Asset Management CUSIP Acceptability Requests CME Enhancements Guide 1/24/14

Transcription

1 Asset Management CUSIP Acceptability Requests CME Enhancements Guide 1/24/14

2 Disclaimer Futures trading is not suitable for all investors, and involves the risk of loss. Futures are a leveraged investment, and because only a percentage of a contract s value is required to trade, it is possible to lose more than the amount of money deposited for a futures position. Therefore, traders should only use funds that they can afford to lose without affecting their lifestyles. And only a portion of those funds should be devoted to any one trade because they cannot expect to profit on every trade. All references to options refer to options on futures. CME Group is a trademark of CME Group Inc. The Globe Logo, CME, Chicago Mercantile Exchange, Globex, ilink, E-mini, CME EOS Trader, Galax-C, FirmSoft, CME DataSuite, and CME DataMine are trademarks of Chicago Mercantile Exchange Inc. New York Mercantile Exchange, NYMEX, miny, and ClearPort are registered trademarks of the New York Mercantile Exchange, Inc. COMEX is a trademark of Commodity Exchange, Inc. FIX and FAST are trademarks of FIX Protocol Limited. FIX/FAST sm is a service mark of FIX Protocol Limited. Dow Jones sm, Dow Jones AIG Commodity Index sm, The Dow sm, Dow Jones Industrial Averagesm, and DJIA sm are service marks of Dow Jones & Company, Inc. and American International Group, Inc. (AIG) and have been licensed for use for certain purposes by the Board of Trade of the City of Chicago, Inc (CBOT ). CBOT futures and options on futures contracts based on the Dow Jones Industrial Average sm are not sponsored, endorsed, sold or promoted by Dow Jones sm, and Dow Jones sm makes no representation regarding the advisability of trading such product(s). BM&FBOVESPA is a trademark of BM&FBOVESPA, KRX is a trademark of Korea Exchange, DME is a trademark of Dubai Mercantile Exchange, BMD is a trademark of Bursa Malaysia, BMV is a trademark of Bolsa Mexicana De Valores. All other trademarks are the property of their respective owners. The information within this document has been compiled by CME Group for general purposes only. CME Group assumes no responsibility for any errors or omissions. Additionally, all examples in this brochure are hypothetical situations, used for explanation purposes only, and should not be considered investment advice or the results of actual market experience. All matters pertaining to rules and specifications herein are made subject to and are superseded by official CME, CBOT, and NYMEX rules. Current rules should be consulted in all cases concerning contract specifications. Copyright 2014 CME Group Inc. All rights reserved.

3 Table of Contents Table of Contents Functionality Overview 4 Accessing Asset Management 4 Adding or Viewing a New CUSIP/ISIN 5 Depositing to a New CUSIP/ISIN 6 CME Enhancements Guide - 3 -

4 PDF Please submit user experience feedback about the Asset Management CUSIP Acceptability Requests enhancements guide. Functionality Overview CME Asset Management permits firms to enter pledge and withdrawal instructions for collateral and review the status of those transactions online. There is a new workflow for adding a CUSIP/ISIN and depositing to it: Adding a CUSIP/ISIN Depositing to a CUSIP/ISIN Accessing Asset Management Follow these steps to access Asset Management. To access Asset Management: 1. From within the CME application, enter your Username and Password on the Clearing Single Sign-On screen. 2. Click Log In. The Asset Management Firm Selection screen displays. 3. In the Firm Selection screen, the Clearing Organization (Clrg Org) defaults to CME. Click the arrow to change the Clearing Organization, if necessary. 4. From the Firm box, enter the Firm number. 5. Click OK. The Asset Management main menu displays. Proceed to add or view a new CUSIP/ISIN. CME Enhancements Guide - 4 -

5 Adding or Viewing a New CUSIP/ISIN Add or view a new CUSIP/ISIN in CME Asset Management. Navigate to the Asset Management menu as per usual. To add a new CUSIP/ISIN: 1. From the Asset Management main menu, click New. The Asset Type Selection window displays. 2. Click the CUSIP button or the ISIN button to add a new CUSIP or ISIN. The CUSIP/ISIN Transactions screen displays, containing the selected information CME Enhancements Guide

6 Note: If a CUSIP/ISIN is entered manually (instead of clicking the button), and does not exist in the Asset Management System, the following error message appears: 3. Click the New CUSIP button or the New ISIN button to add a new CUSIP or ISIN. 4. The Add CUSIP/ISIN window appears. Type in the CUSIP/ISIN and click the Add CUSIP or Add ISIN button. If you still have questions, please call or CME Clearing for more detailed information: Depositing to a New CUSIP/ISIN After adding a new CUSIP/ISIN, make any necessary deposits. To deposit to a new CUSIP/ISIN: 1. From the Add CUSIP/ISIN window, view the Status in the appropriate column. If the status reads "Ready for Deposit," click the link to deposit. If the status reads "Processing," manually click the Refresh button. CME Enhancements Guide - 6 -

7 If the status reads "Rejected," then CME does not accept that particular security. Mouse over the "Rejected" Status to get a reason for the rejection. Note: The request might take up to five minutes to process. The Securities Transaction Maintenance window displays. 2. When at the deposit stage, proceed as usual in the Asset Management system. 3. If you encounter any errors, mouse over the status to read the error message reason. If you still have questions, please call or CME Clearing Financial for more detailed information: CME Enhancements Guide