DISTRIBUTION STATEMENT A

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Franklin Morgan Malone
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1 Air Force Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR) Programs Date: 13 Jan 2012 Integrity Service Excellence 18 June

2 Overview Federal Legislation and AFRL/XPP Organization SBIR/STTR Program Overview Commercialization Readiness Program Additional Info Resources 2

3 How the Air Force Traditionally Works with External Organizations Government to Government Alliances Contracts Government to Industry Other Government Agencies Industry 3

4 Federal Legislation Since 1980 Government to Government Alliances Contracts Government to Industry Commercialization Pilot Program (CPP) National Defense Authorization Act for FY 2006 National Defense Authorization Act for FY 1994 National Defense Authorization Act for FY 1993 Small Business Research and Development Act of 1992 National Defense Authorization Act for FY 1991 Dual Use STTR Mentor-Protégé CTA IR&D AUTHORIZATIONS EPA Education Outreach Partnership Intermediaries (PIA) Grants Stevenson-Wydler Technology Innovation Act of 1980 Cooperative Agreements Bayh-Dole Act of 1980 Patent License Agreement (PLA) CRADA SBIR Small Business Innovation Development Act of 1982 Federal Technology Transfer Act of 1986 National Competitiveness Technology Transfer Act of 1989 Other Transaction Authority (OTA) Technology Investment Agreement (TIA) 4

5 Authorities Organized within Air Force AFRL/XPP PARTNERING DIVISION AF Contracting XPPD Domestic Partnering XPPI International Partnering AF Small Business Office AF SBSC Contracts Grants Alliances CRADA SBIR STTR CRP Data/Info Exchange Agreements (DEA/IEA) Mentor-Protégé Cooperative Agreements OTA Dual Use TIA EPA PLA CTA IR&D Project Arrangements / Agreements (PA) Education Outreach Partnership Intermediaries (PIA) 5

6 AFRL/XPP Partnering Division AFRL/XPP PARTNERING DIVISION XPPD Domestic Partnering XPPI International International Partnerships Partnering Alliances CRADA SBIR / STTR STTR CRP Data/Info Exchange Agreements (DEA/IEA) Technology Transfer EPA PLA CTA IR&D Project Arrangements / Agreements (PA) Education Outreach Partnership Intermediaries (PIA) = Air Force Level Programs 6

AFRL Leverages XPP Programs as Transition Assistance Tools Programs managed in XPP are used to develop, facilitate, enhance, and increase the likelihood of the transition of key technologies to the

7 AFRL Leverages XPP Programs as Transition Assistance Tools Programs managed in XPP are used to develop, facilitate, enhance, and increase the likelihood of the transition of key technologies to the Warfighter. Academia Domestic & Foreign Industry Other US Govt. Agencies Domestic Non- Profits Domestic Small Businesses & Academia (under STTR) Major Defense Contractors Foreign Defense Agencies Technology Technology Transfer Transfer SBIR SBIR / STTR / STTR IR&D IR&D International International Partnerships Partnerships (0-5 Years) (3-7+ Years) (2-15+ Years) (2-15+ Years) 7

8 Small Business Innovation Research/ Small Business Technology Transfer Federally mandated programs requiring 2.6% (SBIR) and.35% (STTR) of Air Force extramural RDT&E budget 8

9 SBIR/STTR Phased Approach $370M Total FY10 Budget 2.8% of Extramural RDT&E Budget FY11: Total of 200 SBIR & STTR Topics PHASE I Average 450 awards, ~5,500 proposals Feasibility Study $150K, 9-month Award PHASE II Average 170 awards, ~550 proposals Full Research/R&D Up to $1M, 2-year Award PHASE III FY10-45 awards = $260M Commercialization Stage Non-SBIR/STTR Funds 9

10 SBIR/STTR s Role in Air Force Acquisition Ideal State Pre-Concept Refinement Material Solution Analysis Technology Development Engineering and Manufacturing Development A B C Production & Deployment Phase I Concept Feasibility $100K, 9 months STTR Phase II Concept Development $750K, 24 Months Phase I Concept Feasibility $150K, 9 months Phase III SBIR Production Insertion (Non SBIR Funds) Phase II Concept Development $750K, 24 Months 10

11 SBIR/STTR s Role in Air Force Acquisition Actual Pre-Concept Refinement Material Solution Analysis Technology Development Engineering and Manufacturing Development A B C Production & Deployment Phase I Concept Feasibility $100K, 9 months STTR Phase II Concept Development $750K, 24 Months Phase I Phase II Concept Feasibility $150K, 9 months SBIR Concept Development $750K, 24 Months Phase III 11

Industry Needs PEO/ALC Needs STTP STMP 21 Major

12 Air Force SBIR CPP -- A Virtual Organization Core AF SBIR CPP Transition Support Team COLLABORATIVE ENVIRONMENT Industry Needs PEO/ALC Needs STTP STMP 21 Major Contractors Participating RD RH RI RV RW RX RY RZ SBIR Phase II Portfolio 12

Commercialization Pilot Program (CPP) Created in Sec 252a of FY06 Nat l Defense Auth Act Identify and Accelerate transition of SBIR developed technology Allows 1% of SBIR budget to administer CPP

13 Commercialization Pilot Program (CPP) Created in Sec 252a of FY06 Nat l Defense Auth Act Identify and Accelerate transition of SBIR developed technology Allows 1% of SBIR budget to administer CPP Approach: Identify and Verify Customer, Need & Technology AF SBIR CPP Transition Agents Supports PEO & Industry Technology Interchange Workshops Initiate & facilitate SBIR Technology Transition Plan (STTP) Process STTPs on continual basis 13

SBIR Transition Team -- Connectivity Air Force SBIR Manager Augustine Gus Vu Susie Smith Anissa Lumpkin SBIR Operations Air Force CPP Manager Richard Flake BRTRC Program Manager Marg Schulenberg SME

14 SBIR Transition Team -- Connectivity Air Force SBIR Manager Augustine Gus Vu Susie Smith Anissa Lumpkin SBIR Operations Air Force CPP Manager Richard Flake BRTRC Program Manager Marg Schulenberg SME & QA/QC Christine Villa Process Analyst & Strategic Communications Rich Jerdonek Jim Wasson Product, Logistic, & Test Center Technology Transition Agents NWC Anthony Androsky AAC Gavin Tovrea JSF Don Williams ASC Walt Fenstermacher SMC Ray Wells ESC Joe Minior ALC Lead Dr. Lance Chenault WR AFFTC AEDC 46 th Test Wing Monique Hill OC Seth Turnipseed OO Mario Rios 14

15 SBIR Technology Transition Plan (STTP) Transition Agents support stakeholders in crafting an STTP The STTP documents the plan and identifies: All critical stakeholders (roles & responsibilities) Current TRL/MRL of SBIR Phase II technology TRL/MRL levels required for transition Financial strategy Unfunded requirements TAs help identify funding mechanisms Intellectual Property (IP) protection Risk mitigation NOT a contractual document or an application for funds 15

16 STTP Financial Strategy Example Source (PE/BPAC) Out Yrs Totals SBIR Phase II w/enhancements $641,000 $209,000 $100,000 $950,000 Program Office $574,987 $100,000 $674,987 $1,000,000 $2,349,974 AFRL TD $94,000 $281,000 $375,000 Congressional Add $298,440 $298,440 Small Business $150,000 $49,000 $68,000 $267,000 Major Contractor $200,000 $1,600,000 $750,000 $500,000 $200,000 $1,700,000 $4,950,000 State Funding $50,000 $85,000 $135,000 AF SBIR CPP $604,013 $375,000 $979,013 Mfg Support (MANTECH) $100,000 $100,000 $200,000 16

SBIR CPP Signed/Funded STTPs 400,000 350,000 300,000 250,000 200,000 150,000 100,000 50,000 0 Additional Funding ($K) 6.2 & 6.

17 SBIR CPP Signed/Funded STTPs 400, , , , , , ,000 50,000 0 Additional Funding ($K) 6.2 & 6.3 Funding AF SBIR CPP Funding ($K) 72 STTPs have been Signed/Funded. $55.3M of AF SBIR funds added via CPP attracted additional funding of $285M (including $5.1M of 6.2 & 6.3 funds) a leverage of 5.2 to 1. 17

System Program Offices for Active Signed and Funded STTPs WebTHREADS TBD Space Tracking and Surveillance System (STSS) SMC/XR Electronic Body of Knowledge (ebok) System ASC/WINPA; Both Air Combat

18 System Program Offices for Active Signed and Funded STTPs WebTHREADS TBD Space Tracking and Surveillance System (STSS) SMC/XR Electronic Body of Knowledge (ebok) System ASC/WINPA; Both Air Combat Command (ACC) and AFSOC AFRL/RVSE SMC Engineering Architecture (SMC/EA) Sentinel Hawk PMC4 SOFTACS (blank) MILSATCOM/AEHF JSTARS and IED Defeat ASC/WI ASC/WIG (Global Hawk) AFSOC/SOCOM SMC/EN JWAC JSF MDA, SMDC-RDCM Joint Mission Planning Sys (951 ELSG) Global Decision Support System (GDSS) Raytheon Paveway SMC/SY JDAM IED Defeat Office (ESC/XRSD) AMC/ USTRANSCOM AFSOC PMC4 SOFTACS Fielded Missile System Passive Attack Weapon System 20mm Gun (PAWS) Tube 412 TENG/ENI 412 TW ESC/HSJB DARPA F-15, C-5, C-130 F-15, F-16 & F /TEG/ENI 641 AESS & AEDC 670 AESS A-10 Classified A-10, F-15, F-16, C-5, C-130 AAC/XR AAC/XR (CCSO) AEDC/TTS AFCESA AFRL/RD AN/ALQ-161A AOC Weapon System ASC/WWP C-130 C2 Information Services C-5, C-130, C-17 & F-15 Coral Jade Program (F-16) 18

SBIR CPP Operating Construct Pre-Concept Refinement Material Solution Analysis Technology Development Engineering and Manufacturing Development Production &

19 SBIR CPP Operating Construct Pre-Concept Refinement Material Solution Analysis Technology Development Engineering and Manufacturing Development Production & Deployment SBIR Extension $$ Phase I Phase I Phase II CPP Phase III Phase I Industry Matching $$ Planned O&M $$ Technology Readiness Level (TRL) F-35 SMC AFNWC 19

20 Summary SBIR CPP Is a cost sharing program Establishes & implements processes to align & connect stakeholders Establishes clear lines of communication Focuses SBIR program on Air Force & Major Contractor Tech-Based Needs All Stakeholders Assist Financially w/ Tech Transition 20

21 AF SBIR/STTR Opportunities AF SBIR is moving solicitations, next opportunities: STTR B Solicitation Topics in development Pre-release opens 26 Jul 12, closes 28 Aug 11 Proposal solicitation opens 27 Aug 12, closes 26 Sep 12 SBIR Solicitation Topics in development Pre-release opens Nov 12, closes Dec 13 Proposal solicitation opens Dec 12, closes Jan 13 Visit the AF SBIR/STTR website 21

22 Transition Agent Contact Info Air Armament Center (AAC) Gavin Tovrea Air Logistics Centers (ALC) Lance Chenault Aeronautical Systems Center (ASC) Walt Fenstermacher Joint Strike Fighter (JSF) Don Williams Nuclear Weapons Center (NWC) Anthony Androsky Space & Missile Systems Center (SMC) Ray Wells Electronic Systems Center (ESC) Joe Minior 22 22

UNCLASSIFIED. UNCLASSIFIED Office of Secretary Of Defense Page 1 of 5 R-1 Line #159

UNCLASSIFIED. UNCLASSIFIED Office of Secretary Of Defense Page 1 of 5 R-1 Line #159 Exhibit R-2, RDT&E Budget Item Justification: PB 2015 Office of Secretary Of Defense Date: March 2014 0400: Research, Development, Test & Evaluation, Defense-Wide / BA 6: RDT&E Management Support COST