APPROVED PRODUCT LIST

Transcription

1 APPROVED PRODUCT LIST

2 Approved Insurance Companies Aetna AIG/Western National Life/SunAmerica AIM (Glenbrook closed to new business) Allstate Financial American General American National Life Insurance American Skandia (Prudential) American United Life (AUL) Ameritas Annuity Investors Aviva (Service only no new sales) AXA-Equitable Banner Life Canada Life Columbus Life Ins Co CUNA Mutual Insurance Mutual Society Empire General (Protective Life) Equitable of Iowa (ING) First Colony (Genworth) First Penn Pacific First SunAmerica Life of NY (AIG) GE Financial Assurance (Genworth) General American (MetLife) Genworth Glenbrook Life (AIM/Allstate) Golden Rule (Oneamerica) Great American Life Insurance Co. Guardian Insurance & Annuity Company (GIAC) Illinois Mutual Indianapolis Life ING Integrity Life John Hancock Liberty Life Life of the Southwest Lincoln Benefit Life Lincoln Financial Lincoln Life (First Penn-Pacific) Mass Mutual MetLife MetLife Investors MFS (Sun Life) Midland National Minnesota Life Monumental Life Mutual of Omaha National Security Life National Western Nationwide North American Co for Life & Health Ohio National Old Mutual (no new sales) Pacific Life Penn Mutual Peoples Benefit (Monumental) Phoenix (No new business) Principal Financial Protective Life Provident (UNUM) Prudential Financial RBC Ins (no new sales) Reliance Standard Life ReliaStar Life (ING) Riversource Life Ins Co Security Benefit Life (No new sales) Security Connecticut Life (ING) Security Life of Denver (ING) Southland Life (No new sales) State Life (OneAmerica, AUL) Sun Life of Canada (MFS) SunAmerica Symetra The Hartford The Standard Transamerica Insurance Union Central United Life Insurance United of Omaha United States Life of NY (AIG) Unum Provident (DI & LTC) Voya (formerly ING) West Coast Life Western Reserve Life Western & Southern (National Integrity) William Penn (NY)

3 Approved Fixed Indexed Annuities INSURANCE COMPANY PRODUCT Bonus MasterDex NY, MasterDex 5,5plus (LTD) Endurance 10&15, MasterDex Plus, Pro V1 Endurance Elite, Plus Summit II, Target Accelerator InfiniDex, InfiniDex 5&10 BonusDex MasterDex, MasterDex X MasterDex NY PremierDex, PremierDex 5 FlexDex Multi Choice Allianz 360, Allianz 365i, Allianz 222, Core Income 7 Allstate Endurance Elite & Plus MarketSmart Annuity American General Global Bonus Index, Global Index 8&9, HorizonIndex 9 American General Global Index 6&8, VisionAdvantage 5,7&9 American General HorizonSecure 5&7, Choice Index 10, Power Index Plus, Power Select Builder, Power Select Plus Income Power Protector &&10, Power Protector Plus Income 7&10 American National Insurance Co. BenchMark 500 6&10 (Core, Plus, SE, S) American National Insurance Co. StrategyIndex 7&10, StrategyIndex Plus 7 American National Insurance Co. (ANICO) Valuelock 7, ANICO Equity Indexed Annuity Ameritas Compass Indexed Annuity Annuity Investors Life Select Step 7 Aviva (Service only) BAA 8, Multi-Choice 6&10, IncomeSelect 5&10 Aviva (Service only) Integrity Index, Multi-Choice IncomeElite, Income5 Aviva (Service only) Multi-Choice Income7, Income10, IncomeXtra Aviva (Service only) Premier Edge Aviva (Service only) Lifetime Solutions S, S2, S3, S4 Genworth SecureLiving Index 5, 7,10, SecureLiving Index 10 Plus Great American American Valor 10, Legend II, III, Custom 10 Great American Life Safe Return, Safe Outlook, FlexMax, FlexMax Plus Guardian SecureFuture Income Annuity Hartford Saver Solution 5&7, Saver Solution Choice 5&7 Integrity Life Indextra 7&8 AscenderPlus Select 5,7&10 Elite 90 9&12yr, Elite 90 MCI 5,7,9&12 Elite Annual Reset 5,10,&12 Elite Choice 6,8,10&12 Elite Choice Rewards 8,10&12 Select Annual Reset 5,7 Lafayette Life Marquis Advant-Edge 5,10 Lafayette Life Marquis Centennial 3,5,7&10 Life of the Southwest SecurePlus Paramount 5, SecurePlus Reliance Lincoln Benefit Life Savers Index, Savers Index III, Savers Index Plus

4 INSURANCE COMPANY PRODUCT Lincoln Financial Group New Directions 6&8 Lincoln Financial Group OptiChoice 5,7&9, OptiBlend 7 & 10 Lincoln Financial Group OptiPoint 8,10 Midland National Midland National Midland National Mainstreet 4,Diversity10,Capstone7,InnovatorChoice7 Pinnacle, RetireVantage 10, LiveWell, BenefitPay II Select 6,8,10,Endeavor4,6,8,8Plus,12,12 Plus Midland National Income Vantage 10, Secure Vantage10, BenefitPay 10 Minnesota Life (Securian) National Western Life SecureLink Annuity Impact 7 & 10, Global Lookback, Ultra Value Nationwide Clear Horizon Index Annuity, New Heights 8,9,10,12 North American Life (NACOLAH) Freedom Choice Series 6,8,10, BenefitSolutions 10 North American Life Performance Choice 8 North American Life. Charter 7 yr, Classic, Precision 7 yr, Performance 8 Plus, Performance Choice 12 & 12 Plus, Pillar FIAs North American Life Formula Choice 6,8&10, Paramount Choice 10 North American Life. Charter 7, Classic, FormulaChoice, Precision 7, IncomeChoice 10, SecureChoice 10,RetireChoice 10 Pacific Life Pacific Index Choice 6,8,10 Protective Life Reliance Standard Life Keystone 5 & 7 Standard Sun Life Financial (Service only) Sun Life Financial Symetra Union Central Life Ins. Prosaver Index Choice 5 & 7-Year, Protective Indexed Annuity 5, 7, 10 Index Growth Annuity 5,7, Index Select 5, 7, Index Select 10 Keyport Index MultiPoint 2004, 1,5,7,10 yr EIA SunDex Year, SunDex ProVantage Edge Pro 5 & 7 yr Flex Annuity, Flex Annuity II Voya (formerly ING) Envoy 3,6,9, Select Multi-Index 5&7 Voya Secure Index 5&7,Opportunities Plus, Outlook Voya Selectra Multi-Strategy, Market Smart 5,6,7,10 Voya Selectra, Fixed Design Income Outcome, Fixed Design Voya SmartDesign Multi-Rate 5,7&10, SimpleChoice 7 Voya Western National Life Wealth Builder 6&8, Wealth Builder Plus Power Index 7&9, Power Index 7 NY only Approved Fixed Annuities INSURANCE COMPANY PRODUCT Allianz Immediate Elite Annuity, Dominator Dominator Plus, Dominator Select American General AG HorizonSecure 5&7, AG HorizonSelect, WNL 5&7 American General Platinum Income Annuity, Future Income Achiever DIA American General Pathway Solutions 5-10, American Pathway SPIA

5 INSURANCE COMPANY PRODUCT American National (ANICO) Palladium Century 1,3,5,7 American National (ANICO) Palladium Immediate Annuity, Palladium MYG Annuity American National (ANICO) WealthQuest Citadel Diamond 5, 7 Ameritas Compass Index Annuity Annuity Investors (AILIC)/Great American GreatFlex 5, 6, GreatStep Aviva (Service only) Acclaim, Family Solution Immediate Annuity Aviva (Service only) Spirit 3, 5, 7, Spirit Bonus, Spirit Plus S AXA Equitable Guaranteed Growth Annuity CUNA Mutual Insurance Society MEMBERS Select Fixed Annuity II, MEMBERS SPIA Genworth Life and Annuity Insurance Co. SecureLiving Advantage Pro Genworth Life and Annuity Insurance Co. SecureLiving Income Provider SPIA Genworth Life and Annuity Insurance Co. SecureLiving Independence Genworth Life and Annuity Insurance Co. SecureLiving Liberty, SecureLiving Rate Saver 5&7 Genworth Life and Annuity Insurance Co. SecureLiving SmartRate Great American Life Insurance Co. Secure American, SecureGain 5 & 7 Guardian Insurance & Annuity Co. Guaranteed Income Annuity II, SecureFuture Income Integrity/National Integrity Life Integrity IncomeSource SPIA, MultiVantage Integrity/National Integrity Life National Integrity New Momentum II Great American National Integrity NY AnnuiQuest, IncomeSource, SPIA Action, Action One, Bonus MAX 1 & 2 Jackson SPIA Benefit Certain, Cash Refund Install Refund, Joint Last Survivor, Joint Spec 10-Year Joint Spec Survivor, Life Only, Period Certain MAX, One, One XL, XL Multi-Year Rate Guaranteed Annuity, OptiMAX Optimax 1, 3, 4, 5, 6, 100, 125, OptiMAX Level Rate One, Two, Super MAX XL Life of Southwest RetireFive FPIA Lincoln Benefit Life LBL IncomeReady SPIA Lincoln National Lincoln Classic 5&7, Lincoln GrowSmart Lincoln National Long Term Care Fixed Annuity, Insured Income SPIA Lincoln National Smartincome Inflation Annuity, MyGuarantee Plus MetLife Investors Fixed Annuity FA 5,7,10, Shield Level Protector MetLife Investors Longevity Income Guarantee FAV, MetLife SPIA MetLife Investors Guaranteed Income DIA Midland National Life Dynamic Choice 3&5, MNL Guarantee Ultimate, II Midland National Life Direct Income SPIA, LiveWell MYGA Minnesota Life (Securian) Income Today SPIA, SecureOption Select Nationwide Eagle Plus NY, Income Promise Select SPIA Nationwide Platinum Edge, Platinum III, V, V Plus Nationwide Quatro Select Annuity Guaranteed Future Income Annuity Guaranteed Lifetime Income Annuity

6 INSURANCE COMPANY North American Life Insurance Co. OneAmerica/American United Life (AUL) PRODUCT OneAmerica/American United Life (AUL) Secure 5 Pacific Life Pacific Life Penn Mutual Principal Financial Principal Financial Principal Financial Principal Financial Protective Life Guaranteed Period Income Annuity Preferred Choice Fixed Annuity II Secure Select Fixed Annuity II Secure Term Choice FA Secure Term MVA FA I, Clear Income SPDA Guarantee Choice, NA Income, Guarantee Choice II Annuity Care I & II, Immediate Care, Legacy Care Pacific Expeditions, Explorer, Frontiers II Income Provider Penn Mutual SPIA Flexible Premium Deferred Annuity Plus Guaranteed Fixed Annuity, SPGIA Secure Fixed Annuity 3, 4, 6, Single Prem DIA Select Series Annuity 3, 4, 6, Principal SPIA Protective Life Indexed Annuity 5, 7,10 Reliance Standard Reliance Standard Standard Insurance Company ProPayer Income Annuity, Platinum, Secure FA Eleos MVA, Reliance Standard Alpha SPIA, Apollo MVA Advantage Growth Annuity 5 & 7, The Standard FPDA Standard Insurance Company Flexible Choice Annuity 5 & 7 Standard Insurance Company Focused Growth Annuity 5,6,7,10, Restricted SPIA Standard Insurance Company Secured Rate Annuity 1, 5, 6 Standard Insurance Company Stable Income Annuity, Tailored Income Annuity Symetra Advantage Income SPIA, Symetra Custom 7 Symetra Symetra Secure Annuity, Symetra Select 3 Transamerica Transamerica Capital Builder, Personal Income Annuity Savers Choice, Secure Value II United Life Insurance Co. United Life FPDA, United Life SPDA 4, 5, 6 United Life Insurance Co. VALIC Voya (formerly ING) Western National Life Western National Life Western National Life Western-Southern Life United Life SPIA VALIC ProFLEX Annuity ING Guarantee Choice 5, 7, 10, ING SPIA, Lifetime Income SPDA, Classic Choice NY, Secure Index Opp Plus WNL Annuity SPIA, WNL Flex 5 & 7, Power Index 7 NY Only,US Life WNL 5&7 (NY),5 Plus (NY) WNL Freedom 5, WNL Future Freedom WNL Security Builder 3-Year Rate, MVA Horizon, MultiRate, SmartStep

7 Approved Mutual Funds Aberdeen Funds Absolute Strategies Acadian Funds Accessor Funds Aegis Funds AIP Funds AKRE Capital Management Alger Funds Alliance Bernstein Funds Allianz Global Investors Alpine Funds ALPA/WMC Disciplined Value Fund Amana Funds American Beacon Funds American Century Funds American Funds American Growth Fund American Independence (Limited Approval) API Funds Appleseed Fund AQR Funds Aquila Distributors Aquinas Funds Arbitrage Event Driven Fund Ariel Funds Arrow Funds (Sales Suspended) Artio Global Artisan Funds Ashmore Funds (Limited Approval) AssetMark Fundamental Index Funds Aston Funds Auxier Focus Fund Ave Maria Funds AXA Enterprise Funds Baird Funds Baron Funds BB&T Funds Berwyn Funds Blackrock Funds BMO Funds Boston Trust & Walden Funds Brandes Funds Brandywine Funds Bridgeway Funds Brown Advisory Mutual Funds Brown Capital Management Funds BTS Funds (Limited Approval) Buffalo Funds Burnham Funds Calamos Calvert Funds Cambiar Funds Catalyst Funds CBRE Clarion (Real Estate Long/Short Fund only) Century Funds CGM Funds (Pershing Only) Chase Investment Counsel Funds ClearBridge Funds Clipper Fund Cohen and Steers Colorado Bondshares (Limited Approval) Columbia Funds Commerce Funds (Limited Approval) Compass EMP Funds (Limited Approval) Constellation Funds (Now Touchstone Funds) Credit Suisse CRM Funds Davis Funds Delaware Investments DFA Funds (Limited Approval) Diamond Hill Direxion Funds (Limited Approval) Dividend Growth Funds Dodge and Cox Funds Domini Funds DoubleLine Funds Dreyfus Funds Dupree (Limited Approval) DWS Funds Eagle Funds Eaton Vance Distributors Enterprise Group Funds (Goldman Sachs) Equinox Funds Eventide Funds Evergreen Funds Fairholme Funds

8 Federated Investors Fidelity Advisor Funds Fidelity Funds Fifth Third Funds (Service Only) First American Funds First Eagle Funds First Investors Funds Firsthand Funds Flex-Fund Funds (Limited Approval) FMI Funds Forester Funds Formula Funds (Limited Approval) Forum Funds Forward Funds FPA Funds (First Pacific Advisors) Franklin/Templeton Frontegra Funds Frontier Funds Gabelli Funds GAM Funds (Service Only) Gartmore Funds (Nationwide Funds) GE Funds Gerstein Fisher Funds Glenmede Funds (Except Total Market Fund) Goldman Sachs Gotham Funds Green Century Greenspring Fund Guinness Atkinson Funds Guggenheim Funds (Limited Approval) Hancock Horizon Funds (Limited Approval) Harbor Funds Harding Loevner Funds Hartford Funds Hatteras (Limited Approval) Henderson Global Investors Hennessey Funds Heritage Funds (Service Only) Highland Funds Highmark Funds Hodges Funds Homestead Funds Hotchkis & Wiley Hussman Funds ICON Funds ING Funds Integrity Funds International Value Advisors Intrepid Funds Invesco Funds (AIM & Van Kampen Funds) ISI Funds IVA Funds IVY Funds IXIS Advisor Funds (Natixis Funds) Jackson National Funds (Service Only) James Alpha Funds James Advantage Funds Janus Funds Jennison Dryden (Prudential Funds) Jensen Portfolio John Hancock Funds Johnson Funds (Limited Approval) JP Morgan Funds Keeley Funds Kensington Funds Keystone Kinetics Funds Kopp Funds Laudus Funds Lazard Legg Mason Funds Leuthold LKCM Longleaf Partners Funds Loomis Sayles Funds Lord Abbett Funds Mainstay Funds Mairs & Powers Funds Managers Funds Manning and Napier Funds Masters Select Matthews International Funds Members Funds (CUNA) Mercury Advisors Funds (Merrill Lynch) Meridian Funds Meritage Funds Merk Hard Currency Fund (Limited Approval) MetWest Funds MFS Funds MMA Praxis Funds Monetta Funds (Limited Approval) Morgan Stanley Motley Fool Funds MTB Muhlenkamp Funds Munder Funds

9 Nationwide Natixis Funds Neuberger Berman New Alternatives Fund Nicholas Funds (Limited Approval) Niemann Capital (Limited Approval) North Track Funds Northeast Investors Nuveen Oak Funds (Oak Associates) Oakmark Funds Oberweis Funds Olstein Funds Oppenheimer Funds Osterweis Funds Pacific Capital Funds (Aberdeen Funds) Pacific Life Funds Parnassus Funds PAX World Funds Perkins Opportunity Fund (Service Only) Permanent Funds Perritt Funds PIMCO Funds Pioneer Funds Polaris Global Value Fund Portfolio 21 Fund Primecap Odyssey Funds Principal Investors Funds Pro Funds Prudential Funds (Jennison Dryden) Putnam Funds Quaker Funds (No New Sales) Quant Funds RBC Funds Reserve Funds (Hallmark) (Limited Approval) Rivernorth Funds RiverPark Funds (Limited Approval) Riversource Robeco Boston Partners Mutual Funds Royce Funds RS Funds Russell Funds (Limited Approval) Rydex Funds Saratoga (Service Only) Schneider Capital Mutual Funds Schroder Funds Schwab Funds Security Funds SEI Funds Seligman Funds Sentinel Funds Sequoia Fund Sierra (Limited Approval) Signal Funds SIT Funds Sound Shore SouthernSun Stadion Funds State Street Funds (Service Only) Stephens Funds Sterling Funds STI Classic Funds SunAmerica Funds Swan Defined Risk Fund T. Rowe Price Funds Tamarack Funds TCW Funds TFS Funds Third Ave Funds Thompson Funds Thornburg Funds TIAA-CREF Tilson Funds (Limited Approval) Timothy Plan Funds (Limited Approval) Torray Funds Tortoise Fund Touchstone Funds Transamerica Premier and Idex Funds Tributary Funds Turner Funds Tweedy Browne Funds USAA Funds U S Global Funds Value Line Funds Van Eck Funds Vanguard Funds VanWagoner Funds (Limited Approval) Victory Funds Viking Funds (Limited Approval) Virtus Funds Wasatch Funds (Sales Suspended) Weitz Funds Wellesley Investment Advisors Miller Convertible Wells Fargo Wells REIT Index Welton Street (Limited Approval)

10 Westcore Funds Western Asset Westport Funds Westwood Holdings Group Wilmington Funds Winslow Green Funds Wintergreen Fund WM Group (Principal Funds) World Funds Yacktman Funds

11 Approved Third Party Asset Managers 3D Asset Management 401K ASP Retirement Plans AssetMark Advisor s Asset Management Benefit Street Brinker Capital BTS Asset Management Clark Capital Clark Lanzen Skalla (CLS) Envestnet FTJ Fund Choice Gyroscope Capital Mgmt Group Hanlon ICON ITS Loring Ward Manning & Napier Meeder Morningstar Niemann Capital SEI Spectrum St James Investment Company StanCorp Standard Retirement Services Symmetry Partners

12 Alternative Investments REITS American Realty Capital (Service only, New Sales suspended) Behringer Harvard (No Current Offerings) CB Richard Ellis Realty Trust (No Current Offerings) CNL (No Current Offerings) Cole (Service only, New Sales suspended) Dividend Capital Griffin Capital (No Current Offerings) Hines (No Current Offerings) Inland KBS Lightstone (No Current Offerings) Wells (No Current Offerings) Business Development Company (BDC) Franklin Square CNL 1031 Exchanges No Current Offerings Limited Partnerships No Current Offerings Hedge Funds No Current Offerings Managed Futures Altegris Investments (No Current Offerings) Campbell (No Current Offerings) Frontier (Equinox) Steben & Co. (No Current Offerings) Concentrated Stock Moors & Cabot Single Stock Risk Management

13 Premier Partners Mutual Fund Partners American Funds Franklin Templeton Funds Hartford Funds Invesco Funds John Hancock Funds Lord Abbett Mainstay Nationwide Oppenheimer Funds Pacific Life Funds Pimco Funds Principal Putnam Funds Sammons Live MF/IRA Voya (ING) Insurance Partners AXA Jackson Lincoln Financial MetLife Nationwide Pacific Life Prudential Transamerica REIT Partners Griffin Capital Inland KBS BDC s Franklin Square CNL