Лексикология современного английского языка

Transcription

1 И. В. АРНОЛЬД Лексикология современного английского языка Издание третье, переработанное и дополненное Допущено Министерством высшего и среднего специального образования СССР в качестве учебника для студентов институтов и факультетов иностранных языков Орфография унифицирована к британской. Пропущены страницы: 50-53, , , , , Москва «Высшая школа» 1986

2 ББК 81.2 Англ-923 А 84 Рецензент : кафедра английской филологии Оренбургского государственного педагогического института им. В. П. Чкалова (зав. кафедрой д-р филол. наук Н. А. Шехтман) Арнольд И. В. А 84 Лексикология современного английского языка: Учеб. для ин-тов и фак. иностр. яз. 3-е изд., перераб. и доп. М.: Высш. шк., с., ил. На англ. яз. Учебник посвящен слову как основной единице языка, его семантической и морфологической структуре, особенностям английского словообразования и фразеологии. Английская лексика рассматривается как непрерывно развивающаяся система. В 3-м издании (2-е 1973 г.) обновлен теоретический и иллюстративный материал, расширены главы, посвященные теории слова и семасиологии. А ББК 81.2 Англ (01) И (Англ) Издательство «Высшая школа», 1973 Издательство «Высшая школа», 1986, с изменениями

3 CONTENTS Preface... 6 Abbreviations... 8 Introduction... 9 Chapter 1. Fundamentals The Object of Lexicology The Theoretical and Practical Value of English Lexicology The Connection of Lexicology with Phonetics, Stylistics, Grammar and Other Branches of Linguistics Types of Lexical Units The Notion of Lexical System The Theory of Oppositions Part One THE ENGLISH WORD AS A STRUCTURE Chapter 2. Characteristics of the Word as the Basic Unit of Language The Definition of the Word Semantic Triangle Phonetic, Morphological and Semantic Motivation of Words Chapter 3. Lexical Meaning and Semantic Structure of English Words Definitions The Lexical Meaning Versus Notion Denotative and Connotative Meaning The Semantic Structure of Polysemantic Words Contextual Analysis Componential Analysis Chapter 4. Semantic Change Types of Semantic Change Linguistic Causes of Semantic Change Extralinguistic Causes of Semantic Change Chapter 5. Morphological Structure of English Words. Affixation Morphemes. Free and Bound Forms. Morphological Classification of Words. Word-Families Aims and Principles of Morphemic and Word-Formation Analysis Analysis into Immediate Constituents Derivational and Functional Affixes The Valency of Affixes and Stems. Word-Building Patterns and Their Meaning Classification of Affixes Allomorphs Boundary Cases Between Derivation, Inflection and Composition Combining Forms Hybrids

4 Chapter 6. Compound Words Definitions and Introductory Remarks The Criteria of Compounds Semi-Affixes The Stone Wall Problem" Verbal Collocations of the Give Up Type Specific Features of English Compounds Classification of Compounds Compound Nouns Compound Adjectives Compound Verbs Derivational Compounds Reduplication and Miscellanea of Composition Reduplicative Compounds Ablaut Combinations Rhyme Combinations Pseudo Compounds The Historical Development of English Compounds New Word-Forming Patterns in Composition Chapter 7. Shortened Words and Minor Types of Lexical Oppositions Shortening of Spoken Words and Its Causes Blending Graphical Abbreviations. Acronyms Minor Types of Lexical Oppositions. Sound Interchange Distinctive Stress Sound Imitation Back-Formation Chapter 8. Conversion and Similar Phenomena Introductory Remarks The Historical Development of Conversion Conversion in Present-Day English Semantic Relationships in Conversion Substantivation Conversion in Different Parts of Speech Conversion and Other Types of Word-Formation Chapter 9. Set Expressions Introductory Remarks. Definitions Set Expressions, Semi-Fixed Combinations and Free Phrases Changeable and Unchangeable Set Expressions Classification of Set Expressions Similarity and Difference between a Set Expression and a Word Features Enhancing Unity and Stability of Set Expressions Proverbs, Sayings, Familiar Quotations and Clichés Part Two ENGLISH VOCABULARY AS A SYSTEM Chapter 10. Homonyms. Synonyms. Antonyms Homonyms The Origin of Homonyms Homonymy Treated Synchronically Synonyms Interchangeability and Substitution Sources of Synonymy

5 10.7 Euphemisms I 10.8 Lexical Variants and Paronyms Antonyms and Conversives Chapter 11. Lexical Systems The English Vocabulary as an Adaptive System. Neologisms Morphological and Lexico-Grammatical Grouping Thematic and Ideographic Groups. The Theories of Semantic Fields. Hyponymy Terminological Systems The Opposition of Emotionally Coloured and Emotionally Neutral Vocabulary Different Types of Non-Semantic Grouping Chapter 12. The Opposition of Stylistically Marked and Stylistically Neutral Words Functional Styles and Neutral Vocabulary Functional Styles and Registers Learned Words and Official Vocabulary Poetic Diction Colloquial Words and Expressions Slang Chapter 13. Native Words Versus Loan Words The Origin of English Words Assimilation of Loan Words Etymological Doublets International Words Chapter 14. Regional Varieties of the English Vocabulary Standard English Variants and Dialects American English Canadian, Australian and Indian Variants Chapter 15. Lexicography Types of Dictionaries Some of the Main Problems of Lexicography Historical Development of British and American Lexicography Conclusion Recommended Reading Subject Index

6 PREFACE This book is meant as a textbook in lexicology forming part of the curricula of the Foreign Language faculties in Teachers Training Colleges and Universities. It is intended for students, teachers of English, postgraduates and all those who are interested in the English language and its vocabulary. The main tool throughout the book is the principle of lexical opposition, i.e. the application of N.S. Trubetzkoy s theory of oppositions to the description of lexical phenomena. The existence of lexicology as an independent discipline forming part of the curriculum in our Colleges and Universities implies that the majority of Soviet linguists consider words and not morphemes to be the fundamental units of language. Another implication is that I think it possible to show that the vocabulary of every particular language is not a chaos of diversified phenomena but a homogeneous whole, a system constituted by interdependent elements related in certain specific ways. I have attempted as far as possible to present at least some parts of the material in terms of the theory of sets which in my opinion is a very convenient interpretation for the theory of oppositions. This very modest and elementary introduction of mathematical concepts seems justified for two main reasons: first, because it permits a more general treatment of and a more rigorous approach to mass phenomena, and it is with large masses of data that lexicology has to cope; secondly, there is a pressing need to bridge the gap between the method of presentation in special linguistic magazines and what is offered the student in lectures and textbooks. A traditionally trained linguist is sometimes unable to understand, let alone verify, the relevance of the complicated apparatus introduced into some modern linguistic publications. On the other hand, it is the linguistic science developed before structuralism and mathematical linguistics, and parallel to them, that forms the basis of our knowledge of lexical phenomena. Much attention is therefore given to the history of linguistic science as it deals with vocabulary. With the restrictions stated above, I have endeavoured to use standard definitions and accepted terminology, though it was not always easy, there being various different conventions adopted in the existing literature. The 3rd edition follows the theoretical concepts of the previous books, the main innovation being the stress laid on the features of the vocabulary as an adaptive system ever changing to meet the demands of thought and communication. This adaptive system consists of fuzzy sets, i.e. sets that do not possess sharply defined boundaries. English is growing and changing rapidly: new words, new meanings, new types of lexical units appear incessantly. Bookshelves are bursting with new publications on lexical matters. The size of the manual, however, must not change. To cope with this difficulty I have slightly changed the bias in favour of actual description and reduced the bibliography to naming the authors writing on this or that topic. The student has to become more active and look up these names in catalogues and magazines. The debt of the author of a manual to numerous works of scholarship is heavy whether all the copious notes and references are given or not, so I used footnotes chiefly when quotations seemed appropriate or when it seemed specially important for a student to know about the existence of a book. In this way more space was available for describing the ever changing English vocabulary.

7 Another departure from the previous patterns lies in a certain additional attention to how the material is perceived by the student: the book is intended to be as clear and memorable as possible. Lexicology is a science in the making. Its intense growth makes the task of a textbook writer extremely difficult, as many problems are still unsettled and a synthesis of many achievements is a thing of the future. I shall be greatly indebted for all criticism and correction. My warmest thanks are due to my fellow-philologists who reviewed the two former editions for their valuable advice and suggestions and the interest they have shown in this book, and to all those who helped me with the MS. I would also like to thank Messieurs William Ryan and Colin Right, who went through the MS and suggested improvements in language and style. I am very grateful to the Department of English Philology of Orenburg Pedagogical Institute and their head prof. N.A. Shekhtman who reviewed this third edition. I. Arnold Leningrad, 1986

8 ABBREVIATIONS A words belonging in Ch. Fries s classification to Class III, i. e. adjectives and words that can occupy the position of adjectives a adjective adv adverb AmE American English COD The Concise Oxford Dictionary of Current English Engl English Germ German Goth Gothic Gr Greek Fr French IC s immediate constituents It Italian Lat Latin ME Middle English ModE Modern English N words belonging in Ch. Fries s classification to Class I, i. e. nouns and words that can stand in the same position n noun NED New English Dictionary (Oxford) OE Old English OED The Oxford English Dictionary OFr Old French ON Old North pl plural prp preposition Russ Russian Scand Scandinavian sing V singular words belonging in Ch. Fries s classification to Class II, i. e. verbs, except the auxiliaries v verb LIST OF SYMBOLS < 'changed from or derived from' > 'changed to or becomes' : : between forms denotes opposition / between forms denotes alternation or allophones * indicates a reconstructed or hypothetical form denotes transformation <- denotes that transformation is impossible II cognate to

9 INTRODUCTION Chapter 1 FUNDAMENTALS 1. 1 THE OBJECT OF LEXICOLOGY Lexicology (from Gr lexis word and logos learning ) is the part of linguistics dealing with the vocabulary of the language and the properties of words as the main units of language. The term v o c a b u l a-r y is used to denote the system formed by the sum total of all the words and word e q u i v a l e n t s that the language possesses. The term word denotes the basic unit of a given language resulting from the association of a particular meaning with a particular group of sounds capable of a particular grammatical employment. A word therefore is simultaneously a semantic, grammatical and phonological unit. Thus, in the word boy the group of sounds [boi] is associated with the meaning a male child up to the age of 17 or 18 (also with some other meanings, but this is the most frequent) and with a definite grammatical employment, i.e. it is a noun and thus has a plural form boys, it is a personal noun and has the Genitive form boy s (e. g. the boy s mother), it may be used in certain syntactic functions. The term word will be discussed at length in chapter 2. The general study of words and vocabulary, irrespective of the specific features of any particular language, is known as g e n e r a l l e x i c o l - o g y. Linguistic phenomena and properties common to all languages are generally referred to as l a n g u a g e u n i v e r s a l s. S p e c i a l l e x i c o l o g y devotes its attention to the description of the characteristic peculiarities in the vocabulary of a given language. This book constitutes an introduction into the study of the present-day English word and vocabulary. It is therefore a book on special lexicology. It goes without saying that every special lexicology is based on the principles of general lexicology, and the latter forms a part of general linguistics. Much material that holds good for any language is therefore also included, especially with reference to principles, concepts and terms. The illustrative examples are everywhere drawn from the English language as spoken in Great Britain. A great deal has been written in recent years to provide a theoretical basis on which the vocabularies of different languages can be compared and described. This relatively new branch of study is called c o n t r a s t i v e l e x i c o l o g y. Most obviously, we shall be particularly concerned with comparing English and Russian words. The evolution of any vocabulary, as well as of its single elements, 9

10 forms the object of h i s t o r i c a l l e x i c o l o g y or etymology. This branch of linguistics discusses the origin of various words, their change and development, and investigates the linguistic and extra-linguistic forces modifying their structure, meaning and usage. In the past historical treatment was always combined with the comparative method. Historical lexicology has been criticised for its atomistic approach, i.e. for treating every word as an individual and isolated unit. This drawback is, however, not intrinsic to the science itself. Historical study of words is not necessarily atomistic. In the light of recent investigations it becomes clear that there is no reason why historical lexicology cannot survey the evolution of a vocabulary as an adaptive system, showing its change and development in the course of time. D e s c r i p t i v e l e x i c o l o g y deals with the vocabulary of a given language at a given stage of its development. It studies the functions of words and their specific structure as a characteristic inherent in the system. The descriptive lexicology of the English language deals with the English word in its morphological and semantical structures, investigating the interdependence between these two aspects. These structures are identified and distinguished by contrasting the nature and arrangement of their elements. It will, for instance, contrast the word boy with its derivatives: boyhood, boyish, boyishly, etc. It will describe its semantic structure comprising alongside with its most frequent meaning, such variants as a son of any age, a male servant, and observe its syntactic functioning and combining possibilities. This word, for instance, can be also used vocatively in such combinations as old boy, my dear boy, and attributively, meaning male, as in boy-friend. Lexicology also studies all kinds of semantic grouping and semantic relations: synonymy, antonymy, hyponymy, semantic fields, etc. Meaning relations as a whole are dealt with in s e m a n t i c s the study of meaning which is relevant both for lexicology and grammar. The distinction between the two basically different ways in which language may be viewed, the h i s t o r i c a l or d i a c h r o n i c (Gr dia through and chronos time ) and the d e s c r i p t i v e or s y n - c h r o n i c (Gr syn together, with ), is a methodological distinction, a difference of approach, artificially separating for the purpose of study what in real language is inseparable, because actually every linguistic structure and system exists in a state of constant development. The distinction between a synchronic and a diachronic approach is due to the Swiss philologist Ferdinand de Saussure ( ). 1 Indebted as we are to him for this important dichotomy, we cannot accept either his axiom that synchronic linguistics is concerned with systems and diachronic linguistics with single units or the rigorous separation between the two. Subsequent investigations have shown the possibility and the necessity of introducing the historical point of view into systematic studies of languages. Language is the reality of thought, and thought develops together 1 Saussure F. de. Cours de linguistique générale. Paris,

11 with the development of society, therefore language and its vocabulary must be studied in the light of social history. Every new phenomenon in human society and in human activity in general, which is of any importance for communication, finds a reflection in vocabulary. A word, through its meaning rendering some notion, is a generalised reflection of reality; it is therefore impossible to understand its development if one is ignorant of the changes in social, political or everyday life, production or science, manners or culture it serves to reflect. These extra-linguistic forces influencing the development of words are considered in historical lexicology. The point may be illustrated by the following example: Post comes into English through French and Italian from Latin. Low Latin posta posita fern. p.p. of Latin ponere, posit, v. place. In the beginning of the 16th century it meant one of a number of men stationed with horses along roads at intervals, their duty being to ride forward with the King s packet or other letters, from stage to stage. This meaning is now obsolete, because this type of communication is obsolete. The word, however, has become international and denotes the present-day system of carrying and delivering letters and parcels. Its synonym mail, mostly used in America, is an ellipsis from a mail of letters, i.e. a bag of letters. It comes from Old French male (modern malle) bag, a word of Germanic origin. Thus, the etymological meaning of mail is a bag or a packet of letters or dispatches for conveyance by post. Another synonym of bag is sack which shows a different meaning development. Sack is a large bag of coarse cloth, the verb to sack dismiss from service comes from the expression to get the sack, which probably rose from the habit of craftsmen of old times, who on getting a job took their own tools to the works; when they left or were dismissed they were given a sack to carry away the tools. In this connection it should be emphasised that the social nature of language and its vocabulary is not limited to the social essence of extralinguistic factors influencing their development from without. Language being a means of c o m m u n i c a t i o n the social essence is intrinsic to the language itself. Whole groups of speakers, for example, must coincide in a deviation, if it is to result in linguistic change. The branch of linguistics, dealing with causal relations between the way the language works and develops, on the one hand, and the facts of social life, on the other, is termed s o c i o l i n g u i s t i c s. Some scholars use this term in a narrower sense, and maintain that it is the analysis of speech behaviour in small social groups that is the focal point of sociolinguistic analysis. A. D. Schweitzer has proved that such microsociological approach alone cannot give a complete picture of the sociology of language. It should be combined with the study of such macrosociological factors as the effect of mass media, the system of education, language planning, etc. An analysis of the social stratification of languages takes into account the stratification of society as a whole. Although the important distinction between a diachronic and a synchronic, a linguistic and an extralinguistic approach must always 11

12 be borne in mind, yet it is of paramount importance for the student to take into consideration that in language reality all the aspects are interdependent and cannot be understood one without the other. Every linguistic investigation must strike a reasonable balance between them. The lexicology of present-day English, therefore, although having aims of its own, different from those of its historical counterpart, cannot be divorced from the latter. In what follows not only the present status of the English vocabulary is discussed: the description would have been sadly incomplete if we did not pay attention to the historical aspect of the problem the ways and tendencies of vocabulary development. Being aware of the difference between the synchronic approach involving also social and place variations, and diachronic approach we shall not tear them asunder, and, although concentrating mainly on the present state of the English vocabulary, we shall also have to consider its development. Much yet remains to be done in elucidating the complex problems and principles of this process before we can present a complete and accurate picture of the English vocabulary as a system, with specific peculiarities of its own, constantly developing and conditioned by the history of the English people and the structure of the language. 1.2 THE THEORETICAL AND PRACTICAL VALUE OF ENGLISH LEXICOLOGY The importance of English lexicology is based not on the size of its vocabulary, however big it is, but on the fact that at present it is the world s most widely used language. One of the most fundamental works on the English language of the present A Grammar of Contemporary English by R. Quirk, S. Greenbaum, G. Leech and J. Svartvik (1978) gives the following data: it is spoken as a native language by nearly three hundred million people in Britain, the United States, Ireland, Australia, Canada, New Zealand, South Africa and some other countries. The knowledge of English is widely spread geographically it is in fact used in all continents. It is also spoken in many countries as a second language and used in official and business activities there. This is the case in India, Pakistan and many other former British colonies. English is also one of the working languages of the United Nations and the universal language of international aviation. More than a half world s scientific literature is published in English and 60% of the world s radio broadcasts are in English. For all these reasons it is widely studied all over the world as a foreign language. The theoretical value of lexicology becomes obvious if we realise that it forms the study of one of the three main aspects of language, i.e. its vocabulary, the other two being its grammar and sound system. The theory of meaning was originally developed within the limits of philosophical science. The relationship between the name and the thing named has in the course of history constituted one of the key questions in gnostic theories and therefore in the struggle of materialistic and idealistic trends. The idealistic point of view assumes that the earlier 12

13 forms of words disclose their real correct meaning, and that originally language was created by some superior reason so that later changes of any kind are looked upon as distortions and corruption. The materialistic approach considers the origin, development and current use of words as depending upon the needs of social communication. The dialectics of its growth is determined by its interaction with the development of human practice and mind. In the light of V. I. Lenin s theory of reflection we know that the meanings of words reflect objective reality. Words serve as names for things, actions, qualities, etc. and by their modification become better adapted to the needs of the speakers. This proves the fallacy of one of the characteristic trends in modern idealistic linguistics, the so-called Sapir-Whorf thesis according to which the linguistic system of one s native language not only expresses one s thoughts but also determines them. This view is incorrect, because our mind reflects the surrounding world not only through language but also directly. Lexicology came into being to meet the demands of many different branches of applied linguistics, namely of lexicography, standardisation of terminology, information retrieval, literary criticism and especially of foreign language teaching. Its importance in training a would-be teacher of languages is of a quite special character and cannot be overestimated as it helps to stimulate a systematic approach to the facts of vocabulary and an organised comparison of the foreign and native language. It is particularly useful in building up the learner s vocabulary by an effective selection, grouping and analysis of new words. New words are better remembered if they are given not at random but organised in thematic groups, word-families, synonymic series, etc. A good knowledge of the system of word-formation furnishes a tool helping the student to guess and retain in his memory the meaning of new words on the basis of their motivation and by comparing and contrasting them with the previously learned elements and patterns. The knowledge, for instance, of the meaning of negative, reversative and pejorative prefixes and patterns of derivation may be helpful in understanding new words. For example such words as immovable a, deforestation n and miscalculate v will be readily understood as that cannot be moved, clearing land from forests and to calculate wrongly. By drawing his pupils attention to the combining characteristics of words the teacher will prevent many mistakes. 1 It will be word-groups falling into patterns, instead of lists of unrelated items, that will be presented in the classroom. A working knowledge and understanding of functional styles and stylistic synonyms is indispensable when literary texts are used as a basis for acquiring oral skills, for analytical reading, discussing fiction and translation. Lexicology not only gives a systematic description of the present make-up of the vocabulary, but also helps students to master 1 Combining characteristics or distribution structural patterns in which the words occur and their lexical collocations. 13

14 the literary standards of word usage. The correct use of words is an important counterpart of expressive and effective speech. An exact knowledge of the vocabulary system is also necessary in connection with technical teaching means. Lexicology plays a prominent part in the general linguistic training of every philologist by summing up the knowledge acquired during all his years at the foreign language faculty. It also imparts the necessary skills of using different kinds of dictionaries and reference books, and prepares for future independent work on increasing and improving one s vocabulary. 1.3 THE CONNECTION OF LEXICOLOGY WITH PHONETICS, STYLISTICS, GRAMMAR AND OTHER BRANCHES OF LINGUISTICS The treatment of words in lexicology cannot be divorced from the study of all the other elements in the language system to which words belong. It should be always borne in mind that in reality, in the actual process of communication, all these elements are interdependent and stand in definite relations to one another. We separate them for convenience of study, and yet to separate them for analysis is pointless, unless we are afterwards able to put them back together to achieve a synthesis and see their interdependence and development in the language system as a whole. The word, as it has already been stated, is studied in several branches of linguistics and not in lexicology only, and the latter, in its turn, is closely connected with general linguistics, the history of the language, phonetics, stylistics, grammar and such new branches of our science as sociolinguistics, paralinguistics, pragmalinguistics and some others. 1 The importance of the connection between lexicology and phon e t - i c s stands explained if we remember that a word is an association of a given group of sounds with a given meaning, so that top is one word, and tip is another. Phonemes have no meaning of their own but they serve to distinguish between meanings. Their function is building up morphemes, and it is on the level of morphemes that the form-meaning unity is introduced into language. We may say therefore that phonemes participate in signification. Word-unity is conditioned by a number of phonological features. Phonemes follow each other in a fixed sequence so that [pit] is different from [tip]. The importance of the phonemic make-up may be revealed by the s u b s t i t u t i o n t e s t which isolates the central phoneme of hope by setting it against hop, hoop, heap or hip. An accidental or jocular transposition of the initial sounds of two or more words, the so-called s p o o n e r i s m s illustrate the same P a r a l i n g u i s t i c s the study of non-verbal means of communication (gestures, facial expressions, eye-contact, etc.). P r a g m a l i n g u i s t i c s the branch of linguistics concerned with the relation of speech and its users and the influence of speech upon listeners. See: Leech G. Principles of Pragmatics. London,

15 point. Cf. our queer old dean for our dear old queen, sin twister for twin sister, May I sew you to a sheet? for May I show you to a seat?, a halfwarmed fish for a half-formed wish, etc. 1 Discrimination between the words may be based upon stress: the word import is recognised as a noun and distinguished from the verb im'port due to the position of stress. Stress also distinguishes compounds from otherwise homonymous word-groups: blackbird : : black bird. Each language also possesses certain phonological features marking word-limits. Historical phonetics and historical phonology can be of great use in the diachronic study of synonyms, homonyms and polysemy. When sound changes loosen the ties between members of the same word-family, this is an important factor in facilitating semantic changes. The words whole, heal, hail, for instance, are etymologically related. 2 The word whole originally meant unharmed, ; unwounded. The early verb whole meant 4 to make whole, hence heal. Its sense of healthy led to its use as a salutation, as in hail! Having in the course of historical development lost their phonetic similarity, these words cannot now exercise any restrictive influence upon one another s semantic development. Thus, hail occurs now in the meaning of call, even with the purpose to stop and arrest (used by sentinels). Meaning in its turn is indispensable to phonemic analysis because to establish the phonemic difference between [ou] and [o] it is sufficient to know that [houp] means something different from [hop]. All these considerations are not meant to be in any way exhaustive, they can only give a general idea of the possible interdependence of the two branches of linguistics. S t y l i s t i c s, although from a different angle, studies many problems treated in lexicology. These are the problems of meaning, connotations, synonymy, functional differentiation of vocabulary according to the sphere of communication and some other issues. For a reader without some awareness of the connotations and history of words, the images hidden in their root and their stylistic properties, a substantial part of the meaning of a literary text, whether prosaic or poetic, may be lost. Thus, for instance, the mood of despair in O. Wilde s poem Taedium Vitae (Weariness of Life) is felt due to an accumulation of epithets expressed by words with negative, derogatory connotations, such as: desperate, paltry, gaudy, base, lackeyed, slanderous, lowliest, meanest. An awareness of all the characteristic features of words is not only rewarded because one can feel the effect of hidden connotations and imagery, but because without it one cannot grasp the whole essence of the message the poem has to convey. 1 Spoonerism from the name of W.A. Spooner, warden of a college at Oxford, who was known for such slips. 2 Etymology that branch of linguistics which deals with the origin and history of words, tracing them to their earliest determinable base. 15

16 The difference and interconnection between g r a m m a r and lexicology is one of the important controversial issues in linguistics and as it is basic to the problems under discussion in this book, it is necessary to dwell upon it a little more than has been done for phonetics and stylistics. A close connection between lexicology and grammar is conditioned by the manifold and inseverable ties between the objects of their study. Even isolated words as presented in a dictionary bear a definite relation to the grammatical system of the language because they belong to some part of speech and conform to some lexico-grammatical characteristics of the word class to which they belong. Words seldom occur in isolation. They are arranged in certain patterns conveying the relations between the things for which they stand, therefore alongside with their lexical meaning they possess some grammatical meaning. Сf. head of the committee and to head a committee. The two kinds of meaning are often interdependent. That is to say, certain grammatical functions and meanings are possible only for the words whose lexical meaning makes them fit for these functions, and, on the other hand, some lexical meanings in some words occur only in definite grammatical functions and forms and in definite grammatical patterns. For example, the functions of a link verb with a predicative expressed by an adjective cannot be fulfilled by every intransitive verb but are often taken up by verbs of motion: come true, fall ill, go wrong, turn red, run dry and other similar combinations all render the meaning of become sth. The function is of long standing in English and can be illustrated by a line from A. Pope who, protesting against blank verse, wrote: It is not poetry, but prose run mad. 1 On the other hand the grammatical form and function of the word affect its lexical meaning. A well-known example is the same verb go when in the continuous tenses, followed by to and an infinitive (except go and come), it serves to express an action in the near and immediate future, or an intention of future action: You're not going to sit there saying nothing all the evening, both of you, are you? (Simpson) Participle II of the same verb following the link verb be denotes absence: The house is gone. In subordinate clauses after as the verb go implies comparison with the average:... how a novel that has now had a fairly long life, as novels go, has come to be written (Maugham). The subject of the verb go in this construction is as a rule an inanimate noun. The adjective hard followed by the infinitive of any verb means difficult : One of the hardest things to remember is that a man s merit in one sphere is no guarantee of his merit in another. Lexical meanings in the above cases are said to be grammatically 1 A modern invasion of grammar into lexicological territory is a new and promising trend referred to as semantic syntax, in which a lexico-semantic approach is introduced into syntactic description. See, for example, the works by T.B. Alisova, V.V. Bogdanov, V.G. Gak, I.P. Sousov. Compare also communicative syntax as studied by L.P. Chakhoyan and G.G. Poсheptsov. 16

17 conditioned, and their indicating context is called syntactic or mixed. The point has attracted the attention of many authors. 1 The number of words in each language being very great, any lexical meaning has a much lower probability of occurrence than grammatical meanings and therefore carries the greatest amount of information in any discourse determining what the sentence is about. W. Chafe, whose influence in the present-day semantic syntax is quite considerable, points out the many constraints which limit the co-occurrence of words. He considers the verb as of paramount importance in sentence semantic structure, and argues that it is the verb that dictates the presence and character of the noun as its subject or object. Thus, the verbs frighten, amuse and awaken can have only animate nouns as their objects. The constraint is even narrower if we take the verbs say, talk or think for which only animate human subjects are possible. It is obvious that not all animate nouns are human. This view is, however, if not mistaken, at least one-sided, because the opposite is also true: it may happen that the same verb changes its meaning, when used with personal (human) names and with names of objects. Compare: The new girl gave him a strange smile (she smiled at him) and The new teeth gave him a strange smile. These are by no means the only relations of vocabulary and grammar. We shall not attempt to enumerate all the possible problems. Let us turn now to another point of interest, namely the survival of two grammatically equivalent forms of the same word when they help to distinguish between its lexical meanings. Some nouns, for instance, have two separate plurals, one keeping the etymological plural form, and the other with the usual English ending -s. For example, the form brothers is used to express the family relationship, whereas the old form brethren survives in ecclesiastical usage or serves to indicate the members of some club or society; the scientific plural of index, is usually indices, in more general senses the plural is indexes. The plural of genius meaning a person of exceptional intellect is geniuses, genius in the sense of evil or good spirit has the plural form genii. It may also happen that a form that originally expressed grammatical meaning, for example, the plural of nouns, becomes a basis for a new grammatically conditioned lexical meaning. In this new meaning it is isolated from the paradigm, so that a new word comes into being. Arms, the plural of the noun arm, for instance, has come to mean weapon. E.g. to take arms against a sea of troubles (Shakespeare). The grammatical form is lexicalised; the new word shows itself capable of further development, a new grammatically conditioned meaning appears, namely, with the verb in the singular arms metonymically denotes the military profession. The abstract noun authority becomes a collective in the term authorities and denotes a group of persons having the right to control and govern. Compare also colours, customs, looks, manners, pictures, works which are the best known examples of this isolation, or, as it 1 See the works by V.V.Vinogradov, N.N. Amosova, E. Nida and many others. 17

18 is also called, l e x i c a l i s a t i o n of a grammatical form. In all these words the suffix -s signals a new word with a new meaning. It is also worthy of note that grammar and vocabulary make use of the same t e c h n i q u e, i.e. the formal distinctive features of some derivational o p p o s i t i o n s between different words are the same as those of oppositions contrasting different grammatical forms (in affixation, juxtaposition of stems and sound interchange). Compare, for example, the oppositions occurring in the lexical system, such as work :: worker, power :: willpower, food :: feed with grammatical oppositions: work (Inf.) :: worked (Past Ind.), pour (Inf.) :: will pour (Put. Ind.), feed (Inf.) :: fed (Past Ind.). Not only are the methods and patterns similar, but the very morphemes are often homonymous. For example, alongside the derivational suffixes -en, one of which occurs in adjectives (wooden), and the other in verbs (strengthen), there are two functional suffixes, one for Participle II (written), the other for the archaic plural form (oxen). Furthermore, one and the same word may in some of its meanings function as a notional word, while in others it may be a form word, i.e. it may serve to indicate the relationships and functions of other words. Compare, for instance, the notional and the auxiliary do in the following: What you do s nothing to do with me, it doesn t interest me. Last but not least all grammatical meanings have a lexical counterpart that expresses the same concept. The concept of futurity may be lexically expressed in the words future, tomorrow, by and by, time to come, hereafter or grammatically in the verbal forms shall come and will come. Also plurality may be described by plural forms of various words: houses, boys, books or lexically by the words: crowd, party, company, group, set, etc. The ties between lexicology and grammar are particularly strong in the sphere of word-formation which before lexicology became a separate branch of linguistics had even been considered as part of grammar. The characteristic features of English word-building, the morphological structure of the English word are dependent upon the peculiarity of the English grammatical system. The analytical character of the language is largely responsible for the wide spread of conversion 1 and for the remarkable flexibility of the vocabulary manifest in the ease with which many nonce-words 2 are formed on the spur of the moment. This brief account of the interdependence between the two important parts of linguistics must suffice for the present. In future we shall have to return to the problem and treat some parts of it more extensively. 1.4 TYPES OF LEXICAL UNITS The term u n i t means one of the elements into which a whole may be divided or analysed and which possesses the basic properties of this 1 See Chapter 8. 2 A nonce-word is a word coined for one occasion, a situational neologism: (for the) nones by misdivision from ME (for then) ones. 18

19 whole. The units of a vocabulary or lexical units are two-facet elements possessing form and meaning. The basic unit forming the bulk of the vocabulary is the word. Other units are morphemes that is parts of words, into which words may be analysed, and s e t e x p r e s s i o n s or groups of words into which words may be combined. Words are the central elements of language system, they face both ways: they are the biggest units of morphology and the smallest of syntax", and what is more, they embody the main structural properties and functions of the language. Words can be separated in an utterance by other such units and can be used in isolation. Unlike words, morphemes cannot be divided into smaller meaningful units and are functioning in speech only as constituent parts of words. Words are thought of as representing integer concept, feeling or action or as having a single referent. The meaning of morphemes is more abstract and more general than that of words and at the same time they are less autonomous. S e t e x p r e s s i o n s are word groups consisting of two or more words whose combination is integrated so that they are introduced in speech, so to say, ready-made as units with a specialised meaning of the whole that is not understood as a mere sum total of the meanings of the elements. In the spelling system of the language words are the smallest units of written discourse: they are marked off by solid spelling. The ability of an average speaker to segment any utterance into words is sustained by literacy. Yet it is a capacity only reinforced by education: it is well known that every speaker of any language is always able to break any utterance into words. The famous American linguist E. Sapir testified that even illiterate American Indians were perfectly capable of dictating to him when asked to do so texts in their own language word by word. The segmentation of a word into morphemes, on the other hand, presents sometimes difficulties even for trained linguists. Many authors devoted a good deal of space to discussing which of the two: the word or the morpheme is to be regarded as the basic unit. Many American linguists (Ch. Hockett or Z. Harris, for instance) segmented an utterance into morphemes ignoring words. Soviet lexicologists proceed from the assumption that it is the word that is the basic unit, especially as all branches of linguistic knowledge and all levels of language have the word as their focal point. A convincing argumentation and an exhaustive review of literature is offered by A. A. Ufimtseva (1980). If, however, we look now a little more closely into this problem, we shall see that the boundaries separating these three sets of units are sometimes fluid. Every living vocabulary is constantly changing adapting itself to the functions of communication in the changing world of those who use it. In this process the vocabulary changes not only quantitatively by creating new words from the already available corpus of morphemes and according to existing patterns but also qualitatively. In these qualitative changes new morphemic material and new word-building patterns come into being, and new names sometimes adapt features characteristic of other sets, those of groups of words, for instance. 19

20 O r t h o g r a p h i c w o r d s are written as a sequence of letters bounded by spaces on a page. Yet, there exist in the English vocabulary lexical units that are not identical with orthographic words but e q u i v a l e n t to them. Almost any part of speech contains units indivisible either syntactically or in terms of meaning, or both, but graphically divided. A good example is furnished by complex prepositions: along with, as far as, in spite of, except for, due to, by means of, for the sake of, etc. The same point may be illustrated by phrasal verbs, so numerous in English: bring up to educate, call on to visit, make up to apply cosmetics, to reconcile after a disagreement and some other meanings, put off to postpone. The semantic unity of these verbs is manifest in the possibility to substitute them by orthographically single-word verbs. Though formally broken up, they function like words and they are integrated semantically so that their meaning cannot be inferred from their constituent elements. The same is true about phrasal verbs consisting of the verbs give, make, take and some others used with a noun instead of its homonymous verb alone: give a smile, make a promise, take a walk (cf. to smile, to promise, to walk). Some further examples are furnished by compound nouns. Sometimes they are not joined by solid spelling or hyphenation but written separately, although in all other respects they do not differ from similar one-word nominations. By way of example let us take some terms for military ranks. The terms lieutenant-commander and lieutenant-colonel are hyphenated, whereas wing commander and flight lieutenant are written separately. Compare also such inconsistencies as all right and altogether, never mind and nevertheless. All these are, if not words, then at least word equivalents because they are indivisible and fulfil the nominative, significative, communicative and pragmatic functions just as words do. It is worth while dwelling for a moment on formulaic sentences which tend to be ready-made and are characterised by semantic unity and indivisibility: All right, Allow me, Nothing doing, Never mind, How do you do, Quite the contrary. They are learned as unanalysable wholes and can also be regarded as word equivalents. To sum up: the vocabulary of a language is not homogeneous. If we view it as a kind of field, we shall see that its bulk, its central part is formed by lexical units possessing all the distinctive features of words, i.e. semantic, orthographic and morphological integrity as well as the capacity of being used in speech in isolation. The marginal elements of this field reveal only some of these features, and yet belong to this set too. Thus, phrasal verbs, complex prepositions, some compounds, phraseological units, formulaic expressions, etc. are divided in spelling but are in all other respects equivalent to words. Morphemes, on the other hand, a much smaller subset of the vocabulary, cannot be used as separate utterances and are less autonomous in other respects but otherwise also function as lexical items. The new term recently introduced in mathematics to describe sets with blurred boundaries seems expressive and worthy of 20

21 use in characterising a vocabulary such sets are called fuzzy sets THE NOTION OF LEXICAL SYSTEM It has been claimed by different authors that, in contrast to grammar, the vocabulary of a language is not systematic but chaotic. In the light of recent investigations in linguistic theory, however, we are now in a position to bring some order into this chaos. Lexicology studies the recurrent patterns of semantic relationships, and of any formal phonological, morphological or contextual means by which they may be rendered. It aims at systematisation. There has been much discussion of late, both in this country and abroad, concerning different problems of the systematic nature of the language vocabulary. The Soviet scholars are now approaching a satisfactory solution based on Marxist dialectics and its teaching of the general interrelation and interdependence of phenomena in nature and society. There are several important points to be made here. The term s y s t e m as used in present-day lexicology denotes not merely the sum total of English words, it denotes a set of elements associated and functioning together according to certain laws. It is a coherent homogeneous whole, constituted by interdependent elements of the same order related in certain specific ways. The vocabulary of a language is moreover an a d a p t i v e s y s t e m constantly adjusting itself to the changing requirements and conditions of human communications and cultural surroundings. It is continually developing by overcoming contradictions between its state and the new tasks and demands it has to meet. A set is described in the abstract set theory as a collection of definite distinct objects to be conceived as a whole. A set is said to be a collection of distinct elements, because a certain object may be distinguished from the other elements in a set, but there is no possibility of its repeated appearance. A set is called structured when the number of its elements is greater than the number of rules according to which these elements may be constructed. A set is given either by indicating, i.e. listing, all its elements, or by stating the characteristic property of its elements. For example the closed set of English articles may be defined as comprising the elements: the, a/an and zero. The set of English compounds on the other hand is an infinite (open) set containing all the words consisting of at least two stems which occur in the language as free forms. In a classical set theory the elements are said to be definite because with respect to any of them it should be definite whether it belongs to a given set or not. The new development in the set theory, that of fuzzy sets, has proved to be more relevant to the study of vocabulary. We have already mentioned that the boundaries of linguistic sets are not sharply delineated and the sets themselves overlapping. 1 A n o t h e r t e r m o f t e n u s e d n o w a d a ys a n d o f f e r e d b y V. G. A d - moni is f i e l d - s t r u c t u r e. 21