PART 2B OF FORM ADV: BROCHURE SUPPLEMENT. Supervised Persons James E. Kearney, Jeffrey Fisher, Brian T. Tesseyman, and Thomas K.

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1 PART 2B OF FORM ADV: BROCHURE SUPPLEMENT Supervised Persons James E. Kearney, Jeffrey Fisher, Brian T. Tesseyman, and Thomas K. Vetter Q Quadrant CapitalManagement, LLC 100 Passaic Avenue Suite 301 Fairfield, NJ Telephone: Web Address: Date of Brochure: 03/04/2013 THIS BROCHURE SUPPLEMENT PROVIDES INFORMATION ABOUT JAMES E. KEARNEY, JEFFREY FISHER, BRIAN T. TESSEYMAN, AND THOMAS K. VETTER THAT SUPPLEMENTS THE QUADRANT CAPITAL MANAGEMENT, LLC BROCHURE. YOU SHOULD HAVE RECEIVED A COPY OF THAT BROCHURE. PLEASE CONTACT JAMES KEARNEY IF YOU DID NOT RECEIVE QUADRANT CAPITAL MANAGEMENT, LLC'S BROCHURE OR IF YOU HAVE ANY QUESTIONS ABOUT THE CONTENTS OF THIS SUPPLEMENT. ADDITIONAL INFORMATION ABOUT JAMES E. KEARNEY, JEFFREY FISHER, BRIAN T. TESSEYMAN, OR THOMAS K. VETTER IS AVAILABLE ON THE SEC S WEBSITE AT MARCH 04, 2013 PART 2B OF FORM ADV: QUADRANT CAPITAL MANAGEMENT BROCHURE SUPPLEMENT PAGE 1 OF 8

2 S U P E RV I S E D P E R S O N S JAMES E. KEARNEY, CFP, CTFA, MEMBER, MANAGING DIRECTOR, AND CHIEF COMPLIANCE OFFICER EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE Educational Background Date of Birth: December 6, 1970 University of Vermont; B.A., Psychology; 1992 Business Experience (Over 10 years) Quadrant Capital Management, LLC; Member, Managing Director and Chief Compliance Officer; from 2001 to Present Designations James E. Kearney has earned the following designation(s) and is in good standing with the granting authority: Certified Financial Planner TM ; CFP Board of Standards; 1997 Certified Trust and Financial Advisor; American Bankers Association; 2000 Please see the qualifications for these designations at the end of this Brochure Supplement. DISCIPLINARY INFORMATION James E. Kearney has no reportable disciplinary history. OTHER BUSINESS ACTIVITIES Investment-Related Activities James E. Kearney is not engaged in any other investment-related activities. James E. Kearney does not receive commissions, bonuses or other compensation on the sale of securities or other investment products. Non Investment-Related Activities James E. Kearney is not engaged in any other business or occupation that provides substantial compensation or involves a substantial amount of his time. ADDITIONAL COMPENSATION James E. Kearney does not receive any economic benefit from a non-advisory client for the provision of advisory services. SUPERVISION Supervisor: Jeffrey Fisher Title: Member and Managing Director Phone Number: James' compliance related activities are supervised by Nicole Bonnano. Jeffrey Fisher reviews Jim's investment advisory work through frequent office interactions and collaborations. He also reviews Jim's activities through our client relationship management system. MARCH 04, 2013 PART 2B OF FORM ADV: QUADRANT CAPITAL MANAGEMENT BROCHURE SUPPLEMENT PAGE 2 OF 8

3 S U P E RV I S E D P E R S O N S JEFFREY FISHER, CFP, MEMBER AND MANAGING DIRECTOR EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE Educational Background Date of Birth: April 28, 1957 Columbia Business School; M.B.A.; 1996 Columbia College; B.A., English; 1980 Business Experience (Over 10 years) Quadrant Capital Management, LLC; Member and Managing Director; from 2001 to Present Designations Jeffrey Fisher has earned the following designation and is in good standing with the granting authority: Certified Financial Planner TM ; CFP Board of Standards; 2001 Please see the qualifications for this designation at the end of this Brochure Supplement. DISCIPLINARY INFORMATION Jeffrey Fisher has no reportable disciplinary history. OTHER BUSINESS ACTIVITIES Investment-Related Activities Jeffrey Fisher is not engaged in any other investment-related activities. Jeffrey Fisher does not receive commissions, bonuses or other compensation on the sale of securities or other investment products. Non Investment-Related Activities Jeffrey Fisher is not engaged in any other business or occupation that provides substantial compensation or involves a substantial amount of his time. ADDITIONAL COMPENSATION Jeffrey Fisher does not receive any economic benefit from a non-advisory client for the provision of advisory services. SUPERVISION Supervisor: James Kearney Title: Member, Managing Director and Chief Compliance Officer Phone Number: Jeffrey's compliance related activities are supervised by James Kearney, Chief Compliance Officer. Jim reviews Jeffrey's investment advisory work through frequent office interactions and collaborations. He also reviews Jeffrey's activities through our client relationship management system. MARCH 04, 2013 PART 2B OF FORM ADV: QUADRANT CAPITAL MANAGEMENT BROCHURE SUPPLEMENT PAGE 3 OF 8

4 S U P E RV I S E D P E R S O N S BRIAN T. TESSEYMAN, SENIOR CLIENT ADVISOR EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE Educational Background Date of Birth: June 9, 1975 Rutgers Business School; M.B.A; 2007 Boston College; B.A., Political Science; 1997 Business Experience (Over 10 years) JP Morgan; Analyst; from 1999 to 2001 AIG Sun America Asset Management Corp.; Assistant Vice President; from 2001 to 2005 Quadrant Capital Management, LLC; Senior Analyst; from 2005 to 2011 Quadrant Capital Management, LLC; Senior Client Advisor; from 2011 to Present DISCIPLINARY INFORMATION Brian T. Tesseyman has no reportable disciplinary history. OTHER BUSINESS ACTIVITIES Investment-Related Activities Brian T. Tesseyman is not engaged in any other investment-related activities. Brian T. Tesseyman does not receive commissions, bonuses or other compensation on the sale of securities or other investment products. Non Investment-Related Activities Brian T. Tesseyman is not engaged in any other business or occupation that provides substantial compensation or involves a substantial amount of his time. ADDITIONAL COMPENSATION Brian T. Tesseyman does not receive any economic benefit from a non-advisory client for the provision of advisory services. SUPERVISION Supervisor: James Kearney Title: Member, Managing Director and Chief Compliance Officer Phone Number: Brian's compliance related activities are supervised by James Kearney, Chief Compliance Officer. Jim reviews Brian's investment advisory work through frequent office interactions and collaborations. He also reviews Brian's activities through our client relationship management system. MARCH 04, 2013 PART 2B OF FORM ADV: QUADRANT CAPITAL MANAGEMENT BROCHURE SUPPLEMENT PAGE 4 OF 8

5 A P U B L I CAT I O N O F Q U A D R A N T CA P I TA L M A N AG E M E N T THOMAS K. VETTER, CFP, SENIOR CLIENT ADVISOR EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE Educational Background Date of Birth: July 25, 1976 Siena College; B.S., Finance; 1998 Business Experience (Over 10 years) Guardian Life Insurance Co.; Senior Actuarial Financial Analyst; from 2000 to 2002 Vetter Planning; Financial Planner; from 2002 to 2011 Quadrant Capital Management, LLC; Senior Client Advisor; from 2011 to Present Designations Thomas K. Vetter has earned the following designation and is in good standing with the granting authority: Certified Financial Planner TM ; CFP Board of Standards; 2013 Please see the qualifications for this designation at the end of this Brochure Supplement. DISCIPLINARY INFORMATION Thomas K. Vetter has no reportable disciplinary history. OTHER BUSINESS ACTIVITIES Investment-Related Activities Thomas K. Vetter is not engaged in any other investment-related activities. Thomas K. Vetter does not receive commissions, bonuses or other compensation on the sale of securities or other investment products. Non Investment-Related Activities Thomas K. Vetter is not engaged in any other business or occupation that provides substantial compensation or involves a substantial amount of his time. ADDITIONAL COMPENSATION Thomas K. Vetter does not receive any economic benefit from a non-advisory client for the provision of advisory services. SUPERVISION Supervisor: James Kearney Title: Member, Managing Director and Chief Compliance Officer Phone Number: Thomas compliance related activities are supervised by James Kearney, Chief Compliance Officer. Jim reviews Thomas investment advisory work through frequent office interactions and collaborations. He also reviews Thomas activities through our client relationship management system. MARCH 04, 2013 PART 2B OF FORM ADV: QUADRANT CAPITAL MANAGEMENT BROCHURE SUPPLEMENT PAGE 5 OF 8

6 P R O F E S S I O N A L C E R T I F I CAT I O N S CERTIFIED FINANCIAL PLANNER TM Certified Financial Planner TM, CFP and federally registered CFP (with flame design) marks (collectively, the "CFP marks") are professional certification marks granted in the United States by the Certified Financial Planner Board of Standards, Inc. ("CFP Board"). The CFP certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP certification. To attain the right to use the CFP marks, an individual must satisfactorily fulfill the following requirements: Education: Complete an advanced college-level course of study addressing the financial planning subject areas that CFP Board's studies have determined as necessary for the competent and professional delivery of financial planning services, and attain a Bachelor's Degree from a regionally credited United States college or university (or its equivalent from a foreign university). CFP Board's financial planning subject areas include insurance planning and risk management, employee benefits planning, investment planning, income tax planning, retirement planning and estate planning; Examination: Pass the comprehensive CFP Certification Examination. The examination administered in 10 hours over a two-day period, includes case studies and client scenarios designed to test one's ability to correctly diagnose financial planning issues and apply one's knowledge of financial planning to the real world circumstances; Experience: Complete at least three years of full-time financial planning-related experience (or the equivalent, measured as 2,000 hours per year); and Ethics: Agreed to be bound by the CFP Board's Standards of Professional Conduct, a set of documents outlining the ethical and practice standards for CFP professionals. Individuals who became certified must complete the following ongoing education and ethics requirements in order to maintain the right to continue to use the CFP marks: Continuing Education: Complete 30 hours of continuing education hours every two years, including two hours on the Code of Ethics and other parts of the Standards of Professional Conduct, to maintain competence and keep up with the developments in the financial planning field; and Ethics: Renew an agreement to be bound by the Standards of Professional Conduct. The Standards prominently require that CFP professionals provide financial planning services at a fiduciary standard of care. This means that CFP professionals must provide financial planning services in t he best interests of their clients. CFP professionals who fail to comply with the above standards and requirements may be subject to CFP Board's enforcement process, which could result in suspension or permanent revocation of their CFP certification. MARCH 04, 2013 PART 2B OF FORM ADV: QUADRANT CAPITAL MANAGEMENT BROCHURE SUPPLEMENT PAGE 6 OF 8

7 P R O F E S S I O N A L C E R T I F I CAT I O N S CERTIFIED TRUST AND FINANCIAL ADVISOR The Certified Trust and Financial Advisor ("CTFA") is a professional certification mark granted in the United States by the American Bankers Association Institute of Certified Bankers ("ICB"). The CTFA certification is a voluntary certification; no federal or state law or regulation requires financial planners or wealth managers to hold CTFA certification. The CTFA certification is designed to establish a recognized standard of knowledge and competence for the trust and wealth advisory field. This certification formally recognizes those individuals who have met these standards. It also provides employers and clients with a tool to identify skilled, knowledgeable professionals. Finally the CTFA certification supports the benefits of professional continuing education and development. To attain the right to use the CTFA marks, an individual must satisfactorily fulfill the following prerequisites to qualify to take the CTFA certification examination: Professional Experience and Education A minimum of three years experience in wealth management as well as completion of one of the five ICB approved wealth management training programs, or Five years experience in wealth management and a bachelor's degree, or Ten years experience in wealth management Professional Reference: One letter of recommendation is required from a manager attesting to the candidate's qualifications for certification, including their wealth management experience and ethical character. The letter must be signed and on corporate letterhead. Ethics Statement: Each candidate must sign ICB's Professional Code of Ethics statement. Application: Candidate's must complete and submit an application and must meet all of the eligibility requirements at the time the application is submitted. Examination: Once the above requirements have been met, candidates must pass the comprehensive CTFA certification exam. The exam is administered over a four hour period. The exam consists of 200 multiple choice questions and measures the candidate's knowledge in the following five areas: 1. Fiduciary and Trust activities 2. Financial Planning 3. Tax Law and Planning 4. Investment Management 5. Ethics Individuals who became certified must complete the following ongoing education and ethics requirements in order to maintain the right to continue to use the CTFA marks: Continuing Education: Complete 45 hours of continuing education every three years, with a minimum of six hours in each of the four knowledge areas. In addition, certified individuals are required to complete three continuing education credits in Ethics. Code of Ethics: In order to maintain the CTFA certification in good standing, individuals must adhere to ICB's Professional Code of Ethics as well as pay an annual fee. MARCH 04, 2013 PART 2B OF FORM ADV: QUADRANT CAPITAL MANAGEMENT BROCHURE SUPPLEMENT PAGE 7 OF 8

8 Q U A D R A N T CA P I TA L M A N AG E M E N T Quadrant CapitalManagement, LLC Q 2013 QUADRANT CAPITAL MANAGEMENT, LLC ALL RIGHTS RESERVED. QUADRANT CAPITAL MANAGEMENT, LLC 100 PASSAIC AVENUE, SUITE 301 FAIRFIELD NJ TEL FAX MARCH 04, 2013 PART 2B OF FORM ADV: QUADRANT CAPITAL MANAGEMENT BROCHURE SUPPLEMENT PAGE 8 OF 8

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