XML and Tools. Muhammad Khalid Sohail Khan Mat #: University of Duisburg Essen Germany

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1 XML and Tools Muhammad Khalid Sohail Khan Mat #: University of Duisburg Essen Germany 1

2 Tables of Contents 1 Main Topics What is XML? XML Syntax Namespace XML Schema Schema and Schema languages DTD Problems with DTD XML Schema Simple Example Build in data type Creating own data type Better schema What is XSLT? XPath Core Function Library XSLT Template Example for our project Different Parsers, API s and Tools Parsers Different API s The Document Object Model (DOM) Parsing SAX JDOM Editors Acknowledgments Table of Figures Figure Figure Figure Figure 4 Forwarding- sibling Figure 5 Preceding sibling Figure 6 Parent Figure 7 Child Figure 8 Forwarding Figure 9 Preceding Figure 10 Ancestor Figure 11 Decedent Figure 12 XSLT Figure 13 Output in browser Figure 14 DOM Figure 15 SAX

3 1 Main Topics Here is the list of topics which will be covered. What is XML What is DTD and XML Schema What is XSLT Different Parsers, API s and Tools 1.1 What is XML? XML stands for extensible Markup Language XML is a framework for defining markup languages. There is no fixed collection of markup tags - we may define our own tags, tailored for our kind of information. Each XML language is targeted at its own application domain, but the languages will share many features. There is a common set of generic tools for processing documents. XML is designed to separate syntax from semantics to provide a common framework for structuring information. XML can be used to Create new Languages. XML is the mother of WML (Wireless Markup Language), CML (Chemical Markup Language), ThML (Theological Markup Language) and so on XML can be used to exchange data With XML data can be exchanged between incompatible systems (Portable data). XML is a cross-platform, software and hardware independent tool for transmitting information. 1.2 XML Syntax XML documents use a self-describing and simple syntax. The following example describes the XML syntax. In this example the root element is project. Every other element must be includes inside root element. Every xml element must have a closing element. Element can have attributes and values of attributes must be quoted either single or double. <?xml version="1.0" encoding="iso "?> <project xmlns=" xmlns:xsi=" xsi:schemalocation=" project.xsd"> <description> Yahoo for das Invisible Web Scatter/Gather-Clustering for semistrukturierte Daten </description> <participant> 3

4 <professor> <lastname>fuhr</lastname> <firstname>norbert</firstname> <fachgebiet>informationssysteme</fachgebiet> <phone> </phone> </professor> <mitarbeiter> <lastname>fischer</lastname> <firstname>gudrun</firstname> <fachgebiet>informationssysteme</fachgebiet> <phone> </phone> </mitarbeiter> <students number="1"> <lastname>khan</lastname> <firstname>khalid</firstname> <matnumber>745784</matnumber> <sex>male</sex> <age>28</age> <studiengang>aos</studiengang> <thema>xml und Werkzeuge</thema> </students> <students number="2"> <lastname>li</lastname> <firstname>ting</firstname> <matnumber>741733</matnumber> <sex>female</sex> <age>28</age> <studiengang>angewandte Informatik</studiengang> <thema>open Archives und Metadaten</thema> </students> <students number="3"> <lastname>nurzenski</lastname> <firstname>andre</firstname> <matnumber>740564</matnumber> <sex>male</sex> <age>26</age> <studiengang>angewandte Informatik</studiengang> <thema>der Scatter/Gather-Algorithmus</thema> </students> <students number="4"> <lastname>chojnacki</lastname> <firstname>michael</firstname> <matnumber>740706</matnumber> <sex>male</sex> <age>26</age> <studiengang>angewandte Informatik</studiengang> 4

5 <thema>text-clustering</thema> </students> <students number="5"> <lastname>tang</lastname> <firstname>zhihong</firstname> <matnumber>745505</matnumber> <sex>female</sex> <age>28</age> <studiengang>angewandte Informatik</studiengang> <thema>eine vorprozessierte Variante von Scatter/Gather</thema> </students> </participant> </project> 1.3 Namespace XML Namespaces provide a method to avoid element name conflicts. Since element names in XML are not fixed, very often a name conflict will occur when two different documents use the same names describing two different types of elements. project xmlns=" xmlns:xsi=" xsi:schemalocation=" project.xsd"> First, using a default namespace declaration, tell the schema-validator that all of the elements used in this instance document come from the namespace. Second, with schemalocation tell the schema-validator that the namespace is defined by project.xsd (i.e., schemalocation contains a pair of values). Third, tell the schema-validator that the schemalocation attribute we are using is the one in the XMLSchema-instance namespace. 5

6 2 XML Schema The basic idea of the schema can be shown with the help of the following figure. Figure Schema and Schema languages A schema is a definition of the syntax of an XML-based language. A schema language is a formal language for expressing schemas. The document being validated is called an instance document or application document. Main schema language are DTD XML Schema 2.2 DTD DTD stands for Document Type Definition. Here is DTD for our example project.xml. <?xml version="1.0" encoding="utf-8"?> <!ELEMENT project (description, particepant+)> <!ELEMENT description ANY> <!ELEMENT particepant (professor, mitarbeiter, students+)> <!ELEMENT professor (lastname, firstname, fachgebiet, phone)> <!ELEMENT mitarbeiter (lastname, firstname, fachgebiet, phone)> <!ELEMENT students (lastname, firstname, matnumber, sex, age, studiengang, thema)> 6

7 <!ATTLIST students number CDATA #IMPLIED> <!ELEMENT lastname (#PCDATA)> <!ELEMENT firstname (#PCDATA)> <!ELEMENT matnumber (#PCDATA)> <!ELEMENT sex (#PCDATA)> <!ELEMENT age (#PCDATA)> <!ELEMENT studiengang (#PCDATA)> <!ELEMENT thema (#PCDATA)> <!ELEMENT fachgebiet (#PCDATA)> <!ELEMENT phone (#PCDATA)> Here is the general syntax with expiation. <!DOCTYPE root-element [ doctype-declaration... ]> Determines the name of the root element and contains the document type declarations <!ELEMENT element-name content-model> associates a content model to all elements of the given name content models: EMPTY: no content is allowed m ANY: any content is allowed m (#PCDATA element-name...): "mixed content", arbitrary sequence of character data and listed elements deterministic regular expression over element names: sequence of elements matching the expression choice: ( ) sequence: (...,...,...) optional:...? zero or more:...* one or more:...+ <!ATTLIST element-name attr-name attr-type attr-default...> declares which attributes are allowed or required in which elements attribute types: CDATA: any value is allowed (the default) (value...): enumeration of allowed values attribute defaults: #REQUIRED: the attribute must be explicitly provided #IMPLIED: attribute is optional, no default provided "value": if not explicitly provided, this value inserted by default #FIXED "value": as above, but only this value is allowed 7

8 2.3 Problems with DTD Some of the top reasons for avoiding DTD: not itself using XML syntax (the SGML heritage can be very unintuitive + if using XML, DTDs could potentially themselves be syntax checked with a "meta DTD") mixed into the XML 1.0 spec (would be much less confusing if specified separately + even non-validating processors must look at the DTD) no constraints on character data (if character data is allowed, any character data is allowed) too simple attribute value models (enumerations are clearly insufficient) cannot mix character data and regexp content models (and the content models are generally hard to use for complex requirements). no support for Namespaces (of course, XML 1.0 was defined before Namespaces) very limited support for modularity and reuse (the entity mechanism is too lowlevel) no support for schema evolution, extension, or inheritance of declarations (difficult to write, maintain, and read large DTDs, and to define families of related schemas) limited white-space control (xml:space is rarely used) no embedded, structured self-documentation (<!-- comments --> are not enough) content and attribute declarations cannot depend on attributes or element context (many XML languages use that, but their DTDs have to "allow too much") too simple ID attribute mechanism (no points-to requirements, uniqueness scope, etc.) only defaults for attributes, not for elements (but that would often be convenient). cannot specify "any element" or "any attribute" (useful for partial specifications and during schema development) defaults cannot be specified separate from the declarations (would be convenient to have defaults in separate modules) 8

9 2.4 XML Schema XML Schemas are a tremendous advancement over DTDs. Enhanced data types: o 44+ versus 10 o Can create your own data types XML syntax (there is a Schema for Schemas) uses and supports Namespaces object-oriented-like type system for declarations (with inheritance, subsumption, abstract types, and finals) global (=top-level) and local (=inlined) type definitions modularization (schema inclusion and redefinitions) structured self-documentation cardinality constraints for sub-elements nil values (missing content) attribute and element defaults any-element, any-attribute uniqueness constraints and ID/IDREF attribute scope regular expressions for specifying valid chardata and attribute values 2.5 Simple Example The flowing schema used to validate the project.xml. <?xml version="1.0" encoding="utf-8"?> <xs:schema targetnamespace=" xmlns=" xmlns:xs=" elementformdefault="qualified"> <xs:element name="project"/> <xs:element name="description" type="xs:string"/> <xs:element name="participant"> <xs:complextype> <xs:sequence> <xs:element ref="professor"/> <xs:element ref="mitarbeiter"/> <xs:element ref="students" maxoccurs="12"/> </xs:sequence> 9

10 </xs:complextype> </xs:element> <xs:element name="professor"> <xs:complextype> <xs:sequence> <xs:element name="lastname"/> <xs:element name="firstname"/> <xs:element name="fachgebiet"/> <xs:element name="phone"/> </xs:sequence> </xs:complextype> </xs:element> <xs:element name="mitarbeiter"> <xs:complextype> <xs:sequence> <xs:element name="lastname"/> <xs:element name="firstname"/> <xs:element name="fachgebiet"/> <xs:element name="phone"/> </xs:sequence> </xs:complextype> </xs:element> <xs:element name="students"> <xs:complextype> <xs:sequence> <xs:element name="lastname"/> <xs:element name="firstname"/> <xs:element name="matnumber"/> <xs:element name="sex"/> <xs:element name="age"/> <xs:element name="studiengang"/> <xs:element name="thema"/> </xs:sequence> <xs:attribute name="number"/> </xs:complextype> </xs:element> <xs:element name="lastname" type="xs:string"/> <xs:element name="firstname" type="xs:string"/> <xs:element name="fachgebiet" type="xs:string"/> <xs:element name="matnumber" type="xs:string"/> <xs:element name="sex" type="xs:string"/> <xs:element name="age" type="xs:string"/> <xs:element name="studiengang" type="xs:string"/> <xs:element name="thema" type="xs:string"/> </xs:schema> 10

11 All XML schema have schema as root element <xs:schema xmlns:xs=" 1 targetnamespace=" 2 xmlns=" elementformdefault="qualified"> The schemas and data type that are used to contract schemas i.e. schema, element, complextype, sequence, string are come form the 2. Indicates that the elements defined by this schema i.e project, description, participant,.. Are to go in the 3. The default namespace is which is the targetnamesapce 4. This is a directive to any instance documents which conform to this schema; any element used by the instance document which were declared in this schema must be namespace qualified A schema defines a new vocabulary. Instance document use that new vocabulary schemaslocation= project.xsd targetnamespace= project.xml project.xsd Project.xml use schema form namesapce Defines element in namespace Figure 2 11

12 2.6 Build in data type 2.7 Creating own data type Primitive Datatypes string boolean decimal float double duration datetime time date gyearmonth gyear gmonthday gday gmonth hexbinary base64binary anyuri QName NOTATION Derived types normalizedstring integer nonpositiveinteger negativeinteger long int short byte nonnegativeinteger unsignedlong unsignedint unsignedshort unsignedbyte positiveinteger We can create our own data types. A new data type can be defined from the existing data type by specifying value for one or more of the optional facets. Lets create two data types for our example PhoneType <xs:simpletype name="phonetype"> <xs:restriction base="xs:string"> <xs:pattern value="\d{4}-\d{3}-\d{4}"/> </xs:restriction> </xs:simpletype> MatriculationtType <xs:simpletype name="mattype"> <xs:restriction base="xs:integer"> 12

13 <xs:totaldigits value="6"/> <!--<xs:pattern value="\d{6}"/> --> </xs:restriction> </xs:simpletype> in the first type we created the phone data type, this make sure that phone should be in standards format for example If the phone is not in this format then document will not be validated. In the second type we created a mattype for matriculation. Here we make sure that matriculation type must have six digits. 2.8 Better schema Here is the a better schema for our project example. This uses the new defined data types. <?xml version="1.0" encoding="utf-8"?> <xs:schema targetnamespace=" xmlns=" xmlns:xs=" elementformdefault="qualified"> <xs:element name="project"> <xs:annotation> <xs:documentation>this is the root of my schema</xs:documentation> </xs:annotation> </xs:element> <xs:element name="description" type="xs:string"/> <xs:element name="participant"> <xs:complextype> <xs:sequence> <xs:element name="professor" type="emptype"/> <xs:element name="mitarbeiter" type="emptype"/> <xs:element name="students" type="stutype" maxoccurs="12"/> </xs:sequence> </xs:complextype> </xs:element> <xs:complextype name="emptype"> <xs:sequence> <xs:element name="lastname" type="xs:string"/> <xs:element name="firstname" type="xs:string"/> <xs:element name="fachgebiet" type="xs:string"/> <xs:element name="phone" type="phonetype"/> </xs:sequence> </xs:complextype> <xs:complextype name="stutype"> <xs:sequence> 13

14 <xs:element name="lastname" type="xs:string"/> <xs:element name="firstname" type="xs:string"/> <xs:element name="matnumber" type="mattype"/> <xs:element name="sex" type="xs:string"/> <xs:element name="age" type="xs:integer"/> <xs:element name="studiengang" type="xs:string"/> <xs:element name="thema" type="xs:string"/> </xs:sequence> <xs:attribute name="number" type="xs:integer" use="required"/> </xs:complextype> <xs:simpletype name="phonetype"> <xs:restriction base="xs:string"> <xs:pattern value="\d{4}-\d{3}-\d{4}"/> </xs:restriction> </xs:simpletype> <xs:simpletype name="mattype"> <xs:restriction base="xs:integer"> <xs:totaldigits value="6"/> <xs:pattern value="\d{6}"/> </xs:restriction> </xs:simpletype> </xs:schema> 14

15 3 What is XSLT? XSLT stands for extensible Stylesheet Language Transformation It is a part of XSL, which consists of three parts: XSLT XPath XSL Formatting Objects. To understand XSLT we need to understand the Xpath 3.1 XPath XPath is a set of syntax rules for defining parts of an XML document. XPath uses paths to define XML elements. XPath defines a library of standard functions. XPath is a major element in XSLT. In XPath axes play very important rule, the following figures play very important rule. Figure 3 15

16 Figure 4 Forwarding- sibling Figure 5 Preceding sibling Figure 6 Parent 16

17 Figure 7 Child Figure 8 Forwarding Figure 9 Preceding 17

18 Figure 10 Ancestor Figure 11 Decedent 3.2 Core Function Library Here is list of some the functions Node-set functions: o o o o. last() returns position number of last node position() returns the context position count(node-set) number of nodes in node-set name(node-set) string representation of first node in node-set String functions: o string(value) type cast to string o concat(string, string,...) string concatenation. 18

19 Boolean functions: o o boolean(value) type cast to boolean not(boolean) boolean negation. Number functions: o o. number(value) type cast to number sum(node-set) sum of number value of each node in node-set 3.3 XSLT The basic idea of XSLT can be shown with the help of the following figure. Figure 12 XSLT An XSLT style sheet is declarative and uses pattern matching and templates to specify the transformation. On the Web, XSLT transformation can be done either on the client (e.g. Explorer or Mozilla), or on the server (e.g. Apache Xalan). An XSLT style sheet is itself an XML document, for example in general form <xsl:stylesheet xmlns:xsl=" version="1.0 xmlns="...">.. <xsl:template match="pattern"> template </xsl:template>.. <- other top-level elements. </xsl:stylesheet> 19

20 3.3.1 Template There are different kinds of the templates constructs. literal result fragments recursive processing computed result fragments conditional processing sorting numbering variables and parameters keys Literal result fragments A literal result fragment is a text constant (character data) an element not belonging to the XSL namespace <xsl:text...>... </...> (as raw text, but with white-space and character escaping control) <xsl:comment>... </...> (inserts a comment <! >) Since literal fragments are part of the stylesheet XML document, only well-formed XML will be generated. Example: <xsl:template match="..."> this text is written directly to output when this template is instantiated </xsl:template> recursive processing Recursive processing Recursive processing instructions: <xsl:apply-templates select="node-set expression".../> apply pattern matching and template instantiation on selected nodes (default: all children) <xsl:call-template name="..."/> invoke template by name (where xsl:template has name="..." attribute) <xsl:for-each select="node-set expression"> template </...> instantiate inlined template for each node in node-set (document order by default) <xsl:copy> template </...> copy current node to output and apply template (shallow copy) <xsl:copy-of select="..."/> copy selected nodes to output (deep copy, includes descendants) The select attribute contains an XPath expression, which is evaluated in the current context. Example: <xsl:template match="students"> 20

21 <h1><xsl:apply-templates select="age"/></h1> </xsl:template> Computed result fragments Result fragments can be computed using XPath expressions: <xsl:element name="..." namespace="...">... </...> construct an element with the given name, attributes, and contents <xsl:attribute name="..." namespace="...">... </...> construct an attribute (inside xsl:element) <xsl:value-of select="..."/> construct character data or attribute value (expression converted to string) <xsl:processing-instruction name="...">... </...> construct a processing instruction Conditional processing Processing can be conditional: <xsl:if test="expression">... </...> apply template if expression (coerced to boolean) evaluates to true <xsl:choose> <xsl:when test="expression">... </...>... <xsl:otherwise>... </...> </...> test conditions in turn, apply template for the first that is true Sorting Sorting chooses an order for xsl:apply-templates and xsl:for-each <xsl:sort select="expression".../>; a sequence of xsl:sort elements placed in xsl:apply-templates or xsl:for-each defines a lexicographic order Some extra attributes: order="ascending/descending" lang="..." data-type="text/number" case-order="upper-first/lower-first" Numbering 21

22 for automatic numbering of sections, item lists, footnotes, etc. <xsl:number value="expression" converted to number format="..." (as ol in HTML, default: "1. ") level="..." any/single/multiple count="..." select what to count from="..." select where to start counting lang="..." letter-value="..." grouping-separator="..." grouping-size="..."/> If value is specified, that value is used. Otherwise, the action is determined by level: level="any": number of preceding count nodes occurring after from (example use: numbering footnotes) level="single" (the default): as any but only considers ancestors and their siblings level="multiple": generates whole list of numbers Variables and Parameters For reusing results of computations and parameterizing templates and whole stylesheets Static scope rules can hold any XPath value (string, number, boolean, node-set) + resulttree fragment purely declarative: variables cannot be updated can be global or local to a template rule Declaration: <xsl:variable name="..." select="expression"/> variable declaration, value given by XPath expression <xsl:variable name="..."> template </..> variable declaration, template is instantiated as result tree fragment to give value - similarly for xsl:param parameter declarations (where the specified values act as defaults) Keys Advanced node IDs for automatic construction of links. A key is a triple (node, name, value) associating a name-value pair to a tree node. <xsl:key match="pattern" name="..." use="node set expression"/> Declares set of keys - one for each node matching the pattern and for each node in the node set. Extra XPath key function: key(name expression, value expression) returns nodes with given key name and value This is often used together with: generate-id(singleton node-set expression) returns unique string identifying the given node Example for our project 22

23 <?xml version="1.0" encoding="iso "?> <xsl:stylesheet version="1.0" xmlns:xsl=" <xsl:template match="/"> <html> <body bgcolor="cornflower"> <h2> <font color="blue"> <u> Student Project</u> </font> </h2> <h4>description:</h4> <font color="blue"> <xsl:value-of select="project/description"/> </font> <hr/> <h3>dozent(en):</h3> <xsl:for-each select="project/participant/*"> <font color="blue"> <h5> <xsl:if test="descendant-or-self::professor"> Prof. Dr. </xsl:if> <xsl:if test="descendant-or-self::mitarbeiter"> Dip. Inform. </xsl:if> <xsl:if test="descendant-or-self::professor descendant-orself::mitarbeiter"> <xsl:value-of select="firstname"/> <xsl:text> </xsl:text> <xsl:value-of select="lastname"/> </xsl:if> </h5> </font> </xsl:for-each> <h3> Students: </h3> <xsl:for-each select="project/participant/*"> <xsl:if test="self::students"> (<xsl:value-of <br/> Name: <font color="blue"> <xsl:value-of select="firstname"/> <xsl:text> </xsl:text> 23

24 <xsl:value-of select="lastname"/> </font> <br/> Matrikulation Nr: <font color="blue"> <xsl:value-of select="matnumber"/> </font> <br/> Studiengng: <font color="blue"> <xsl:value-of select="studiengang"/> </font> <br/> Thema: <font color="blue"> <xsl:value-of select="thema"/> </font> <br/> <br/> </xsl:if> </xsl:for-each> </body> </html> </xsl:template> </xsl:stylesheet> The output in browser will be like Figure 13 Output in browser 24

25 4 Different Parsers, API s and Tools 4.1 Parsers Here is list of some parser, the most famous the Apache Xerces-J. Apache Xerces-J IBM XML4J MS XML Parser James Clark s parser, XP 4.2 Different API s The Document Object Model (DOM) API The W3C official Proposal The Simple API for XML (SAX) API The first widely adopted API for XML in java and de facto standard The JDOM API An API that is tailored to java JAXP the official API for XML processing from Sun. The Streaming API for XML (StAX) API Promising new model introduced The Document Object Model (DOM) Parsing DOM is a tree based parsing technique that builds up entire tree in the memory. It allow complete, dynamic access to the whole XML document. Figure 14 DOM 25

26 4.2.2 SAX SAX is a event driven push model for processing XML. The SAX started as a grassroots movement, but has gained an official standing. An XML tree is not viewed as a data structure, but as a stream of events generated by the parser. The kinds of events are: the start of the document is encountered the end of the document is encountered the start tag of an element is encountered the end tag of an element is encountered character data is encountered a processing instruction is encountered Scanning the XML file from start to end, each event invokes a corresponding callback ethod that the programmer writes. Figure 15 SAX JDOM JDOM is designed to be simple and Java-specific. JDOM is a small library, since it is used on top of either DOM or SAX. JDOM contains five Java packages: org.jdom - defines the basic model of an XML tree org.jdom.adapters - defines wrappers for various DOM implementations org.jdom.input - defines means for reading XML documents org.jdom.output - defines means for writing XML documents org.jdom.transform - defines an interface to JAXP XSLT 26

27 4.3 Editors XMLSpy ( I just love it ) Eclipse with xml plug ins X/HTML Kit Many more 27

28 5 Acknowledgments and lecture During the preparation of this presentation, I studied and used material available online and in the form of printing. I say thanks to all of these organization and authors for their wonderful work DB2 Magazine Oracle Magazine Roger L. Costello (XML Schema) Anders Moller (The XML Revolution) Michael I. Schwartzbach (The XML Revolution) Brett McLaughlin (java & XML) many many more. 28

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