Smithsonian Institution Archives Preservation Tools
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1 Smithsonian Institution Archives Preservation Tools What they are, how they work and their operational context Riccardo Ferrante Director of Digital Archiving Symposium Library of Congress Washington, DC June 2, 2015 Lynda Schmitz Fuhrig Electronic Records
2 Our Starting Point Late 1980s ELM (ELectronic Mail)
3 Our Starting Point Since then an incomplete listing
4 Our Starting Point Since then an incomplete listing
5 Our Starting Point Since then an incomplete listing
6 Our Starting Point Since then an incomplete listing
7 Our Starting Point Since then an incomplete listing
8 Our Starting Point Since then an incomplete listing
9 Our Starting Point Institutional management strategies, circa 2004: SI Archives issued guidance part of new employee orientation typically considered like voic IT deleted oldest s on large accounts migration by special request only when switching from GroupWise to MS Outlook Some of the Smithsonian s platforms over the past 35 years. archives the responsibility of the person No established mechanism for identifying and capturing historically valuable s
10 Our Starting Point Late 1980s the date of some of the oldest in the Archives collections. At the time, the Smithsonian and many universities were using ELM and PINE. We do not refuse deposits of on the basis of format. Therefore we must use an approach that accommodates a variety of formats. Some of the Smithsonian s platforms over the past 35 years. Accessioned comes from a variety of formats including Elm, Pine, Eudora, ccmail, Lotus Notes, Novell GroupWise and most recently Microsoft Outlook.
11 The Collaborative Electronic Records Project (CERP) With these concerns in mind, the Archives teamed with the Rockefeller Archive Center in a three year project to explore the issue, develop guidance and workflows for acquiring and preserving . By the end of the project, CERP had also developed a software tool for preserving in XML using a schema developed in collaboration with the NC/KY/PA Electronic Mail Initiative project (EMCAP). Some of the Smithsonian s platforms over the past 35 years.
12 Objective: Durable Access Preservation using nonproprietary, standards based formats Asset manageability Retention of context Retention of complete messages Methodology with a low resource requirement
13 Our Approach Since 2008, using the CERP methodology & tools Focus on, and actively capturing key organization record creators Accounts, not individual s Easier manageability at this level
14 SIP to AIP CERP Model 1) Convert the collection to.mbox files, if not already in this format. 2) Use the CERP parser to convert.mbox files into an XML preservation file. 3) Assemble all components (metadata, SIP, preservation XML, and log files) into an AIP SIP AIP
15 CERP Parser
16 Preservation and Access Preservation output through Account XML Schema (EAXS) Human and machine readable but not pretty
17 Beyond CERP
18 DArcMail (Digital Archive Mail)
19
20
21
22
23
24 DArcMailXML
25
26 Encoded attachments
27 Lifecycle coverage from DArcMail Suite Processing Preservation Everything apart from AIP assembly Reference Access (offline) Follows CERP methodology
28 Where this fits in the larger SIA context Acquisition Focused on capturing senior officials, notable persons on departure Follows standard electronic records procedures Accept unsolicited records regardless of format Work with OCIO to acquire the accounts Appraisal Everything received is preserved Weeding is the responsibility of the account owner Finalized based on subject sender listing Now possible within DArcMail Arrangement, Description and AIP preparation Subject/Sender log is a finding aid supplement Full account structure is embedded in the preserved account s XML. Now possible within DArcMail Reference Online collection level description Dark archive Restricted for a 15 year minimum
29 Where CERP fits with other tools CERP Parser handles 3 stages. DArcMail Suite adds a UI for archival processing and works in Python. Can be used as part of a composite suite of tools for a full lifecycle solution. Affordable (open source) and accessible solution for preservation.
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