Synthetic Equity & Index Strategy Europe ETF+ Quarterly Directory

Transcription

1 Deutsche Bank Markets Research Europe Synthetic Equity & Index Strategy Europe ETF+ Quarterly Directory Date 16 July 2015 Q ETPs Data in this report is as of 30th June 2015 Author Ari Rajendra Strategist (+44) Team Contacts Shan Lan Strategist (+852) Sebastian Mercado Strategist (+1) Deutsche Bank AG/London Deutsche Bank does and seeks to do business with companies covered in its research reports. Thus, investors should be aware that the firm may have a conflict of interest that could affect the objectivity of this report. Investors should consider this report as only a single factor in making their investment decision. DISCLOSURES AND ANALYST CERTIFICATIONS ARE LOCATED IN APPENDIX 1.MCI (P) 124/04/2015.

2 Table Of Contents Glossary... 3 Definitions... 4 Equity... 6 Developed Markets... 7 Emerging Markets Global Markets Capitalization Sectors Strategy Style Thematic Volatility Fixed Income Corporates Emerging Markets Cash Overall Sovereign Covered Credit/CDS Strategy Commodity Agriculture Energy Industrial Metals Livestock Overall Precious Metals Currency Alternative Multi Asset Page 2 Deutsche Bank AG/London

3 Glossary 1) Domicile Fra Ger Ire Swed Fin Swit USA Nor Sp Jer UK Oest Gr Ice Nl France Germany Ireland Sweden Finland Switzerland USA Norway Spain Jersey Islands UK Austria Greece Iceland Netherlands 2) Exchanges Listed Exchanges Listed Exchange Short Name Exchange Name Enxt - Br Euronext Euronext Brussels Enxt - Pa Euronext Euronext Paris XTF XTF Deutsche Borse SWX SWX Swiss SE LSE LSE London SE OMX Stockholm Stockholmborsen OMX Helsinki SE Helsinki SE Enxt - Am Euronext Euronext Amsterdam Enxt - Lis Euronext Euronext Lisbon BI ETFplus Borsa Italiana OSE Oslo Bors Oslo Bors ISE ISE Irish SE ATX ATX Vienna SE BME BME BME ASE Athex Athens SE STUT Stuttgart Borse Stuttgart ICE ICE Iceland SE 3) Strategy is shown as a combination of a number and alphabets. e.g. 2S Double leveraged short, 1LS Unleveraged Long Short; 2L Double Leveraged Long 4) AUM figures as of 30 th June Deutsche Bank AG/London Page 3

4 Definitions Exchange-Traded Products (ETPs) We define an exchange-traded product (ETP) as a secure (funded or collateralized) open-ended delta-one exchange-traded equity or debt instrument with no embedded optionality and market-wide appeal to investors. This includes exchange traded funds, exchange-traded commodities (Europe) and exchange-traded vehicles (US). Figure below gives a summary of our current coverage universe by region and structure type as on 31 December The vast majority of instruments are ETFs (97%, 3,906 products, $2,641bn) with the remainder being ETCs (0.7%, 451 products, $20.4bn) in Europe and ETVs (2.1%, 70 products, $56.7bn) in the US. Figure 1: ETP Coverage Universe Summary ETPs ETFs ETC/Vs Region Products US$ Mil. % Products US$ Mil. % Products US$ Mil. % US 1,450 1,979, % 1,380 1,922, % 70 56, % Europe 1, , % 1, , % , % Asia Pacific , % , % % RoW , % , % 5 3, % Global 4,447 2,721, % 3,906 2,640, % , % Source: Deutsche Bank, Bloomberg Finance LP, Reuters. Exchange-Traded Funds (ETFs, 97%) US (71%): Fund structures that issue shares that are traded on an exchange much the same way as equities. ETFs indexed to equity and fixed income benchmarks are registered under the investment company act of Only physical index replication techniques are permissible by this legislation while synthetic replication is not allowed. Europe (16%): Fund structures that issue units or shares that are traded on an exchange much the same way as equities. The vast majorities of European ETFs are UCITS III compliant and are primarily domiciled in Dublin and Luxemburg. The Undertakings for Collective Investment in Transferable Securities (UCITS) are a set of European Union directives that aim to allow collective investment schemes to operate freely throughout the EU on the basis of a single authorization from one member state. Both physical and synthetic index replication is permissible by UCITS and funds are allowed to track equity, fixed income as well as diversified commodity indices. Asia (7%): Both European and US ETFs are cross sold into the Asian market. Exchange-Traded Collateralized Instruments (3%) Exchange-Traded Commodities (ETCs, 1%) In Europe as UCITS III does not permit the creation of funds tracking non diversified commodity indices (for example wheat or oil), exchange-traded products that track single commodity profiles are issued under the EU Prospectus Directive in two structures that have become widely known as exchange-traded commodities (ETCs). ETCs can either be physically backed or they can be issued through a bankruptcy remote special purpose vehicle (SPV). Both forms utilize offshore domiciles, such as Jersey, and are classed as debt instruments. Physically-backed ETCs are fully backed with securities that closely resemble the composition of a product s benchmark index. SPV structures are collateralized by assets which could bear no resemblance to those of their respective benchmark index and ensure replication of their index return through a total return swap structure or by holding other derivative Page 4 Deutsche Bank AG/London

5 instruments such as futures. In the vast majority of cases, both types of ETCs are fully collateralized with secure assets such as money market instruments, government bonds and gold. For more information, please refer to our research report issued on March titled The race for assets in the European Exchange-Traded Products Market. Exchange-traded vehicles (ETVs, 2%) This terminology typically refers to grantor trusts that exist in the US market. These instruments track primarily commodity benchmarks. They differ from ETFs in that they are registered under the Securities Act of 1933 and not the investment Company Act of 1940, hence they are not classed as funds. Vehicles that replicate commodity benchmarks, more often known as pools, and funds targeting alternative index returns are formed under the Commodities Exchange Act and are listed under the 33 Securities Act, and report under 34 Corporate Act. Deutsche Bank AG/London Page 5

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7 Deutsche Bank AG/London Page 7 Developed Markets Broad Indices ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index TER Replication Exchanges Listed 2 Strategy 3 AUM 4 ishares Dow Jones Global Titans 50 (DE) DJGTEEX GR DJGTEEX.DE ETF Ger BlackRock Dow Jones Global Titans % Physical XTF 1L 133,668,000 Lyxor UCITS ETF DJ Global Titans 50 MGT FP MGT.PA ETF Fra Lyxor Dow Jones Global Titans % Synthetic ATX,BI,LSE,Enxt - Pa 1L 40,073,247 Lyxor UCITS ETF PEA DJ Global Titans 50 C-EUR PMGT FP PMGT.PA ETF Fra Lyxor Dow Jones Global Titans % Synthetic Enxt - Pa 1L 995,200 ishares Euro STOXX (DE) SXXEEX GR STOXXEEX.DE ETF Ger BlackRock Euro STOXX 0.20% Physical BI,XTF 1L 951,192,000 EasyETF Euro STOXX ETX FP ETX.PA ETF Fra BNP Paribas Euro STOXX 0.30% Physical Enxt - Pa 1L 94,650,768 Lyxor Euro Stoxx 300 (DR) UCITS ETF MFED FP MFED.PA ETF Fra Lyxor Euro STOXX 0.30% Physical Enxt - Pa 1L 17,844,090 Amundi ETF Euro STOXX 50 UCITS ETF C50 FP C50.PA ETF Fra Amundi Euro STOXX % Synthetic BI,SWX,XTF,Enxt - Pa 1L 1,321,034,732 BBVA-Accion Euro STOXX 50 BBVAE SM BBVAE.MC ETF Sp BBVA Gestion SA SGIIC Euro STOXX % Physical BME 1L 157,126,500 ishares EURO Core STOXX 50 - B UCITS ETF Acc CSSX5E SW CSSX5E.S ETF Ire BlackRock Euro STOXX % Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 1,020,258,023 ishares Euro STOXX 50 (DE) SX5EEX GR STX50EEX.DE ETF Ger BlackRock Euro STOXX % Physical ATX,BI,SWX,XTF 1L 7,118,430,000 ishares EURO STOXX 50 UCITS ETF (Inc) EUNE SW EUE.S ETF Ire BlackRock Euro STOXX % Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 6,331,694,036 EasyETF Euro STOXX 50 ETB FP ETBB.PA ETF Fra BNP Paribas Euro STOXX % Physical XTF,Enxt - Pa 1L 670,480,331 Comstage ETF Euro STOXX 50 C054 GR CBSTOXX50E.DE ETF Lux ComStage Euro STOXX % Physical SWX,XTF 1L 28,406,129 ComStage ETF Euro STOXX 50 TR CBSX5T GR CBSTOXX50ER.DE ETF Lux ComStage Euro STOXX % Synthetic SWX,XTF,Enxt - Lis 1L 286,869,137 Deka EURO STOXX 50 UCITS ETF ETFSX5E GR ETFSTOXX50E.DE ETF Ger Deka Investment GmbH Euro STOXX % Physical XTF 1L 1,118,293,968 Deka EURO STOXX 50 UCITS ETF (Accumulating) ELFA GY ELFA.DE ETF Ger Deka Investment GmbH Euro STOXX % Physical XTF 1L 9,958,770 db x-trackers Euro Stoxx 50 UCITS ETF (DR) - 1D XESX GR XESX.DE ETF Lux Deutsche AWM Euro STOXX % Physical BI,BME,LSE,OMX,SWX,XTF 1L 4,367,709,501 HSBC Euro STOXX 50 ETF H50E LN H50E.L ETF Ire HSBC Euro STOXX % Physical LSE,SWX,XTF,Enxt - Pa 1L 111,669,215 Lyxor Euro Stoxx 50 (DR) UCITS ETF MSED FP MSED.PA ETF Fra Lyxor Euro STOXX % Physical LSE,Enxt - Pa 1L 41,985,480 Lyxor UCITS ETF Euro STOXX 50 MSE FP MSE.PA ETF Fra Lyxor Euro STOXX % Synthetic ATX,BI,BME,SWX,XTF,Enxt - Pa 1L 7,267,382,472 Source EURO STOXX 50 UCITS ETF - A EUR Accumulating SDJE50 GR SDJE50.DE ETF Ire Source Euro STOXX % Synthetic BI,LSE,SWX,XTF 1L 513,871,503 Source EURO STOXX 50 UCITS ETF - B EUR Distributing SDJE5D GR SDJE5D.DE ETF Ire Source Euro STOXX % Synthetic SWX,XTF 1L 35,190,362 UBS-ETF Euro STOXX 50 E50EUA SW E50EUA.S ETF Lux UBS Euro STOXX % Physical BI,LSE,OMX,SWX,XTF 1L 724,245,499 ishares Euro Stoxx 50 ex Financials UCITS ETF EXFN LN EXFN.L ETF Ire BlackRock EURO STOXX 50 ex-financials Index 0.20% Physical BI,LSE,SWX,Enxt - Am 1L 55,472,220 db x-trackers Euro Stoxx 50 ex Financials UCITS ETF (DR) XD5F LN XD5F.L ETF Lux Deutsche AWM EURO STOXX 50 ex-financials Index 0.20% Physical BI,LSE,SWX,XTF 1L 23,901,750 Lyxor UCITS ETF Euro Stoxx 50 Monthly Hedged C-GBP MSEX LN MSEX.L ETF Fra Lyxor Euro Stoxx 50 Index 0.20% Synthetic LSE 1L 4,533,588 Lyxor UCITS ETF Euro Stoxx 50 Monthly Hedged C-USD MSEU LN MSEU.L ETF Fra Lyxor Euro Stoxx 50 Index 0.20% Synthetic LSE 1L 14,564,560 Source STOXX Eurozone Exporters UCITS ETF EZEX GY EZEX.DE ETF Ire Source EURO STOXX International Exposure Index 0.35% Physical XTF 1L 12,478,535 Source STOXX Eurozone Exporters UCITS ETF USD Hedged EZXU LN EZXU.L ETF Ire Source EURO STOXX International Exposure USD Hedged Index 0.35% Physical LSE 1L 2,353,340 Vanguard FTSE Developed Asia-Pacific ex Japan UCITS ETF VDPX LN VDPX.L ETF Ire Vanguard FTSE Developed Asia-Pacific ex Japan Index 0.22% Physical LSE,Enxt - Am 1L 85,988,362 Vanguard FTSE Developed Europe ex UK UCITS ETF VERX LN VERX.L ETF Ire Vanguard FTSE Developed Europe Ex UK Index 0.12% Physical LSE,Enxt - Am 1L 98,250,490 Lyxor UCITS ETF FTSE Developed Europe ex-uk DR EXUK FP EXUK.PA ETF Fra Lyxor FTSE Developed Europe ex UK Net Tax GBP Index TR 0.20% Physical LSE,Enxt - Pa 1L 3,028,000 Vanguard FTSE Developed Europe UCITS ETF VEUR LN VEUR.L ETF Ire Vanguard FTSE Developed Europe Index 0.15% Physical LSE,SWX,Enxt - Am 1L 286,243,661 Vanguard FTSE Developed World UCITS ETF VEVE LN VEVE.L ETF Ire Vanguard FTSE Developed Index 0.18% Physical LSE,SWX,Enxt - Am 1L 32,977,060 EasyETF FTSE EPRA Eurozone EEE FP EEE.PA ETF Lux BNP Paribas FTSE EPRA Eurozone 0.45% Physical XTF,Enxt - Pa,Enxt - Am 1L 465,453,012 Vanguard FTSE North America UCITS ETF VDNR LN VDNR.L ETF Ire Vanguard FTSE North America Index 0.10% Physical LSE,SWX,Enxt - Am 1L 10,285,168 ishares FTSEurofirst 100 UCITS ETF IEUT LN IEUT.L ETF Ire BlackRock FTSEurofirst % Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 49,257,669 ishares FTSEurofirst 80 UCITS ETF IEUR LN IEUR.L ETF Ire BlackRock FTSEurofirst % Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 35,469,566 Source Markets plc - MAN GLG Europe Plus Source ETF MPFE GR MPFE.DE ETF Ire Source Man GLG Europe Plus Index 0.75% Physical LSE,SWX,XTF 1L 129,141,518 UBS-ETF MSCI Pacific (ex-japan) PACUSA SW PACUSA.S ETF Lux UBS MSCI AC Asia Pacific ex-japan 0.30% Physical BI,LSE,OMX,SWX,XTF 1L 136,369,799 db x-trackers MSCI Pacific ex-japan INDEX UCITS ETF XPXJ GR XPXJ.DE ETF Lux Deutsche AWM MSCI AC Pacific ex-japan 0.45% Physical BI,LSE,OMX,SWX,XTF 1L 574,955,285 db x-trackers MSCI AC World Index UCITS ETF (DR) XMAW GY XMAW.DE ETF Ire Deutsche AWM MSCI ACWI EUR Index 0.50% Physical BI,LSE,SWX,XTF 1L 270,104,130 SPDR MSCI EMU UCITS ETF ZPRE GR ZPRE.DE ETF Ire State Street MSCI Daily Net TR EMU Euro 0.25% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 256,083,920 Amundi ETF MSCI EMU UCITS ETF CMU FP CMU.PA ETF Fra Amundi MSCI EMU 0.25% Synthetic BI,LSE,XTF,Enxt - Pa 1L 954,767,082 ishares MSCI EMU UCITS ETF CSEMU SW CSEMU.S ETF Ire BlackRock MSCI EMU 0.33% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 1,239,397,804 ComStage ETF MSCI EMU TRN CBNDDUEM GR CBMINEMU.DE ETF Lux ComStage MSCI EMU 0.25% Synthetic SWX,XTF 1L 7,586,700 Lyxor UCITS ETF MSCI EMU MFE FP MFE.PA ETF Fra Lyxor MSCI EMU 0.30% Synthetic BI,SWX,XTF,Enxt - Pa 1L 204,299,984 UBS ETFs plc - MSCI EMU TRN Index SF (EUR) A-acc EMEUAS SW EMEUAS.S ETF Ire UBS MSCI EMU 0.02% Synthetic BI,LSE,SWX,XTF 1L 190,236,998 UBS-ETF MSCI EMU EMUEUA GR EMUEUA.DE ETF Lux UBS MSCI EMU 0.23% Physical BI,LSE,SWX,XTF 1L 2,285,168,400 UBS ETF - MSCI EMU 100% hedged to CHF UCITS ETF A-acc EUCHBH SW EUCHBH.S ETF Lux UBS MSCI EMU 100% hedged to CHF 0.33% Physical SWX 1L 502,165,307 ishares MSCI EMU CHF Hedged UCITS ETF EMUC SW EMUC.S ETF Ire BlackRock MSCI EMU 100% Hedged to CHF Index 0.38% Physical SWX 1L 11,307,980 UBS ETF - MSCI EMU 100% hedged to GBP UCITS ETF A-acc EUGBBH SW EUGBBH.S ETF Lux UBS MSCI EMU 100% hedged to GBP 0.33% Physical LSE,SWX 1L 739,170,882 UBS ETF - MSCI EMU 100% hedged to SGD UCITS ETF A-acc EUSGBH SW EUSGBH.S ETF Lux UBS MSCI EMU 100% hedged to SGD 0.33% Physical SWX 1L 11,035,761 UBS ETF - MSCI EMU 100% hedged to USD UCITS ETF A-acc EUUSBH SW EUUSBH.S ETF Lux UBS MSCI EMU 100% hedged to USD 0.33% Physical LSE,SWX 1L 1,550,662,461 db x-trackers MSCI EMU Index UCITS ETF (DR) 1D XD5E LN XD5E.L ETF Lux Deutsche AWM MSCI EMU Net Total Return Index 0.15% Physical BI,LSE,SWX,XTF 1L 188,876,714 Amundi ETF MSCI Europe UCITS ETF CEU FP CEU.PA ETF Fra Amundi MSCI Europe 0.28% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 861,337,368 ishares MSCI Europe UCITS ETF (Acc) SMEA LN SMEA.L ETF Ire BlackRock MSCI Europe 0.33% Physical BI,LSE,SWX,XTF,Enxt - Am 1L 604,064,094 ishares MSCI Europe UCITS ETF (Inc) IMEU LN IMEU.L ETF Ire BlackRock MSCI Europe 0.35% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 4,903,167,083

8 Page 8 Deutsche Bank AG/London ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index TER Replication Exchanges Listed 2 Strategy 3 AUM 4 ComStage ETF MSCI Europe TRN CBNDDUE1 GR CBMINEU.DE ETF Lux ComStage MSCI Europe 0.25% Synthetic SWX,XTF 1L 51,706,043 Deka MSCI Europe UCITS ETF ETFEUAC GR ETFEUAC.DE ETF Ger Deka Investment GmbH MSCI Europe 0.30% Physical XTF 1L 343,490,877 db x-trackers MSCI Europe Index UCITS ETF (DR) XMEU GR XMEU.DE ETF Lux Deutsche AWM MSCI Europe 0.30% Physical BI,LSE,OMX,SWX,XTF 1L 2,655,310,761 HSBC MSCI Europe ETF HMEU LN HMEU.L ETF Ire HSBC MSCI Europe 0.30% Physical LSE,SWX,XTF,Enxt - Pa 1L 253,013,500 Lyxor MSCI Europe (DR) UCITS ETF MEUD FP MEUD.PA ETF Fra Lyxor MSCI Europe 0.30% Physical LSE,Enxt - Pa 1L 5,480,000 Lyxor UCITS ETF MSCI Europe MEU FP MEU.PA ETF Fra Lyxor MSCI Europe 0.30% Synthetic BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 1,577,716,065 Source MSCI Europe UCITS ETF SMSEUR GR SMSEUR.DE ETF Ire Source MSCI Europe 0.20% Synthetic BI,LSE,SWX,XTF 1L 494,911,541 SPDR MSCI Europe UCITS ETF ERO FP ERO.PA ETF Fra State Street MSCI Europe 0.30% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 681,916,000 UBS-ETF MSCI Europe A EUREUA SW EUREUA.S ETF Lux UBS MSCI Europe 0.20% Physical BI,LSE,OMX,SWX,XTF 1L 129,095,051 Deka MSCI Europe ex EMU UCITS ETF ELF5 GY ELF5.DE ETF Ger Deka Investment GmbH MSCI Europe ex EMU Index 0.30% Physical XTF 1L 56,802,800 UBS ETF MSCI Europe ex UK UCITS ETF (EUR) A-dis UIM0 GY UIM0.DE ETF Lux UBS MSCI Europe ex UK TRN 0.20% Synthetic LSE,SWX,XTF 1L 14,084,595 Amundi ETF MSCI Europe Ex Financials UCITS ETF EUXF FP EUXF.PA ETF Fra Amundi MSCI Europe Excluding Financials Daily Net TR EUR 0.30% Synthetic XTF,Enxt - Pa 1L 10,980,228 Amundi ETF MSCI Europe ex-emu UCITS ETF CU9 FP CU9.PA ETF Fra Amundi MSCI Europe ex-emu 0.30% Synthetic BI,XTF,Enxt - Pa 1L 301,049,280 Amundi ETF MSCI Europe ex-switzerland UCITS ETF CS9 FP CS9.PA ETF Fra Amundi MSCI Europe ex-switzerland 0.30% Synthetic SWX,Enxt - Pa 1L 70,169,520 Amundi ETF MSCI Europe Ex UK UCITS ETF AEXK FP AEXK.PA ETF Fra Amundi MSCI Europe ex-uk 0.30% Synthetic LSE,Enxt - Pa 1L 17,500,126 ishares MSCI Europe ex-uk UCITS ETF IEUX LN IEUX.L ETF Ire BlackRock MSCI Europe ex-uk 0.40% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 1,615,431,971 ishares MSCI Europe ex-uk GBP Hedged UCITS ETF EUXS LN EUXS.L ETF Ire BlackRock MSCI Europe ex-uk 100% Hedged to GBP Index 0.40% Physical LSE,SWX 1L 26,622,062 Amundi ETF MSCI Nordic UCITS ETF CN1 FP CN1.PA ETF Fra Amundi MSCI Nordic 0.25% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 395,038,348 db x-trackers MSCI Nordic Index UCITS ETF (DR) 1D XDN0 GY XDN0.DE ETF Lux Deutsche AWM MSCI Nordic 0.30% Physical LSE,XTF 1L 43,338,075 ishares MSCI North America UCITS ETF INAA LN INAA.L ETF Ire BlackRock MSCI North America 0.40% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 2,257,110,989 ComStage ETF MSCI North America TRN CBNDDUNA GR CBMINNA.DE ETF Lux ComStage MSCI North America 0.25% Synthetic SWX,XTF 1L 277,771,870 ComStage ETF MSCI Pacific TRN CBNDDUP GR CBMINAP.DE ETF Lux ComStage MSCI Pacific 0.45% Synthetic SWX,XTF 1L 60,405,195 Amundi ETF MSCI Pacific ex-japan UCITS ETF CP9 FP CP9.PA ETF Fra Amundi MSCI Pacific ex-japan 0.45% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 193,388,116 ishares MSCI Pacific ex Japan UCITS ETF Acc CSPXJ SW CSPXJ.S ETF Ire BlackRock MSCI Pacific ex-japan 0.48% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 126,587,426 ishares MSCI Pacific ex-japan UCITS ETF (Inc) IPXJ LN IPXJ.L ETF Ire BlackRock MSCI Pacific ex-japan 0.60% Physical BI,LSE,SWX,XTF 1L 284,546,401 ComStage ETF MSCI Pacific ex-japan TRN CBNDDUPX GR CBMINAPJ.DE ETF Lux ComStage MSCI Pacific ex-japan 0.45% Synthetic SWX,XTF 1L 19,747,318 HSBC MSCI Pacific ex-japan ETF HMXJ LN HMXJ.L ETF Ire HSBC MSCI Pacific ex-japan 0.40% Physical LSE,SWX,XTF,Enxt - Pa 1L 92,734,693 Lyxor MSCI Pacific ex Japan UCITS ETF PAXJ FP PAXJ.PA ETF Fra Lyxor MSCI Pacific ex-japan 0.30% Synthetic LSE,Enxt - Pa 1L 11,124,313 db x-trackers MSCI Pan-Euro Index UCITS ETF (DR) XMPE GR XMPE.DE ETF Lux Deutsche AWM MSCI Pan Euro 0.30% Physical BI,XTF 1L 75,675,297 db x-trackers MSCI World Index UCITS ETF DR 1C XDWD LN XDWD.L ETF Ire Deutsche AWM MSCI TR Net World Index 0.19% Physical LSE,SWX,XTF 1L 718,454,326 Amundi ETF MSCI World UCITS ETF CW8 FP CW8.PA ETF Fra Amundi MSCI World 0.38% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 405,918,080 ishares Core MSCI World UCITS ETF (Acc) SWDA LN SWDA.L ETF Ire BlackRock MSCI World 0.40% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 3,830,819,907 ishares MSCI World UCITS ETF (Inc) IWRD LN IWRD.L ETF Ire BlackRock MSCI World 0.50% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 6,054,899,005 ComStage ETF MSCI World TRN CBNDDUWI GR CBMINWO.DE ETF Lux ComStage MSCI World 0.40% Synthetic SWX,XTF,Enxt - Lis 1L 568,644,552 db x-trackers MSCI World Index UCITS ETF 1C XMWO GR XMWO.DE ETF Lux Deutsche AWM MSCI World 0.45% Synthetic BI,BME,LSE,OMX,SWX,XTF 1L 2,029,767,452 HSBC MSCI World UCITS ETF HMWD LN HMWD.L ETF Ire HSBC MSCI World 0.35% Physical LSE,SWX,XTF,Enxt - Pa 1L 247,567,715 Lyxor UCITS ETF MSCI World D-EUR WLD FP WLD.PA ETF Fra Lyxor MSCI World 0.45% Synthetic BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 1,272,451,843 Source MSCI World UCITS ETF SMSWLD GR SMSWLD.DE ETF Ire Source MSCI World 0.35% Synthetic BI,LSE,SWX,XTF 1L 444,002,197 UBS ETF plc - MSCI World (USD) A-dis UBU7 GY UBU7.DE ETF Ire UBS MSCI World 0.30% Synthetic BI,LSE,SWX,XTF 1L 41,460,023 UBS-ETF MSCI World WRDCHA SW WRDCHA.S ETF Lux UBS MSCI World 0.30% Physical BI,LSE,OMX,SWX,XTF 1L 1,042,843,979 ishares MSCI World CHF Hedged UCITS ETF IWDC SW IWDC.S ETF Ire BlackRock MSCI World 100% Hedged to CHF Net TR Index 0.55% Physical SWX 1L 438,825,199 ishares MSCI World EUR Hedged UCITS ETF IWDE LN IWDE.L ETF Ire BlackRock MSCI World 100% Hedged to EUR Index 0.55% Physical BI,LSE,SWX,XTF,Enxt - Am 1L 621,120,000 ishares MSCI World GBP Hedged UCITS ETF IGWD LN IGWD.L ETF Ire BlackRock MSCI World 100% Hedged to GBP Index 0.55% Physical LSE 1L 239,553,956 Amundi ETF MSCI World ex-emu UCITS ETF CM9 FP CM9.PA ETF Fra Amundi MSCI World ex-emu 0.35% Synthetic BI,XTF,Enxt - Pa 1L 154,451,620 Amundi ETF MSCI World ex-europe UCITS ETF CE8 FP CE8.PA ETF Fra Amundi MSCI World ex-europe 0.35% Synthetic BI,SWX,XTF,Enxt - Pa 1L 33,369,516 Lyxor UCITS ETF PEA MSCI World C-EUR EWLD FP EWLD.PA ETF Fra Lyxor MSCI World Index 0.45% Synthetic Enxt - Pa 1L 21,712,440 Source Russell Europe SMID 300 UCITS ETF SMLM GY SMLM.DE ETF Ire Source Russell Europe SMID 300 Net TR Index 0.35% Physical BI,XTF 1L 9,239,337 Amundi ETF S&P Euro UCITS ETF SPO FP SPO.PA ETF Ire Amundi S&P Euro 0.35% Physical BI,Enxt - Pa 1L 27,135,500 Amundi ETF S&P Europe 350 UCITS ETF SPE FP SPE.PA ETF Ire Amundi S&P Europe % Physical BI,Enxt - Pa 1L 95,155,758 Amundi ETF Stoxx Europe 50 UCITS ETF C5E FP C5E.PA ETF Fra Amundi STOXX Europe % Synthetic XTF,Enxt - Pa 1L 154,786,320 ishares STOXX 50 (DE) SX5PEX GR STX50EX.DE ETF Ger BlackRock STOXX Europe % Physical SWX,XTF 1L 495,742,000 ishares STOXX Europe 50 UCITS ETF EUN1 GR LSTXX.DE ETF Ire BlackRock STOXX Europe % Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 750,288,000 Deka STOXX Europe 50 UCITS ETF ETFSTX5 GR ETFSTX5.DE ETF Ger Deka Investment GmbH STOXX Europe % Physical XTF 1L 24,397,590 Amundi ETF STOXX 600 UCITS ETF C6E FP C6E.PA ETF Fra Amundi STOXX Europe % Synthetic SWX,XTF,Enxt - Pa 1L 130,479,696 ishares STOXX 600 (DE) SXXPIEX GR STOXXIEX.DE ETF Ger BlackRock STOXX Europe % Physical BI,SWX,XTF 1L 4,803,552,000 STOXX Europe 600 THEAM Easy UCITS ETF ETZ FP ETZ.PA ETF Fra BNP Paribas STOXX Europe % Synthetic Enxt - Pa 1L 1,018,785,520 Europe SectorTrend UCITS ETF - R ES5R GR ES5R.DE ETF Lux Commerzbank AG STOXX Europe % Synthetic XTF 1L 52,291,754 ComStage ETF STOXX 600 TR CBSXXR GR CBSTOXXR.DE ETF Lux ComStage STOXX Europe % Synthetic SWX,XTF 1L 164,822,169

9 Deutsche Bank AG/London Page 9 ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index TER Replication Exchanges Listed 2 Strategy 3 AUM 4 db x-trackers Stoxx Europe 600 UCITS ETF (DR) XSX6 GR XSX6.DE ETF Lux Deutsche AWM STOXX Europe % Physical BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 1,273,566,058 Source STOXX Europe 600 UCITS ETF SDJ600 GR SDJ600.DE ETF Ire Source STOXX Europe % Synthetic BI,LSE,SWX,XTF 1L 551,382,550 Think European Equity UCITS ETF TEET NA TEET.AS ETF Lux ThinkCapital ETFs N.V. Think European Equity Index 0.20% Physical Enxt - Am 1L 17,746,950 Think Global Equity Tracker TGET NA TGET.AS ETF Nl ThinkCapital ETFs N.V. Think Global Equity Index 0.20% Physical Enxt - Am 1L 303,687,000 XACT Nordic 30 XACTVINX SS XACTNORDIC.ST ETF Swed Xact Fonder AB VINX % Physical OMX 1L 707,345,690 WisdomTree Europe Equity UCITS ETF - USD Hedged WTDH GY WTDH.DE ETF Ire WisdomTree WisdomTree Europe Hedged Equity Index 0.58% Physical BI,LSE,XTF 1L 27,042,793

10 Page 10 Deutsche Bank AG/London Single Country ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index Country TER Replication Exchanges Listed 2 Strategy 3 AUM 4 ishares MSCI Australia - B UCITS ETF CSAU SW CSAU.S ETF Ire BlackRock Australia 0.50% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 28,401,989 ishares MSCI Australia UCITS ETF SAUS LN SAUS.L ETF Ire BlackRock Australia 0.50% Physical BI,LSE,SWX,XTF 1L 186,632,988 db x-trackers S&P/ASX 200 UCITS ETF (DR) XAUS GR XAUS.DE ETF Lux Deutsche AWM Australia 0.50% Physical BI,LSE,XTF,Enxt - Pa 1L 85,537,385 LYXOR UCITS ETF Australia (S&P/ASX 200) - D-EUR LYPU GR LYXSPASX.DE ETF Lux Lyxor Australia 0.40% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 56,240,536 UBS ETF MSCI Australia 100% hedged to CHF UCITS ETF A-acc AUCHWH SW AUCHWH.S ETF Ire UBS Australia 0.50% Physical SWX 1L 5,441,107 UBS ETF MSCI Australia 100% hedged to EUR UCITS ETF A-acc AUEUWH SW AUEUWH.S ETF Ire UBS Australia 0.50% Physical BI,SWX 1L 4,504,360 UBS ETF MSCI Australia 100% hedged to GBP UCITS ETF A-acc AUGBWH SW AUGBWH.S ETF Ire UBS Australia 0.50% Physical LSE,SWX 1L 9,308,493 UBS ETF MSCI Australia 100% hedged to USD UCITS ETF A-acc AUUSWH SW AUUSWH.S ETF Ire UBS Australia 0.50% Physical SWX 1L 12,949,380 UBS ETF MSCI Australia UCITS ETF A-acc AUSAUW SW AUSAUW.S ETF Ire UBS Australia 0.40% Physical SWX 1L 33,165,499 ishares ATX (DE) ATXEX AV DE000A0D8Q23.VI ETF Ger BlackRock Austria 0.32% Physical ATX,XTF 1L 58,848,000 ComStage ETF ATX CBATX GR CBATX.DE ETF Lux ComStage Austria 0.25% Synthetic SWX,XTF 1L 16,346,482 db x-trackers ATX UCITS ETF (DR) XATX LN XATX.L ETF Lux Deutsche AWM Austria 0.25% Physical LSE,XTF 1L 273,233,766 Lyxor ETF BEL 20 BEL BB BEL.BR ETF Fra Lyxor Belgium 0.50% Synthetic Enxt - Br 1L 38,254,263 ishares MSCI Canada - B UCITS ETF CSCA SW CSCA.S ETF Ire BlackRock Canada 0.48% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 487,904,663 db x-trackers MSCI Canada TRN Index UCITS ETF D5BH GR D5BH.DE ETF Lux Deutsche AWM Canada 0.35% Synthetic BI,LSE,SWX,XTF 1L 55,168,614 HSBC MSCI Canada UCITS ETF HCAD LN HCAD.L ETF Ire HSBC Canada 0.35% Physical LSE,SWX,XTF,Enxt - Pa 1L 32,766,761 Lyxor ETF S&P TSX 60 LYPT GR LYXSPTSX.DE ETF Lux Lyxor Canada 0.40% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 80,326,448 UBS ETF MSCI Canada UCITS ETF (CAD) A-dis CANCDA SW CANCDA.S ETF Lux UBS Canada 0.33% Physical BI,LSE,SWX,XTF 1L 193,335,667 UBS ETFs plc - MSCI Canada TRN Index SF (CAD) A-acc CACDAS SW CACDAS.S ETF Ire UBS Canada 0.28% Synthetic BI,LSE,SWX,XTF 1L 52,960,766 Seligson & Co OMX Helsinki 25 ETF H25ETF FH SLGOMXH25.HE ETF Fin Seligson & Co Fund Man Finland 0.17% Physical OMX 1L 166,218,750 Amundi ETF CAC 40 (D) UCITS ETF C4D FP C4D.PA ETF Fra Amundi France 0.25% Physical Enxt - Pa 1L 252,688,100 Amundi ETF CAC 40 UCITS ETF C40 FP C40.PA ETF Fra Amundi France 0.25% Physical BI,SWX,XTF,Enxt - Pa 1L 489,219,150 Amundi ETF MSCI France UCITS ETF CF1 FP CF1.PA ETF Fra Amundi France 0.25% Synthetic LSE,Enxt - Pa 1L 38,263,408 ishares MSCI France UCITS ETF IS3U GY IS3U.DE ETF Ger BlackRock France 0.25% Physical LSE,SWX,XTF 1L 8,288,400 EasyETF CAC 40 E40 FP E40.PA ETF Fra BNP Paribas France 0.25% Physical Enxt - Pa 1L 180,534,926 Comstage ETF CAC 40 Z40 FP Z40.PA ETF Lux ComStage France 0.20% Synthetic SWX,XTF,Enxt - Pa,Enxt - Lis 1L 13,488,013 db x-trackers CAC 40 UCITS ETF (DR) X40 FP DBX40.PA ETF Lux Deutsche AWM France 0.20% Physical BI,XTF,Enxt - Pa 1L 51,489,618 Lyxor UCITS ETF CAC 40 (DR) -D-EUR CAC FP CAC.PA ETF Fra Lyxor France 0.25% Synthetic LSE,Enxt - Pa 1L 3,495,035,909 Amundi ETF MSCI Germany UCITS ETF CG1 FP CG1.PA ETF Fra Amundi Germany 0.25% Synthetic BI,LSE,XTF,Enxt - Pa 1L 170,387,668 ishares Core DAX UCITS ETF DE DAXEX GR GDAXIEX.DE ETF Ger BlackRock Germany 0.16% Physical ATX,BI,SWX,XTF 1L 8,485,852,000 ishares MDAX (DE) MDAXEX GR MDAXIEX.DE ETF Ger BlackRock Germany 0.51% Physical SWX,XTF 1L 1,416,062,500 ComStage ETF DAX C002 GR CBGDAXP.DE ETF Lux ComStage Germany 0.15% Physical SWX,XTF 1L 71,478,789 ComStage ETF DAX TR UCITS ETF CBDAX GR CBGDAXI.DE ETF Lux ComStage Germany 0.12% Synthetic SWX,XTF,Enxt - Lis 1L 501,531,269 ComStage ETF DIVDAX TR I C003 GY CBGSUL.DE ETF Lux ComStage Germany 0.25% Synthetic SWX,XTF 1L 45,409,291 ComStage ETF F.A.Z. Index C006 GY CBFAZI.DE ETF Lux ComStage Germany 0.15% Synthetic SWX,XTF 1L 23,326,971 ComStage ETF SDAX TR I C005 GY CBSDAXI.DE ETF Lux ComStage Germany 0.70% Synthetic SWX,XTF 1L 36,033,264 ComStage MDAX TR UCITS ETF C007 GY C007.DE ETF Lux ComStage Germany 0.30% Synthetic SWX,XTF 1L 24,506,946 Deka DAX (ausschüttend) UCITS ETF ETFDAXK GR ETFGDAXP.DE ETF Ger Deka Investment GmbH Germany 0.15% Physical XTF 1L 435,491,160 Deka DAX ex Financials 30 UCITS ETF ELF0 GR ELF0.DE ETF Ger Deka Investment GmbH Germany 0.30% Physical XTF 1L 44,035,200 Deka DAX UCITS ETF ETFDAX GR ETFGDAXI.DE ETF Ger Deka Investment GmbH Germany 0.15% Physical XTF 1L 1,342,391,310 Deka MDAX UCITS ETF ELF1 GY ELF1.DE ETF Ger Deka Investment GmbH Germany 0.30% Physical XTF 1L 112,484,002 db x-trackers DAX UCITS ETF (DR) - Income 1D XDDX GY XDDX.DE ETF Lux Deutsche AWM Germany 0.09% Physical LSE,SWX,XTF 1L 539,413,980 db x-trackers DAX UCITS ETF (DR) 1C XDAX GR XDAX.DE ETF Lux Deutsche AWM Germany 0.09% Physical BI,BME,OMX,SWX,XTF 1L 4,537,732,351 Lyxor UCITS ETF DAX (DR) LYXDAX GR LYXDAX.DE ETF Lux Lyxor Germany 0.15% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 1,059,347,651 Wisdomtree Germany Equity UCITS ETF - GBP Hedged DXGP LN DXGP.L ETF Ire WisdomTree Germany 0.35% Physical LSE 1L 19,384,205 Alpha ETF FTSE Athex 20 Large Cap Equity AETF GA AETF20.AT ETF Ger Alpha Asset Management Greece 0.38% Physical ASE 1L 14,052,807 Lyxor ETF FTSE Athex 20 GRE FP LGRE.PA ETF Fra Lyxor Greece 0.45% Synthetic BI,XTF,Enxt - Pa 1L 216,126,560 NBGAM ETF Athex General Domestic Equities Fund ETFASE GA ETFAS.AT ETF Ger NBG Asset Management MFMC Greece 0.50% Physical ASE 1L 2,657,950 ComStage ETF HSI C022 GR CBHSI.DE ETF Lux ComStage Hong Kong 0.55% Synthetic SWX,XTF 1L 27,988,457 Lyxor ETF Hong Kong (HSI) HSI FP HK.PA ETF Fra Lyxor Hong Kong 0.65% Synthetic BI,SWX,XTF,Enxt - Pa 1L 256,120,831 Lyxor UCITS ETF PEA Hong Kong HSI C-EUR PHSI FP PHSI.PA ETF Fra Lyxor Hong Kong 0.65% Synthetic Enxt - Pa 1L 2,319,440 UBS ETF MSCI Hong Kong UCITS ETF A-dis HKDU SW HKDU.S ETF Lux UBS Hong Kong 0.45% Physical SWX 1L 4,822,283 Landsbref LEQ LEQ IR LEQ.IC ETF Ice Landsbankinn Iceland 0.50% Physical ICE 1L - WisdomTree ISEQ 20 UCITS ETF ISQE LN ISQE.L ETF Ire WisdomTree Ireland 0.49% Physical ISE,LSE 1L 28,207,200 Amundi ETF MIB UCITS ETF FMI FP FMI.PA ETF Fra Amundi Italy 0.18% Synthetic BI,Enxt - Pa 1L 113,202,368 Amundi ETF MSCI Italy UCITS ETF CI1 FP CI1.PA ETF Fra Amundi Italy 0.25% Synthetic BI,LSE,XTF,Enxt - Pa 1L 35,963,080 ishares FTSE MIB UCITS ETF (Inc) IMIB LN IMIB.L ETF Ire BlackRock Italy 0.35% Physical BI,LSE,SWX 1L 1,033,408,088 ishares FTSE MIB UCITS ETF Acc CSMIB SW CSMIB.S ETF Ire BlackRock Italy 0.33% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 220,373,925

11 Deutsche Bank AG/London Page 11 ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index Country TER Replication Exchanges Listed 2 Strategy 3 AUM 4 ComStage MSCI Italy TRN UCITS ETF C032 GY C032.DE ETF Lux ComStage Italy 0.25% Synthetic SWX,XTF 1L 22,194,543 db x-trackers FTSE MIB UCITS ETF (DR) XMIB GR XMIB.DE ETF Lux Deutsche AWM Italy 0.30% Physical BI,SWX,XTF 1L 265,356,378 Lyxor UCITS ETF FTSE MIB ETFMIB IM ETFMIB.MI ETF Fra Lyxor Italy 0.35% Synthetic BI,LSE,Enxt - Pa 1L 1,040,327,587 Amundi ETF MSCI Japan UCITS ETF CJ1 FP CJ1.PA ETF Fra Amundi Japan 0.45% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 708,082,843 Amundi ETF Topix Eur Hedged Daily UCITS ETF TPXH FP TPXH.PA ETF Fra Amundi Japan 0.48% Synthetic BI,SWX,XTF,Enxt - Pa 1L 1,199,042,085 Amundi JPX-Nikkei 400 UCITS ETF - EUR JPNK FP JPNK.PA ETF Fra Amundi Japan 0.18% Synthetic BI,LSE,XTF,Enxt - Pa 1L 342,525,328 ishares Core MSCI Japan IMI UCITS ETF SJPA LN SJPA.L ETF Ire BlackRock Japan 0.20% Physical BI,LSE,SWX,XTF,Enxt - Am 1L 1,114,016,967 ishares JPX-Nikkei 400 EUR Hedged UCITS ETF NK4E LN NK4E.L ETF Ire BlackRock Japan 0.45% Physical LSE,SWX,XTF 1L 10,488,000 ishares MSCI Japan - B UCITS ETF CSJP SW CSJP.S ETF Ire BlackRock Japan 0.48% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 845,725,513 ishares MSCI Japan CHF Hedged UCITS ETF IJPC SW IJPC.S ETF Ire BlackRock Japan 0.64% Physical SWX 1L 747,739,172 ishares MSCI Japan EUR Hedged UCITS ETF IJPE LN IJPE.L ETF Ire BlackRock Japan 0.64% Physical BI,LSE,SWX,XTF,Enxt - Am 1L 4,189,645,200 ishares MSCI Japan GBP Hedged UCITS ETF IJPH LN IJPH.L ETF Ire BlackRock Japan 0.64% Physical LSE 1L 854,852,255 ishares MSCI Japan UCITS ETF (Inc) IJPN LN IJPN.L ETF Ire BlackRock Japan 0.59% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 2,346,434,216 ishares MSCI Japan USD Hedged UCITS ETF IJPD LN IJPD.L ETF Ire BlackRock Japan 0.64% Physical LSE,SWX 1L 839,535,918 ishares NIKKEI 225 (DE) NKYEX GR N225EX.DE ETF Ger BlackRock Japan 0.51% Physical XTF 1L 202,171,682 ishares Nikkei 225 UCITS ETF CSNKY SW CSNKY.S ETF Ire BlackRock Japan 0.48% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 335,776,552 EasyETF Topix (EUR) EJP FP EJP.PA ETF Fra BNP Paribas Japan 0.50% Synthetic Enxt - Pa 1L 26,414,496 ComStage ETF MSCI Japan TRN CBNDDUJN GR CBMINJP.DE ETF Lux ComStage Japan 0.45% Synthetic SWX,XTF 1L 10,361,733 ComStage ETF NIKKEI 225 CBNKY GR CBN225.DE ETF Lux ComStage Japan 0.45% Synthetic SWX,XTF,Enxt - Lis 1L 46,177,132 ComStage ETF TOPIX CBTPX GR CBTOPX.DE ETF Lux ComStage Japan 0.45% Synthetic SWX,XTF 1L 21,564,516 ComStage MSCI Japan 100% daily hedge Euro UCITS ETF C025 GY C025.DE ETF Lux ComStage Japan 0.45% Synthetic XTF 1L 9,043,627 Deka MSCI Japan UCITS ETF ETFJPAC GR ETFJPAC.DE ETF Ger Deka Investment GmbH Japan 0.50% Physical XTF 1L 20,387,258 db x-trackers JPX-Nikkei 400 UCITS ETF (DR) 1C XDNY GY XDNY.DE ETF Ire Deutsche AWM Japan 0.20% Physical LSE,XTF 1L 73,600,955 db x-trackers MSCI Japan Index UCITS ETF 1C XMJP GR XMJP.DE ETF Lux Deutsche AWM Japan 0.50% Physical BI,BME,LSE,OMX,SWX,XTF,Enxt - Pa 1L 1,807,652,839 db x-trackers Nikkei 225 UCITS ETF (DR) 1D XDJP GR XDJP.DE ETF Lux Deutsche AWM Japan 0.09% Physical BI,LSE,SWX,XTF 1L 70,689,771 HSBC MSCI Japan ETF HMJP LN HMJP.L ETF Ire HSBC Japan 0.40% Physical LSE,SWX,XTF,Enxt - Pa 1L 208,688,487 Lyxor UCITS ETF Japan Topix -D-EUR JPN FP JPN.PA ETF Fra Lyxor Japan 0.45% Synthetic BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 1,259,220,988 Lyxor UCITS ETF JPX-Nikkei 400 JPX4 FP JPX4.PA ETF Fra Lyxor Japan 0.25% Physical LSE,Enxt - Pa,Enxt - Am 1L 655,568,488 Lyxor UCITS ETF PEA Japan TOPIX C-EUR PJPN FP PJPN.PA ETF Fra Lyxor Japan 0.45% Synthetic Enxt - Pa 1L 32,795,040 Nomura JPX-Nikkei 400 EUR Hedged Index UCITS ETF NJXE LN NJXE.L ETF Ire Nomura Asset Management Japan 0.30% Physical LSE 1L 74,825,250 Nomura JPX-Nikkei 400 USD Hedged Index UCITS ETF NJXU LN NJXU.L ETF Ire Nomura Asset Management Japan 0.30% Physical LSE 1L 115,480,587 Nomura Nikkei 225 EUR-Hedged UCITS ETF NXKE LN NXKE.DE ETF Ire Nomura Asset Management Japan 0.60% Physical LSE 1L 50,660,552 RBS Market Access S&P 500 EUR Hedged Index ETF M9SW GR M9SW.DE ETF Lux Royal Bank of Scotland plc Japan 0.50% Synthetic BI,XTF,Enxt - Am 1L 6,165,680 MSCI Japan Source ETF SMSJPN GR SMSJPN.DE ETF Ire Source Japan 0.40% Synthetic BI,LSE,XTF 1L 59,158,714 Source JPX-Nikkei 400 UCITS ETF N400 LN N400.L ETF Ire Source Japan 0.20% Physical LSE,XTF 1L 189,390,361 Source STOXX Japan Exporters UCITS ETF JPEX LN JPEX.L ETF Ire Source Japan 0.35% Physical LSE 1L 9,604,057 Source STOXX Japan Exporters UCITS ETF EUR Hedged JEXE GY JEXE.DE ETF Ire Source Japan 0.35% Physical XTF 1L 4,336,808 UBS ETF - MSCI Japan 100% hedged to CHF UCITS ETF A-acc JPCHBH SW JPCHBH.S ETF Lux UBS Japan 0.45% Physical SWX 1L 133,748,500 UBS ETF - MSCI Japan 100% hedged to EUR UCITS ETF A-acc JPEUBH SW JPEUBH.S ETF Lux UBS Japan 0.45% Physical SWX,XTF 1L 159,638,662 UBS ETF - MSCI Japan 100% hedged to GBP UCITS ETF A-acc UC62 LN UC62.L ETF Lux UBS Japan 0.45% Physical LSE,SWX 1L 168,228,838 UBS ETF - MSCI Japan 100% hedged to SGD UCITS ETF A-acc JPSGBH SW JPSGBH.S ETF Lux UBS Japan 0.45% Physical SWX 1L 15,617,797 UBS ETF - MSCI Japan 100% hedged to USD UCITS ETF A-acc JPUSBH SW JPUSBH.S ETF Lux UBS Japan 0.45% Physical SWX 1L 310,798,126 UBS ETFs plc - MSCI Japan TRN Index SF (JPY) A-acc JPJYAS SW JPJYAS.S ETF Ire UBS Japan 0.33% Synthetic BI,LSE,SWX,XTF 1L 25,262,796 UBS-ETF MSCI Japan "A" JPNCHA SW JPNCHA.S ETF Lux UBS Japan 0.35% Physical BI,LSE,OMX,SWX,XTF 1L 812,024,716 Vanguard FTSE Japan UCITS ETF VJPN LN VJPN.L ETF Ire Vanguard Japan 0.19% Physical LSE,SWX,Enxt - Am 1L 530,236,227 WisdomTree Japan Equity UCITS ETF - USD Hedged WTDX GY WTDX.DE ETF Ire WisdomTree Japan 0.48% Physical BI,LSE,XTF 1L 51,689,822 Amundi ETF MSCI Netherlands UCITS ETF CH1 FP CH1.PA ETF Fra Amundi Netherlands 0.25% Synthetic LSE,Enxt - Pa 1L 24,358,092 ishares AEX UCITS ETF IAEX LN IAEX.L ETF Ire BlackRock Netherlands 0.30% Physical LSE,SWX,Enxt - Am 1L 292,175,566 SPDR AEX AEXT NA AEXT.AS ETF Fra State Street Netherlands 0.30% Physical Enxt - Am 1L 46,490,000 Think AEX Tracker TDT NA TDT.AS ETF Nl ThinkCapital ETFs N.V. Netherlands 0.30% Physical Enxt - Am 1L 92,206,615 Think AMX Tracker TMX NA TMX.AS ETF Nl ThinkCapital ETFs N.V. Netherlands 0.35% Physical Enxt - Am 1L 16,634,005 DNB OBX OBXEDNB NO OBXEDNBN.OL ETF Nor DnB Kapitalforvaltning Norway 0.30% Physical OSE 1L 125,085,558 XACT OBX OBXEXACT NO OBXEXACT.OL ETF Nor Xact Fonder AB Norway 0.30% Physical OSE 1L 127,207,461 ComStage ETF PSI 20 PPP PL PPP.LS ETF Lux ComStage Portugal 0.35% Synthetic SWX,XTF,Enxt - Lis 1L 88,986,768 db x-trackers MSCI Singapore IM TRN Index UCITS ETF XBAS GY XBAS.DE ETF Lux Deutsche AWM Singapore 0.50% Physical XTF 1L 19,512,615 UBS ETF - MSCI Singapore UCITS ETF A-dis SGPDU SW SGPDU.S ETF Lux UBS Singapore 0.45% Physical SWX 1L 2,962,151 Amundi ETF MSCI Spain UCITS ETF CS1 FP CS1.PA ETF Fra Amundi Spain 0.25% Synthetic BI,LSE,XTF,Enxt - Pa 1L 177,794,250 BBVA-Accion IBEX ETF BBVAI SM BBVAI.MC ETF Sp BBVA Gestion SA SGIIC Spain 0.33% Physical BME 1L 387,166,550

12 Page 12 Deutsche Bank AG/London ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index Country TER Replication Exchanges Listed 2 Strategy 3 AUM 4 ComStage MSCI Spain TRN UCITS ETF C033 GY C033.DE ETF Lux ComStage Spain 0.25% Synthetic SWX,XTF 1L 21,120,495 db x-trackers IBEX 35 UCITS ETF (DR) - 1C DXIBX SM DXIBX.MC ETF Lux Deutsche AWM Spain 0.30% Physical BME 1L 552,675,748 Lyxor ETF IBEX 35 LYXIB SM LYXIB.MC ETF Fra Lyxor Spain 0.30% Synthetic BME 1L 1,036,893,052 SpotR OMXS30 SPOTROMX SS SPOTROMX.ST ETF Lux SEB Investment Management AB Sweden 0.20% Synthetic OMX 1L 60,864,840 XACT OMXS30 XACTOMX SS XACTOMXS30.ST ETF Swed Xact Fonder AB Sweden 0.30% Physical OMX 1L 1,150,528,821 XACT OMXSB XACTSBX SS XACTOMXSB.ST ETF Swed Xact Fonder AB Sweden 0.30% Physical OMX 1L 261,573,428 Amundi ETF MSCI Switzerland UCITS ETF CSW FP CSW.PA ETF Fra Amundi Swit 0.25% Synthetic LSE,SWX,XTF,Enxt - Pa 1L 166,708,948 ishares SLI CH CSSLI SW CSSLI.S ETF Swit BlackRock Swit 0.39% Physical SWX 1L 518,405,419 ishares SMI (DE) SMIEX GR SSMIEX.DE ETF Ger BlackRock Swit 0.52% Physical SWX,XTF 1L 210,319,312 ishares SMI CH CSSMI SW CSSMI.S ETF Swit BlackRock Swit 0.39% Physical SWX,XTF 1L 2,932,335,668 ishares SMIM CH CSSMIM SW CSSMIM.S ETF Swit BlackRock Swit 0.49% Physical SWX 1L 1,011,526,490 ishares SPI (CH) CHSPI SW CHSPI.S ETF Swit BlackRock Swit 0.16% Physical SWX 1L 374,346,730 ComStage Dow Jones Switzerland Titans 30 Net TR UCITS ETF C030 GR C030.DE ETF Lux ComStage Swit 0.25% Synthetic SWX,XTF 1L 63,271,785 ComStage ETF SPI TR I C029 GY CBSSHI.DE ETF Lux ComStage Swit 0.40% Synthetic SWX,XTF 1L 16,008,184 db x-trackers SLI Swiss Leader Index UCITS ETF XSLI GR XSLI.DE ETF Lux Deutsche AWM Swit 0.35% Synthetic SWX,XTF 1L 37,777,518 db x-trackers SMI UCITS ETF (DR) - 1D XSMI GR XSMI.DE ETF Lux Deutsche AWM Swit 0.30% Physical BI,SWX,XTF 1L 764,725,632 UBS ETF MSCI Switzerland 20/35 100% hedged to EUR UCITS ETF A-acc S2EUBH IM S2EUBH.MI ETF Lux UBS Swit 0.30% Physical BI,SWX 1L 132,571,175 UBS ETF MSCI Switzerland 20/35 100% hedged to GBP UCITS ETF A-acc UC69 LN UC69.L ETF Lux UBS Swit 0.30% Physical LSE,SWX 1L 9,091,428 UBS ETF - MSCI Switzerland 20/35 100% hedged to SGD UCITS ETF A-acc S2SGBH SW S2SGBH.S ETF Lux UBS Swit 0.30% Physical SWX 1L 5,163,399 UBS ETF MSCI Switzerland 20/35 100% hedged to USD UCITS ETF A-acc S2USBH SW S2USBH.S ETF Lux UBS Swit 0.30% Physical SWX 1L 123,404,763 UBS ETF MSCI Switzerland 20/35 UCITS ETF A-acc SW2CHB IM SW2CHB.MI ETF Lux UBS Swit 0.20% Physical BI,SWX 1L 335,410,339 UBS ETF - MSCI Switzerland 20/35 UCITS ETF hedged to GBP S2HGBD SW S2HGBD.S ETF Lux UBS Swit 0.30% Physical LSE,SWX 1L 3,434,047 UBS ETF - MSCI Switzerland 20/35 UCITS ETF hedged to SGD S2HSGA SW S2HSGA.S ETF Lux UBS Swit 0.30% Physical SWX 1L 1,787,276 UBS ETF - MSCI Switzerland hedged to CHF A-dis SWICHA SW SWICHA.S ETF Swit UBS Swit 0.20% Physical SWX 1L 266,600,395 UBS ETF - MSCI Switzerland hedged to EUR A-dis SWEUAH SW SWEUAH.S ETF Swit UBS Swit 0.30% Physical SWX 1L 72,724,014 UBS ETF - MSCI Switzerland hedged to GBP A-dis SWGBAH SW SWGBAH.S ETF Swit UBS Swit 0.30% Physical SWX 1L 5,277,648 UBS ETF - MSCI Switzerland hedged to USD A-dis SWUSAH SW SWUSAH.S ETF Swit UBS Swit 0.30% Physical SWX 1L 190,425,945 UBS ETF (CH) - SLI (CHF) A-dis SLICHA SW SLICHA.S ETF Swit UBS Swit 0.20% Physical SWX 1L 329,847,866 UBS ETF (CH) - SMI (CHF) A-dis SMICHA SW SMICHA.S ETF Swit UBS Swit 0.20% Physical SWX 1L 1,377,974,109 UBS ETF (CH) - SMIM (CHF) A-dis SMMCHA SW SMMCHA.S ETF Swit UBS Swit 0.25% Physical SWX 1L 319,652,246 UBS ETF (CH) - SPI (CHF) A-dis SPICHA SW SPICHA.S ETF Swit UBS Swit 0.15% Physical SWX 1L 333,339,019 UBS Index Solutions - SPI Mid Cap ETF A SPMCHA SW SPMCHA.S ETF Swit UBS Swit 0.43% Physical SWX 1L 39,009,579 Amundi ETF FTSE 100 UCITS ETF C1U FP C1U.PA ETF Fra Amundi UK 0.25% Synthetic LSE,SWX,Enxt - Pa 1L 25,268,079 Amundi ETF MSCI UK UCITS ETF CU1 FP CU1.PA ETF Fra Amundi UK 0.25% Synthetic BI,LSE,XTF,Enxt - Pa 1L 227,563,078 ishares FTSE 100 UCITS ETF (Inc) ISF LN ISF.L ETF Ire BlackRock UK 0.40% Physical BI,LSE,SWX,Enxt - Am 1L 4,924,933,706 ishares FTSE 100 UCITS ETF Acc CSUKX SW CSUKX.S ETF Ire BlackRock UK 0.15% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 313,041,146 ishares FTSE 250 UCITS ETF MIDD LN IMID.L ETF Ire BlackRock UK 0.40% Physical LSE,SWX 1L 1,429,973,675 ishares MSCI UK UCITS ETF CSUK SW CSUK.S ETF Ire BlackRock UK 0.33% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 149,175,665 ComStage ETF FTSE 100 8H81 GR CBTFTSE.DE ETF Lux ComStage UK 0.25% Synthetic LSE,SWX,XTF 1L 9,258,595 db x-trackers FTSE 100 UCITS ETF (DR) - Income XUKX GR XUKX.DE ETF Lux Deutsche AWM UK 0.30% Physical LSE,XTF 1L 307,730,466 db x-trackers FTSE 100 UCITS ETF (DR) 1C XDUK LN XDUK.L ETF Lux Deutsche AWM UK 0.09% Physical LSE,XTF 1L 74,131,908 db x-trackers FTSE 250 UCITS ETF (DR) XMCX GR XMCX.DE ETF Lux Deutsche AWM UK 0.35% Physical LSE,XTF 1L 205,670,726 db x-trackers FTSE All-Share UCITS ETF (DR) XASX GR XASX.DE ETF Lux Deutsche AWM UK 0.40% Physical LSE,XTF 1L 184,492,719 HSBC FTSE 100 ETF HUKX LN HUKX.L ETF Ire HSBC UK 0.35% Physical LSE,SWX,XTF,Enxt - Pa 1L 243,073,653 HSBC FTSE 250 ETF HMCX LN HMCX.L ETF Ire HSBC UK 0.35% Physical LSE 1L 70,284,683 Lyxor ETF FTSE 100 L100 LN L100.L ETF Fra Lyxor UK 0.30% Synthetic BI,LSE,Enxt - Pa 1L 558,164,043 Lyxor ETF FTSE 250 L250 LN L250.L ETF Fra Lyxor UK 0.35% Synthetic LSE 1L 20,955,716 Lyxor ETF FTSE All-Share LFAS LN LFAS.L ETF Fra Lyxor UK 0.40% Synthetic LSE 1L 25,075,163 FTSE 100 Source ETF S100 LN S100.L ETF Ire Source UK 0.20% Synthetic LSE 1L 229,981,753 Source FTSE 250 UCITS ETF S250 LN S250.L ETF Ire Source UK 0.25% Synthetic LSE 1L 140,334,574 SPDR FTSE UK All Share ETF SPYF GY SPYF.DE ETF Ire State Street UK 0.20% Physical LSE,SWX,XTF 1L 317,114,546 UBS ETF FTSE 250 UCITS ETF (GBP) A-dis FRC1 GY FRC1.DE ETF Lux UBS UK 0.25% Synthetic LSE,SWX,XTF 1L 22,524,772 UBS ETF - MSCI United Kingdom 100% hedged to SGD UCITS ETF A-acc UKSGBH SW UKSGBH.S ETF Lux UBS UK 0.30% Physical SWX 1L 4,687,259 UBS ETF - MSCI United Kingdom hedged to CHF UCITS ETF A-acc UKCHBH SW UKCHBH.S ETF Lux UBS UK 0.30% Physical SWX 1L 323,348,526 UBS ETF - MSCI United Kingdom UCITS ETF A-acc UKCHFB SW UKCHFB.S ETF Lux UBS UK 0.30% Physical LSE,SWX 1L 665,936,228 UBS ETF MSCI United Kingdom 100% hedged to EUR UCITS ETF A-acc UKEUBH SW UKEUBH.S ETF Lux UBS UK 0.30% Physical SWX,XTF 1L 203,278,688 UBS ETF MSCI United Kingdom 100% hedged to USD UCITS ETF A-acc UKUSBH SW UKUSBH.S ETF Lux UBS UK 0.30% Physical SWX 1L 377,326,897 UBS-ETF FTSE CHA SW 100CHA.S ETF Lux UBS UK 0.20% Physical BI,LSE,SWX,XTF 1L 167,849,720

13 Deutsche Bank AG/London Page 13 ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index Country TER Replication Exchanges Listed 2 Strategy 3 AUM 4 UBS-ETF FTSE 100 SF A GBP F1GBAS SW F1GBAS.S ETF Ire UBS UK 0.30% Synthetic BI,LSE,SWX,XTF 1L 69,166,503 Vanguard FTSE 100 ETF VUKE LN VUKE.L ETF Ire Vanguard UK 0.10% Physical LSE 1L 2,354,066,342 Vanguard FTSE 250 UCITS ETF VMID LN VMID.L ETF Ire Vanguard UK 0.10% Physical LSE 1L 109,247,783 Amundi ETF MSCI USA UCITS ETF CU2 FP CU2.PA ETF Fra Amundi US 0.28% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 688,336,280 Amundi ETF NASDAQ 100 UCITS ETF ANX FP ANX.PA ETF Fra Amundi US 0.23% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 141,744,243 Amundi ETF Nasdaq-100 Eur Hedged Daily UCITS ETF NDXH FP NDXH.PA ETF Fra Amundi US 0.35% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 35,359,568 Amundi ETF S&P 500 EUR Daily Hedged Index UCITS ETF 500H FP 500H.PA ETF Fra Amundi US 0.28% Synthetic BI,SWX,XTF,Enxt - Pa 1L 196,922,376 Amundi ETF S&P 500 UCITS ETF 500 FP 500.PA ETF Fra Amundi US 0.15% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 877,136,332 Amundi Russell 2000 UCITS ETF RS2K FP RS2K.PA ETF Fra Amundi US 0.35% Synthetic BI,SWX,XTF,Enxt - Pa 1L 155,539,989 ishares Core S&P 500 UCITS ETF CSSPX SW CSSPX.S ETF Ire BlackRock US 0.07% Physical BI,LSE,SWX,XTF 1L 10,420,182,553 ishares Dow Jones Industrial Average (DE) INDUEX GR DJIEX.DE ETF Ger BlackRock US 0.51% Physical XTF 1L 205,349,129 ishares Dow Jones Industrial AverageSM UCITS ETF CSINDU SW CSINDU.S ETF Ire BlackRock US 0.33% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 207,528,850 ishares MSCI USA - B UCITS ETF CSUS SW CSUS.S ETF Ire BlackRock US 0.33% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 431,325,877 ishares NASDAQ 100 UCITS ETF CSNDX SW CSNDX.S ETF Ire BlackRock US 0.33% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 714,903,648 ishares NASDAQ-100 (DE) NDXEX GR NDXEX.DE ETF Ger BlackRock US 0.31% Physical XTF 1L 735,835,577 ishares S&P 500 CHF Hedged UCITS ETF IUSC SW IUSC.S ETF Ire BlackRock US 0.45% Physical SWX 1L 78,636,320 ishares S&P 500 EUR Hedged UCITS ETF IUSE LN IUSEA.L ETF Ire BlackRock US 0.45% Physical BI,LSE,SWX,XTF,Enxt - Am 1L 1,031,091,840 ishares S&P 500 GBP Hedged UCITS ETF IGUS LN IGUS.L ETF Ire BlackRock US 0.45% Physical LSE 1L 141,183,612 ishares S&P 500 UCITS ETF (Inc) IUSA LN IUSA.L ETF Ire BlackRock US 0.40% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 9,288,367,732 EasyETF Russell 1000 (EUR) EREEUR FP EREEUR.PA ETF Fra BNP Paribas US 0.35% Synthetic XTF,Enxt - Pa 1L 94,842,987 S&P 500 THEAM Easy UCITS ETF ESE FP ESE.pA ETF Fra BNP Paribas US 0.20% Synthetic Enxt - Pa 1L 598,852,107 ComStage ETF Dow Jones Industrial Average CBINDU GR CBDJI.DE ETF Lux ComStage US 0.45% Synthetic SWX,XTF,Enxt - Lis 1L 67,198,435 ComStage ETF MSCI USA TRN CBNDDUUS GR CBMINUS.DE ETF Lux ComStage US 0.25% Synthetic SWX,XTF 1L 495,241,561 ComStage ETF NASDAQ 100 CBNDX GR CBNDX.DE ETF Lux ComStage US 0.25% Synthetic SWX,XTF,Enxt - Lis 1L 148,784,885 ComStage ETF S&P 500 C012 GR CBGSPC.DE ETF Lux ComStage US 0.18% Synthetic SWX,XTF,Enxt - Lis 1L 94,738,568 ComStage S&P 500 Euro Daily Hedged Net TR UCITS ETF C014 GY C014.DE ETF Lux ComStage US 0.30% Synthetic XTF 1L 5,411,398 Deka MSCI USA UCITS ETF ETFUSAC GR ETFUSAC.DE ETF Ger Deka Investment GmbH US 0.30% Physical XTF 1L 363,457,679 db x-trackers MSCI USA Index UCITS ETF (DR) XD9U GY XD9U.DE ETF Ire Deutsche AWM US 0.07% Physical BI,LSE,SWX,XTF 1L 1,002,141,630 db x-trackers MSCI USA TRN Index UCITS ETF XMUS GR XMUS.DE ETF Lux Deutsche AWM US 0.30% Synthetic BI,LSE,OMX,SWX,XTF 1L 1,517,806,814 db x-trackers Russell 2000 UCITS ETF XRS2 GR XRS2.DE ETF Lux Deutsche AWM US 0.45% Physical BI,LSE,SWX,XTF 1L 407,484,955 db x-trackers S&P 500 UCITS ETF 1C D5BM GR D5BM.DE ETF Lux Deutsche AWM US 0.20% Synthetic BI,BME,LSE,OMX,SWX,XTF 1L 1,660,164,714 ETFX Russell 2000 US Small Cap Fund RTWO NA RTWO.AS ETF Ire ETF Securities US 0.45% Synthetic BI,LSE,XTF,Enxt - Am 1L 41,214,120 HSBC MSCI USA ETF HMUS LN HMUS.L ETF Ire HSBC US 0.30% Physical LSE,SWX,XTF,Enxt - Pa 1L 355,940,666 HSBC S&P 500 ETF HSPX LN HSPX.L ETF Ire HSBC US 0.09% Physical LSE,SWX,XTF,Enxt - Pa 1L 1,688,090,253 Lyxor ETF S&P 500 LYPS GR LYXSP.DE ETF Lux Lyxor US 0.15% Synthetic BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 1,182,749,947 Lyxor MSCI North America UCITS ETF - C-USD NORA FP NORA.PA ETF Fra Lyxor US 0.20% Synthetic LSE,Enxt - Pa 1L 13,393,498 Lyxor UCITS ETF Dow Jones Industrial Average DJE FP DJE.PA ETF Fra Lyxor US 0.50% Synthetic ATX,BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 270,054,433 Lyxor UCITS ETF MSCI USA D-EUR USA FP USA.PA ETF Fra Lyxor US 0.30% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 909,587,582 Lyxor UCITS ETF NASDAQ 100 -D-EUR UST FP USTE.PA ETF Fra Lyxor US 0.30% Synthetic BI,BME,LSE,XTF,Enxt - Pa 1L 429,374,216 Lyxor UCITS ETF PEA Dow Jones Industrial Average C-EUR PDJE FP PDJE.PA ETF Fra Lyxor US 0.50% Synthetic Enxt - Pa 1L 10,617,950 Lyxor UCITS ETF PEA MSCI USA C-EUR PUSA FP PUSA.PA ETF Fra Lyxor US 0.30% Synthetic Enxt - Pa 1L 97,386,350 Lyxor UCITS ETF PEA NASDAQ-100 C-EUR PUST FP PUST.PA ETF Fra Lyxor US 0.30% Synthetic Enxt - Pa 1L 21,246,720 Lyxor UCITS ETF PEA S&P 500 C-EUR PSP5 FP PSP5.PA ETF Fra Lyxor US 0.15% Synthetic Enxt - Pa 1L 12,479,950 Lyxor UCITS ETF Russell C- USD RUS2 LN RUS2.L ETF Fra Lyxor US 0.40% Synthetic LSE,Enxt - Pa 1L 3,071,307 Lyxor UCITS S&P 500 Daily Hedged SP5H FP SP5H.PA ETF Lux Lyxor US 0.15% Synthetic BI,Enxt - Pa 1L 145,758,640 PowerShares EQQQ Nasdaq-100 UCITS ETF EQQQ IM EQQQ.MI ETF Ire PowerShares US 0.30% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 1,077,756,770 MSCI USA Source ETF SMSUSA GR SMSUSA.DE ETF Ire Source US 0.30% Synthetic LSE,SWX,XTF 1L 161,610,351 Source Russell 2000 UCITS ETF SR2000 GR SR2000.DE ETF Ire Source US 0.45% Synthetic BI,LSE,XTF 1L 27,139,015 Source S&P 500 UCITS ETF SPXS LN SPXS.L ETF Ire Source US 0.05% Synthetic BI,LSE,SWX,XTF 1L 1,640,936,855 Source S&P 500 UCITS ETF EUR Hedged E500 GY E500.DE ETF Ire Source US 0.15% Synthetic SWX,XTF 1L 74,045,283 SPDR Russell 3000 US Total Market UCITS ETF ZPR3 GY ZPR3.DE ETF Ire State Street US 0.25% Physical LSE,XTF 1L 2,906,031 SPDR S&P 500 UCITS ETF SPY5 GY SPY5.DE ETF Ire State Street US 0.09% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 1,029,140,778 UBS ETF MSCI USA 100% hedged to CHF UCITS ETF A-acc USCHWH SW USCHWH.S ETF Ire UBS US 0.30% Physical SWX 1L 167,277,320 UBS ETF MSCI USA 100% hedged to EUR UCITS ETF A-acc USEUWH SW USEUWH.S ETF Ire UBS US 0.30% Physical BI,SWX,XTF 1L 331,911,737 UBS ETF MSCI USA 100% hedged to GBP UCITS ETF A-acc USGBWH SW USGBWH.S ETF Ire UBS US 0.30% Physical LSE,SWX 1L 31,636,326 UBS ETF plc - MSCI USA (USD) A-dis UBU3 GY UBU3.DE ETF Ire UBS US 0.20% Synthetic BI,LSE,SWX,XTF 1L 26,090,701 UBS ETF plc - S&P 500 (USD) A-dis UBU9 GY UBU9.DE ETF Ire UBS US 0.20% Synthetic BI,LSE,SWX,XTF 1L 123,153,235 UBS ETFs plc - MSCI USA TRN Index SF USD-A UIQM GR MUUSAS.DE ETF Ire UBS US 0.15% Synthetic BI,LSE,SWX,XTF 1L 248,994,337

14 Page 14 Deutsche Bank AG/London ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index Country TER Replication Exchanges Listed 2 Strategy 3 AUM 4 UBS ETFs plc - S&P 500 Index SF USD-A S5USAS SW S5USAS.S ETF Ire UBS US 0.05% Synthetic BI,LSE,SWX,XTF 1L 170,428,624 UBS-ETF MSCI USA USACHA SW USACHA.S ETF Lux UBS US 0.20% Physical BI,LSE,OMX,SWX,XTF 1L 1,452,975,305 Vanguard S&P 500 ETF VUSA LN VUSA.L ETF Ire Vanguard US 0.07% Physical LSE,SWX,Enxt - Am 1L 10,184,875,477

15 Deutsche Bank AG/London Page 15 Emerging Markets Broad Indices ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index TER Replication Exchanges Listed 2 Strategy 3 AUM 4 EasyETF BNP Paribas Next 11 Emerging E11EUR FP E11EUR.PA ETF Fra BNP Paribas BNP Paribas Next 11 Core 8 Emerging Countries 0.68% Synthetic Enxt - Pa 1L 80,504,708 Lyxor UCITS ETF Eastern Europe (CECE EUR) -C-EUR CEC FP LYEE.PA ETF Fra Lyxor CECE EUR NTR 0.50% Synthetic ATX,BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 189,706,231 Market Access DAXglobal BRIC Index Fund M9SH GR MABI.DE ETF Lux Royal Bank of Scotland plc DAXglobal BRIC 0.65% Synthetic ATX,BI,LSE,SWX,XTF,Enxt - Am 1L 20,203,650 EasyETF Dow Jones BRIC 50 EBR FP EBR.PA ETF Fra BNP Paribas Dow Jones BRIC 50 Index 0.65% Synthetic Enxt - Pa 1L 38,686,164 DJ BRIC China 15 Theam Easy UCITS ETF EXCEUR FP EXCEUR.PA ETF Fra BNP Paribas Dow Jones BRIC China 15 Capped (NR) 0.60% Synthetic Enxt - Pa 1L 22,081,920 ishares BRIC 50 UCITS ETF BRIC LN BRIC.L ETF Ire BlackRock FTSE BRIC % Physical BI,LSE,SWX,XTF,Enxt - Am 1L 309,394,312 Vanguard FTSE Emerging Markets ETF VFEM LN VFEM.L ETF Ire Vanguard FTSE Emerging Index 0.45% Physical LSE,SWX,Enxt - Am 1L 500,895,709 UBS ETFs MSCI AC Asia ex Japan SF A-acc AJEUAS IM AJEUAS.MI ETF Ire UBS MSCI AC Daily TR Net Asia Ex Japan USD 0.45% Synthetic BI,SWX 1L 44,093,445 db x-trackers MSCI BRIC TRN Index UCITS ETF XBRD LN XBRD.L ETF Lux Deutsche AWM MSCI BRIC TRN Index 0.65% Synthetic BI,LSE,SWX,XTF 1L 8,790,976 Amundi ETF MSCI Eastern Europe ex-russia UCITS ETF CE9 FP CE9.PA ETF Fra Amundi MSCI Eastern Europe ex-russia 0.45% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 34,921,535 db x-trackers MSCI EFM Africa TOP 50 Capped TRN Index UCITS ETF XMAF LN XMAF.L ETF Lux Deutsche AWM MSCI EFM Africa EFM Africa Top 50 Capped TRN Index 0.65% Synthetic BI,LSE,XTF 1L 26,489,281 RBS Market Access MSCI Emerging and Frontier Africa ex South Africa Index ETF M9SZ GY M9SZ.DE ETF Lux Royal Bank of Scotland plc MSCI EFM Africa ex South Africa Index 0.85% Synthetic BI,XTF,Enxt - Am 1L 19,788,189 Amundi ETF MSCI EM Asia UCITS ETF AASI FP AASI.PA ETF Fra Amundi MSCI EM Asia 0.45% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 659,605,650 ishares MSCI EM Asia UCITS ETF CSEMAS SW CSEMAS.S ETF Ire BlackRock MSCI EM Asia 0.65% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 203,322,666 db x-trackers MSCI EM Asia TRN Index UCITS ETF XMAS GR XMAS.DE ETF Lux Deutsche AWM MSCI EM Asia 0.65% Synthetic BI,BME,LSE,OMX,SWX,XTF,Enxt - Pa 1L 725,030,137 SPDR MSCI EM Asia ETF SPYA GY EMAE.DE ETF Ire State Street MSCI EM Asia 0.55% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 216,764,943 Lyxor UCITS ETF MSCI EM Beyond BRIC - C USD BBEM FP BBEM.PA ETF Fra Lyxor MSCI EM Beyond BRIC Index 0.55% Synthetic LSE,Enxt - Pa 1L 8,716,150 SPDR MSCI EM Beyond BRIC UCITS ETF ZPRB GR ZPRB.DE ETF Ire State Street MSCI EM Beyond BRIC Index 0.55% Physical BI,LSE,SWX,XTF 1L 6,701,669 ishares MSCI Eastern Europe Capped UCITS ETF IEER LN IEER.L ETF Ire BlackRock MSCI EM Eastern Europe 0.74% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 196,020,326 ComStage ETF MSCI EM Eastern Europe TRN CBNDUEEM GR CBMINEE.DE ETF Lux ComStage MSCI EM Eastern Europe 0.60% Synthetic SWX,XTF 1L 13,487,565 db x-trackers MSCI EM Eastern Europe 10/40 TRN Index UCITS ETF XEME LN XEME.L ETF Lux Deutsche AWM MSCI EM Eastern Europe 10/40 TRN Index 0.65% Synthetic BI,LSE,SWX,XTF 1L 4,548,209 db x-trackers MSCI EM EMEA TRN Index UCITS ETF XMEA GR XMEA.DE ETF Lux Deutsche AWM MSCI EM EMEA 0.65% Synthetic BI,LSE,OMX,SWX,XTF,Enxt - Pa 1L 61,575,005 SPDR MSCI EM Europe ETF SPYB GY EMEO.DE ETF Ire State Street MSCI EM Europe Index 0.55% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 4,132,741 HSBC MSCI EM Far East ETF H4ZI GR H4ZI.DE ETF Ire HSBC MSCI EM Far East 0.60% Physical LSE,SWX,XTF,Enxt - Pa 1L 23,054,596 Amundi ETF MSCI EM Latin America UCITS ETF ALAT FP ALAT.PA ETF Fra Amundi MSCI EM Latin America 0.45% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 35,998,521 ishares MSCI EM Latin America UCITS ETF CSEMLA SW CSEMLA.S ETF Ire BlackRock MSCI EM Latin America 0.65% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 8,526,368 ishares MSCI EM Latin America UCITS ETF (Inc) LTAM LN LTAM.L ETF Ire BlackRock MSCI EM Latin America 0.74% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 157,958,854 db x-trackers MSCI EM Latam TRN Index UCITS ETF XMLA GR XMLA.DE ETF Lux Deutsche AWM MSCI EM Latin America 0.65% Synthetic BI,BME,LSE,OMX,SWX,XTF,Enxt - Pa 1L 138,933,235 HSBC MSCI EM Latin America UCITS ETF HMLA LN HMLA.L ETF Ire HSBC MSCI EM Latin America 0.60% Physical LSE,SWX,XTF,Enxt - Pa 1L 9,068,605 Lyxor ETF MSCI EM Latin America LTM FP LYXLTM.PA ETF Fra Lyxor MSCI EM Latin America 0.65% Synthetic BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 72,796,739 Lyxor UCITS ETF MSCI EM Latin America PEA LTMP FP LTMP.PA ETF Fra Lyxor MSCI EM Latin America 0.65% Synthetic Enxt - Pa 1L 2,107,512 SPDR MSCI EM Latin America ETF SPYL GY EMLA.DE ETF Ire State Street MSCI EM Latin America 0.55% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 4,320,948 Amundi ETF MSCI Emerging Markets UCITS ETF AEEM FP AEEM.PA ETF Fra Amundi MSCI Emerging Markets 0.45% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 414,559,370 ishares MSCI Emerging Markets UCITS ETF (Acc) SEMA LN SEMA.L ETF Ire BlackRock MSCI Emerging Markets 0.68% Physical BI,LSE,SWX,XTF,Enxt - Am 1L 291,062,460 ishares MSCI Emerging Markets UCITS ETF (Inc) IEEM LN IEEM.L ETF Ire BlackRock MSCI Emerging Markets 0.75% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 4,258,461,204 ComStage ETF MSCI Emerging Markets TRN E127 GY CBMINEM.DE ETF Lux ComStage MSCI Emerging Markets 0.50% Synthetic SWX,XTF,Enxt - Lis 1L 55,261,136 Deka MSCI Emerging Markets UCITS ETF ETFEMMA GR ETFEMMA.DE ETF Ger Deka Investment GmbH MSCI Emerging Markets 0.65% Synthetic XTF 1L 16,582,169 db x-trackers MSCI Emerging Markets TRN Index UCITS ETF XMEM GR XMEM.DE ETF Lux Deutsche AWM MSCI Emerging Markets 0.65% Synthetic BI,BME,LSE,OMX,SWX,XTF,Enxt - Pa 1L 1,826,733,797 HSBC MSCI Emerging Markets UCITS ETF HMEM LN HMEM.L ETF Ire HSBC MSCI Emerging Markets 0.60% Physical LSE,SWX,XTF 1L 278,628,837 Lyxor ETF MSCI Emerging Markets - A LEM FP LYXLEM.PA ETF Fra Lyxor MSCI Emerging Markets 0.55% Synthetic BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 1,350,574,374 MSCI Emerging Markets Source ETF MXFS LN MXFS.L ETF Ire Source MSCI Emerging Markets 0.45% Synthetic BI,LSE,SWX,XTF 1L 261,359,484 SPDR MSCI Emerging Markets ETF SPYM GY EMRG.DE ETF Ire State Street MSCI Emerging Markets 0.42% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 179,189,436 UBS ETFs plc - MSCI Emerging Markets TRN Index SF USD-A EGUSAS SW EGUSAS.S ETF Ire UBS MSCI Emerging Markets 0.45% Synthetic BI,LSE,SWX,XTF 1L 1,143,811,066 UBS-ETF MSCI Emerging Markets A EMMUSA SW EMMUSA.S ETF Lux UBS MSCI Emerging Markets 0.45% Physical BI,LSE,SWX,XTF 1L 327,605,507 Nordea Global EM Equities UCITS ETF EMAETF SS EMAETF.ST ETF Fin Nordea Investment Funds MSCI Emerging Markets Free Net Return 2.00% Synthetic OMX 1L - ishares MSCI Emerging Markets IMI UCITS ETF EMIM NA EMIM.AS ETF Ire BlackRock MSCI Emerging Markets IMI Index 0.25% Physical BI,LSE,SWX,XTF,Enxt - Am 1L 1,116,898,728 RBS Market Access MSCI Frontier Markets Index ETF M9SY GY M9SY.DE ETF Lux Royal Bank of Scotland plc MSCI Frontier Markets Index 0.90% Synthetic BI,XTF,Enxt - Am 1L 20,472,213 db x-trackers MSCI GCC Select Index UCITS ETF XGLF GY XGLF.DE ETF Ire Deutsche AWM MSCI GCC Countries ex Select Securities Index 0.65% Synthetic LSE,XTF 1L 31,409,230 ishares MSCI GCC ex-saudi Arabia UCITS ETF SGCC LN SGCC.L ETF Ire BlackRock MSCI GCC ex-saudi Arabia 10/ % Physical LSE,SWX,XTF,Enxt - Am 1L 13,967,125 ComStage ETF MSCI World with EM Exposure Net UCITS ETF E130 GY E130.DE ETF Lux ComStage MSCI World with EM Exposure Net Index 0.50% Synthetic XTF 1L 4,028,173 HSBC S&P BRIC 40 UCITS ETF HSPB LN HSPB.L ETF Ire HSBC S&P BRIC 40 Index 0.60% Physical LSE,SWX,XTF,Enxt - Pa 1L 4,526,723 db x-trackers S&P Select Frontiers UCITS ETF XSFR GR XSFR.DE ETF Lux Deutsche AWM S&P Select Frontier 0.95% Synthetic BI,LSE,SWX,XTF 1L 70,088,193 ComStage ETF S&P SMIT 40 Index TRN E129 GY E129.DE ETF Lux ComStage S&P SMIT40 Index 0.60% Synthetic SWX,XTF 1L 10,658,584 EasyETF S-Box BNP Paribas Next 11 Emerging (USD) U11 FP U11.PA ETF Fra BNP Paribas S-Box BNP Paribas Next 11 Core 8 Emerging Countries 0.80% Synthetic Enxt - Pa 1L 3,748,325 Lyxor ETF Pan Africa PAF FP LYPAF.PA ETF Fra Lyxor SGI Pan Africa Index 0.85% Synthetic BI,XTF,Enxt - Pa 1L 60,251,681

16 Page 16 Deutsche Bank AG/London Single Country ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index Country TER Replication Exchanges Listed 2 Strategy 3 AUM 4 db x-trackers MSCI Bangladesh IM TRN Index UCITS ETF XBAN LN XBAN.L ETF Lux Deutsche AWM Bangladesh 0.85% Synthetic LSE,XTF 1L 21,520,541 Amundi ETF MSCI Brazil UCITS ETF BRZ FP BRZ.PA ETF Fra Amundi Brazil 0.55% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 17,459,976 ishares MSCI Brazil UCITS ETF CSBR SW CSBR.S ETF Ire BlackRock Brazil 0.65% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 92,362,371 ishares MSCI Brazil UCITS ETF (Inc) IBZL LN IBZL.L ETF Ire BlackRock Brazil 0.74% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 310,438,422 EasyETF Dow Jones Brazil 15 ETF EEB FP EEB.PA ETF Lux BNP Paribas Brazil 0.55% Synthetic Enxt - Pa 1L 12,520,467 db x-trackers MSCI Brazil TRN Index UCITS ETF XMBR GR XMBR.DE ETF Lux Deutsche AWM Brazil 0.65% Physical BI,BME,LSE,OMX,SWX,XTF,Enxt - Pa 1L 107,544,234 HSBC MSCI Brazil ETF HMBR LN HMBR.L ETF Ire HSBC Brazil 0.60% Physical LSE,SWX,XTF,Enxt - Pa 1L 8,717,071 Lyxor ETF Brazil (Ibovespa) RIO FP LYXRIO.PA ETF Fra Lyxor Brazil 0.65% Synthetic BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 257,650,697 UBS (Irl) ETF plc - MSCI Brazil (USD) A-dis BRAUSY SW BRAUSY.S ETF Ire UBS Brazil 0.43% Synthetic BI,LSE,SWX,XTF 1L 2,146,909 ishares MSCI Chile UCITS ETF CSCL SW CSCL.S ETF Ire BlackRock Chile 0.65% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 14,382,811 db x-trackers MSCI Chile TRN Index UCITS ETF XMCL LN XMCL.L ETF Lux Deutsche AWM Chile 0.65% Synthetic BI,LSE,XTF 1L 5,449,156 Amundi ETF MSCI China UCITS ETF CC1 FP CC1.PA ETF Fra Amundi China 0.55% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 90,489,047 ishares China Large Cap UCITS ETF FXC LN FXC.L ETF Ire BlackRock China 0.74% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 873,155,014 ishares Dow Jones China Offshore 50 (DE) DJCHOEX GR DJCHOS50EX.DE ETF Ger BlackRock China 0.61% Physical XTF 1L 55,039,490 ishares MSCI China A UCITS ETF 36BZ GY 36BZ.DE ETF Ire BlackRock China 0.65% Physical LSE,SWX,XTF 1L 32,616,000 ComStage ETF FTSE China A50 UCITS ETF C024 GY C024.DE ETF Lux ComStage China 0.40% Synthetic SWX,XTF 1L 20,965,328 ComStage ETF HSCEI C023 GR CBHSCE.DE ETF Lux ComStage China 0.55% Synthetic SWX,XTF 1L 25,962,419 Deka MSCI China UCITS ETF ETFCHINA GR ETFCHINA.DE ETF Ger Deka Investment GmbH China 0.65% Physical XTF 1L 31,810,998 db x-trackers CSI300 Index UCITS ETF 1C XCHA LN XCHA.L ETF Lux Deutsche AWM China 0.50% Synthetic BI,LSE,XTF 1L 489,343,342 db x-trackers FTSE China 50 UCITS ETF XX25 GR XX25.DE ETF Lux Deutsche AWM China 0.60% Physical BI,BME,LSE,OMX,SWX,XTF 1L 391,694,083 db x-trackers Harvest CSI300 INDEX UCITS ETF (DR) 1D RQFI GY RQFI.DE ETF Lux Deutsche AWM China 0.65% Physical BI,LSE,XTF 1L 352,243,996 db x-trackers MSCI China TRN Index UCITS ETF XCS6 LN XCS6.L ETF Lux Deutsche AWM China 0.65% Physical LSE,SWX,XTF 1L 242,473,283 ETFS-E Fund MSCI China A GO UCITS ETF CASE LN CASE.L ETF Ire ETF Securities China 0.88% Physical BI,LSE,XTF,Enxt - Am 1L 39,972,186 HSBC MSCI China UCITS ETF HMCH LN HMCH.L ETF Ire HSBC China 0.60% Physical LSE,SWX,XTF,Enxt - Pa 1L 238,100,812 Lyxor Fortune SG UCITS ETF MSCI China A DR C-USD CNAA FP CNAA.PA ETF Fra Lyxor China 0.85% Physical LSE,Enxt - Pa 1L 89,382,731 Lyxor UCITS ETF China Enterprise (HSCEI) ASI FP ASI.PA ETF Fra Lyxor China 0.65% Synthetic BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 975,101,354 Lyxor UCITS ETF CSI 300 A-Share CSIA FP CSIA.PA ETF Fra Lyxor China 0.40% Synthetic LSE,Enxt - Pa 1L 69,121,500 Lyxor UCITS ETF PEA China Enterprise HSCEI C-EUR PASI FP PASI.PA ETF Fra Lyxor China 0.65% Synthetic Enxt - Pa 1L 17,975,330 CSOP Source FTSE China A50 UCITS ETF CHNP LN CHNP.L ETF Ire Source China 0.99% Physical BI,LSE,SWX,XTF 1L 26,010,077 Amundi ETF MSCI India UCITS ETF CI2 FP CI2.PA ETF Fra Amundi India 0.80% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 303,922,403 EasyETF Dow Jones India 15 ETF EIA FP EIA.PA ETF Lux BNP Paribas India 0.55% Synthetic Enxt - Pa 1L 24,040,751 db x-trackers CNX Nifty UCITS ETF XNIF GR XNIF.DE ETF Lux Deutsche AWM India 0.85% Synthetic BI,LSE,OMX,SWX,XTF,Enxt - Pa 1L 236,383,603 db x-trackers MSCI India TRN Index UCITS ETF XCS5 LN XCS5.L ETF Lux Deutsche AWM India 0.75% Synthetic LSE,SWX,XTF 1L 123,922,620 Lyxor ETF MSCI India INR FP INR.PA ETF Fra Lyxor India 0.85% Synthetic BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 1,715,570,032 db x-trackers MSCI Indonesia Index UCITS ETF XMID LN XMID.L ETF Lux Deutsche AWM Indonesia 0.65% Synthetic BI,LSE,XTF 1L 76,594,499 HSBC MSCI Indonesia UCITS ETF HIDR LN HIDRI.L ETF Ire HSBC Indonesia 0.60% Physical LSE,SWX,XTF 1L 25,114,875 Lyxor UCITS ETF MSCI Indonesia C-EUR INDO FP INDO.PA ETF Fra Lyxor Indonesia 0.55% Synthetic BI,LSE,XTF,Enxt - Pa 1L 27,747,787 Lyxor ETF FTSE Coast Kuwait 40 LKUU LN LKUU.L ETF Fra Lyxor Kuwait 0.65% Synthetic LSE 1L 15,912,006 db x-trackers MSCI Malaysia TRN Index UCITS ETF XCS3 LN XCS3.L ETF Lux Deutsche AWM Malaysia 0.50% Physical BI,LSE,SWX,XTF 1L 20,962,648 HSBC MSCI Malaysia UCITS ETF HMYR LN HMYRM.L ETF Ire HSBC Malaysia 0.60% Physical LSE,SWX,XTF 1L 4,675,637 Lyxor UCITS ETF MSCI Malaysia - EUR MAL FP LYMAL.PA ETF Fra Lyxor Malaysia 0.65% Synthetic BI,LSE,XTF,Enxt - Pa 1L 38,054,614 ishares MSCI Mexico Capped UCITS ETF CSMXCP SW CSMXCP.S ETF Ire BlackRock Mexico 0.65% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 79,411,283 db x-trackers MSCI Mexico Index UCITS ETF (DR) D5BI GR D5BI.DE ETF Lux Deutsche AWM Mexico 0.65% Physical BI,BME,LSE,SWX,XTF 1L 76,046,850 HSBC MSCI Mexico Capped UCITS ETF HMEX LN HMEX.L ETF Ire HSBC Mexico 0.60% Physical LSE,SWX,XTF 1L 13,422,761 Lyxor UCITS ETF MSCI Mexico - C USD MEXI FP MEXI.PA ETF Fra Lyxor Mexico 0.55% Synthetic LSE,Enxt - Pa 1L 10,196,416 db x-trackers MSCI Pakistan IM TRN Index UCITS ETF XBAK LN XBAK.L ETF Lux Deutsche AWM Pakistan 0.85% Synthetic LSE,XTF 1L 26,653,298 db x-trackers MSCI Philippines IM TRN Index UCITS ETF XPHI LN XPHI.L ETF Lux Deutsche AWM Philippines 0.65% Synthetic LSE,XTF 1L 62,925,562 ishares MSCI Poland UCITS ETF SPOL LN SPOL.L ETF Ire BlackRock Poland 0.74% Physical LSE,SWX,XTF 1L 54,082,151 Lyxor UCITS ETF WIG 20 - C EUR WIG FP LYWIG.PA ETF Lux Lyxor Poland 0.45% Synthetic Enxt - Pa 1L 2,253,812 Alpcot Active Greater Russia ETF ALPCOTRU SS ALPCOTRU.ST ETF Lux Alpcot Capital Management Russia 1.40% Physical OMX 1L 718,116

17 Deutsche Bank AG/London Page 17 ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index Country TER Replication Exchanges Listed 2 Strategy 3 AUM 4 ishares MSCI Russia ADR/GDR UCITS ETF CSRU SW CSRU.S ETF Ire BlackRock Russia 0.65% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 306,928,532 EasyETF Dow Jones Russia Titans 10 ETF ERR FP ERR.PA ETF Lux BNP Paribas Russia 0.55% Synthetic Enxt - Pa 1L 11,177,103 ComStage ETF MSCI Russia 30% Capped TRN CBMRUC30 GR CBMINRUC.DE ETF Lux ComStage Russia 0.60% Synthetic SWX,XTF 1L 10,025,231 db x-trackers MSCI Russia Capped Index UCITS ETF - 1C XMRC GR XMRC.DE ETF Lux Deutsche AWM Russia 0.65% Synthetic BI,BME,LSE,XTF 1L 173,791,876 HSBC MSCI Russia Capped UCITS ETF HRUB LN HRUB.L ETF Ire HSBC Russia 0.60% Physical LSE,SWX,XTF 1L 46,026,055 Lyxor PEA UCITS ETF Russia PRUS FP PRUS.PA ETF Fra Lyxor Russia 0.65% Synthetic Enxt - Pa 1L 4,982,000 Lyxor UCITS ETF Russia (Dow Jones Russia GDR) C-EUR RUS FP LRUS.PA ETF Fra Lyxor Russia 0.65% Synthetic BI,BME,LSE,SWX,XTF,Enxt - Pa 1L 420,340,482 Market Access DAXglobal Russia Index Fund M9SJ GR MDRI.DE ETF Lux Royal Bank of Scotland plc Russia 0.65% Synthetic ATX,BI,LSE,SWX,XTF,Enxt - Am 1L 12,647,390 RDX Source ETF RDXS LN RDXS.L ETF Ire Source Russia 0.65% Synthetic BI,LSE 1L 86,556,410 ishares MSCI South Africa - B UCITS ETF CSZA SW CSZA.S ETF Ire BlackRock S Africa 0.65% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 12,147,360 ishares MSCI South Africa UCITS ETF SRSA LN SRSA.L ETF Ire BlackRock S Africa 0.65% Physical LSE,SWX,XTF 1L 19,236,147 HSBC MSCI South Africa UCITS ETF HZAR LN HZAR.L ETF Ire HSBC S Africa 0.60% Physical LSE,SWX,XTF,Enxt - Pa 1L 4,981,933 Lyxor UCITS ETF South Africa (FTSE JSE Top40) -C-EUR AFS FP LYXAFS.PA ETF Fra Lyxor S Africa 0.65% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 51,736,980 Market Access FTSE/JSE Africa Top 40 Index Fund M9SK GR MFAI.DE ETF Lux Royal Bank of Scotland plc S Africa 0.65% Synthetic ATX,BI,SWX,XTF,Enxt - Am 1L 10,094,700 ishares MSCI Korea UCITS ETF CSKR SW CSKR.S ETF Ire BlackRock S Korea 0.65% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 47,099,595 ishares MSCI Korea UCITS ETF (Inc) IKOR LN IKOR.L ETF Ire BlackRock S Korea 0.74% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 727,851,182 EasyETF Dow Jones South Korea Titans 30 EEKEUR FP EEKEUR.PA ETF Fra BNP Paribas S Korea 0.55% Synthetic Enxt - Pa 1L 8,555,244 db x-trackers MSCI Korea TRN Index UCITS ETF XMKO GR XMKO.DE ETF Lux Deutsche AWM S Korea 0.65% Synthetic BI,LSE,OMX,SWX,XTF 1L 360,948,163 HSBC MSCI Korea UCITS ETF HKOR LN HKOR.L ETF Ire HSBC S Korea 0.60% Physical LSE,SWX,XTF 1L 7,250,673 Lyxor UCITS ETF MSCI Korea -C-EUR KRW FP KRW.PA ETF Fra Lyxor S Korea 0.65% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 99,443,920 Lyxor UCITS ETF PEA MSCI Korea C-EUR PKRW FP PKRW.PA ETF Fra Lyxor S Korea 0.65% Synthetic Enxt - Pa 1L 1,975,320 ishares MSCI Taiwan UCITS ETF ITWN LN ITWN.L ETF Ire BlackRock Taiwan 0.74% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 612,712,302 EasyETF TSEC Taiwan EEWEUR FP EEWEUR.PA ETF Fra BNP Paribas Taiwan 0.60% Synthetic Enxt - Pa 1L 14,772,140 ComStage ETF MSCI Taiwan TRN CBNDEUST GR CBMINTW.DE ETF Lux ComStage Taiwan 0.60% Synthetic SWX,XTF 1L 18,288,851 db x-trackers MSCI Taiwan TRN Index UCITS ETF XMTW GR XMTW.DE ETF Lux Deutsche AWM Taiwan 0.65% Synthetic BI,LSE,OMX,SWX,XTF 1L 204,255,302 HSBC MSCI Taiwan UCITS ETF HTWN LN HTNT.L ETF Ire HSBC Taiwan 0.60% Physical LSE,XTF 1L 8,734,464 Lyxor UCITS ETF MSCI Taiwan-C-EUR TWN FP LYTWN.PA ETF Fra Lyxor Taiwan 0.65% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 50,006,632 db x-trackers MSCI Thailand TRN Index UCITS ETF XCS4 LN XCS4.L ETF Lux Deutsche AWM Thailand 0.50% Physical BI,LSE,SWX,XTF 1L 47,856,771 Lyxor UCITS ETF Thailand - C-EUR THA FP THA.PA ETF Fra Lyxor Thailand 0.45% Synthetic BI,LSE,XTF,Enxt - Pa 1L 18,525,416 ishares MSCI Turkey UCITS ETF ITKY LN ITKY.L ETF Ire BlackRock Turkey 0.74% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 211,069,236 EasyETF Dow Jones Turkey Titans 20 EETEUR FP EETEUR.PA ETF Fra BNP Paribas Turkey 0.65% Synthetic Enxt - Pa 1L 5,338,463 db x-trackers MSCI Turkey Index UCITS ETF (DR) 1D XDTK GY XDTK.DE ETF Lux Deutsche AWM Turkey 0.65% Physical LSE,XTF 1L 7,462,363 HSBC MSCI Turkey UCITS ETF HTRD LN HTRD.L ETF Ire HSBC Turkey 0.60% Physical LSE,SWX,XTF,Enxt - Pa 1L 8,782,032 Lyxor UCITS ETF Turkey Titans 20 TUR FP LTUR.PA ETF Fra Lyxor Turkey 0.65% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 153,429,439 Market Access Dow Jones Turkey Titans 20 Index Fund M9SE GR MDJT.DE ETF Lux Royal Bank of Scotland plc Turkey 0.60% Synthetic ATX,BI,SWX,XTF 1L 9,038,720 UBS-ETF MSCI Turkey A UIMK GY TKYEUA.DE ETF Lux UBS Turkey 0.43% Physical BI,LSE,SWX,XTF 1L 6,456,869 db x-trackers FTSE Vietnam UCITS ETF XFVT GR XFVT.DE ETF Lux Deutsche AWM Vietnam 0.85% Synthetic BI,LSE,OMX,SWX,XTF,Enxt - Pa 1L 322,533,178

18 Page 18 Deutsche Bank AG/London Global Markets Broad Indices ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Index TER Replication Exchanges Listed 2 Strategy 3 AUM 4 Market Access DAXglobal Asia Index Fund M9SF GR MDAI.DE ETF Lux Royal Bank of Scotland plc DAXglobal Asia 0.65% Synthetic ATX,BI,LSE,SWX,XTF,Enxt - Am 1L 12,371,120 db x-trackers FTSE All World ex UK UCITS ETF DR 1C XDEX LN XDEX.L ETF Ire Deutsche AWM FTSE All-World ex-uk 0.40% Physical LSE 1L 45,192,799 db x-trackers FTSE All World ex-uk UCITS ETF XWXU LN XWXU.L ETF Lux Deutsche AWM FTSE All-World ex-uk 0.40% Synthetic LSE 1L 46,083,009 Vanguard FTSE All-World ETF VWRL LN VWRD.L ETF Ire Vanguard FTSE All-World Index 0.25% Physical LSE,SWX,Enxt - Am 1L 787,067,528 NBGAM ETF Greece & Turkey 30 ETFGT30P GA ETFGT.AT ETF Ger NBG Asset Management MFMC Greece & Turkey 30 Index 0.95% Synthetic ASE 1L 2,851,370 HSBC Worldwide Equity UCITS ETF HWWA LN HWWA.l ETF Ire HSBC HSBC Worldwide Index 0.25% Physical LSE 1L 288,671,209 db x-trackers MSCI AC Asia ex-japan TRN Index UCITS ETF XAXJ GR XAXJ.DE ETF Lux Deutsche AWM MSCI AC Asia ex-japan 0.65% Synthetic BI,LSE,OMX,SWX,XTF 1L 905,581,692 Lyxor UCITS ETF MSCI AC Asia Pacific ex-japan -C-EUR AEJ FP AEJ.PA ETF Fra Lyxor MSCI AC Asia Pacific ex-japan 0.60% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 316,534,459 HSBC MSCI AC Far East ex Japan UCITS ETF H411 GY H411.DE ETF Ire HSBC MSCI AC Far East Ex Japan Index 0.60% Physical LSE,XTF 1L 124,594,332 db x-trackers MSCI AC Far East ex Japan Index UCITS ETF (DR) 2C - EUR Hedged XAFE GY XAFE.DE ETF Ger Deutsche AWM MSCI AC Far East ex Japan Monthly EUR Hedged TRN Index 0.70% Physical XTF 1L 36,788,852 ishares MSCI AC Far East ex-japan UCITS ETF IFFF LN IFFF.L ETF Ire BlackRock MSCI AC Far East ex-japan 0.74% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 1,991,537,497 ishares MSCI ACWI UCITS ETF SSAC LN SSAC.L ETF Ire BlackRock MSCI ACWI 0.60% Physical LSE,SWX,XTF 1L 354,360,421 Lyxor ETF MSCI All Country World ACWI FP LYXACWI.PA ETF Fra Lyxor MSCI ACWI 0.45% Synthetic BI,LSE,XTF,Enxt - Pa 1L 235,053,115 SPDR MSCI ACWI ETF SPYY GY ACWE.DE ETF Ire State Street MSCI ACWI 0.40% Physical LSE,SWX,XTF,Enxt - Pa 1L 353,826,817 SPDR MSCI ACWI IMI ETF SPYI GY IMIE.DE ETF Ire State Street MSCI ACWI IMI Index 0.40% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 28,024,233 Lyxor ETF MSCI APEX 50 APX FP APX.PA ETF Fra Lyxor MSCI Asia APEX % Synthetic BI,XTF,Enxt - Pa 1L 109,346,254 Lyxor UCITS ETF PEA MSCI AC Asia Pacific ex-japan C-EUR PAEJ FP PAEJ.PA ETF Fra Lyxor MSCI Daily TRN AC Asia Pacific ex-japan Index 0.60% Synthetic Enxt - Pa 1L 7,262,500 Capitalization Large Cap ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Region TER Replication Exchanges Listed 2 Strategy 3 AUM 4 ishares MSCI EMU Large Cap UCITS ETF EMUL LN EMUL.L ETF Ire BlackRock Europe 0.49% Physical BI,LSE,SWX,XTF 1L 213,467,726 ishares MSCI UK Large Cap UCITS ETF CSUKL SW CSUKL.S ETF Ire BlackRock Europe 0.48% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 17,460,013 ishares STOXX Large 200 (DE) LCXPEX GR LCXPEX.DE ETF Ger BlackRock Europe 0.20% Physical XTF 1L 45,540,000 ComStage ETF MSCI Europe Large Cap TRN CBMLCUEU GR CBMINEUL.DE ETF Lux ComStage Europe 0.25% Synthetic SWX,XTF 1L 7,801,703 ComStage ETF MSCI USA Large Cap TRN CBMLCUUS GR CBMINUSL.DE ETF Lux ComStage North America 0.25% Synthetic SWX,XTF 1L 21,440,003 Deka MSCI Europe LC UCITS ETF ETFEULC GR ETFEULC.DE ETF Ger Deka Investment GmbH Europe 0.30% Physical XTF 1L 33,199,536 Deka MSCI Japan LC UCITS ETF ETFJPLC GR ETFJPLC.DE ETF Ger Deka Investment GmbH Asia Pacific 0.50% Physical XTF 1L 8,905,185 Deka MSCI USA LC UCITS ETF ETFUSLC GR ETFUSLC.DE ETF Ger Deka Investment GmbH North America 0.30% Physical XTF 1L 56,569,111

19 Deutsche Bank AG/London Page 19 Mid Cap ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Region TER Replication Exchanges Listed 2 Strategy 3 AUM 4 Amundi ETF MSCI Europe Mid Cap UCITS ETF CEM FP CACEM.PA ETF Fra Amundi Europe 0.40% Synthetic Enxt - Pa 1L 21,549,617 ishares EURO STOXX Mid UCITS ETF DJMC LN DJMC.L ETF Ire BlackRock Europe 0.40% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 352,485,511 ishares MSCI EMU Mid Cap UCITS ETF EMUM LN EMUM.L ETF Ire BlackRock Europe 0.49% Physical BI,LSE,SWX,XTF 1L 265,725,119 ishares STOXX Mid 200 (DE) MCXPEX GR MCXPEX.DE ETF Ger BlackRock Europe 0.20% Physical XTF 1L 326,120,000 ComStage ETF MSCI Europe Mid Cap TRN CBMMDUEU GR CBMINEUM.DE ETF Lux ComStage Europe 0.35% Synthetic SWX,XTF 1L 15,042,513 ComStage ETF MSCI USA Mid Cap TRN CBMMDUUS GR CBMINUSM.DE ETF Lux ComStage North America 0.35% Synthetic SWX,XTF 1L 34,889,670 Deka MSCI Europe MC UCITS ETF ETFEUMC GR ETFEUMC.DE ETF Ger Deka Investment GmbH Europe 0.30% Physical XTF 1L 11,001,210 Deka MSCI Japan MC UCITS ETF ETFJPMC GR ETFJPMC.DE ETF Ger Deka Investment GmbH Asia Pacific 0.50% Physical XTF 1L 5,852,951 Deka MSCI USA MC UCITS ETF ETFUSMC GR ETFUSMC.DE ETF Ger Deka Investment GmbH North America 0.30% Physical XTF 1L 30,158,966 db x-trackers Mittelstand & MidCap Germany UCITS ETF (DR) XDGM GY XDGM.DE ETF Ire Deutsche AWM Europe 0.40% Physical BI,LSE,XTF 1L 30,268,920 db x-trackers MSCI Europe Mid Cap Index UCITS ETF (DR) XEUM GR XEUM.DE ETF Lux Deutsche AWM Europe 0.40% Physical BI,LSE,SWX,XTF 1L 32,054,346 db x-trackers Russell MIDCAP Index UCITS ETF (DR) XRSS LN XRSS.L ETF Lux Deutsche AWM North America 0.35% Physical BI,LSE,SWX,XTF 1L 150,205,274 Lyxor ETF CAC Mid 60 CACM FP CACM.PA ETF Fra Lyxor Europe 0.50% Synthetic Enxt - Pa 1L 9,663,146 Lyxor UCITS ETF FTSE Mid Cap Italy D-EUR ITAMID IM ITAMID.MI ETF Fra Lyxor Europe 0.50% Synthetic BI 1L 41,962,550 Lyxor UCITS ETF Germany Mid-cap MDAX MD4X GY MD4X.DE ETF Fra Lyxor Europe 0.40% Physical XTF 1L 6,559,080 Lyxor UCITS ETF IBEX Mid IBXM SM IBXM.MC ETF Fra Lyxor Europe 0.50% Synthetic BME 1L 12,047,970 Lyxor UCITS ETF MSCI EMU Mid Cap - D - EUR MEMU FP MEMU.PA ETF Fra Lyxor Europe 0.40% Synthetic Enxt - Pa 1L 37,380,336 Lyxor UCITS ETF MSCI Europe Mid Cap - D - EUR MIDE FP MIDE.PA ETF Fra Lyxor Europe 0.40% Synthetic Enxt - Pa 1L 6,629,526 STOXX Mid 200 Source ETF SDJMID GR SDJMID.DE ETF Ire Source Europe 0.35% Synthetic XTF 1L 194,518,482 SPDR S&P 400 US Mid Cap UCITS ETF SPY4 GY SPY4.DE ETF Ire State Street North America 0.30% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 655,291,034 Small Cap ETP Name Bloomberg Reuters Structure Domicile 1 Issuer Region TER Replication Exchanges Listed 2 Strategy 3 AUM 4 Amundi ETF Euro STOXX Small Cap ETF UCITS ETF ESM FP ESM.PA ETF Fra Amundi Europe 0.30% Synthetic BI,LSE,XTF,Enxt - Pa 1L 25,794,132 ishares EURO STOXX Small UCITS ETF DJSC LN DJSC.L ETF Ire BlackRock Europe 0.40% Physical BI,LSE,SWX,XTF,Enxt - Pa,Enxt - Am 1L 490,872,412 ishares MSCI AC Far East ex-japan SmallCap UCITS ETF ISFE LN ISFE.L ETF Ire BlackRock Asia Pacific 0.74% Physical LSE,SWX,XTF 1L 64,946,390 ishares MSCI Emerging Markets SmallCap UCITS ETF SEMS LN SEMS.L ETF Ire BlackRock Global 0.74% Physical LSE,SWX,XTF 1L 307,163,526 ishares MSCI EMU Small Cap UCITS ETF CSEMUS SW CSEMUS.S ETF Ire BlackRock Europe 0.58% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 403,768,575 ishares MSCI Japan SmallCap UCITS ETF (Inc) ISJP LN ISJP.L ETF Ire BlackRock Asia Pacific 0.59% Physical BI,LSE,SWX,XTF 1L 195,133,605 ishares MSCI UK Small Cap UCITS ETF CSUKS SW CSUKS.S ETF Ire BlackRock Europe 0.58% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 76,703,441 ishares MSCI USA Small Cap UCITS ETF CSUSS SW CSUSS.S ETF Ire BlackRock North America 0.43% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 518,169,090 ishares S&P SmallCap 600 UCITS ETF ISP6 LN ISP6.L ETF Ire BlackRock North America 0.40% Physical LSE,SWX,XTF 1L 391,468,911 ishares STOXX Small 200 (DE) SCXPEX GR SCXPEX.DE ETF Ger BlackRock Europe 0.20% Physical XTF 1L 367,025,000 ComStage ETF MSCI Europe Small Cap TRN CBNCUDE1 GR CBMINEUS.DE ETF Lux ComStage Europe 0.35% Synthetic SWX,XTF 1L 38,056,774 ComStage ETF MSCI USA Small Cap TRN CBNCUDUS GR CBMINUSS.DE ETF Lux ComStage North America 0.35% Synthetic SWX,XTF 1L 64,350,406 db x-trackers MSCI Europe Small Cap Index UCITS ETF (DR) - 1C XXSC GR XXSC.DE ETF Lux Deutsche AWM Europe 0.40% Physical BI,LSE,SWX,XTF 1L 500,471,067 Lyxor UCITS ETF MSCI EMU Small Cap MMS FP MSSM.PA ETF Fra Lyxor Europe 0.40% Synthetic BI,BME,SWX,XTF,Enxt - Pa 1L 235,409,230 Lyxor UCITS ETF MSCI Europe Small Cap - D - EUR SMAE FP SAME.PA ETF Fra Lyxor Europe 0.40% Synthetic Enxt - Pa 1L 11,590,012 STOXX Small 200 Source ETF SDJSML GR SDJSML.DE ETF Ire Source Europe 0.35% Synthetic XTF 1L 18,187,767 SPDR MSCI Emerging Markets Small Cap ETF SPYX GY EMSD.DE ETF Ire State Street Global 0.55% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 39,704,362 SPDR MSCI Europe Small Cap UCITS ETF SMC FP SMC.PA ETF Ire State Street Europe 0.40% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 56,751,000 SPDR MSCI World Small Cap UCITS ETF ZPRS GY ZPRS.DE ETF Ire State Street Global 0.45% Physical LSE,SWX,XTF 1L 30,409,801 SPDR Russell 2000 US Small Cap UCITS ETF ZPRR GY ZPRR.DE ETF Ire State Street North America 0.30% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 32,455,035 UBS-ETF MSCI EMU Small Cap A UEFD GY ESCEUA.DE ETF Lux UBS Europe 0.33% Physical BI,LSE,SWX,XTF 1L 38,000,009

20 Page 20 Deutsche Bank AG/London Sectors Consumer Discretionary ETP Name Bloomberg Reuters Structure Domicile 1 Issuer TER Replication Exchanges Listed 2 Strategy 3 AUM 4 Amundi ETF MSCI Europe Consumer Discretionary UCITS ETF CD6 FP CD6.PA ETF Fra Amundi 0.25% Synthetic BI,LSE,XTF,Enxt - Pa 1L 27,409,455 Amundi ETF S&P Global Luxury UCITS ETF GLUX FP CI5.PA ETF Fra Amundi 0.25% Synthetic BI,LSE,SWX,XTF,Enxt - Pa 1L 20,826,620 ishares STOXX 600 Automobiles & Parts (DE) SXAPEX GR SXAPEX.DE ETF Ger BlackRock 0.46% Physical XTF 1L 121,624,200 ishares STOXX 600 Media (DE) SXMPEX GR SXMPEX.DE ETF Ger BlackRock 0.46% Physical XTF 1L 35,504,000 EasyETF Stoxx Europe 600 Automobile SYA FP SYA.PA ETF Fra BNP Paribas 0.30% Physical Enxt - Pa 1L 22,148,070 EasyETF Stoxx Europe 600 Media SYM FP SYM1.PA ETF Fra BNP Paribas 0.30% Physical Enxt - Pa 1L 35,431,506 ComStage ETF STOXX 600 Automobiles & Parts TR CBSXAR GR CBSXAR.DE ETF Lux ComStage 0.25% Synthetic SWX,XTF 1L 26,609,487 ComStage ETF STOXX 600 Media TR CBSXMR GR CBSXMR.DE ETF Lux ComStage 0.25% Synthetic SWX,XTF 1L 8,225,183 db x-trackers CSI300 Consumer Discretionary Index UCITS ETF XCHD GY XCHD.DE ETF Lux Deutsche AWM 0.50% Synthetic XTF 1L 27,863,211 db x-trackers MSCI Emerging Markets Consumer Discretionary TRN Index UCITS ETF XMEC LN XMEC.L ETF Lux Deutsche AWM 0.65% Synthetic LSE,XTF 1L 3,727,704 db x-trackers MSCI World Consumer Discretionary TRN Index UCITS ETF DBPP GY DBPP.DE ETF Lux Deutsche AWM 0.45% Synthetic BI,LSE,XTF 1L 35,912,883 Lyxor ETF MSCI World Consumer Discretion DISW IM LDISW.MI ETF Lux Lyxor 0.40% Synthetic BI,LSE,SWX,XTF,Enxt - Br,Enxt - Pa 1L 81,108,542 Lyxor ETF STOXX 600 Automobiles & Parts AUT FP AUTP.PA ETF Fra Lyxor 0.30% Synthetic BI,XTF,Enxt - Pa 1L 45,499,667 Lyxor ETF STOXX 600 Media MDA FP MDA.PA ETF Fra Lyxor 0.30% Synthetic BI,XTF,Enxt - Pa 1L 15,445,369 Lyxor UCITS ETF S&P 500 Capped Consumer Discretionary Sector CODU LN CODU.L ETF Fra Lyxor 0.20% Synthetic LSE 1L 5,787,791 Consumer Discretionary S&P US Select Sector Source ETF XLYS LN XLYS.L ETF Ire Source 0.30% Synthetic BI,LSE,SWX 1L 190,480,742 STOXX 600 Optimised Automobiles & Parts Source ETF XAPS GR XAPS.DE ETF Ire Source 0.30% Synthetic XTF 1L 132,991,113 STOXX 600 Optimised Media Source ETF XMPS GR XMPS.DE ETF Ire Source 0.30% Synthetic XTF 1L 9,754,854 SPDR MSCI Europe Consumer Discretionary UCITS ETF STR FP STR.PA ETF Fra State Street 0.30% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 122,474,000 Consumer Staples ETP Name Bloomberg Reuters Structure Domicile 1 Issuer TER Replication Exchanges Listed 2 Strategy 3 AUM 4 Amundi ETF MSCI Europe Consumer Staples UCITS ETF CS5 FP CS5.PA ETF Fra Amundi 0.25% Synthetic BI,LSE,XTF,Enxt - Pa 1L 13,758,874 ishares STOXX 600 Food & Beverage (DE) SX3PEX GR SX3PEX.DE ETF Ger BlackRock 0.46% Physical XTF 1L 121,560,000 ishares STOXX 600 Pers & Household Goods (DE) SXQPEX GR SXQPEX.DE ETF Ger BlackRock 0.50% Physical XTF 1L 36,980,000 ishares STOXX 600 Retail (DE) SXRPEX GR SXRPEX.DE ETF Ger BlackRock 0.46% Physical XTF 1L 17,835,000 ComStage ETF STOXX 600 Food & Beverage TR CBSX3R GR CBSX3R.DE ETF Lux ComStage 0.25% Synthetic SWX,XTF 1L 40,969,577 ComStage ETF STOXX 600 Personal & Household Goods TR CBSXQR GR CBSXQR.DE ETF Lux ComStage 0.25% Synthetic SWX,XTF 1L 11,007,402 ComStage ETF STOXX 600 Retail TR CBSXRR GR CBSXRR.DE ETF Lux ComStage 0.25% Synthetic SWX,XTF 1L 6,909,042 db x-trackers MSCI Emerging Markets Consumer Staples TRN Index UCITS ETF XECS LN XECS.L ETF Lux Deutsche AWM 0.65% Synthetic LSE,XTF 1L 8,855,344 db x-trackers MSCI World Consumer Staples TRN Index UCITS ETF DBPQ GY DBPQ.DE ETF Lux Deutsche AWM 0.45% Synthetic BI,LSE,XTF 1L 38,068,611 db x-trackers STOXX 600 Food & Beverage UCITS ETF XS3R GR XS3R.DE ETF Lux Deutsche AWM 0.30% Synthetic BI,LSE,XTF 1L 84,163,647 Lyxor ETF MSCI AC Asia EX Japan Consumer Staples TR STAA LN STLA.L ETF Fra Lyxor 0.65% Synthetic LSE 1L 3,206,314 Lyxor ETF MSCI World Consumer Staples STAW IM LSTAW.MI ETF Lux Lyxor 0.40% Synthetic BI,LSE,SWX,XTF,Enxt - Br,Enxt - Pa 1L 71,021,876 Lyxor ETF STOXX 600 Food & Beverage FOO FP LYFOO.PA ETF Fra Lyxor 0.30% Synthetic BI,XTF,Enxt - Pa 1L 104,552,289 Lyxor ETF STOXX 600 Pers & Household Goods PHG FP LYXPER.PA ETF Fra Lyxor 0.30% Synthetic BI,XTF,Enxt - Pa 1L 27,904,067 Lyxor UCITS ETF S&P 500 Capped Consumer Staples Sector COSU LN COSU.L ETF Fra Lyxor 0.20% Synthetic LSE 1L 1,973,314 Lyxor UCITS ETF STOXX 600 Retail RTA FP RTA.PA ETF Fra Lyxor 0.30% Synthetic BI,XTF,Enxt - Pa 1L 61,950,962 Consumer Staples S&P US Select Sector Source ETF XLPS LN XLPS.L ETF Ire Source 0.30% Synthetic BI,LSE,SWX 1L 25,299,847 STOXX 600 Optimised Food & Beverage Source ETF X3PS GR X3PS.DE ETF Ire Source 0.30% Synthetic XTF 1L 31,343,265 STOXX 600 Optimised Personal & Household Goods Source ETF XQPS GR XQPS.DE ETF Ire Source 0.30% Synthetic XTF 1L 9,493,505 STOXX 600 Optimised Retail Source ETF XRPS GR XRPS.DE ETF Ire Source 0.30% Synthetic XTF 1L 20,343,075 SPDR MSCI Europe Consumer Staples UCITS ETF STS FP STSS.PA ETF Ire State Street 0.30% Physical BI,LSE,SWX,XTF,Enxt - Pa 1L 30,930,000