ADDENDUM NUMBER THREE (3) TO THE REQUEST FOR PROPOSAL (RFP) FOR INVESTMENT EXECUTIVE SEARCH SERVICES, RFP NUMBER 2P201122
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1 California State Teachers Retirement System Dora Chandler, Central Procurement Analyst 100 Waterfront Place, MS #30 West Sacramento, CA (916) FAX (916) October 30, 2012 TO: FROM: SUBJECT: All Interested Parties California State Teachers Retirement System ADDENDUM NUMBER THREE (3) TO THE REQUEST FOR PROPOSAL (RFP) FOR INVESTMENT EXECUTIVE SEARCH SERVICES, RFP NUMBER 2P The California State Teachers Retirement System (CalSTRS) issued an RFP for Investment Executive Search Services on August 21, The purpose of this Addendum III is as follows: 1. Revise the cover page, cover letter and pages 5, 7, & To extend the final file date to Thursday, November 29, 2012, 2:30 p.m. PT. Changes identified in Bold with a double underline indicate new language. All pages with changes are labeled with REVISED 10/16/2012 in the right hand corner of the documents. Proposers should replace the existing page(s) with the revised page(s) in the RFP package. Proposers are reminded that it is their responsibility to review the entire addendum to consider these modifications when preparing their proposals. Should there be any questions related to this Addendum, please contact me at (916) Thank you, Dora Chandler Central Procurement Analyst Our Mission: Securing the Financial Future and Sustaining the Trust of California s Educators
2 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM Request for Proposal 2P Submission of Written Questions Deadline August 28, 2012 at 10:00 a.m., Pacific Time (PT) Final File Date: November 29, 2012 at 2:30 p.m., PT August 21, 2012
3 REVISED 10/30/12 REQUEST FOR PROPOSAL Notice to Prospective Proposers October 30, 2012 You are invited to review and respond to the California State Teachers Retirement System (CalSTRS), Request for Proposal (RFP), entitled, RFP Number 2P In submitting your proposal, you must comply with the instructions found herein. The proposals must be received by the CalSTRS Procurement Office no later than November 29, 2012, by 2:30 p.m., Pacific Time (PT). Proposals received after the specified date and time may be rejected. Proposers requiring clarification of the intent and content of this RFP, or on the competitive proposal process, may request clarification only by submitting written questions to: Dora Chandler, Central Procurement Analyst California State Teachers Retirement System 100 Waterfront Place, MS 30 West Sacramento, CA (916) To ensure a response, questions must be received by August 28, 2012, by 10:00 a.m., PT. Questions received by this date will be answered in writing, without identifying the source of the query. Copies of all questions and CalSTRS responses will be available at Please see Section D, Proposal Requirements and Information, Subsection 2, entitled Submission of Written Questions, for additional information. Any attempt by a Proposer to initiate contact with any member of the Teachers Retirement Board and/or CalSTRS staff, other than Procurement staff, regarding this RFP process may disqualify the Proposer from further consideration. Please note that no verbal information provided will be binding upon CalSTRS unless such information is issued in writing as an official addendum. Robin Madsen Chief Financial Officer Attachments
4 Request for Proposal 2P Page 5 of 44 REVISED 10/30/12 In addition to a base salary, each incumbent (with the exception for the General Counsel and the System Actuary) is eligible for an annual performance award. The award ranges of the respective levels are: Chief Executive Officer: 0% 80% Chief Investment Officer: 0% 100% Investment Director: 0% 75% Deputy Chief Investment Officer: 0% 75% Portfolio Manager: 0% 75% Investment Operations Director: 0% 30% The pool of pre-qualified firms from which the CalSTRS Human Resources Branch will draw for services will be established for up to five (5) years, with three (3) one-year options to extend. All services will be requested on an as needed basis. All firms within the pool will report to and be directly accountable to the Human Resources Branch. Inclusion in the pool is not a guarantee that an agreement for specific services will be negotiated. A. PROPOSAL REQUIREMENTS AND INFORMATION 1. Time Schedule CalSTRS will use its best efforts to adhere to the time schedule. However, CalSTRS reserves the right to amend the time schedule, as it deems necessary. Event Date Time RFP Available to Prospective Proposers August 21, 2012 Written Question Submittal Deadline August 28, :00 a.m., PT Final Date for Proposal Submission November 29, 2012, 2:30 p.m., PT Prequalification Evaluation Begins on November 29, 2012 Technical Evaluation Finalist Interview Notice of Intent to Award Agreement Award 2. Submission of Written Questions Should Proposers have questions regarding the information presented in this solicitation, Proposers must submit questions in writing to CalSTRS Procurement via at contractservices@calstrs.com no later than August 28, 2012 at 10:00 a.m., PT. CalSTRS will answer all questions received by this date in writing while making every effort to not divulge the source of the query. Copies of all questions and CalSTRS responses will be available at
5 Request for Proposal 2P Page 7 of 44 REVISED 10/30/12 3. Submission of Proposal a. Submit one (1) paper copy and one (1) copy in digital format (e.g., CD/DVD, flash drive, etc.). 1) The paper copy must contain the original signature of the individual(s) who is authorized to bind the Proposer contractually, be labeled Master Copy, and placed in a loose-leaf, three-ringed binder, which displays the Proposer s name on the outside front cover and the spine. (Do not submit the Master Copy with spiral binding.) 2) It is the Proposer s responsibility to ensure the digital copy is complete and includes all material contained in the paper copy. The information contained in the digital copy is reviewed by the evaluation team for purposes of scoring the proposals. If there is an inconsistency between the paper and digital copies, the paper copy will take precedence. 3) Exhibit B, Fee Proposal, shall be a separate document in the digital copy. The remaining proposal documents shall be saved as one PDF document. b. All proposals must be delivered to CalSTRS by November 29, 2012, by 2:30 p.m., PT. Proposals received after this date and time may not be considered. Proposals must be delivered to the following address: California State Teachers Retirement System ATTN: Dora Chandler 100 Waterfront Place, MS 30 West Sacramento, CA Go to the link below for exact driving directions. c. The sealed proposal envelopes must be plainly marked with the RFP number and title, your firm name and address, and must be marked with DO NOT OPEN, as shown in the following example: RFP NUMBER 2P INVESTMENT EXECUTIVE SEARCH SERVICES California State Teachers' Retirement System Dora Chandler, Central Procurement Analyst 100 Waterfront Place, MS 30 West Sacramento, CA MAILROOM DO NOT OPEN
6 Request for Proposal 2P Page 21 of 44 REVISED 10/30/12 ATTACHMENT 2 MINIMUM QUALIFICATIONS Proposing Firm s Name A proposing firm must meet all of the following minimum qualifications to CalSTRS satisfaction to be given further consideration. Failure to satisfy ANY of the minimum qualifications may result in the immediate rejection of the proposal. As of November 29, 2012, the proposing firm must meet the following minimum qualifications: Proposer firm must have a minimum of five (5) years of full-time experience in conducting executive searches for financial institutions or pension funds. Yes/No OR An officer and/or partnership in the Proposer firm who would be assigned as principal on a CalSTRS engagement must have a minimum of five (5) years of full-time experience in executive searches for financial institutions or pension funds. Yes/No
ADDENDUM NUMBER TWO (2) TO THE REQUEST FOR PROPOSAL (RFP) FOR FINANCIAL PLANNER POOL, RFP NUMBER 2P200815.
March 27, 2009 California State Teachers Retirement System Vikki Eszlinger, Contract Services 7667 Folsom Boulevard, MS #30 Sacramento, CA 95826-2614 (916) 229-4111 FAX (916) 229-3881 contractservices@calstrs.com
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