Form ADV Part 2B Individual Disclosure Brochure. Mark W. McGorry Personal CRD Number: Investment Adviser Representative

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1 Form ADV Part 2B Individual Disclosure Brochure Mark W. McGorry Personal CRD Number: Investment Adviser Representative Wealth Partners Advisors, LLC 286 Madison Avenue, Suite 200 New York, NY Phone: (212) Fax: (212) This Brochure Supplement provides information about Mark W. McGorry that supplements the Wealth Partners Advisors, LLC Form ADV brochure. You should have received a copy of that brochure. Please contact Mark W. McGorry, Managing Director if you did not receive Wealth Partners Advisors, LLC s brochure or if you have any questions about the contents of this supplement. Additional information about Mark W. McGorry is available on the SEC s website at

2 Item 2- Educational Background and Business Experience Name: Mark William McGorry Born: 1946 Education Background and Professional Designations: Education: American College 1996, Master of Science, Financial Services Fordham University School of Law 1986, J.D., Law University of the State of New York, Excelsior College 1981, B.S., Liberal Studies Designations: Lawyer/JD Juris Doctor Juris Doctor Fordham University School Candidates must complete the following: Law degree from accredited law school Successful completion of the Bar Examination in the state in which licensed Maintain annual registration 24 hours every two years CFP Certified Financial Planner Certified Financial Planner Certified Financial Planner Board of Standards, Inc. Prerequisites/Experience Required Candidate must meet the following requirements: A bachelor s degree (or higher) from an accredited college or university, and Three years of full-time personal financial planning experience Candidate must complete a CFP-board registered program, or hold one of the following: CPA ChFC Chartered Life Underwriter (CLU) CFA Ph.D. in business or economics

3 Examination Type: Doctor of Business Administration Attorney's License CFP Certification Examination 30 hours every two years CPC Certified Pension Consultant Certified Pension Consultant American Society of Pension Professionals & Actuaries (ASPPA) Prerequisites/Experience Required: Three years of retirement plan consulting experience Examination Type: CLU Chartered Life Underwriter Completion of the following ASPPA examinations: Retirement Plan Fundamentals exam series (RPF-1 & RPF-2): Online, open book Defined Contribution Administrative Issues Basic Concepts (DC-1): Proctored, closed book Defined Contribution Administrative Issues Compliance Issues (DC-2): Proctored, closed book Defined Contribution Administrative Issues Advanced Topics (DC-3): Proctored, closed book Administrative Issues of Defined Benefit Plans (DB): Proctored, closed book Financial and Fiduciary Aspects of Qualified Plans (C-3): Proctored, closed book Advanced Retirement Plan Consulting (C-4): Proctored, closed book See above 40 hours every two years Chartered Life Underwriter The American College Prerequisites/Experience Required: Three years of full-time business experience within the five years preceding the awarding of the designation Five core and three elective courses

4 Examination Type: Final proctored exam for each course Exempt from Continuing Education requirements ChFC Chartered Financial Consultant Chartered Financial Consultant The American College Prerequisites/Experience Required: Three years of full-time business experience within the five years preceding the awarding of the designation Examination Type: Six core and two elective courses Final proctored exam for each course Exempt from Continuing Education requirements AEP Accredited Estate Planner Accredited Estate Planner National Association of Estate Planners & Councils Prerequisites/Experience Required: Candidate must meet all of the following requirements: Must be an attorney (JD), accountant (CPA), insurance professional and financial planner (CLU/ChFC, CFP) or trust officer (CTFA) Must be in good standing with their professional organization and not be subject to disciplinary investigation Must have a minimum of 5 years experience in estate planning in one or more of the prerequisite professions Examination Type: Continuing Education/Experience Requirements: 2 graduate level courses administered by The American College or from another accredited graduate program as part of a master's or doctoral degree unless applicant has 15 or more years experience as an estate planner Final exam for each course. If self-study through The American College, must be taken at Pearson VUE testing centers, which are proctored. 30 hours every 24 months, including 15 hours in estate planning. Re-certification required annually.

5 Business Background: Wealth Partners Advisors LLC, New York, NY 03/2003 Present, CCO/Managing Director/Owner Wealth Partners LLC, New York, NY 03/2003 Present, Senior Managing Director/Owner Mark W. McGorry, New York, NY 09/1968 Present, Insurance Sales, Sole Proprietor McGorry Financial Advisors, Ltd./Formerly Braunstein McGorry Advisors, Ltd., New York, NY, 07/ /2010, Owner/Advisory Representative Braunstein McGorry & Co. Ltd., New York, NY 07/ /2010, President Item 3- Disciplinary Information There are no legal or disciplinary events that are material to a client s or prospective client s evaluation of this advisory business. Item 4- Other Business Activities Mark W. McGorry is also an independent insurance broker enabled to sell any number of life and health insurance products to Wealth Partners Advisors LLC s clients. Item 5- Additional Compensation Other than compensation from Wealth Partners Advisors, LLC, Mark W. McGorry does not receive any economic benefit from any person, company, or organization, in exchange for providing clients advisory services through Wealth Partners Advisors, LLC. Item 6 Supervision As the only owner of Wealth Partners Advisors, LLC, Mark W. McGorry supervises all duties and activities. Mark W. McGorry s contact information is on the cover page of this disclosure document. Item 7- Requirements for State-Registered Advisers This disclosure is required by New York securities and is provided for your use in evaluating this investment advisor representative s suitability. A. Mark W. McGorry has NOT been involved in any of the events listed below. 1. An award or otherwise being found liable in an arbitration claim alleging damages in excess of $2,500, involving any of the following: a. An investment or an investment-related business or activity;

6 b. Fraud, false statement(s), or omissions; c. Theft, embezzlement, or other wrongful taking of property; d. Bribery, forgery, counterfeiting, or extortion; or e. Dishonest, unfair, or unethical practices. 2. An award or otherwise being found liable in a civil, self-regulatory organization, or administrative proceeding involving any of the following: a. An investment or an investment-related business or activity; b. Fraud, false statement(s), or omissions; c. Theft, embezzlement, or other wrongful taking of property; d. Bribery, forgery, counterfeiting, or extortion; or e. Dishonest, unfair, or unethical practices. B. Mark W. McGorry has NOT been the subject of a bankruptcy petition at any time.

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