Axlebox Condition Monitoring Hot Axlebox Detection
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1 Axlebox Condition Monitoring Hot Axlebox Detection Synopsis This document mandates requirements for rolling stock and infrastructure subsystems to be applied in the design of new or altered rolling stock for the detection of hot axleboxes, by trackside hot axlebox detectors (HABDs) and onboard axle bearing monitoring systems. Copyright in the s is owned by Rail Safety and Standards Board Limited. All rights are hereby reserved. No (in whole or in part) may be reproduced, stored in a retrieval system, or transmitted, in any form or means, without the prior written permission of Rail Safety and Standards Board Limited, or as expressly permitted by law. Members are granted copyright licence in accordance with the Constitution Agreement relating to Rail Safety and Standards Board Limited. In circumstances where Rail Safety and Standards Board Limited has granted a particular person or organisation permission to copy extracts from Railway Group Standards, Rail Safety and Standards Board Limited accepts no responsibility for, and excludes all liability in connection with, the use of such extracts, or any claims arising therefrom. This disclaimer applies to all forms of media in which extracts from s may be reproduced. Published by: Block 2 Angel Square 1 Torrens Street London EC1V 1NY Copyright 2011 Rail Safety and Standards Board Limited
2 record Date Comments One June 2001 Original document Supersedes GM/RT2242, GM/RT2243, GM/TT0142, GO/OP0006 and GO/RT June 2011 Replaces issue one Revised to align with BS EN :2009 Revisions have not been marked by a vertical black line in this issue because the document has been revised throughout Superseded documents The following Railway Group documents are superseded, either in whole or in part as indicated: Superseded documents issue one June 2001 Hot Axle Bearing Detection Sections superseded All Date when sections are superseded 03 September 2011 Supply issue one ceases to be in force and is withdrawn as of 03 September The authoritative version of this document is available at Uncontrolled copies of this document can be obtained from Communications,, Block 2, Angel Square, 1 Torrens Street, London EC1V 1NY, telephone or enquirydesk@rssb.co.uk. Other Standards and associated documents can also be viewed at Page 2 of 12
3 Contents Section Description Page Part 1 Purpose and Introduction 1.1 Purpose 1.2 Introduction 1.3 Approval and authorisation of this document Part 2 Requirements for the Rolling Stock Subsystem 2.1 The rolling stock interface for hot axlebox detection 2.2 The rolling stock interface to infrastructure 2.3 Rolling stock fitted with onboard axle bearing monitoring system Part 3 Requirements for the Infrastructure Subsystem 3.1 The infrastructure interface to rolling stock 3.2 Provision of information on trackside HABDs Part 4 Requirements for the Infrastructure Manager 4.1 Requirements when trackside HABDs are out of service Part 5 Application of this document 5.1 Application - infrastructure managers 5.2 Application - railway undertakings 5.3 Health and safety responsibilities Definitions 11 References 12 Page 3 of 12
4 Part 1 Purpose and Introduction 1.1 Purpose This document mandates requirements for rolling stock and infrastructure subsystems to be applied in the design of new or altered rolling stock for the detection of hot axleboxes, by trackside hot axlebox detectors (HABDs) and onboard axle bearing monitoring systems. 1.2 Introduction Background The implementation of the Technical Specifications for Interoperability (TSIs) mandated through a series of European Directives has resulted in a review of all requirements mandated in s Under the Strategy for Standards Management, has given a commitment to review all of its standards with a view to mandating only those requirements that define the interface and the need for cooperation between different categories of duty holder to manage risk safely A review of the requirements set out in standards associated with hot axlebox detection has resulted in a revision of this GE/RT8270 mandates requirements and responsibilities for the assessment of compatibility between infrastructure and rolling stock. Where existing infrastructure has not been assessed as conforming to the applicable Infrastructure TSIs, conformity with the requirements of is a method of demonstrating compatibility between rolling stock and hot axlebox detection systems The requirements in the TSIs for axlebox condition monitoring are supported by BS EN :2009. To align with Europe the relevant parts of BS EN :2009 that are appropriate for GB are incorporated within this document Principles The requirements of this document are based on one or more of the following principles: a) This document mandates those requirements that define the interface and the need for cooperation between different categories of duty holder to manage risk safely. b) This document mandates requirements that are necessary to support an open point in a TSI and meet an essential requirement of the relevant European Directive Support to essential requirements The European Directives applicable to interoperability mandate that each TSI is required to address a number of essential requirements. In supporting specific open points in Rolling Stock TSIs, including the as yet unpublished Conventional Rail Locomotives and Passenger Rolling Stock TSI, the essential requirements set out in are addressed. Page 4 of 12
5 The Directive 2008/57/EC of the European Parliament and of the Council of 17 June 2008 on the interoperability of the rail system within the Community contains within Annex 3 Essential Requirements the following relevant essential requirements: 1. General requirements 1.1 Safety The design, construction or assembly, maintenance and monitoring of safety critical components, and more particularly of the components involved in train movement must be such as to guarantee safety at the level corresponding to the aims laid down for the network, including those for specific degraded situations. 1.2 Reliability and availability The monitoring and maintenance of fixed or moveable components that are involved in train movements must be organised, carried out and quantified in such a manner as to maintain their operation under the intended conditions. 1.5 Technical compatibility The technical characteristics of the infrastructure and fixed installations must be compatible with each other and with those of the trains to be used on the rail system Supporting documents The following Railway Group document supports this : GE/GN8614 Guidance on 1.3 Approval and authorisation of this document The content of this document was approved by Rolling Stock Standards Committee on 21 January This document was authorised by on 15 March Page 5 of 12
6 Part 2 Requirements for the Rolling Stock Subsystem 2.1 The rolling stock interface for hot axlebox detection Rolling stock as a minimum shall: a) Be designed in accordance with the rolling stock requirements for the target zone set out in clause 5.1 of BS EN :2009. Or b) Be fitted with an onboard axle bearing monitoring system which shall monitor all of the affected axle journal bearings Rolling stock that have an operating speed equal to or greater than 250 km/h shall be fitted with an onboard axle bearing monitoring system which shall monitor all of the axle journal bearings. 2.2 The rolling stock interface to infrastructure Rolling stock shall be designed in accordance with the rolling stock prohibited zone requirements set out in clause 5.2 of BS EN :2009, and have either: a) No heat source, other than that generated by an in-service axle journal bearing, located within the boundaries of the prohibited zone. Or b) Thermal shielding of any heat source, other than that generated by an in-service axle journal bearing, located within the boundaries of the prohibited zone To facilitate the setting of temperature alarm levels for trackside HABDs, the railway undertaking shall make available to the infrastructure manager when requested, the normal maximum temperatures of the target zones for the rolling stock that they operate (see 3.1.3). 2.3 Rolling stock fitted with onboard axle bearing monitoring system The onboard axle bearing monitoring system shall be set to initiate an alarm to indicate that acceptable conditions are exceeded The conditions that trigger alarms shall be determined and set by the railway undertaking responsible for the rolling stock on which the onboard axle bearing monitoring system is fitted When an alarm is triggered, the onboard axle bearing monitoring system shall provide an indication of which axle journal bearing(s) triggered the alarm and shall initiate the following actions: a) On passenger carrying rolling stock the driver shall be alerted. b) On non-passenger carrying rolling stock either the driver shall be alerted or the train brakes shall be automatically applied to bring the train to a stand in a controlled manner. Page 6 of 12
7 Part 3 Requirements for the Infrastructure Subsystem 3.1 The infrastructure interface to rolling stock Trackside HABDs shall be designed to: a) Meet the requirements of the following clauses from BS EN :2009 for: i) The interface as set out in clause 6.1. ii) The temperature measuring zone as set out in clause 6.2. iii) Installation as set out in clause 6.3. iv) Functions as set out in clauses b), d), e) and f) of 7.1. v) Temperature alarms as set out in clauses a) and c) of 7.2. b) Trigger an immediate alarm in the appropriate signalling centre or operations control centre when temperature alarm levels are exceeded Temperature alarm levels shall be set by the infrastructure manager for each alarm type (hot temperature alarm and differential temperature alarm) To facilitate the setting of temperature alarm levels for each alarm type, the infrastructure manager shall request relevant information from the railway undertaking (see 2.2.2). 3.2 Provision of information on trackside HABDs The infrastructure manager shall make available to the railway undertaking, when requested: a) Details of the location of trackside HABD installations. b) Information on the settings for trackside HABD installations. Page 7 of 12
8 Part 4 Requirements for the Infrastructure Manager 4.1 Requirements when trackside HABDs are out of service The infrastructure manager shall, in the event that a trackside HABD is out of service, inform all railway undertakings that operate over the route as soon as it is evident that it is likely to remain out of service The infrastructure manager shall reinstate the out-of-service trackside HABD at the earliest opportunity, and inform all railway undertakings that operate over the route when it is reinstated. Page 8 of 12
9 Part 5 Application of this document 5.1 Application - infrastructure managers Scope The requirements of this document apply to all trackside HABDs Compliance with Part 3 of this document The requirements of sections 3.1 and 3.2 apply to the infrastructure manager for trackside HABDs Compliance with Part 4 of this document The requirements of sections 4.1 and 4.2 apply to the infrastructure manager when trackside HABDs are out of service Exclusions from scope There are no exclusions from the scope specified in for infrastructure managers General compliance date for infrastructure managers This comes into force and is to be complied with from 03 September After the compliance dates or the date by which compliance is achieved if earlier, infrastructure managers are to maintain compliance with the requirements set out in this. Where it is considered not reasonably practicable to comply with the requirements, authorisation not to comply should be sought in accordance with the s Code Exceptions to general compliance date There are no exceptions to the general compliance date specified in for infrastructure managers. 5.2 Application - railway undertakings Scope The requirements of this document apply to all new rolling stock and alterations to rolling stock that affect the target zone on the axlebox Compliance with Part 2 of this document The requirements of sections 2.1, 2.2 and 2.3 apply to railway undertakings for the design of new or altered rolling stock for the detection of hot axleboxes The requirements of sections 2.1 and 2.3 apply to railway undertakings for the fitment of onboard axle bearing monitoring systems Exclusions from scope The requirements in this document are not applicable to rolling stock authorised for placing into service under the Railways (Interoperability) Regulations 2006 (as amended), or any subsequent regulations replacing these regulations, unless the requirements in this document are relevant notified national technical rules. Page 9 of 12
10 The requirements in the document are not applicable to the following types of vehicles: a) On-track plant. b) Steam locomotives as defined in GM/RT General compliance date for railway undertakings This comes into force and is to be complied with from 03 September After the compliance dates or the date by which compliance is achieved if earlier, railway undertakings are to maintain compliance with the requirements set out in this. Where it is considered not reasonably practicable to comply with the requirements, authorisation not to comply should be sought in accordance with the s Code Exceptions to general compliance date There are no exceptions to the general compliance date specified in for railway undertakings. 5.3 Health and safety responsibilities Users of documents published by are reminded of the need to consider their own responsibilities to ensure health and safety at work and their own duties under health and safety legislation. does not warrant that compliance with all or any documents published by is sufficient in itself to ensure safe systems of work or operation or to satisfy such responsibilities or duties. Page 10 of 12
11 Definitions Axle journal bearing A bearing or bearing assembly on a rail vehicle axle journal that transmits a proportion of the weight of the rail vehicle directly to the wheelset. For the purpose of this definition bearings associated with the mounting of traction motors or traction drives are excluded. Axlebox A structure, including for example a cartridge bearing adaptor, which houses, or is in contact with, the axle journal bearing and provides an interface with the bogie and / or suspension arrangement. Differential temperature alarm An indication that a calculated temperature difference, between the left and right axleboxes of a wheelset, has exceeded a preset differential temperature level. Heat source Part of the rolling stock that has the potential to have a temperature above the in-service running temperature of the underside of the axlebox, such as a hot load or an exhaust pipe. Hot axlebox An axlebox that is overheated, or in the process of overheating, due to failure of, or damage to the axle journal bearing. Hot axlebox detector (HABD) A trackside device which monitors and reports the axlebox temperature of in-service rolling stock. Hot temperature alarm An indication that a calculated axlebox temperature has exceeded a preset hot temperature level. Onboard axle bearing monitoring system A system, onboard rolling stock, that monitors the axle journal bearing condition. On-track plant Vehicles with rail wheels capable of running on railway track, limited by their engineering acceptance to running within a possession only. Prohibited zone Area surrounding the target zone in which heat sources such as exhausts, which might influence the behaviour of a trackside HABD, are excluded or thermally shielded. Target zone Area on the underside of an axlebox that is designed to have its temperature monitored by a trackside HABD. Temperature measuring zone Virtual cuboid shape fixed in size and space relative to the track in which a trackside HABD system focuses to measure thermal radiation. Page 11 of 12
12 References The Catalogue of s and the s CD-ROM give the current issue number and status of documents published by. This information is also available from RGSC 01 RGS02 s Code The Standards Manual Documents referenced in the text s GE/RT8270 GM/RT2003 documents GE/GN8614 Assessment of Compatibility of Rolling Stock and Infrastructure Certification Requirements for Registration of Steam Locomotives Guidance on Hot Axlebox Detection Other references BS EN :2009 Railway applications Axlebox condition monitoring Interface and design requirements Part 1: Track side equipment and rolling stock axlebox CR LOC&PAS TSI Conventional Rail Locomotives and Passenger Rolling Stock TSI SI 2006/397 The Railways (Interoperability) Regulations /57/EC Directive of the European Parliament and the Council of 17 June 2008 Other relevant documents s GE/RT8047 GO/RT3053-F GO/RT3437 Other references HS RST TSI CR WAG TSI Reporting of Safety Related Information Working Manual for Rail Staff, Handling and Carriage of Dangerous Goods - Section F - Fires and Incidents involving Dangerous Goods Defective On-Train Equipment High Speed Rolling Stock TSI, Decision 2008/232/CE (OJ L , p.132) Conventional Rail Freight Wagons TSI, Decision 2006/861/EC (OJ L , p.1) Page 12 of 12
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