Cranbrook Wealth Management, LLC 901 Wilshire Drive, Suite 350 Troy, Michigan (248)

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1 Cranbrook Wealth Management, LLC 901 Wilshire Drive, Suite 350 Troy, Michigan (248) RICHARD E. BALAMUCKI PART 2B OF FORM ADV BROCHURE SUPPLEMENT March 26, 2012 This brochure supplement provides information about Richard E. Balamucki that supplements the Cranbrook Wealth Management, LLC brochure. You should have received a copy of that brochure. Please contact Casey Bear, Chief Compliance Officer, at (248) or if you did not receive the Cranbrook Wealth Management, LLC brochure or if you have any questions about the contents of this supplement. Additional information about Mr. Balamucki is available on the SEC s website at

2 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE Richard E. Balamucki was born in 1955 and is the founder and president of our firm. Mr. Balamucki earned a Bachelor of Arts degree from Michigan State University. From 1977 until 1989, Mr. Balamucki worked for Capital Analysts, Inc., a pioneer in fee based wealth management and financial planning. Thereafter, Mr. Balamucki founded the Cranbrook Financial Group in 1990 and our firm in From 1990 through early 2006, Mr. Balamucki was a Registered Representative with Northwestern Mutual Investment Services. In 1999, while with Northwestern Mutual, he was an early adopter of the fee in lieu of commission investment management process, and worked closely with the executive management team to develop the investment platform used by its financial representatives. In early 2006, Mr. Balamucki resigned from Northwestern Mutual Investment Services so that he could devote himself full time to our firm, as a fee-only investment adviser registered with the SEC. From December 2007 until January 2009, Mr. Balamucki was a Registered Representative with Purshe Kaplan Sterling Investments, Inc. Mr. Balamucki, ChFC has received the Chartered Financial Consultant professional designation. Mr. Balamucki, ChFC has earned the right to use Chartered Financial Consultant designation awarded by The American College, a non-profit educational institution. To earn the Chartered Financial Consultant designation, Mr. Balamucki successfully passed all courses in his selected financial planning program, completed three years of qualified business experience, and agreed to comply with The American College Code of Ethics and Procedures and complete 30 hours of continuing education every two years. DISCIPLINARY INFORMATION Mr. Balamucki has no legal or disciplinary events that would be material to your evaluation of him. OTHER BUSINESS ACTIVITIES We must inform you if Mr. Balamucki is actively engaged in any investment-related business or occupation including registrations or applications pending to register, as brokerdealer, registered representative of broker-dealers, future commission merchants, commodity pool operators, commodity trading advisors, or is an associated person of any of the foregoing. Mr. Balamucki is independently licensed to sell insurance through various insurance agencies. Although we do not provide Mr. Balamucki with additional compensation for his insurance sales, Mr. Balamucki receives commissions from insurance companies if you purchase insurance through him. The receipt of this compensation may create a conflict of interest. To mitigate this conflict of interest, we do not require you to purchase any recommended insurance products through Mr. Balamucki, and you may purchase insurance through other unaffiliated insurance agents. Richard E. Balamucki Part 2B 1 Cranbrook Wealth Management, LLC

3 We must also inform you if Mr. Balamucki is actively engaged in any business or occupation that provides a substantial source of his income or involves a substantial amount of time. Mr. Balamucki has no information to disclose. ADDITIONAL COMPENSATION We must also inform you of additional compensation Mr. Balamucki may receive for providing advisory services, such as sales awards or other prizes. Mr. Balamucki has no information to disclose. SUPERVISION We oversee Mr. Balamucki s investment advice by maintaining a Mutual Fund Recommended List which guides Mr. Balamucki when making investment decisions. As a result, Mr. Balamucki does not make independent investment decisions beyond the investments included on this list. We also use paraplanners for a majority of client accounts, who assist in overseeing the accounts with Mr. Balamucki and report any suspect activity to Mr. Bear, our Chief Compliance Officer. If you have questions or concerns regarding Mr. Balamucki, please contact Mr. Bear, our Chief Compliance Officer, at (248) or Richard E. Balamucki Part 2B 2 Cranbrook Wealth Management, LLC

4 Cranbrook Wealth Management, LLC 901 Wilshire Drive, Suite 350 Troy, Michigan (248) CASEY J. BEAR PART 2B OF FORM ADV BROCHURE SUPPLEMENT March 26, 2012 This brochure supplement provides information about Casey J. Bear that supplements the Cranbrook Wealth Management, LLC brochure. You should have received a copy of that brochure. Please contact Mr. Bear, Chief Compliance Officer, at (248) or if you did not receive the Cranbrook Wealth Management, LLC brochure or if you have any questions about the contents of this supplement. Additional information about Mr. Bear is available on the SEC s website at

5 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE Casey J. Bear was born in Mr. Bear earned a Bachelor of Arts degree from Kalamazoo College and a Juris Doctor degree from the Wayne State University Law School. Mr. Bear has served as our Chief Executive Officer since November 2009 and as our Chief Compliance Officer since January From October 2007 until November 2009, Mr. Bear served as owner, Vice President, and Chief Compliance Officer of Emerson Wealth Management, LLC. From August 2004 until October 2007, Mr. Bear was an Advanced Planning Analyst with Emerson Dankovich Advisors, Inc. Prior to August 2004, Mr. Bear practiced law with Raymond & Prokop, P.C. in Southfield, MI. Mr. Bear has received the CERTIFIED FINANCIAL PLANNER TM professional designation. Mr. Bear earned the right to use the CFP professional designation awarded by The Certified Financial Planner Board of Standards, Inc., a global non-profit corporation. To earn the CFP professional designation, Mr. Bear completed an advanced college-level planning course on specific subject areas, passed the comprehensive CFP Certification Examination, completed at least three years of qualified full-time financial planning related experience, and agreed to be bound by the Board s standards of professional conduct and complete 30 hours of continuing education every two years. DISCIPLINARY INFORMATION him. Mr. Bear has no legal or disciplinary events that would be material to your evaluation of OTHER BUSINESS ACTIVITIES We must inform you if Mr. Bear is actively engaged in any investment-related business or occupation including registrations or applications pending to register, as broker-dealer, registered representative of broker-dealers, future commission merchants, commodity pool operators, commodity trading advisors, or is an associated person of any of the foregoing. Mr. Bear is independently licensed to sell insurance through various insurance agencies. Although we do not provide Mr. Bear with additional compensation for his insurance sales, Mr. Bear receives commissions from insurance companies if you purchase insurance through him. The receipt of this compensation may create a conflict of interest. To mitigate this conflict of interest, we do not require you to purchase any recommend insurance products through Mr. Bear, and you may purchase insurance through other unaffiliated insurance agents. Mr. Bear is a licensed attorney with the State of Michigan. Mr. Bear does not practice law through our firm or on his own. His advice should not be construed as legal advice. When appropriate, please consult with your attorney and/or accountant before proceeding. Casey J. Bear Part 2B 1 Cranbrook Wealth Management, LLC

6 We must also inform you if Mr. Bear is actively engaged in any business or occupation that provides a substantial source of his income or involves a substantial amount of time. Mr. Bear has no information to disclose. ADDITIONAL COMPENSATION We must also inform you of additional compensation Mr. Bear may receive for providing advisory services, such as sales awards or other prizes. Mr. Bear has no information to disclose. SUPERVISION We oversee Mr. Bear s investment advice by maintaining a Mutual Fund Recommended List which guides Mr. Bear when making investment decisions. As a result, Mr. Bear does not make independent investment decisions beyond the investments included on this list. We also use paraplanners for a majority of client accounts, who assist in overseeing the accounts and report any suspect activity. If you have questions or concerns regarding Mr. Bear, please contact Mr. Balamucki, our President, at (248) Casey J. Bear Part 2B 2 Cranbrook Wealth Management, LLC

7 Cranbrook Wealth Management, LLC 901 Wilshire Drive, Suite 350 Troy, Michigan (248) KATHI A. BARTLEY PART 2B OF FORM ADV BROCHURE SUPPLEMENT March 26, 2012 This brochure supplement provides information about Kathi A. Bartley that supplements the Cranbrook Wealth Management, LLC brochure. You should have received a copy of that brochure. Please contact Casey Bear, Chief Compliance Officer, at (248) or if you did not receive the Cranbrook Wealth Management, LLC brochure or if you have any questions about the contents of this supplement. Additional information about Ms. Bartley is available on the SEC s website at

8 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE Kathi A. Bartley was born in Ms. Bartley attended Ferris State College and Oakland Community College. Ms. Bartley joined our firm in January 2006 and served as Chief Compliance Officer and Investment Adviser Representative until January Since January 2010, Ms. Bartley has continued to serve as an Investment Advisor Representative. Ms. Bartley, ChFC has received the Chartered Financial Consultant professional designation. Ms. Bartley, ChFC has each earned the right to use Chartered Financial Consultant designation awarded by The American College, a non-profit educational institution. To earn the Chartered Financial Consultant designation, Ms. Bartley successfully passed all courses in her selected financial planning program, completed three years of qualified business experience, and agreed to comply with The American College Code of Ethics and Procedures and complete 30 hours of continuing education every two years. DISCIPLINARY INFORMATION of her. Ms. Bartley has no legal or disciplinary events that would be material to your evaluation OTHER BUSINESS ACTIVITIES We must inform you if Ms. Bartley is actively engaged in any investment-related business or occupation including registrations or applications pending to register, as brokerdealer, registered representative of broker-dealers, future commission merchants, commodity pool operators, commodity trading advisors, or is an associated person of any of the foregoing. Ms. Bartley is independently licensed to sell insurance through various insurance agencies. Although we do not provide Ms. Bartley with additional compensation for her insurance sales, Ms. Bartley receives commissions from insurance companies if you purchase insurance through her. The receipt of this compensation may create a conflict of interest. To mitigate this conflict of interest, we do not require you to purchase any recommend insurance products through Ms. Bartley, and you may purchase insurance through other unaffiliated insurance agents. We must also inform you if Ms. Bartley is actively engaged in any business or occupation that provides a substantial source of her income or involves a substantial amount of time. Ms. Bartley has no information to disclose. ADDITIONAL COMPENSATION We must also inform you of additional compensation Ms. Bartley may receive for providing advisory services, such as sales awards or other prizes. Ms. Bartley has no information to disclose. Kathi A. Bartley Part 2B 1 Cranbrook Wealth Management, LLC

9 SUPERVISION We oversee Ms. Bartley s investment advice by maintaining a Mutual Fund Recommended List which guides Ms. Bartley when making investment decisions. As a result, Ms. Bartley does not make independent investment decisions beyond the investments included on this list. We also use paraplanners for a majority of client accounts, who assist in overseeing the accounts with our Ms. Bartley and report any suspect activity to Casey Bear, our Chief Compliance Officer. If you have questions or concerns regarding Ms. Bartley, please contact Mr. Bear, our Chief Compliance Officer, at (248) or Kathi A. Bartley Part 2B 2 Cranbrook Wealth Management, LLC

10 Cranbrook Wealth Management, LLC 901 Wilshire Drive, Suite 350 Troy, Michigan (248) MARK R. FITZGERALD PART 2B OF FORM ADV BROCHURE SUPPLEMENT March 26, 2012 This brochure supplement provides information about Mark Fitzgerald that supplements the Cranbrook Wealth Management, LLC brochure. You should have received a copy of that brochure. Please contact Casey Bear, Chief Compliance Officer, at (248) or if you did not receive the Cranbrook Wealth Management, LLC brochure or if you have any questions about the contents of this supplement. Additional information about Mr. Fitzgerald is available on the SEC s website at

11 EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE Mark R. Fitzgerald was born in Mr. Fitzgerald earned a Bachelor of General Studies from Oakland University. In January 2006, Mr. Fitzgerald joined our firm as an Investment Advisor Representative. Mr. Fitzgerald, ChFC has received the Chartered Financial Consultant professional designation. Mr. Fitzgerald has also received the CERTIFIED FINANCIAL PLANNER TM professional designation. Mr. Fitzgerald, ChFC has earned the right to use Chartered Financial Consultant designation awarded by The American College, a non-profit educational institution. To earn the Chartered Financial Consultant designation, Mr. Fitzgerald successfully passed all courses in his selected financial planning program, completed three years of qualified business experience, and agreed to comply with The American College Code of Ethics and Procedures and complete 30 hours of continuing education every two years. As described above, Mr. Fitzgerald earned the right to use the CFP professional designation awarded by The Certified Financial Planner Board of Standards, Inc., a global nonprofit corporation. To earn the CFP professional designation, Mr. Fitzgerald completed an advanced college-level planning course on specific subject areas, passed the comprehensive CFP Certification Examination, completed at least three years of qualified full-time financial planning related experience, and agreed to be bound by the Board s standards of professional conduct and complete 30 hours of continuing education every two years. DISCIPLINARY INFORMATION Mr. Fitzgerald has no legal or disciplinary events that would be material to your evaluation of him. OTHER BUSINESS ACTIVITIES We must inform you if Mr. Fitzgerald is actively engaged in any investment-related business or occupation including registrations or applications pending to register, as brokerdealer, registered representative of broker-dealers, future commission merchants, commodity pool operators, commodity trading advisors, or is an associated person of any of the foregoing. Mr. Fitzgerald is independently licensed to sell insurance through various insurance agencies. Although we do not provide Mr. Fitzgerald with additional compensation for his insurance sales, Mr. Fitzgerald receives commissions from insurance companies if you purchase insurance through him. The receipt of this compensation may create a conflict of interest. To mitigate this conflict of interest, we do not require you to purchase any recommend insurance products through Mr. Fitzgerald, and you may purchase insurance through other unaffiliated insurance agents. Mark R. Fitzgerald Part 2B 1 Cranbrook Wealth Management, LLC

12 We must also inform you if Mr. Fitzgerald is actively engaged in any business or occupation that provides a substantial source of his income or involves a substantial amount of time. Mr. Fitzgerald has no information to disclose. ADDITIONAL COMPENSATION We must also inform you of additional compensation Mr. Fitzgerald may receive for providing advisory services, such as sales awards or other prizes. Mr. Fitzgerald has no information to disclose. SUPERVISION We oversee Mr. Fitzgerald s investment advice by maintaining a Mutual Fund Recommended List which guides Mr. Fitzgerald when making investment decisions. As a result, Mr. Fitzgerald does not make independent investment decisions beyond the investments included on this list. We also use paraplanners for a majority of client accounts, who assist in overseeing the accounts with Mr. Fitzgerald and report any suspect activity to Casey Bear, our Chief Compliance Officer. If you have questions or concerns regarding Mr. Fitzgerald, please contact Mr. Bear, our Chief Compliance Officer, at (248) or Mark R. Fitzgerald Part 2B 2 Cranbrook Wealth Management, LLC

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