of the Supreme Council of the self-proclaimed 'Donetsk People's Republic' Former Minister of Justice of Ukraine Head of the Donetsk People's Republic Central Electoral Commission Founder of the international investmend fund Marshall Capital Partners Head of the Lugansk People's Republic Central Electoral Commission Chair of the Crimea Electoral Commission Chairman, Foreign Affairs Committee of the Federation Council Federation Council Speaker Leader of Ukrainian Choice political organisation; Businessman Chair of Sevastopol Electoral Commission Acting Governor of Sevastopol Leader of A Just Russia faction in the State Duma State Duma Member One of the leaders of protest movement in Lugansk Oblast Director, Federal Protective Service

5 Musiyenko Valeriy Naryshkin Sergey Neverov Sergey Nikitin Vasiliy Nosatov Alexander Nurgaliyev Rashid Ozerov Victor Panteleev Oleg Patrushev Nikolay Petrov Vyaecheslav Pligin Vladimir Plotnitskiy Igor Poklonskaya Natalia Ponomaryov Vyaecheslav Popov Alexander Portnov Andriy Prokopiv German Protsenko Yuri Prysyazhnyuk Mykola Pshonka Artem Pshonka Victor Purgin Andrey Speaker of the State Duma Deputy Chairman of State Duma Vice Prime Minister of the Council of Ministers of the self-proclaimed 'Lugansk People's Republic' Rear Admiral, Deputy Commander of the Black Sea Fleet Deputy Secretary of the Security Coucil of the Russian Federation Chairman, Security and Defence Committee, Federation Council First Deputy Chairman, Committee on Parliamentary Issues, Federation Council Secretary of the Security Council of the Russian Federation Commander of Russian Kuban Cossack Army "Donbas Kosh" Chairman, State Duma Committee for Constituent Legislation Defence Minister of the self-proclaimed 'Lugansk People's Republic' Prosecutor General, the Republic of Crimea Former self-declared Mayor of Slavyansk Former Head of Kiev City State Administration Former Advisor to the President of Ukraine One of the leaders of protest movement in Lugansk Former Minister of Agrarian Policy and Food of Ukraine Son of former Prosecutor General. Member of Party of Regions Former Prosecutor General of Ukraine One of the leaders of protest movement in Donetsk

6 Pushylin Denys Pushkov Alexey Ratushniak Victor Rogozin Dmitry Rotenberg Arcady Rotenberg Boris Ryzhkov Nikolay Savelyev Oleg Sechin Igor Sergun Igor Shamalov Nikolay Shamanov Vladimir Shchyogolev Igor Shevchenko Igor Shulyak Stanislav Shvetsova Ludmila Sidorov Anatoliy Sivkovytch Vladimir Slutskiy Leonid Stavitsky Eduard Strelkov Igor Surkov Vladislav One of the leaders of the self-proclaimed Donetsk People s Republic Chairman of the foreign affairs committee of the State Duma Former Deputy Minister of Internal Affairs of Ukraine Deputy Prime Minister of Russia Businessman Businessman Member, Committee for Federal Issues, Regional Politics and the North, Federation Council Minister for Crimean Affairs President of Rosneft state oil company Director, Main Intelligence Directorate of Russia Russian businessman, the second-largest shareholder of Bank Rossiya (see below) Commander of the Russian Airborne Troops, Colonel-General Aide to the President of the Russian Federation Prosecutor General of Sevastopol Commander, Internal Troops of Ministry of Internal Affairs Deputy Chairman of State Duma Commander, Western Military District Former Deputy Secretary of National Security and Defense State Duma Member, Chairman of the Committee on CIS and Eurasian Integration Former Minister of Energy and Coal Industry of Ukraine One of the leaders of protest movement in Donetsk, assistant on security issues to Sergey Aksyonov, Prime Minister of Crimea Aide to the President of Russia

7 Tabachnyk Dmytro Temirgaliev Rustam Timchenko Gennady Tkachyov Alexander Totoonov Alexander Tsaryov Oleg Tsekov Sergey Tsyplakov Sergey Turchenyuk Igor Ushakov Yuri Vasin Oleg Volodin Vyaecheslav Vitko Alexander Yakunin Vladimir Yakymenko Oleksandr Yanukovych Oleksandr Yanukovych Victor Yanukovych Victor (Jr) Yefremov Alexander Zakharchenko Vitaliy Zdrylyuk Sergey Zheleznyak Sergey Former Minister of Education and Science of Ukraine Deputy Chairman, Council of Ministers of Crimea Businessman Governor of Krasnodar Krai Member, Committee on Culture, Science and Information, Federation Council Member of the Verkhovna Rada Former Vice-Speaker of the Verkhovna Rada One of the leaders of protest movemenent in Donetsk Commander of the Russian forces in Crimea Aide to the President of Russia First Deputy Chief of Staff of the Presidential Administration Vice Admiral, Commander of the Russian Black Sea Fleet President of Russian Railways Former Head of Security Service of Ukraine Son of Former President Victor Yanukovich Former President of Ukraine Son of Former President Victor Yanukovich Party of Regions faction leader in the Verkhovna Rada Former Minister of Internal Affairs of Ukraine Senior Aide to Igor Girkin/Strelkov Deputy Speaker, State Duma

8 Zherebtsov Yuri Zhirinovsky Vladimir Zima Pyotr Almaz-Antey (OAO) Aquanika (OOO) Army of the Southeast Avia Group (OOO) Avia Group Nord (OOO) Azov Distillery Plant Bank Rossiya Chernomorneftegaz Dobrolet (OOO) Donbass People's Militia Donetsk People's Republic ExpoBank Federal State of Novorossiya Feodosia Great Don Army IC Abros (OOO) Investcapitalbank (OAO) Kalashnikov (OAO) KBP (OAO) Counsellor to the Speaker of the Verkhovna Rada of Crimea Founder and Leader of the Liberal Democratic Party of Russia Head of Crimean Security Service State-owned research and production enterprise engaged in manufacturing of weapons, ammunition and specialised electronics Manufacturer of non-alcoholic beverages and mineral waters. Owned by Gennady Timchenko An armed group in the Eastern Ukraine Provider of business aviation services, majority-owned by Gennady Timchenko Provider of business aviation services, majority-owned by Gennady Timchenko State enterprise confiscated by the new Crimean authorities Bank owned by several individuals from the sanctions list Crimean oil company, formerly owned by Naftogaz and confiscated by the new Crimean authorities Subsidiary of a Russian state-owned airline, operating flights between Moscow and Simferopol An armed group in the Eastern Ukraine Self-proclaimed republic in Donetsk Oblast, Ukraine Russia's 102nd largest bank Self-Proclaimed state in Lugansk and Donetsk Oblast Crimean oil and oil products bulking company confiscated by the new Crimean authorities Cossak forces usually associated with Nikolay Kozitsyn (see above) Investment company wholly owned by Bank Rossiya Bank controlled by the Rotenberg brothers State-owned concern engaged in production of rifles and other weapons State-owned research bureau, specialising in development of weapons

9 Kerch Commercial Seaport Name Country Role Position US EU GB CA CH LI AT AU Crimean state enterprise confiscated by the new authorities Kerch Ferry KRET (OAO) Lugansk Guard Lugansk People's Republic Magarach Massandra (NPAO) Nizhnyaya Oreanda Novy Svet factory NPK Uralvagonzavod (OAO) NPO Bazalt (OAO) NPO Mashinostroyeniya (OAO) RNKB (OAO) RosEnergoBank Russkoe Vremya (OOO) Sakhatrans (OOO) Sevastopol Commercial Seaport SGM Group SMP Bank (OAO) Sobinbank (OAO) Sobol Sozvezdiye (OAO) Crimean state ferry enterprise confiscated by the new Crimean authorities State-owned concern engaged in production and development of specialised electronics Self-defense militia of Lugansk Self-proclaimed republic in Lugansk Oblast, Ukraine Crimean state enterprise of the National Institute of Grape and Vine confiscated by the new authorities Crimean state agroproduction facility conficated by the new authorities Crimean state resort facility confiscated by the new authorities State Crimean sparkling vine factory confiscated by the new authorities State-owned producer of railway wagons and military machinery State-owned research and production enterprise engaged in weapons and ammunition manufacturing State-owned research and production enterprise engaged in weapons and ammunition manufacturing Russian National Commercial Bank, operates in Crimea and allegedly controlled by the republic's authoritites Russia's 130th largest bank the old name of OOO Aquanika (see above) Transport company providing coal and iron ore bulking services. Owned by Gennady Timchenko Crimean enterprise confiscated by the new authorities Another name of OOO Stroygazmontazh (see above) Bank controlled by the Rotenberg brothers Wholly owned by Bank Rossiya Cossak paramilitary organisation State-owned concern engaged in production and development of specialised electronics

10 STG Holdings Limited Stroygazmontazh (OOO) Stroytransgaz (OAO) Stroytransgaz (OOO) Stroytransgaz Group Stroytransgaz-M (OOO) Transoil (OOO) Universal-Avia United Shipbuilding Corporation (OAO) Volga Group Vostok Battalion Zest (ZAO) Bank of Moscow (OAO) Bank VTB (OAO) Russian Agricultural Bank (OAO) Gazprombank (OAO) Novatek (OAO) Rosneft (OAO) Vnesheconombank Cypriot holding company controlled by Gennady Timchenko. Owns assets in Russia. Gas pipeline construction company controlled by Arcady Rotenberg Construction company controlled by Gennady Timchenko Construction company controlled by Gennady Timchenko Construction group controlled by Gennady Timchenko Construction company controlled by Gennady Timchenko Rail freight operator controlled by Gennady Timchenko Crimean state air freight enterprise confiscated by the new authorities State-owned shipbuilding corporation Investment and management company owned by Gennady Timchenko An armed group in the Eastern Ukraine Leasing company in St Petersburg, formely owned by Bank Rossiya The fifth largest bank in Russia. Controlled by VTB (see below) The second largest Russian bank. State-controlled. State-owned Russian bank Russia s third largest bank. Partially owned by the state Russia's largest independent natural gas producer Russia s largest oil company. State-owned Russian state-owned development bank From the Sectoral Sanctions Identification List by OFAC. Extract: The following transactions by US persons or within the United States involving the persons listed are hereby prohibited: transacting in, providing financing for, or otherwise dealing in new debt of longer than 90 days maturity or new equity of these persons (listed below), their property, or their interests in property. All other transactions with these persons or involving any property in which one or more of these persons has an interest are permitted, provided such transactions do not otherwise involve property or interests in property of a person blocked pursuant to Executive Orders 13660, or 13662, or any other sanctions programs implemented by the Office of Foreign Assets Control. Sources: Australia Australian Government Department of Foreign Affairs and Trade Consolidated Sactions List Austria & Lichtenstein Reuters Die Presse Liechtensteinisches Landesgesetzblatt Canada Canadian Economic Sanctions - Russia Canadian Economic Sanctions - Ukraine EU Council Regulation (EU) No 208/2014, 5 March 2014 Council Regulation (EU) No 269/2014, 17 March 2014 Council Implementing Regulation (EU) No 284/2014, 21 March 2014 Council Implementing Regulation (EU) No 381/2014 Council Implementing Regulation (EU) No 433/2014 Council Implementing Regulation (EU) No 753/2014 Council Decision 2014/499/CFSP Switzerland The Federal Authorities of the Swiss Confederation State Secretariat for Economic Affairs (SECO) UK Consolidated list of financial sanctions targets (UK) USA US Department of Treasury - Executive orders 13660, 13661, US Department of Treasury - Specially Designated Nationals List Updates Office of Foreign Assets Control, Changes to list of Specially Designated Nationals and Blocked Persons List Please contact our Russia & Eastern Europe team for further information. russia@riskadvisory.net Tel: