Risk, Governance & Regulatory Compliance Solutions

Transcription

1 IBM Forum: Risk, Governance & Regulatory Compliance Solutions October 31 - November 2, 2005 Mohonk Mountain House, New Paltz, New York October 31 Keynotes & Solutions Expo 1:00 p.m. - 6:00 p.m. November 1 Breakouts & Solutions Expo 8:30 a.m. - 5:30 p.m. November 2 Keynotes 8:30 a.m. - 2:00 p.m. You are invited to attend an exclusive leadership forum where you can gain new insights, identify leading practices across industries and regulations, and learn more about IBM and our Business Partners thinking and solution initiatives for risk, data governance and regulatory compliance. SIGN UP TODAY AT:

2 IBM Forum: Risk, Governance, & Regulatory Compliance Solutions Increasing accountability, data & IT governance, regulatory compliance or enterprise risk management any or all are top of mind with companies today. How efficient are you at meeting regulatory deadlines? What is your risk appetite? Can you easily identify, assess and manage the risks that your company faces? Are you integrating risk mitigation practices into your business processes? This exclusive event is designed to create an open and challenging environment where you can: Explore common challenges and innovative solutions Interact with top thought leaders - analysts, industry peers, IBM executives and experts, academics and research professionals Visualize and collaborate on concrete solution outlines with other leading executives Experience our Solutions Expo where you can see solution demo s and meet IBM and Business Partner solution vendors with the best selection of software and services Conference Tracks Track 1: Using regulatory compliance solutions for competitive advantage Regulatory compliance provides an understanding of where your organization currently stands, documenting a plan for achieving compliance, executing it, and devising measures and controls to demonstrate your compliance with requirements set forth by all applicable regulatory agencies. Track 2: Leveraging data governance for operational risk management Data governance is the integration of risk mitigation practices and business processes to help control operational risk and drive increased value from information. Mature and responsible data governance models allow organizations to protect critical information assets at every step of a business transaction. Conference Fee: $ Track 3: Managing change for business optimization Leverage enterprise risk management (ERM) as a framework to effectively deal with uncertainty and associated risk, thereby enhancing your capacity to innovate and build shareholder value. Risk, Governance & Regulatory Compliance Solutions Forum Page 2

3 Featured Keynote Speakers Exploring Identity & Data Theft Catherine Allen, CEO, BITS, Chairman & CEO, Santa Fe Group For 30 years, Catherine A. Allen has been an outstanding leader in technology and financial services and a luminary in business innovation. Today she serves as CEO of BITS, a nonprofit, CEO-driven financial services industry consortium made up of 100 of the largest financial institutions in the US. BITS focuses on issues related to security, privacy, critical infrastructure development and emerging technologies. Compliance & Corporate Governance: Implications & Actions for the IT Organization French Caldwell, Research Vice President, Gartner - Six years at Gartner, and eight years in the IT industry - Arthur Andersen, Office of Government Services, Senior Manager and Director of Knowledge Services, 2 years - Commission on Roles & Missions of the Armed Forces, International Liaison and Special Projects Director, 1 year - U.S. Navy, Officer, Submarine Service, 21 years Future of Work Organizational Change Dr. Thomas Malone, Professor, MIT Sloan School of Management One of the two founding co-directors of MIT s Initiative on Inventing the Organizations of the 21st Century, Thomas Malone is a visionary proponent of new organizational designs that take maximum advantage of information technology s expanding possibilities. For two decades, Malone has consistently led the field in exploring how the organizations of the future will be structured. Leveraging Sarbanes-Oxley Compliance to Sustainable Business Benefit Richard Steinberg, Founder & Principal of Steinberg Governance Advisors, Inc. Mr. Steinberg is a nationally recognized expert in corporate governance, internal control and risk management. He advises boards of directors and their governance, nominating, audit and other committees of Fortune 100 companies, major institutional investors and leading universities, as well as large and middle market company boards, equity investors and federal governmental bodies. Please Note: Sessions and speakers are subject to change without notice Risk, Governance & Regulatory Compliance Solutions Forum Page 3

4 Additional Keynote Speakers Steve Robinson, Vice President, IBM Worldwide Sales: Rational Software The World is Flat: Leveraging IT Transformation for Business Advantage Nuala O Connor Kelly, Chief Privacy Officer, U.S. Dept. of Homeland Security Privacy Compliance & Homeland Security Larry Bowden, Vice President, IBM Workplace Solutions IBM Strategy for Sustainable Risk, Governance & Regulatory Compliance Solutions Customer Experiences Robert Tortorelli, CISO City of NY Financial Services Admin. Featured Breakout Speakers Steven Adler, Program Director, IBM Data Governance Solutions: Introduction to Data Governance Forum Discussion: Calculating Operational Risk - Business Value Assessment F. Jacob Cherian, Partner with CSC s Financial Services Consulting Forum Discussion: The Value of Regulatory Efforts in Business Today Robert Garigue, CISO Bank of Montreal Rick Funston, Principal & National Practice Leader for Deloitte & Touche LLP s Governance, Risk Oversight & Integrated Risk Management Services When Corporate Risk Gets Personal Thomas Reding, IBM Senior Risk & Compliance Consultant Use Case: Simplifying Audit & Litigations with Effective Information / Records Lifecycle Please Note: Sessions and speakers are subject to change without notice Inhi Cho, Director, Business Innovation & Optimization How Enterprise Risk Management contributes to Company s Value Damian Walch, BRCS National Practice Executive Use Case: How Real-Life Disasters Impact our Thinking on Business & IT Controls Risk, Governance & Regulatory Compliance Solutions Forum Page 4

5 Breakout Session Details Track Using Regulatory Compliance Solutions for Competitive Advantage Leveraging Data Governance for Operational Risk Management Managing Change for Business Innovation & Optimization 1 Use Case: Developing a Sustainable, Enterprise Governance Strategy Introduction to Data Governance How Enterprise Risk Management Contributes to Company s Value 2 Aligning Control Frameworks to Support Regulations Use Case: Policy Provisioning & Assessing Risk Use Case: Enterprise Risk Management: The Catalyst to improved Governance 3 IT Governance Overview & Strategy Roadmap Use Case: Meta Data Management & Process Modeling When Corporate Risk Gets Personal 4 Use Case: Managing Regulatory Compliance in the Software Development and IT Operations Environment Use Case: Integrating Policies into Business Processes Use Case: Creating Simplicity for Risk Processes 5 Use Case: Simplifying Audit & Litigations with Effective Information / Records Lifecycle Use Case: Identity Management & Entity Analytics Use Case: Predictive, Real-time Risk Information 6 Use Case: How Real-Life Disasters Impact our Thinking on Business & IT Controls Use Case: Incident Management & Dashboard Results Use Case: Aligning Strategy with Risk Culture 7 Forum Discussion: The Value of Regulatory Efforts in Business Today Forum Discussion: Calculating Operational Risk: Business Value Assessment Forum Discussion: Leveraging ERM for Innovation & Optimization Please Note: Sessions and speakers are subject to change without notice Risk, Governance & Regulatory Compliance Solutions Forum Page 5

6 Who Should Attend This exclusive leadership forum is designed for: Risk officers Compliance or governance officers Financial officers Information or technology officers Information security officers Operating officers Software development managers Why You Should Attend This forum is designed to create an open and challenging environment where you can: Explore common challenges and innovative solutions Interact with top thought leaders - analysts, industry peers, IBM executives & experts, academics and research professionals Participate in hands on workshops that rely on real life use case scenarios Visualize and collaborate on concrete solution outlines with other leading executives Conference Sponsors Risk, Governance & Regulatory Compliance Solutions Forum Page 6

7 Attend this exclusive IBM global event on regulatory compliance solutions and go from managing risk to maximizing your business The Venue: Mohonk Mountain House Since 1878, Mohonk Mountain House has been one of the great Catskills resorts, offering a unique haven of grace, relaxation, and timeless luxury. Perched on the lip of a mountain, overlooking miles of scenic valleys, ridges, and lakes, Mohonk is the perfect venue to get away from the daily grind, engage with peers in a relaxed environment, and focus on the bigger issues of Risk, Governance, and Regulatory Compliance. Check out their website at: Risk, Governance & Regulatory Compliance Solutions Forum Page 7

8 SIGN UP TODAY AT: Clients are responsible for ensuring their own compliance with all laws and regulations, including but not limited to the Sarbanes-Oxley Act. It is a client s sole responsibility to obtain advice on competent legal counsel as to the identification and interpretation of any relevant laws that may affect client s business and any actions client may need to take to comply with such laws. IBM does not provide legal, accounting or audit advice or represent or warrant that its services or products will ensure that client is in compliance with any law. Copyright IBM Corporation 2004, Rational Software Corporation is a wholly owned subsidiary of IBM Corp. IBM Corporation Software Group Route 100 Somers, NY U.S.A. Printed in the United States of America All Rights Reserved. IBM, the IBM logo are trademarks of International Business Machines Corporation in the United States, other countries, or both. Other company, product or service names may be trademarks or service marks of others. The IBM home page on the Internet can be found at ibm.com Printed in the (country of origin) on recycled paper containing 10% recovered post-consumer fiber.