Monthly Portfolio Disclosure - All Schemes

Transcription

1 Monthly Portfolio Disclosure - All Schemes Scheme Name HSBC Capital Protection Oriented Fund HSBC Flexi Debt Fund HSBC Floating Rate Fund - Long Term HSBC Gilt Fund HSBC Income Fund - Investment HSBC MIP Fund - Regular Plan HSBC MIP Fund - Savings Plan HSBC Income Fund - Short Term HSBC Ultra Short Term Bond Fund HSBC Dynamic Fund HSBC Equity Fund HSBC India Opportunities Fund HSBC Midcap Equity Fund HSBC Progressive Themes Fund HSBC Tax Saver Equity Fund HSBC Dividend Yield Equity Fund HSBC Fixed Term Series 100 HSBC Fixed Term Series 101 HSBC Fixed Term Series 102 HSBC Fixed Term Series 105 HSBC Fixed Term Series 106 HSBC Fixed Term Series 107 HSBC Fixed Term Series 109 HSBC Fixed Term Series 91 HSBC Fixed Term Series 94 HSBC Fixed Term Series 95 HSBC Fixed Term Series 96 HSBC Fixed Term Series 98 HSBC Fixed Term Series 99 HSBC Cash Fund HSBC Asia Pacific (Ex Japan) Dividend Yield Fund HSBC Brazil Fund HSBC Emerging Markets Fund HSBC Managed Solution India-Conservative HSBC Managed Solutions India-Growth HSBC Managed Solutions India-Moderate

2 Name of the Scheme : HSBC CAPITAL PROTECTION ORIENTED FUND (A close-ended Capital Protection Oriented Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Debt Instruments Listed / Awaiting listing on Sck Exchanges Power Finance Corporation Ltd.** INE134E08EQ4 CRISIL AAA 170 1, National Bank for Agriculture & Rural Development** INE261F09HL4 CRISIL AAA 150 1, Export Import Bank of India** INE514E08BC3 CRISIL AAA 148 1, LIC Housing Finance Ltd.** INE115A07CF0 CRISIL AAA Power Grid Corporation of India Ltd.** INE752E07IA0 CRISIL AAA Housing Development Finance Corporation Ltd.** INE001A07IL7 CRISIL AAA Small Industries Development Bank of India** INE556F09353 CRISIL AAA Power Grid Corporation of India Ltd.** INE752E07GR8 CRISIL AAA Total 7, Privately Placed/Unlisted Tata Sons Ltd.** INE895D08410 CRISIL AAA Total Money Market Instruments Certificate of Deposit Dena Bank** INE077A16CB2 CRISIL A Andhra Bank** INE434A16GU6 CARE A Syndicate Bank** INE667A16CU0 CARE A Total Futures and Options CALL NIFTY 25/06/ , Total 1, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: Orientation wards Capital Protection over medium term Investment in Debt Instruments, Money Market Instruments and equities through Index Call Options *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

3 Name of the Scheme : HSBC FLEXI DEBT FUND (An open-ended Income Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Debt Instruments Listed / Awaiting listing on Sck Exchanges Housing Development Finance Corporation Ltd.** INE001A07LJ5 CRISIL AAA 225 2, Rural Electrification Corporation Ltd.** INE020B08815 CARE AAA 150 1, Power Finance Corporation Ltd.** INE134E07406 CRISIL AAA 115 1, Total 4, Government Securities 8.60% GOVT OF INDIA RED IN SOVEREIGN 8,170,000 8, % GOVT OF INDIA RED IN SOVEREIGN 8,110,000 8, % GOVT OF INDIA RED IN SOVEREIGN 6,030,000 6, % GOVT OF INDIA RED IN SOVEREIGN 3,005,000 2, % GOVT OF INDIA RED IN SOVEREIGN 2,955,000 2, % GOVT OF INDIA RED IN SOVEREIGN 2,870,000 2, % KARNATAKA SDL RED IN SOVEREIGN 2,070,000 2, % GOVT OF INDIA RED IN SOVEREIGN 2,140,000 2, % GOVT OF INDIA RED IN SOVEREIGN 590, Total 36, Reverse Repos / CBLOs 1, Total 1, Net Current Assets (including cash & bank balances) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: Regular income over long term Investment in Debt/Money Market Instruments *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

4 Name of the Scheme : HSBC FLOATING RATE FUND - LONG TERM (An Open-ended Income Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Money Market Instruments Certificate of Deposit Bank of India** INE084A16AP2 CRISIL A1+ 1, Oriental Bank of Commerce** INE141A16NJ6 CRISIL A Total 1, Commercial Paper Kotak Mahindra Investments Ltd.** INE975F14CY3 [ICRA]A , Sundaram BNP Paribas Home Finance Ltd.** INE667F14960 CRISIL A India Infoline Finance Ltd.** INE866I14LQ5 [ICRA]A National Fertilizers Ltd.** INE870D14494 CRISIL A Vodafone India Ltd.** INE705L14461 CRISIL A Simplex Infrastructures Ltd.** INE059B14EH6 CARE A Total 5, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) (24.45) (0.33) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: Liquidity over short term Investment in floating rate and fixed rate Debt and Money Market Instruments *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

5 Name of the Scheme : HSBC GILT FUND (An open-ended Gilt Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Government Securities 8.60% GOVT OF INDIA RED IN SOVEREIGN 71, % GOVT OF INDIA RED IN SOVEREIGN 70, % GOVT OF INDIA RED IN SOVEREIGN 55, % GOVT OF INDIA RED IN SOVEREIGN 30, % KARNATAKA SDL RED IN SOVEREIGN 20, % GOVT OF INDIA RED IN SOVEREIGN 5, Total Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) Total as on 31-Oct This product is suitable for invesrs who are seeking*: Regular income over long term Investment in Government Securities *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

6 Name of the Scheme : HSBC INCOME FUND - INVESTMENT PLAN (An open-ended Income Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Debt Instruments Listed / Awaiting listing on Sck Exchanges Export Import Bank of India** INE514E08DP1 CRISIL AAA Rural Electrification Corporation Ltd.** INE020B07IA8 CRISIL AAA Housing Development Finance Corporation Ltd.** INE001A07LJ5 CRISIL AAA Power Finance Corporation Ltd.** INE134E07406 CRISIL AAA Total 1, Government Securities 8.60% GOVT OF INDIA RED IN SOVEREIGN 2,125,000 2, % GOVT OF INDIA RED IN SOVEREIGN 1,645,000 1, % GOVT OF INDIA RED IN SOVEREIGN 1,220,000 1, % GOVT OF INDIA RED IN SOVEREIGN 850, % GOVT OF INDIA RED IN SOVEREIGN 600, % GOVT OF INDIA RED IN SOVEREIGN 430, % KARNATAKA SDL RED IN SOVEREIGN 310, % GOVT OF INDIA RED IN SOVEREIGN 205, % GOVT OF INDIA RED IN SOVEREIGN 90, % GOVT OF INDIA RED IN SOVEREIGN Total 7, Securitised Debt India MBS 2002 Series I** INE854F15045 CRISIL AAA (SO) Total Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: Regular income over long term Investment in diversified portfolio of fixed income securities *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

7 Name of the Scheme : HSBC MIP - REGULAR PLAN (An open-ended Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Equity & Equity Related Instruments Listed / Awaiting listing on Sck Exchanges Maruti Suzuki India Ltd. INE585B01010 AUTO 2, ICICI Bank Ltd. INE090A01013 BANKS 5, Shree Cements Ltd. INE070A01015 CEMENT 1, Tech Mahindra Ltd. INE669C01028 SOFTWARE 3, Axis Bank Ltd. INE238A01034 BANKS 20, Larsen & Toubro Ltd. INE018A01030 CONSTRUCTION PROJECT 5, Motherson Sumi Systems Ltd. INE775A01035 AUTO ANCILLARIES 17, Mcleod Russel India Ltd. INE942G01012 CONSUMER NON DURABLES 27, Karur Vysya Bank Ltd. INE036D01010 BANKS 10, ITC Ltd. INE154A01025 CONSUMER NON DURABLES 15, IPCA Laboraries Ltd. INE571A01020 PHARMACEUTICALS 6, MRF Ltd. INE883A01011 AUTO ANCILLARIES Grasim Industries Ltd. INE047A01013 CEMENT 1, Supreme Industries Ltd. INE195A01028 INDUSTRIAL PRODUCTS 7, Arvind Ltd. INE034A01011 TEXTILE PRODUCTS 15, LIC Housing Finance Ltd. INE115A01026 FINANCE 12, Amara Raja Batteries Ltd. INE885A01032 AUTO ANCILLARIES 6, The Jammu & Kashmir Bank Ltd. INE168A01041 BANKS 28, Crompn Greaves Ltd. INE067A01029 INDUSTRIAL CAPITAL GOODS 20, Oil & Natural Gas Corporation Ltd. INE213A01029 OIL 8, Orient Refracries Ltd. INE743M01012 INDUSTRIAL PRODUCTS 34, CESC Ltd. INE486A01013 POWER 4, Finolex Industries Ltd. INE183A01016 INDUSTRIAL PRODUCTS 8, Jaiprakash Associates Ltd. INE455F01025 CONSTRUCTION 50, Hindustan Dorr-Oliver Ltd. INE551A01022 ENGINEERING SERVICES 67, Total 1, Debt Instruments Listed / Awaiting listing on Sck Exchanges Rural Electrification Corporation Ltd.** INE020B07IA8 CRISIL AAA Power Finance Corporation Ltd.** INE134E08EW2 CRISIL AAA LIC Housing Finance Ltd.** INE115A07DR3 CRISIL AAA Power Finance Corporation Ltd.** INE134E07406 CRISIL AAA Total 1, Government Securities 8.40% GOVT OF INDIA RED IN SOVEREIGN 1,100,000 1, % GOVT OF INDIA RED IN SOVEREIGN 955,000 1, % GOVT OF INDIA RED IN SOVEREIGN 880, % GOVT OF INDIA RED IN SOVEREIGN 740, % GOVT OF INDIA RED IN SOVEREIGN 470, % GOVT OF INDIA RED IN SOVEREIGN 445, % KARNATAKA SDL RED IN SOVEREIGN 350, % GOVT OF INDIA RED IN SOVEREIGN 235, % GOVT OF INDIA RED IN SOVEREIGN 115, Total 5, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: Regular income over medium term Investment in fixed income (debt and money market instruments) as well as equity and equity related securities Medium risk (YELLOW) *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

8 Name of the Scheme : HSBC MIP - SAVINGS PLAN (An open-ended Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Equity & Equity Related Instruments Listed / Awaiting listing on Sck Exchanges ICICI Bank Ltd. INE090A01013 BANKS 18, Shree Cements Ltd. INE070A01015 CEMENT 3, Larsen & Toubro Ltd. INE018A01030 CONSTRUCTION PROJECT 16, Maruti Suzuki India Ltd. INE585B01010 AUTO 7, Axis Bank Ltd. INE238A01034 BANKS 56, IndusInd Bank Ltd. INE095A01012 BANKS 30, Mcleod Russel India Ltd. INE942G01012 CONSUMER NON DURABLES 81, LIC Housing Finance Ltd. INE115A01026 FINANCE 57, Motherson Sumi Systems Ltd. INE775A01035 AUTO ANCILLARIES 48, ITC Ltd. INE154A01025 CONSUMER NON DURABLES 52, Crompn Greaves Ltd. INE067A01029 INDUSTRIAL CAPITAL GOODS 97, Supreme Industries Ltd. INE195A01028 INDUSTRIAL PRODUCTS 28, Tech Mahindra Ltd. INE669C01028 SOFTWARE 6, The Ramco Cements Ltd. INE331A01037 CEMENT 44, Grasim Industries Ltd. INE047A01013 CEMENT 4, HDFC Bank Ltd. INE040A01026 BANKS 15, IPCA Laboraries Ltd. INE571A01020 PHARMACEUTICALS 18, Amara Raja Batteries Ltd. INE885A01032 AUTO ANCILLARIES 20, MRF Ltd. INE883A01011 AUTO ANCILLARIES Oil & Natural Gas Corporation Ltd. INE213A01029 OIL 27, CESC Ltd. INE486A01013 POWER 16, Arvind Ltd. INE034A01011 TEXTILE PRODUCTS 35, Lupin Ltd. INE326A01037 PHARMACEUTICALS 7, Karur Vysya Bank Ltd. INE036D01010 BANKS 18, Finolex Industries Ltd. INE183A01016 INDUSTRIAL PRODUCTS 26, The Jammu & Kashmir Bank Ltd. INE168A01041 BANKS 60, Orient Refracries Ltd. INE743M01012 INDUSTRIAL PRODUCTS 73, Jaiprakash Associates Ltd. INE455F01025 CONSTRUCTION 140, Hindustan Dorr-Oliver Ltd. INE551A01022 ENGINEERING SERVICES 225, Total 4, Debt Instruments Listed / Awaiting listing on Sck Exchanges Rural Electrification Corporation Ltd.** INE020B07IA8 CRISIL AAA Power Finance Corporation Ltd.** INE134E08EW2 CRISIL AAA LIC Housing Finance Ltd.** INE115A07DR3 CRISIL AAA Power Finance Corporation Ltd.** INE134E07406 CRISIL AAA Total 1, Government Securities 8.40% GOVT OF INDIA RED IN SOVEREIGN 2,575,000 2, % GOVT OF INDIA RED IN SOVEREIGN 2,265,000 2, % GOVT OF INDIA RED IN SOVEREIGN 2,253,333 2, % GOVT OF INDIA RED IN SOVEREIGN 905, % KARNATAKA SDL RED IN SOVEREIGN 750, % GOVT OF INDIA RED IN SOVEREIGN 755, % GOVT OF INDIA RED IN SOVEREIGN 420, % GOVT OF INDIA RED IN SOVEREIGN 420, % GOVT OF INDIA RED IN SOVEREIGN 200, Total 10, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: Regular income over medium term Investment in fixed income (debt and money market instruments) as well as equity and equity related securities Medium risk (YELLOW) *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

9 Name of the Scheme : HSBC INCOME FUND - SHORT TERM PLAN (An Open-ended Income Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Debt Instruments Listed / Awaiting listing on Sck Exchanges Shriram Transport Finance Company Ltd.** INE721A07HH0 CRISIL AA 500,000 5, Export Import Bank of India** INE514E08DD7 CRISIL AAA 400 4, Rural Electrification Corporation Ltd.^ INE020B08773 CRISIL AAA 400 4, Power Finance Corporation Ltd.** INE134E08EW2 CRISIL AAA 400 4, Kotak Mahindra Prime Ltd.** INE916DA7DV4 [ICRA]AAA 350 3, LIC Housing Finance Ltd.** INE115A07EH2 CRISIL AAA 250 2, Housing Development Finance Corporation Ltd.** INE001A07MG9 CRISIL AAA 250 2, Kotak Mahindra Prime Ltd.** INE916DA7DI1 [ICRA]AAA 250 2, Power Finance Corporation Ltd.** INE134E08FY5 CRISIL AAA 250 2, Housing Development Finance Corporation Ltd.** INE001A07GM9 CRISIL AAA 250 2, Kotak Mahindra Prime Ltd.** INE916DA7EC2 [ICRA]AAA 250 2, SRF Ltd.** INE647A07025 Fitch AA 250 2, Rural Electrification Corporation Ltd.** INE020B07IA8 CRISIL AAA 150 1, Kotak Mahindra Prime Ltd.** INE916DA7865 CRISIL AAA 150 1, LIC Housing Finance Ltd.** INE115A07FG1 CRISIL AAA 150 1, Power Grid Corporation of India Ltd.** INE752E07GH9 CRISIL AAA 120 1, Power Finance Corporation Ltd.** INE134E08GB1 CRISIL AAA 150 1, Power Grid Corporation of India Ltd.** INE752E07LA4 CRISIL AAA 150 1, LIC Housing Finance Ltd.** INE115A07CX3 CRISIL AAA 100 1, Power Grid Corporation of India Ltd.** INE752E07KC2 CRISIL AAA 80 1, Rural Electrification Corporation Ltd.** INE020B08815 CARE AAA Power Finance Corporation Ltd.** INE134E07398 CRISIL AAA Rural Electrification Corporation Ltd.** INE020B07II1 CRISIL AAA LIC Housing Finance Ltd.** INE115A07BO4 CRISIL AAA Power Grid Corporation of India Ltd.** INE752E07JP6 CRISIL AAA National Bank for Agriculture & Rural Development** INE261F09HF6 CRISIL AAA Power Finance Corporation Ltd.** INE134E08EQ4 CRISIL AAA Shriram Transport Finance Company Ltd.** INE721A07GR1 CRISIL AA 27, Rural Electrification Corporation Ltd.** INE020B07HW4 CRISIL AAA LIC Housing Finance Ltd.** INE115A07CV7 CRISIL AAA Export Import Bank of India** INE514E08BC3 CRISIL AAA Rural Electrification Corporation Ltd.** INE020B08609 CRISIL AAA Housing Development Finance Corporation Ltd.** INE001A07LU2 CRISIL AAA LIC Housing Finance Ltd.** INE115A07EM2 CARE AAA National Bank for Agriculture & Rural Development** INE261F09GP7 CRISIL AAA Total 54, Privately Placed/Unlisted Tata Sons Ltd.** INE895D07362 CRISIL AAA 200 2, Total 2, Government Securities 8.27% GOVT OF INDIA RED IN SOVEREIGN 2,000,000 1, % GOVT OF INDIA RED IN SOVEREIGN 1,000, % GOVT OF INDIA RED IN SOVEREIGN 1,000, Total 3, Money Market Instruments Certificate of Deposit State Bank of Patiala** INE652A16IO2 [ICRA]A1+ 2,500 2, Corporation Bank** INE112A16FE4 CRISIL A1+ 2,500 2, Corporation Bank** INE112A16FF1 CRISIL A1+ 2,500 2, Punjab National Bank^ INE160A16JT3 Fitch A1+ 2,100 2, Bank of Baroda** INE028A16AE3 [ICRA]A1+ 1,500 1, Canara Bank** INE476A16MX9 CRISIL A1+ 1,100 1, Indian Overseas Bank** INE565A16962 [ICRA]A1+ 1, Axis Bank Ltd.** INE238A16VM7 CRISIL A Corporation Bank** INE112A16FZ9 CRISIL A State Bank of Patiala** INE652A16IH6 [ICRA]A Oriental Bank of Commerce** INE141A16NC1 CRISIL A Yes Bank Ltd.** INE528G16XY9 [ICRA]A Yes Bank Ltd.** INE528G16XF8 CARE A Total 13, Commercial Paper National Fertilizers Ltd.** INE870D14502 CRISIL A , Vodafone India Ltd.** INE705L14461 CRISIL A , Fullern India Credit Co. Ltd.** INE535H14EV3 [ICRA]A , Kotak Mahindra Investments Ltd.** INE975F14CW7 [ICRA]A Total 7, Reverse Repos / CBLOs 1, Total 1, Net Current Assets (including cash & bank balances) 1, Total as on 31-Oct , ^ Traded has been classified on the basis of Traded data provided by CRISIL and ICRA. This product is suitable for invesrs who are seeking*: Regular income over medium term Investment in diversified portfolio of fixed income securities *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

10 Name of the Scheme : HSBC ULTRA SHORT TERM BOND FUND (An open-ended Debt Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Debt Instruments Listed / Awaiting listing on Sck Exchanges LIC Housing Finance Ltd.** INE115A07EH2 CRISIL AAA 100 1, Housing Development Finance Corporation Ltd.** INE001A07HN5 CRISIL AAA 100 1, LIC Housing Finance Ltd.** INE115A07BO4 CRISIL AAA 100 1, Kotak Mahindra Prime Ltd.** INE916DA7DV4 [ICRA]AAA 100 1, Power Finance Corporation Ltd.** INE134E08AB4 CRISIL AAA Shriram Transport Finance Company Ltd.** INE721A07GR1 CRISIL AA 50, National Bank for Agriculture & Rural Development** INE261F09HE9 CRISIL AAA Bajaj Finance Ltd.** INE296A07955 [ICRA]AA Kotak Mahindra Prime Ltd.** INE916DA7DI1 [ICRA]AAA Shriram Transport Finance Company Ltd.** INE721A07GK6 CRISIL AA Total 6, Privately Placed/Unlisted Tata Sons Ltd.** INE895D07362 CRISIL AAA Total Money Market Instruments Certificate of Deposit Punjab National Bank^ INE160A16JT3 Fitch A1+ 2,500 2, Oriental Bank of Commerce** INE141A16NJ6 CRISIL A1+ 2,200 2, Bank of Baroda** INE028A16821 [ICRA]A1+ 1,500 1, Bank of India** INE084A16AP2 CRISIL A1+ 1,500 1, Indian Overseas Bank** INE565A16962 [ICRA]A1+ 1,500 1, Canara Bank** INE476A16MX9 CRISIL A1+ 1,400 1, Bank of Baroda** INE028A16AE3 [ICRA]A1+ 1, Total 11, Commercial Paper Sundaram BNP Paribas Home Finance Ltd.** INE667F14960 CRISIL A , National Fertilizers Ltd.** INE870D14494 CRISIL A , Vodafone India Ltd.** INE705L14461 CRISIL A , Kotak Mahindra Investments Ltd.** INE975F14CY3 [ICRA]A , Magma Fincorp Ltd.** INE511C14LR8 CARE A Fullern India Credit Co. Ltd.** INE535H14EV3 [ICRA]A Total 6, Fixed Deposit IndusInd Bank Ltd. Fixed Deposit 1, Total 1, Reverse Repos / CBLOs 1, Total 1, Net Current Assets (including cash & bank balances) (288.60) (1.03) Total as on 31-Oct , ^ Traded has been classified on the basis of Traded data provided by CRISIL and ICRA. This product is suitable for invesrs who are seeking*: Liquidity over short term Investment in Debt/Money Market Instruments *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

11 Name of the Scheme : HSBC DYNAMIC FUND (An open-ended Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Equity & Equity Related Instruments Listed / Awaiting listing on Sck Exchanges ICICI Bank Ltd. INE090A01013 BANKS 32, Axis Bank Ltd. INE238A01034 BANKS 85, ITC Ltd. INE154A01025 CONSUMER NON DURABLES 95, HDFC Bank Ltd. INE040A01026 BANKS 35, Dr. Reddy's Laboraries Ltd. INE089A01023 PHARMACEUTICALS 10, Tata Mors Ltd. INE155A01022 AUTO 55, Tata Consultancy Services Ltd. INE467B01029 SOFTWARE 11, HCL Technologies Ltd. INE860A01027 SOFTWARE 17, Larsen & Toubro Ltd. INE018A01030 CONSTRUCTION PROJECT 15, Oil & Natural Gas Corporation Ltd. INE213A01029 OIL 60, Maruti Suzuki India Ltd. INE585B01010 AUTO 6, Bharat Petroleum Corporation Ltd. INE029A01011 PETROLEUM PRODUCTS 25, Power Grid Corporation of India Ltd. INE752E01010 POWER 120, Sesa Sterlite Ltd. INE205A01025 MINERALS/MINING 50, ACC Ltd. INE012A01025 CEMENT 8, Yes Bank Ltd. INE528G01019 BANKS 17, Adani Ports & Special Economic Zone Ltd. INE742F01042 TRANSPORTATION 40, Bharti Airtel Ltd. INE397D01024 TELECOM - SERVICES 27, Jindal Steel & Power Ltd. INE749A01030 FERROUS METALS 60, Hindustan Unilever Ltd. INE030A01027 CONSUMER NON DURABLES 10, Total 4, Reverse Repos / CBLOs 2, Total 2, Net Current Assets (including cash & bank balances) (43.14) (0.63) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: To create wealth over long term Investment in equity and equity related securities and in debt instruments when view on equity markets is negative High risk (BROWN) *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

12 Name of the Scheme : HSBC EQUITY FUND (An open-ended diversified equity Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Equity & Equity Related Instruments Listed / Awaiting listing on Sck Exchanges ICICI Bank Ltd. INE090A01013 BANKS 325,000 5, Axis Bank Ltd. INE238A01034 BANKS 875,000 3, Tata Mors Ltd. INE155A01022 AUTO 600,000 3, ITC Ltd. INE154A01025 CONSUMER NON DURABLES 900,000 3, Oil & Natural Gas Corporation Ltd. INE213A01029 OIL 750,000 3, HCL Technologies Ltd. INE860A01027 SOFTWARE 180,000 2, Maruti Suzuki India Ltd. INE585B01010 AUTO 85,000 2, HDFC Bank Ltd. INE040A01026 BANKS 300,000 2, Tech Mahindra Ltd. INE669C01028 SOFTWARE 100,000 2, Larsen & Toubro Ltd. INE018A01030 CONSTRUCTION PROJECT 150,000 2, Yes Bank Ltd. INE528G01019 BANKS 350,000 2, Infosys Ltd. INE009A01021 SOFTWARE 50,000 2, Sesa Sterlite Ltd. INE205A01025 MINERALS/MINING 750,000 1, Wipro Ltd. INE075A01022 SOFTWARE 300,000 1, Motherson Sumi Systems Ltd. INE775A01035 AUTO ANCILLARIES 400,000 1, State Bank of India INE062A01012 BANKS 60,000 1, Dr. Reddy's Laboraries Ltd. INE089A01023 PHARMACEUTICALS 50,000 1, Adani Ports & Special Economic Zone Ltd. INE742F01042 TRANSPORTATION 550,000 1, ACC Ltd. INE012A01025 CEMENT 100,000 1, LIC Housing Finance Ltd. INE115A01026 FINANCE 400,000 1, Glenmark Pharmaceuticals Ltd. INE935A01035 PHARMACEUTICALS 200,000 1, IRB Infrastructure Developers Ltd. INE821I01014 CONSTRUCTION 550,000 1, Punjab National Bank INE160A01014 BANKS 125,000 1, Bank of Baroda INE028A01013 BANKS 125,000 1, Jindal Steel & Power Ltd. INE749A01030 FERROUS METALS 640,000 1, Lupin Ltd. INE326A01037 PHARMACEUTICALS 75,000 1, Bharat Petroleum Corporation Ltd. INE029A01011 PETROLEUM PRODUCTS 125, Tata Steel Ltd. INE081A01012 FERROUS METALS 175, Cairn India Ltd. INE910H01017 OIL 300, Rural Electrification Corporation Ltd. INE020B01018 FINANCE 250, Power Grid Corporation of India Ltd. INE752E01010 POWER 500, Tata Consultancy Services Ltd. INE467B01029 SOFTWARE 25, NTPC Ltd. INE733E01010 POWER 400, Reliance Industries Ltd. INE002A01018 PETROLEUM PRODUCTS 50, Sun TV Network Ltd. INE424H01027 MEDIA & ENTERTAINMENT 150, Crompn Greaves Ltd. INE067A01029 INDUSTRIAL CAPITAL GOODS 150, Housing Development Finance Corporation Ltd. INE001A01036 FINANCE 25, Jaiprakash Associates Ltd. INE455F01025 CONSTRUCTION 750, Total 63, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) (264.72) (0.42) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: To create wealth over long term Investment in equity and equity related securities High risk (BROWN) *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

13 Name of the Scheme : HSBC INDIA OPPORTUNITIES FUND (An open-ended flexi-cap equity Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Equity & Equity Related Instruments Listed / Awaiting listing on Sck Exchanges ICICI Bank Ltd. INE090A01013 BANKS 150,000 2, Axis Bank Ltd. INE238A01034 BANKS 450,000 1, HDFC Bank Ltd. INE040A01026 BANKS 160,000 1, Yes Bank Ltd. INE528G01019 BANKS 210,000 1, HCL Technologies Ltd. INE860A01027 SOFTWARE 85,000 1, Tata Mors Ltd. INE155A01022 AUTO 250,000 1, ITC Ltd. INE154A01025 CONSUMER NON DURABLES 375,000 1, Tech Mahindra Ltd. INE669C01028 SOFTWARE 50,000 1, Larsen & Toubro Ltd. INE018A01030 CONSTRUCTION PROJECT 70,000 1, Eicher Mors Ltd. INE066A01013 AUTO 9,000 1, Dr. Reddy's Laboraries Ltd. INE089A01023 PHARMACEUTICALS 35,000 1, Shree Cements Ltd. INE070A01015 CEMENT 12,000 1, Infosys Ltd. INE009A01021 SOFTWARE 22, CESC Ltd. INE486A01013 POWER 125, IRB Infrastructure Developers Ltd. INE821I01014 CONSTRUCTION 325, Oil & Natural Gas Corporation Ltd. INE213A01029 OIL 200, IndusInd Bank Ltd. INE095A01012 BANKS 110, Arvind Ltd. INE034A01011 TEXTILE PRODUCTS 250, Aurobindo Pharma Ltd. INE406A01037 PHARMACEUTICALS 75, Glenmark Pharmaceuticals Ltd. INE935A01035 PHARMACEUTICALS 100, Gateway Distriparks Ltd. INE852F01015 TRANSPORTATION 250, D. B. Corporation Ltd. INE950I01011 MEDIA & ENTERTAINMENT 200, Prestige Estates Projects Ltd. INE811K01011 CONSTRUCTION 300, Finolex Industries Ltd. INE183A01016 INDUSTRIAL PRODUCTS 200, Supreme Industries Ltd. INE195A01028 INDUSTRIAL PRODUCTS 100, MindTree Ltd. INE018I01017 SOFTWARE 50, LIC Housing Finance Ltd. INE115A01026 FINANCE 150, State Bank of India INE062A01012 BANKS 20, Hindustan Petroleum Corporation Ltd. INE094A01015 PETROLEUM PRODUCTS 100, Sesa Sterlite Ltd. INE205A01025 MINERALS/MINING 200, Tata Steel Ltd. INE081A01012 FERROUS METALS 100, Punjab National Bank INE160A01014 BANKS 50, Prism Cement Ltd. INE010A01011 CEMENT 600, Vinati Organics Ltd. INE410B01029 CHEMICALS 90, Aban Offshore Ltd. INE421A01028 OIL 60, Corporation Bank INE112A01015 BANKS 110, Hindustan Unilever Ltd. INE030A01027 CONSUMER NON DURABLES 50, Sundram Fasteners Ltd. INE387A01021 AUTO ANCILLARIES 240, Tata Consultancy Services Ltd. INE467B01029 SOFTWARE 14, Gujarat Pipavav Port Ltd. INE517F01014 TRANSPORTATION 200, Gulf Oil Lubricants Ltd. INE635Q01029 PETROLEUM PRODUCTS 100, ECLERX SERVICES LTD. INE738I01010 SOFTWARE 25, Atul Ltd. INE100A01010 CHEMICALS 25, Syndicate Bank INE667A01018 BANKS 250, Rural Electrification Corporation Ltd. INE020B01018 FINANCE 100, Wipro Ltd. INE075A01022 SOFTWARE 35, Total 35, Reverse Repos / CBLOs 1, Total 1, Net Current Assets (including cash & bank balances) (404.38) (1.10) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: To create wealth over long term Investment in equity and equity related securities across market capitalisations High risk (BROWN) *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

14 Name of the Scheme : HSBC MIDCAP EQUITY FUND (An open-ended diversified equity Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Equity & Equity Related Instruments Listed / Awaiting listing on Sck Exchanges CCL PRODUCTS INDIA LTD. INE421D01022 CONSUMER NON DURABLES 792,000 1, UPL Ltd. INE628A01036 PESTICIDES 281, Aurobindo Pharma Ltd. INE406A01037 PHARMACEUTICALS 86, Sundram Fasteners Ltd. INE387A01021 AUTO ANCILLARIES 541, Atul Ltd. INE100A01010 CHEMICALS 63, Indiabulls Housing Finance Ltd. INE148I01020 FINANCE 179, DCB Bank Ltd. INE503A01015 BANKS 819, Balkrishna Industries Ltd. INE787D01026 AUTO ANCILLARIES 96, Gulf Oil Lubricants Ltd. INE635Q01029 PETROLEUM PRODUCTS 211, National Buildings Construction Corporation Ltd. INE095N01015 CONSTRUCTION 83, Cholamandalam Investment & Finance Co Ltd. INE121A01016 FINANCE 143, Apollo Tyres Ltd. INE438A01022 AUTO ANCILLARIES 313, BEML Ltd. INE258A01016 INDUSTRIAL CAPITAL GOODS 99, Syndicate Bank INE667A01018 BANKS 530, Gujarat Pipavav Port Ltd. INE517F01014 TRANSPORTATION 399, Arvind Ltd. INE034A01011 TEXTILE PRODUCTS 220, PI INDUSTRIES LIMITED INE603J01030 PESTICIDES 142, Persistent Systems Ltd. INE262H01013 SOFTWARE 47, Lupin Ltd. INE326A01037 PHARMACEUTICALS 43, Tech Mahindra Ltd. INE669C01028 SOFTWARE 23, Suprajit Engineering Ltd. INE399C01030 AUTO ANCILLARIES 500, Finolex Industries Ltd. INE183A01016 INDUSTRIAL PRODUCTS 179, Gateway Distriparks Ltd. INE852F01015 TRANSPORTATION 187, CESC Ltd. INE486A01013 POWER 78, Hindustan Petroleum Corporation Ltd. INE094A01015 PETROLEUM PRODUCTS 100, HT Media Ltd. INE501G01024 MEDIA & ENTERTAINMENT 450, Motilal Oswal Financial Services Ltd. INE338I01027 FINANCE 238, The Jammu & Kashmir Bank Ltd. INE168A01041 BANKS 360, The Federal Bank Ltd. INE171A01029 BANKS 345, IRB Infrastructure Developers Ltd. INE821I01014 CONSTRUCTION 189, V.S.T Tillers Tracrs Ltd. INE764D01017 AUTO 30, Gujarat Mineral Development Corporation Ltd. INE131A01031 MINERALS/MINING 267, Vinati Organics Ltd. INE410B01029 CHEMICALS 92, Torrent Pharmaceuticals Ltd. INE685A01028 PHARMACEUTICALS 44, The South Indian Bank Ltd. INE683A01023 BANKS 1,320, Alembic Pharmaceuticals Ltd. INE901L01018 PHARMACEUTICALS 89, Everest Industries Ltd. INE295A01018 CEMENT 132, Prism Cement Ltd. INE010A01011 CEMENT 470, Godfrey Phillips India Ltd. INE260B01010 CONSUMER NON DURABLES 10, Adani Ports & Special Economic Zone Ltd. INE742F01042 TRANSPORTATION 105, IPCA Laboraries Ltd. INE571A01020 PHARMACEUTICALS 40, Gulf Oil Corporation Ltd. INE077F01035 PETROLEUM PRODUCTS 165, Aban Offshore Ltd. INE421A01028 OIL 40, Nucleus Software Exports Ltd. INE096B01018 SOFTWARE 113, KEC International Ltd. INE389H01022 CONSTRUCTION PROJECT 207, Karur Vysya Bank Ltd. INE036D01010 BANKS 40, Jagran Prakashan Ltd. INE199G01027 MEDIA & ENTERTAINMENT 150, BF Utilities Ltd. INE243D01012 CONSTRUCTION 28, JK Lakshmi Cement Ltd. INE786A01032 CEMENT 45, Dena Bank INE077A01010 BANKS 240, Indiabulls Real Estate Ltd. INE069I01010 CONSTRUCTION 185, Commercial Engineers & Body Builders Co Ltd. INE209L01016 INDUSTRIAL CAPITAL GOODS 655, ECLERX SERVICES LTD. INE738I01010 SOFTWARE 7, Kaveri Seed Company Ltd. INE455I01029 CONSUMER NON DURABLES 9, Majestic Au Ltd. INE201B01022 AUTO ANCILLARIES 84, Total 26, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) (366.06) (1.36) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: To create wealth over long term Investment in predominantly mid cap equity and equity related securities High risk (BROWN) *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

15 Name of the Scheme : HSBC PROGRESSIVE THEMES FUND (An open-ended flexi-theme equity Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Equity & Equity Related Instruments Listed / Awaiting listing on Sck Exchanges National Buildings Construction Corporation Ltd. INE095N01015 CONSTRUCTION 150,000 1, Gateway Distriparks Ltd. INE852F01015 TRANSPORTATION 404,949 1, Hindustan Petroleum Corporation Ltd. INE094A01015 PETROLEUM PRODUCTS 192,000 1, Fag Bearings India Ltd. INE513A01014 INDUSTRIAL PRODUCTS 28, Gujarat Pipavav Port Ltd. INE517F01014 TRANSPORTATION 495, Rural Electrification Corporation Ltd. INE020B01018 FINANCE 240, ICICI Bank Ltd. INE090A01013 BANKS 44, IRB Infrastructure Developers Ltd. INE821I01014 CONSTRUCTION 250, BEML Ltd. INE258A01016 INDUSTRIAL CAPITAL GOODS 86, Adani Ports & Special Economic Zone Ltd. INE742F01042 TRANSPORTATION 203, The Jammu & Kashmir Bank Ltd. INE168A01041 BANKS 404, Tata Mors Ltd. IN9155A01020 AUTO 161, Everest Industries Ltd. INE295A01018 CEMENT 196, JSW Energy Ltd. INE121E01018 POWER 650, Apollo Tyres Ltd. INE438A01022 AUTO ANCILLARIES 216, Gujarat Mineral Development Corporation Ltd. INE131A01031 MINERALS/MINING 265, Reliance Infrastructure Ltd. INE036A01016 POWER 63, Power Grid Corporation of India Ltd. INE752E01010 POWER 275, Karnataka Bank Ltd. INE614B01018 BANKS 285, Dena Bank INE077A01010 BANKS 490, HIL Ltd. INE557A01011 CEMENT 45, PTC India Ltd. INE877F01012 POWER 320, CESC Ltd. INE486A01013 POWER 42, Indian Oil Corporation Ltd. INE242A01010 PETROLEUM PRODUCTS 67, Gammon Infrastructure Projects Ltd. INE181G01025 CONSTRUCTION PROJECT 1,495, Larsen & Toubro Ltd. INE018A01030 CONSTRUCTION PROJECT 12, Gujarat State Petronet Ltd. INE246F01010 GAS 200, United Bank of India INE695A01019 BANKS 336, PTC India Financial Services Ltd. INE560K01014 FINANCE 250, Commercial Engineers & Body Builders Co Ltd. INE209L01016 INDUSTRIAL CAPITAL GOODS 456, Gammon India Ltd. INE259B01020 CONSTRUCTION PROJECT 219, Aban Offshore Ltd. INE421A01028 OIL 6, KEC International Ltd. INE389H01022 CONSTRUCTION PROJECT 30, Total 15, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) (133.46) (0.90) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: To create wealth over long term Investment in equity and equity related securities, primarily in themes that play an important role in India's economic development High risk (BROWN) *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

16 Name of the Scheme : HSBC TAX SAVER EQUITY FUND (An open-ended Equity Linked Savings Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Equity & Equity Related Instruments Listed / Awaiting listing on Sck Exchanges ICICI Bank Ltd. INE090A01013 BANKS 88,100 1, Larsen & Toubro Ltd. INE018A01030 CONSTRUCTION PROJECT 52, Shree Cements Ltd. INE070A01015 CEMENT 9, IndusInd Bank Ltd. INE095A01012 BANKS 116, Infosys Ltd. INE009A01021 SOFTWARE 20, Maruti Suzuki India Ltd. INE585B01010 AUTO 24, Tech Mahindra Ltd. INE669C01028 SOFTWARE 30, IPCA Laboraries Ltd. INE571A01020 PHARMACEUTICALS 103, Axis Bank Ltd. INE238A01034 BANKS 163, LIC Housing Finance Ltd. INE115A01026 FINANCE 175, The Federal Bank Ltd. INE171A01029 BANKS 408, The Jammu & Kashmir Bank Ltd. INE168A01041 BANKS 395, HDFC Bank Ltd. INE040A01026 BANKS 56, Motherson Sumi Systems Ltd. INE775A01035 AUTO ANCILLARIES 120, Arvind Ltd. INE034A01011 TEXTILE PRODUCTS 164, ITC Ltd. INE154A01025 CONSUMER NON DURABLES 136, Oil & Natural Gas Corporation Ltd. INE213A01029 OIL 118, Britannia Industries Ltd. INE216A01022 CONSUMER NON DURABLES 31, CESC Ltd. INE486A01013 POWER 69, Mcleod Russel India Ltd. INE942G01012 CONSUMER NON DURABLES 174, Crompn Greaves Ltd. INE067A01029 INDUSTRIAL CAPITAL GOODS 232, The Ramco Cements Ltd. INE331A01037 CEMENT 124, Gateway Distriparks Ltd. INE852F01015 TRANSPORTATION 147, MindTree Ltd. INE018I01017 SOFTWARE 37, Amara Raja Batteries Ltd. INE885A01032 AUTO ANCILLARIES 62, Supreme Industries Ltd. INE195A01028 INDUSTRIAL PRODUCTS 68, Sundaram Finance Ltd. INE660A01013 FINANCE 29, Orient Refracries Ltd. INE743M01012 INDUSTRIAL PRODUCTS 397, MRF Ltd. INE883A01011 AUTO ANCILLARIES 1, Finolex Industries Ltd. INE183A01016 INDUSTRIAL PRODUCTS 116, Lupin Ltd. INE326A01037 PHARMACEUTICALS 26, The South Indian Bank Ltd. INE683A01023 BANKS 1,270, HCL Technologies Ltd. INE860A01027 SOFTWARE 20, Reliance Industries Ltd. INE002A01018 PETROLEUM PRODUCTS 30, Sun TV Network Ltd. INE424H01027 MEDIA & ENTERTAINMENT 90, Bajaj Electricals Ltd. INE193E01025 CONSUMER DURABLES 98, Tata Mors Ltd. INE155A01022 AUTO 41, Jindal Steel & Power Ltd. INE749A01030 FERROUS METALS 109, Jaiprakash Associates Ltd. INE455F01025 CONSTRUCTION 410, Total 20, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) (58.26) (0.32) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: To create wealth over long term Investment in equity and equity related securities with no capitalisation bias High risk (BROWN) *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

17 Name of the Scheme : HSBC DIVIDEND YIELD EQUITY FUND (An open ended equity Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Equity & Equity Related Instruments Listed / Awaiting listing on Sck Exchanges ICICI Bank Ltd. INE090A01013 BANKS 24, Infosys Ltd. INE009A01021 SOFTWARE 8, ITC Ltd. INE154A01025 CONSUMER NON DURABLES 77, Oil & Natural Gas Corporation Ltd. INE213A01029 OIL 62, Karur Vysya Bank Ltd. INE036D01010 BANKS 33, Axis Bank Ltd. INE238A01034 BANKS 39, Larsen & Toubro Ltd. INE018A01030 CONSTRUCTION PROJECT 10, Bharat Petroleum Corporation Ltd. INE029A01011 PETROLEUM PRODUCTS 22, The Federal Bank Ltd. INE171A01029 BANKS 110, Lupin Ltd. INE326A01037 PHARMACEUTICALS 10, Bank of Baroda INE028A01013 BANKS 15, Maruti Suzuki India Ltd. INE585B01010 AUTO 4, Wipro Ltd. INE075A01022 SOFTWARE 21, Hindustan Zinc Ltd. INE267A01025 NON - FERROUS METALS 70, Gateway Distriparks Ltd. INE852F01015 TRANSPORTATION 40, Motherson Sumi Systems Ltd. INE775A01035 AUTO ANCILLARIES 26, Amara Raja Batteries Ltd. INE885A01032 AUTO ANCILLARIES 16, Indiabulls Housing Finance Ltd. INE148I01020 FINANCE 24, IRB Infrastructure Developers Ltd. INE821I01014 CONSTRUCTION 39, The Jammu & Kashmir Bank Ltd. INE168A01041 BANKS 72, Shree Cements Ltd. INE070A01015 CEMENT 1, Hero MoCorp Ltd. INE158A01026 AUTO 3, MRF Ltd. INE883A01011 AUTO ANCILLARIES Mcleod Russel India Ltd. INE942G01012 CONSUMER NON DURABLES 34, Tata Mors Ltd. INE155A01022 AUTO 15, HCL Technologies Ltd. INE860A01027 SOFTWARE 5, Finolex Industries Ltd. INE183A01016 INDUSTRIAL PRODUCTS 25, ECLERX SERVICES LTD. INE738I01010 SOFTWARE 6, NMDC Ltd. INE584A01023 MINERALS/MINING 45, ACC Ltd. INE012A01025 CEMENT 5, Hindustan Unilever Ltd. INE030A01027 CONSUMER NON DURABLES 10, Tata Steel Ltd. INE081A01012 FERROUS METALS 15, Power Grid Corporation of India Ltd. INE752E01010 POWER 50, Tech Mahindra Ltd. INE669C01028 SOFTWARE 2, NTPC Ltd. INE733E01010 POWER 46, Supreme Industries Ltd. INE195A01028 INDUSTRIAL PRODUCTS 11, Sun TV Network Ltd. INE424H01027 MEDIA & ENTERTAINMENT 20, HDFC Bank Ltd. INE040A01026 BANKS 6, Reliance Industries Ltd. INE002A01018 PETROLEUM PRODUCTS 5, IPCA Laboraries Ltd. INE571A01020 PHARMACEUTICALS 4, Orient Refracries Ltd. INE743M01012 INDUSTRIAL PRODUCTS 11, Total 4, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) (1.92) (0.04) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: To create long term capital growth Investment in equity & equity related securities High risk (BROWN) *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

18 Name of the Scheme : HSBC FIXED TERM SERIES 100 (A close-ended Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Debt Instruments Listed / Awaiting listing on Sck Exchanges Housing Development Finance Corporation Ltd.** INE001A07LX6 CRISIL AAA LIC Housing Finance Ltd.** INE115A07BN6 CRISIL AAA Total 1, Money Market Instruments Certificate of Deposit State Bank of Patiala** INE652A16IH6 [ICRA]A1+ 1,370 1, Oriental Bank of Commerce** INE141A16NC1 CRISIL A1+ 1,370 1, Vijaya Bank** INE705A16HY9 CARE A1+ 1, Kotak Mahindra Bank Ltd.** INE237A16XH5 CRISIL A1+ 1, Axis Bank Ltd.** INE238A16UO5 CRISIL A1+ 1, Total 5, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: Regular fixed income over short term Investment in Debt/Money Market Instruments *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

19 Name of the Scheme : HSBC FIXED TERM SERIES 101 (A close-ended Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Debt Instruments Listed / Awaiting listing on Sck Exchanges LIC Housing Finance Ltd.** INE115A07BT3 CRISIL AAA 200 2, Housing Development Finance Corporation Ltd.** INE001A07MD6 CRISIL AAA 200 2, National Bank for Agriculture & Rural Development** INE261F09HB5 CRISIL AAA Total 4, Money Market Instruments Certificate of Deposit Canara Bank** INE476A16LK8 CRISIL A1+ 3,800 3, ICICI Bank Ltd.** INE090A16K02 [ICRA]A1+ 2,900 2, Yes Bank Ltd.** INE528G16WH6 [ICRA]A1+ 2,900 2, Axis Bank Ltd.** INE238A16VM7 CRISIL A1+ 2,660 2, Central Bank of India** INE483A16HS5 CARE A1+ 2,500 2, Total 14, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: Regular fixed income over short term Investment in Debt/Money Market Instruments *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.

20 Name of the Scheme : HSBC FIXED TERM SERIES 102 (A close-ended Scheme) Monthly Portfolio Statement as of Ocber 31,2014 Money Market Instruments Certificate of Deposit Andhra Bank** INE434A16GU6 CARE A1+ 1,870 1, Corporation Bank** INE112A16FZ9 CRISIL A1+ 1,780 1, Punjab National Bank** INE160A16KJ2 CARE A1+ 1,500 1, Dena Bank** INE077A16BW0 CRISIL A1+ 1,500 1, Yes Bank Ltd.** INE528G16XY9 [ICRA]A1+ 1,400 1, The Jammu & Kashmir Bank Ltd.** INE168A16JP4 CRISIL A1+ 1,300 1, Total 8, Reverse Repos / CBLOs Total Net Current Assets (including cash & bank balances) (8.75) (0.10) Total as on 31-Oct , This product is suitable for invesrs who are seeking*: Regular fixed income over short term Investment in Debt/Money Market Instruments *Invesrs should consult their financial advisers if in doubt about whether the product is suitable for them. (BLUE) invesrs understand that their principal will be at low risk (YELLOW) invesrs understand that their principal will be at medium risk (BROWN) invesrs understand that their principal will be at high risk Mutual Fund investments are subject market risks, read all scheme related documents carefully.