Prudential sourcebook for Insurers (Waivers)

The FCA Register is at http://www.fsa.gov.uk/register/home.do INSPRU 1.1.2 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.1.2 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 1.1.3 American Life Insurance Company (USA) 139417 07/09/2011 31/12/2012 Modification INSPRU 1.1.3 Life Insurance Corporation of India 110379 15/04/2010 31/10/2012 Modification INSPRU 1.1.3 Life Insurance Corporation of India 110379 01/11/2012 31/03/2014 Modification INSPRU 1.1.12 Pool Reinsurance (Nuclear) Limited 203024 01/01/2007 31/12/2011 Modification INSPRU 1.1.12 Pool Reinsurance (Nuclear) Limited 203024 31/12/2011 31/12/2016 Waiver INSPRU 1.1.12 Pool Reinsurance Company Limited 202881 01/01/2007 30/12/2011 Modification INSPRU 1.1.12 Pool Reinsurance Company Limited 202881 18/07/2011 18/07/2016 Modification INSPRU 1.1.12 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 1.1.16 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 1.1.21 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 1.1.28 Friends Life Limited 196142 31/07/2008 30/07/2013 Modification INSPRU 1.1.28 Friends Life WL Limited 182007 01/04/2007 31/03/2010 Modification INSPRU 1.1.28 Friends Life WL Limited 182007 02/02/2010 31/12/2012 Modification INSPRU 1.1.28 Friends Life WL Limited 182007 01/01/2013 31/12/2013 Modification INSPRU 1.1.28 Scottish Widows Plc 191517 18/12/2009 31/10/2012 Modification INSPRU 1.1.28 Scottish Widows Plc 191517 27/06/2012 31/12/2013 Modification INSPRU 1.1.28 Scottish Widows Plc 191517 10/10/2013 01/01/2016 Modification INSPRU 1.1.41 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 1.1.51 Friends Life Limited 196142 28/12/2012 31/12/2012 Modification INSPRU 1.1.71 CIS General Insurance Limited 435022 31/12/2014 31/12/2015 Modification INSPRU 1.1.71 Swiss Re Life & Health Limited 203062 31/12/2007 31/12/2008 Modification INSPRU 1.1.71 Swiss Reinsurance Company UK Limited 202565 31/12/2007 31/12/2008 Modification INSPRU 1.1.72 Pool Reinsurance (Nuclear) Limited 203024 01/01/2007 31/12/2011 Modification INSPRU 1.1.72 Pool Reinsurance (Nuclear) Limited 203024 31/12/2011 31/12/2016 Waiver 1 of 31

INSPRU 1.1.72 Pool Reinsurance Company Limited 202881 01/01/2007 30/12/2011 Modification INSPRU 1.1.72 Pool Reinsurance Company Limited 202881 18/07/2011 18/07/2016 Modification INSPRU 1.1.72 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 1.1.94 Chaucer Syndicates Limited 204915 17/07/2008 16/07/2011 Modification INSPRU 1.1.3R Life Insurance Corporation of India 110379 01/04/2014 31/03/2016 Modification INSPRU 1.2.1 Life Insurance Corporation of India 110379 15/04/2010 31/10/2012 Modification INSPRU 1.2.1 Life Insurance Corporation of India 110379 01/11/2012 31/03/2014 Modification INSPRU 1.2.1 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.1 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 1.2.7 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.10 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.13 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.20 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.22 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.24 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.26 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.28 Friends Life Company Limited 185063 31/10/2008 31/10/2013 Modification INSPRU 1.2.28 Friends Life Limited 196142 28/12/2012 31/03/2016 Modification INSPRU 1.2.28 Friends Life Limited 196142 28/12/2012 31/03/2016 Modification INSPRU 1.2.28 Friends Life Limited 196142 28/12/2013 30/04/2016 Modification INSPRU 1.2.28 Legal & General Assurance Society Limited 117659 01/11/2007 03/11/2009 Modification INSPRU 1.2.28 Legal & General Assurance Society Limited 117659 22/12/2008 03/11/2009 Modification INSPRU 1.2.28 Legal & General Assurance Society Limited 117659 03/11/2009 18/09/2010 Modification INSPRU 1.2.28 Legal & General Assurance Society Limited 117659 17/09/2010 23/09/2011 Modification INSPRU 1.2.28 Legal & General Assurance Society Limited 117659 23/09/2011 26/10/2012 Modification INSPRU 1.2.28 Legal & General Assurance Society Limited 117659 25/10/2012 02/01/2014 Modification INSPRU 1.2.28 Legal & General Assurance Society Limited 117659 03/01/2014 31/10/2018 Modification INSPRU 1.2.28 St James's Place UK plc 150026 01/01/2009 31/10/2014 Modification INSPRU 1.2.28 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification 2 of 31

INSPRU 1.2.29 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.33 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.37 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.38 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.40 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.41 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.43 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.46 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.48 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.50 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.55 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.59 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.62 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.70 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.71 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.76 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.77 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.79 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.85 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.86 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 1.2.1R Life Insurance Corporation of India 110379 01/04/2014 31/03/2016 Modification INSPRU 1.3.3 (1) The Royal London Mutual Insurance Society Limited 117672 01/07/2011 31/12/2012 Modification INSPRU 1.3.3 (1) The Royal London Mutual Insurance Society Limited 117672 01/01/2013 01/04/2014 Modification INSPRU 1.3.7 Friends Life Limited 196142 31/07/2008 30/07/2013 Modification INSPRU 1.3.7 (2) Friends Life Limited 196142 28/12/2012 31/03/2016 Modification INSPRU 1.3.7 (2) Friends Life Limited 196142 28/12/2013 30/04/2016 Modification INSPRU 1.3.7 (2) The Royal London Mutual Insurance Society Limited 117672 01/05/2008 30/04/2011 Modification INSPRU 1.3.7 (2) The Royal London Mutual Insurance Society Limited 117672 31/12/2008 30/04/2011 Modification INSPRU 1.3.7 (2) The Royal London Mutual Insurance Society Limited 117672 30/04/2011 31/12/2012 Modification 3 of 31

INSPRU 1.3.7 (2) The Royal London Mutual Insurance Society Limited 117672 01/07/2011 31/12/2012 Modification INSPRU 1.3.7 (2) The Royal London Mutual Insurance Society Limited 117672 01/01/2013 01/04/2014 Modification INSPRU 1.3.7 (2) The Royal London Mutual Insurance Society Limited 117672 01/04/2014 01/04/2016 Modification INSPRU 1.3.33 Tunbridge Wells Equitable Friendly Society Ltd 109990 31/12/2008 21/02/2011 Modification INSPRU 1.3.33 Tunbridge Wells Equitable Friendly Society Ltd 109990 28/02/2011 30/04/2012 Modification INSPRU 1.3.33 Tunbridge Wells Equitable Friendly Society Ltd 109990 01/05/2012 31/12/2013 Modification INSPRU 1.3.33 (1) The Royal London Mutual Insurance Society Limited 117672 01/05/2008 30/04/2011 Modification INSPRU 1.3.33 (1) The Royal London Mutual Insurance Society Limited 117672 31/12/2008 30/04/2011 Modification INSPRU 1.3.33 (1) The Royal London Mutual Insurance Society Limited 117672 30/04/2011 31/12/2012 Modification INSPRU 1.3.33 (1) The Royal London Mutual Insurance Society Limited 117672 01/04/2014 01/04/2016 Modification INSPRU 1.3.33 (1e) The Royal London Mutual Insurance Society Limited 117672 30/12/2014 01/04/2016 Modification INSPRU 1.3.33 (1f) The Royal London Mutual Insurance Society Limited 117672 30/12/2014 01/04/2016 Modification INSPRU 1.4 Pool Reinsurance (Nuclear) Limited 203024 01/01/2007 31/12/2011 Modification INSPRU 1.4 Pool Reinsurance (Nuclear) Limited 203024 31/12/2011 31/12/2016 Waiver INSPRU 1.4 Pool Reinsurance Company Limited 202881 01/01/2007 30/12/2011 Modification INSPRU 1.4 Pool Reinsurance Company Limited 202881 18/07/2011 18/07/2016 Modification INSPRU 1.5.1 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 1.5.42 American Life Insurance Company (USA) 139417 07/09/2011 31/12/2012 Modification INSPRU 1.5.44 Mitsui Sumitomo Insurance Company Limited 202567 30/12/2008 29/12/2013 Modification INSPRU 1.5.52 Houston Casualty Company 203250 31/12/2007 31/12/2012 Modification INSPRU 1.5.52 Houston Casualty Company 203250 01/01/2013 31/12/2017 Waiver INSPRU 1.5.52 Lexington Insurance Company 202204 06/08/2008 06/08/2013 Modification INSPRU 1.5.52 Navigators Insurance Company 202980 26/11/2009 25/11/2014 Modification INSPRU 1.5.52 Navigators Insurance Company 202980 27/03/2015 01/03/2016 Modification INSPRU 1.5.60 Chaucer Syndicates Limited 204915 17/07/2008 16/07/2011 Modification INSPRU 1.5.48R Navigators Insurance Company 202980 27/03/2015 01/03/2016 Modification INSPRU 1.6.5 Legal & General Pensions Ltd 457972 01/11/2007 03/11/2009 Modification INSPRU 1.6.5 Legal & General Pensions Ltd 457972 22/12/2008 03/11/2009 Modification INSPRU 1.6.5 Legal & General Pensions Ltd 457972 03/11/2009 18/09/2010 Modification 4 of 31

INSPRU 1.6.5 Legal & General Pensions Ltd 457972 17/09/2010 23/09/2011 Modification INSPRU 1.6.5 Legal & General Pensions Ltd 457972 23/09/2011 26/10/2012 Modification INSPRU 1.6.5 Legal & General Pensions Ltd 457972 25/10/2012 02/01/2014 Modification INSPRU 1.6.5 Legal & General Pensions Ltd 457972 03/01/2014 31/10/2018 Modification INSPRU 1.6.5 St James's Place Reassurance (2009) Limited 490980 01/01/2009 31/10/2014 Modification INSPRU 2.1.2 (2) QBE Underwriting Limited 204858 24/10/2012 30/06/2014 Modification INSPRU 2.1.4 American Life Insurance Company (USA) 139417 07/09/2011 31/12/2012 Modification INSPRU 2.1.4 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 2.1.4 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 2.1.22 Aberdeen Asset Management Life and Pensions Limited 187323 08/11/2010 31/03/2012 Modification INSPRU 2.1.22 Ace Underwriting Agencies Limited 204901 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Ace Underwriting Agencies Limited 204901 11/11/2009 31/12/2012 Modification INSPRU 2.1.22 Ace Underwriting Agencies Limited 204901 11/12/2009 31/03/2012 Modification INSPRU 2.1.22 Ace Underwriting Agencies Limited 204901 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Aegis Managing Agency Ltd 204967 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Aegis Managing Agency Ltd 204967 18/12/2009 31/12/2010 Modification INSPRU 2.1.22 Ageas Insurance Limited 202039 14/12/2009 31/03/2012 Modification INSPRU 2.1.22 AIG Europe Limited 202628 22/12/2009 31/03/2012 Modification INSPRU 2.1.22 AIG Life Limited 473752 19/08/2010 31/03/2012 Modification INSPRU 2.1.22 Aioi Nissay Dowa Insurance Company of Europe Limited 401084 18/12/2009 31/03/2012 Modification INSPRU 2.1.22 Alterra at Lloyd's Limited 204966 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Alterra at Lloyd's Limited 204966 02/12/2009 31/12/2012 Modification INSPRU 2.1.22 Alterra at Lloyd's Limited 204966 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 American Life Insurance Company (USA) 139417 07/09/2011 31/12/2012 Modification INSPRU 2.1.22 AmTrust at Lloyd's Limited 204947 22/11/2007 31/12/2009 Modification INSPRU 2.1.22 AmTrust at Lloyd's Limited 204947 20/11/2009 31/12/2012 Modification INSPRU 2.1.22 AmTrust at Lloyd's Limited 204947 12/10/2012 30/06/2014 Modification INSPRU 2.1.22 ANV Syndicate Management Limited 204878 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 ANV Syndicate Management Limited 204878 11/11/2009 31/12/2012 Modification 5 of 31

INSPRU 2.1.22 ANV Syndicate Management Limited 204878 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 ANV Syndicates Limited 226696 23/04/2008 31/12/2009 Modification INSPRU 2.1.22 ANV Syndicates Limited 226696 18/11/2009 31/12/2012 Modification INSPRU 2.1.22 ANV Syndicates Limited 226696 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Arch Insurance Company (Europe) Ltd 229887 29/12/2010 31/12/2012 Modification INSPRU 2.1.22 Argenta Syndicate Management Limited 204974 15/11/2007 31/12/2009 Modification INSPRU 2.1.22 Argenta Syndicate Management Limited 204974 23/11/2009 31/12/2012 Modification INSPRU 2.1.22 Argenta Syndicate Management Limited 204974 30/12/2010 31/12/2012 Modification INSPRU 2.1.22 Argenta Syndicate Management Limited 204974 15/11/2012 30/06/2014 Modification INSPRU 2.1.22 Argo Managing Agency Limited 204975 18/11/2009 31/12/2012 Modification INSPRU 2.1.22 Argo Managing Agency Limited 204975 08/12/2011 31/03/2012 Modification INSPRU 2.1.22 ARK Syndicate Management Limited 461952 04/01/2012 31/03/2012 Modification INSPRU 2.1.22 ARK Syndicate Management Limited 461952 04/01/2012 31/12/2012 Modification INSPRU 2.1.22 ARK Syndicate Management Limited 461952 16/11/2012 30/06/2014 Modification INSPRU 2.1.22 Ascot Underwriting Limited 206658 15/11/2007 31/12/2009 Modification INSPRU 2.1.22 Ascot Underwriting Limited 206658 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Aspen Managing Agency Limited 478192 14/12/2010 31/12/2012 Modification INSPRU 2.1.22 Aspen Managing Agency Limited 478192 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Asta Managing Agency Ltd 204897 21/11/2007 31/12/2009 Modification INSPRU 2.1.22 Asta Managing Agency Ltd 204897 25/11/2009 31/12/2012 Modification INSPRU 2.1.22 Asta Managing Agency Ltd 204897 10/12/2010 31/03/2012 Modification INSPRU 2.1.22 Asta Managing Agency Ltd 204897 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Atrium Underwriters Limited 204834 20/11/2009 31/12/2012 Modification INSPRU 2.1.22 Atrium Underwriters Limited 204834 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Aviva (Peak No. 1) UK Limited 149615 15/07/2009 31/03/2012 Modification INSPRU 2.1.22 Aviva (Peak No.2) UK Limited 155329 15/07/2009 31/03/2012 Modification INSPRU 2.1.22 Aviva Annuity UK Limited 202991 10/06/2009 31/03/2012 Modification INSPRU 2.1.22 Aviva Annuity UK Limited 202991 29/10/2012 29/10/2015 Modification INSPRU 2.1.22 Aviva Annuity UK Limited 202991 07/10/2015 01/01/2016 Modification 6 of 31

INSPRU 2.1.22 Aviva Insurance Limited 202153 10/06/2009 31/10/2012 Modification INSPRU 2.1.22 Aviva International Insurance Limited 202082 10/06/2009 31/10/2012 Modification INSPRU 2.1.22 Aviva Life & Pensions UK Limited 185896 10/06/2009 31/03/2012 Modification INSPRU 2.1.22 AXA Wealth Limited 119201 05/05/2009 31/03/2012 Modification INSPRU 2.1.22 Baillie Gifford Life Limited 189453 25/06/2009 31/03/2012 Modification INSPRU 2.1.22 Beaufort Underwriting Agency Limited 204979 19/11/2009 31/12/2012 Modification INSPRU 2.1.22 Beaufort Underwriting Agency Limited 204979 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Beazley Furlonge Ltd 204896 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Beazley Furlonge Ltd 204896 17/12/2009 31/12/2012 Modification INSPRU 2.1.22 BHSF Limited 202038 22/12/2009 31/03/2012 Modification INSPRU 2.1.22 BL Telford Limited 148733 06/05/2009 31/03/2012 Modification INSPRU 2.1.22 Brit Syndicates Limited 204930 03/01/2012 31/12/2012 Modification INSPRU 2.1.22 Brit Syndicates Limited 204930 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 BUPA Health Assurance Limited 202900 14/12/2009 31/03/2012 Modification INSPRU 2.1.22 BUPA Insurance Limited 203332 14/12/2009 31/03/2012 Modification INSPRU 2.1.22 Canada Life Limited 110394 23/12/2009 31/03/2012 Modification INSPRU 2.1.22 Canopius Managing Agents Limited 204847 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Canopius Managing Agents Limited 204847 17/10/2012 30/06/2014 Modification INSPRU 2.1.22 Capita Managing Agency Limited 204976 19/11/2009 31/12/2012 Modification INSPRU 2.1.22 Capita Managing Agency Limited 204976 14/12/2012 30/06/2014 Modification INSPRU 2.1.22 Capita Syndicate Management Limited 204908 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Cardrow Insurance Limited 202611 10/05/2010 31/03/2012 Modification INSPRU 2.1.22 Cash4Health Limited 202216 22/12/2009 31/03/2012 Modification INSPRU 2.1.22 Catlin Underwriting Agencies Ltd 204848 15/11/2007 31/12/2009 Modification INSPRU 2.1.22 Catlin Underwriting Agencies Ltd 204848 23/12/2009 31/12/2012 Modification INSPRU 2.1.22 Catlin Underwriting Agencies Ltd 204848 18/10/2012 30/06/2014 Modification INSPRU 2.1.22 CGNU Life Assurance Limited 110382 10/06/2009 31/03/2012 Modification INSPRU 2.1.22 Charles Taylor Managing Agency Limited 630020 30/11/2015 31/12/2015 Modification INSPRU 2.1.22 Chaucer Syndicates Limited 204915 01/01/2008 31/12/2009 Modification 7 of 31

INSPRU 2.1.22 Chaucer Syndicates Limited 204915 16/11/2009 31/12/2012 Modification INSPRU 2.1.22 Chaucer Syndicates Limited 204915 07/12/2010 31/03/2012 Modification INSPRU 2.1.22 Chaucer Syndicates Limited 204915 31/12/2012 30/06/2014 Modification INSPRU 2.1.22 Churchill Insurance Company Limited 202727 16/06/2009 31/03/2012 Modification INSPRU 2.1.22 CIS General Insurance Limited 435022 24/03/2009 31/03/2012 Modification INSPRU 2.1.22 CNA Insurance Company Limited 202777 16/12/2009 31/03/2012 Modification INSPRU 2.1.22 Commercial Union Life Assurance Company Limited 117651 10/06/2009 31/03/2012 Modification INSPRU 2.1.22 Contingency Insurance Company Limited 202095 01/05/2009 31/03/2012 Modification INSPRU 2.1.22 Countrywide Assured Plc 141916 17/08/2009 31/03/2012 Modification INSPRU 2.1.22 Creechurch Underwriting Limited 204935 15/11/2007 31/12/2009 Modification INSPRU 2.1.22 Diagonal Underwriting Agency Limited. 451123 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Direct Line Insurance Plc 202684 16/06/2009 31/03/2012 Modification INSPRU 2.1.22 Endurance at Lloyd's Limited 486401 30/12/2009 31/03/2012 Modification INSPRU 2.1.22 Endurance at Lloyd's Limited 486401 03/01/2012 31/12/2012 Modification INSPRU 2.1.22 Endurance at Lloyd's Limited 486401 18/02/2013 30/06/2014 Modification INSPRU 2.1.22 esure Insurance Limited 203350 22/11/2010 31/03/2012 Modification INSPRU 2.1.22 Exeter Friendly Society Limited 205309 14/01/2010 31/03/2012 Modification INSPRU 2.1.22 Faraday Reinsurance Co. Limited 202675 14/04/2009 31/03/2012 Modification INSPRU 2.1.22 Faraday Underwriting Limited 204910 07/12/2007 31/12/2009 Modification INSPRU 2.1.22 Faraday Underwriting Limited 204910 28/04/2009 31/03/2012 Modification INSPRU 2.1.22 Faraday Underwriting Limited 204910 18/11/2009 31/12/2012 Modification INSPRU 2.1.22 Faraday Underwriting Limited 204910 05/10/2012 30/06/2014 Modification INSPRU 2.1.22 FM Insurance Company Limited 202145 31/12/2008 31/12/2009 Modification INSPRU 2.1.22 Friends Life and Pensions Limited 110414 10/06/2009 31/03/2012 Modification INSPRU 2.1.22 Friends Life Assurance Society Limited 110482 05/05/2009 31/03/2012 Modification INSPRU 2.1.22 Friends Life Company Limited 185063 05/05/2009 31/03/2012 Modification INSPRU 2.1.22 Friends Life Limited 196142 10/06/2009 31/03/2012 Modification INSPRU 2.1.22 Friends Life WL Limited 182007 05/05/2009 31/03/2012 Modification INSPRU 2.1.22 Friends Provident Life Assurance Limited 110413 10/06/2009 31/03/2013 Modification 8 of 31

INSPRU 2.1.22 Friends Provident Reinsurance Services Ltd 402418 10/06/2009 31/03/2012 Modification INSPRU 2.1.22 Fuji International Insurance Company Limited 202152 22/12/2009 31/12/2012 Modification INSPRU 2.1.22 Hamilton Life Assurance Company Limited 139618 10/06/2009 31/03/2012 Modification INSPRU 2.1.22 Hamilton Underwriting Ltd 488395 30/09/2009 31/12/2009 Modification INSPRU 2.1.22 Hamilton Underwriting Ltd 488395 18/11/2009 31/12/2012 Modification INSPRU 2.1.22 Hamilton Underwriting Ltd 488395 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Hardy (Underwriting Agencies) Ltd 204843 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Hardy (Underwriting Agencies) Ltd 204843 01/01/2010 31/12/2012 Modification INSPRU 2.1.22 Hardy (Underwriting Agencies) Ltd 204843 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Harworth Insurance Company Limited 202928 18/12/2009 31/03/2012 Modification INSPRU 2.1.22 HCC Underwriting Agency Ltd 228121 31/12/2008 31/12/2009 Modification INSPRU 2.1.22 HCC Underwriting Agency Ltd 228121 22/12/2009 31/12/2012 Modification INSPRU 2.1.22 HCC Underwriting Agency Ltd 228121 30/12/2010 31/12/2012 Modification INSPRU 2.1.22 HCC Underwriting Agency Ltd 228121 15/12/2011 31/12/2012 Modification INSPRU 2.1.22 HCC Underwriting Agency Ltd 228121 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Hiscox Insurance Company Limited 113849 22/03/2010 31/03/2012 Modification INSPRU 2.1.22 Hiscox Syndicates Limited 204924 20/11/2007 31/12/2009 Modification INSPRU 2.1.22 Hiscox Syndicates Limited 204924 09/12/2009 31/12/2012 Modification INSPRU 2.1.22 Hiscox Syndicates Limited 204924 04/10/2012 30/06/2014 Modification INSPRU 2.1.22 Indemnity Insurance Limited 202911 16/06/2009 31/03/2012 Modification INSPRU 2.1.22 Legal & General Assurance Society Limited 117659 07/12/2009 31/03/2012 Modification INSPRU 2.1.22 Liberty Managing Agency Limited 204945 23/12/2009 31/12/2012 Modification INSPRU 2.1.22 Liverpool and London Steamship Protection and Indemnity Assoc 202210 28/04/2010 31/03/2012 Modification INSPRU 2.1.22 London Life Limited 110392 29/04/2009 31/03/2012 Modification INSPRU 2.1.22 Lucida Limited 461214 05/08/2009 31/03/2012 Modification INSPRU 2.1.22 Malvern Insurance Company Limited 202233 01/05/2009 31/03/2012 Modification INSPRU 2.1.22 Managing Agency Partners Ltd 204977 20/11/2009 31/12/2012 Modification INSPRU 2.1.22 Managing Agency Partners Ltd 204977 01/01/2013 30/06/2014 Modification INSPRU 2.1.22 Markel International Insurance Company Limited 202570 22/12/2009 31/03/2012 Modification 9 of 31

INSPRU 2.1.22 Markel Syndicate Management Limited 204953 26/11/2007 31/12/2009 Modification INSPRU 2.1.22 Markel Syndicate Management Limited 204953 22/12/2009 31/03/2012 Modification INSPRU 2.1.22 Markel Syndicate Management Limited 204953 13/12/2012 30/06/2014 Modification INSPRU 2.1.22 Marketform Managing Agency Limited 204971 22/12/2009 31/12/2012 Modification INSPRU 2.1.22 Marketform Managing Agency Limited 204971 28/10/2013 30/06/2014 Modification INSPRU 2.1.22 Minster Insurance Company Limited 202247 01/05/2009 31/03/2012 Modification INSPRU 2.1.22 Mitsui Sumitomo Insurance Underwriting at Lloyds Limited 453688 13/11/2012 30/06/2014 Modification INSPRU 2.1.22 Munich Re Underwriting Limited 204864 23/11/2007 31/12/2009 Modification INSPRU 2.1.22 Munich Re Underwriting Limited 204864 21/09/2009 31/03/2012 Modification INSPRU 2.1.22 Munich Re Underwriting Limited 204864 20/11/2009 31/12/2012 Modification INSPRU 2.1.22 Munich Re Underwriting Limited 204864 08/03/2013 30/06/2014 Modification INSPRU 2.1.22 National Provident Life Limited 190770 29/04/2009 31/03/2012 Modification INSPRU 2.1.22 Navigators Underwriting Agency Ltd 204835 25/11/2009 31/12/2012 Modification INSPRU 2.1.22 Navigators Underwriting Agency Ltd 204835 06/06/2014 30/06/2016 Modification INSPRU 2.1.22 Newline Underwriting Management Ltd 204958 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Newline Underwriting Management Ltd 204958 17/11/2009 31/12/2012 Modification INSPRU 2.1.22 Newline Underwriting Management Ltd 204958 15/10/2012 30/06/2014 Modification INSPRU 2.1.22 Norwich Union Life (RBS) Limited 110432 10/06/2009 31/03/2012 Modification INSPRU 2.1.22 Novae Syndicates Limited 204888 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Novae Syndicates Limited 204888 13/11/2009 31/12/2012 Modification INSPRU 2.1.22 Novae Syndicates Limited 204888 06/01/2012 31/03/2012 Modification INSPRU 2.1.22 Novae Syndicates Limited 204888 16/10/2012 30/06/2014 Modification INSPRU 2.1.22 NPI Limited 190768 29/04/2009 31/03/2012 Modification INSPRU 2.1.22 Omega Underwriting Agents Ltd 204969 28/11/2007 31/12/2009 Modification INSPRU 2.1.22 Omega Underwriting Agents Ltd 204969 22/12/2009 31/12/2012 Modification INSPRU 2.1.22 Paternoster UK Ltd 448609 20/07/2009 31/03/2012 Modification INSPRU 2.1.22 Pembroke Managing Agency Ltd 460849 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Pembroke Managing Agency Ltd 460849 19/11/2009 31/12/2012 Modification INSPRU 2.1.22 Pension Insurance Corporation plc 454345 28/07/2009 27/07/2011 Modification 10 of 31

INSPRU 2.1.22 Phoenix & London Assurance Limited 110470 29/04/2009 31/03/2012 Modification INSPRU 2.1.22 Phoenix Life Assurance Limited 117667 29/04/2009 31/03/2012 Modification INSPRU 2.1.22 Phoenix Life Limited 110418 29/04/2009 31/03/2012 Modification INSPRU 2.1.22 Phoenix Pensions Limited 191503 29/04/2009 31/03/2012 Modification INSPRU 2.1.22 Pinnacle Insurance Plc 110866 19/10/2009 31/03/2012 Modification INSPRU 2.1.22 Police Mutual Assurance Society Limited 110050 17/12/2009 31/03/2012 Modification INSPRU 2.1.22 Protection Life Company Limited 170956 16/06/2009 31/03/2012 Modification INSPRU 2.1.22 Provident Insurance Plc 202167 16/12/2009 31/03/2012 Modification INSPRU 2.1.22 Prudential Annuities Limited 155025 31/03/2009 31/03/2012 Modification INSPRU 2.1.22 Prudential Retirement Income Limited 110452 31/03/2009 31/03/2012 Modification INSPRU 2.1.22 QBE Insurance (Europe) Limited 202842 23/12/2009 31/12/2012 Modification INSPRU 2.1.22 QBE Re (Europe) Limited 202015 30/12/2009 31/03/2012 Modification INSPRU 2.1.22 QBE Underwriting Limited 204858 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 QBE Underwriting Limited 204858 27/11/2009 31/12/2012 Modification INSPRU 2.1.22 QBE Underwriting Limited 204858 23/12/2009 31/03/2012 Modification INSPRU 2.1.22 ReAssure Limited 110495 06/05/2009 31/03/2012 Modification INSPRU 2.1.22 Rothesay Life Ltd 466067 07/04/2011 31/03/2012 Modification INSPRU 2.1.22 Royal London (CIS) Limited 122246 24/03/2009 31/03/2012 Modification INSPRU 2.1.22 S.A. Meacock & Company Limited 204959 19/10/2012 30/06/2014 Modification INSPRU 2.1.22 Scottish Widows Plc 191517 20/12/2013 30/04/2016 Modification INSPRU 2.1.22 Shelbourne Syndicate Services Limited 207313 25/11/2009 31/12/2012 Modification INSPRU 2.1.22 SLFC Assurance (UK) Limited 139630 19/05/2010 31/03/2012 Modification INSPRU 2.1.22 Society of Lloyd's 202761 03/06/2014 30/06/2016 Modification INSPRU 2.1.22 Standard Life Assurance Limited 439567 21/05/2009 31/03/2012 Modification INSPRU 2.1.22 Standard Life Assurance Limited 439567 01/01/2013 30/06/2015 Modification INSPRU 2.1.22 Standard Life Investment Funds Limited 202543 21/05/2009 31/03/2012 Modification INSPRU 2.1.22 Standard Life Pension Funds Limited 110466 21/05/2009 31/03/2012 Modification INSPRU 2.1.22 Starr Managing Agents Ltd 474244 13/12/2012 30/06/2014 Modification INSPRU 2.1.22 Sterling Insurance Company Limited 202012 11/12/2009 31/03/2012 Modification 11 of 31

INSPRU 2.1.22 Suecia Re & Marine Insurance Company Limited 202170 24/02/2010 31/03/2012 Modification INSPRU 2.1.22 Sun Life Assurance Company of Canada (U.K.) Limited 110481 18/02/2010 31/03/2012 Modification INSPRU 2.1.22 Syndicate 138 Agency Limited 204893 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Talbot Underwriting Ltd 204890 01/01/2008 31/12/2009 Modification INSPRU 2.1.22 Talbot Underwriting Ltd 204890 19/11/2009 31/12/2012 Modification INSPRU 2.1.22 Talbot Underwriting Ltd 204890 30/12/2010 31/03/2012 Modification INSPRU 2.1.22 The National Insurance and Guarantee Corporation Ltd 202263 16/06/2009 31/03/2012 Modification INSPRU 2.1.22 The Prudential Assurance Company Limited 139793 31/03/2009 31/03/2012 Modification INSPRU 2.1.22 The Standard Life Assurance Company 2006 110464 21/05/2009 31/03/2012 Modification INSPRU 2.1.22 The Veterinary Defence Society Limited 202598 15/12/2009 31/03/2012 Modification INSPRU 2.1.22 Threadneedle Pensions Limited 110337 30/05/2013 31/03/2016 Modification INSPRU 2.1.22 Travelers Syndicate Management Limited 204960 30/12/2008 31/12/2009 Modification INSPRU 2.1.22 Travelers Syndicate Management Limited 204960 16/11/2009 31/12/2012 Modification INSPRU 2.1.22 Travelers Syndicate Management Limited 204960 12/11/2012 30/06/2014 Modification INSPRU 2.1.22 Travelers Syndicate Management Limited 204960 17/07/2014 30/06/2016 Modification INSPRU 2.1.22 U K Insurance Limited 202810 16/06/2009 31/03/2012 Modification INSPRU 2.1.22 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 2.1.22 W R Berkley Syndicate Management Ltd 568355 23/11/2012 30/06/2014 Modification INSPRU 2.1.22 Welsh Hospitals & Health Services Association 202605 30/07/2009 31/03/2012 Modification INSPRU 2.1.22 Wesleyan Assurance Society 110873 16/12/2009 31/03/2012 Modification INSPRU 2.1.22 (1) Legal & General Assurance Society Limited 117659 10/02/2009 10/02/2014 Modification INSPRU 2.1.22 (1) NM Life Limited 110449 05/12/2007 04/12/2012 Modification INSPRU 2.1.22 (1) ReAssure Limited 110495 31/12/2007 31/12/2007 Modification INSPRU 2.1.22 (1) ReAssure Limited 110495 01/01/2013 01/04/2016 Modification INSPRU 2.1.22 (3) Argo Managing Agency Limited 204975 11/09/2012 30/06/2014 Modification INSPRU 2.1.22 (3) Aviva Annuity UK Limited 202991 27/04/2010 31/10/2012 Modification INSPRU 2.1.22 (3) Aviva Insurance Limited 202153 04/01/2013 04/01/2015 Modification INSPRU 2.1.22 (3) Aviva International Insurance Limited 202082 04/01/2013 04/01/2015 Modification INSPRU 2.1.22 (3) Beaufort Underwriting Agency Limited 204979 01/07/2014 30/06/2016 Modification 12 of 31

INSPRU 2.1.22 (3) FM Insurance Company Limited 202145 31/12/2009 31/10/2012 Modification INSPRU 2.1.22 (3) FM Insurance Company Limited 202145 31/12/2012 31/12/2015 Modification INSPRU 2.1.22(3) Life Insurance Corporation of India 110379 15/04/2010 31/10/2012 Modification INSPRU 2.1.22 (3) Life Insurance Corporation of India 110379 01/11/2012 31/03/2014 Modification INSPRU 2.1.22 (3) London Life Limited 110392 14/12/2007 13/12/2008 Modification INSPRU 2.1.22 (3) London Life Limited 110392 12/08/2008 11/08/2009 Modification INSPRU 2.1.22 (3) Lucida Limited 461214 16/11/2007 17/01/2008 Modification INSPRU 2.1.22 (3) Marine and General Mutual Life Assurance Society 110395 28/12/2007 27/12/2012 Modification INSPRU 2.1.22 (3) Markel Syndicate Management Limited 204953 18/11/2009 31/12/2012 Modification INSPRU 2.1.22 (3) National Provident Life Limited 190770 14/12/2007 13/12/2008 Modification INSPRU 2.1.22 (3) National Provident Life Limited 190770 12/08/2008 11/08/2009 Modification INSPRU 2.1.22 (3) Phoenix Life Assurance Limited 117667 14/12/2007 13/12/2008 Modification INSPRU 2.1.22 (3) Phoenix Life Assurance Limited 117667 12/08/2008 11/08/2009 Modification INSPRU 2.1.22 (3) Royal Liver Assurance Limited 110005 29/12/2008 28/02/2010 Modification INSPRU 2.1.22 (3) Standard Life Assurance Limited 439567 25/10/2007 30/06/2010 Modification INSPRU 2.1.22(3) Standard Life Assurance Limited 439567 30/06/2010 31/12/2012 Modification INSPRU 2.1.22 (3) Standard Life Assurance Limited 439567 23/06/2015 30/06/2016 Modification INSPRU 2.1.22 (3) Talbot Underwriting Ltd 204890 19/10/2012 30/06/2014 Modification INSPRU 2.1.22 (3) Threadneedle Pensions Limited 110337 11/03/2011 31/03/2013 Modification INSPRU 2.1.22 (7) Alterra at Lloyd's Limited 204966 30/12/2009 31/03/2012 Modification INSPRU 2.1.22 (7) Aviva Insurance Limited 202153 30/12/2011 31/10/2012 Modification INSPRU 2.1.33 Assurant General Insurance Limited 202735 28/03/2008 27/03/2013 Modification INSPRU 2.1.33 Assurant Life Limited 203060 28/03/2008 27/03/2013 Modification INSPRU 2.1.33 Pinnacle Insurance Plc 110866 27/03/2007 23/03/2012 Modification INSPRU 2.1.33 St Andrew's Life Assurance Plc 189101 04/05/2007 03/05/2012 Modification INSPRU 2.1.33 Sterling Life Limited 202178 27/03/2007 26/03/2012 Modification INSPRU 2.1.33 The Prudential Assurance Company Limited 139793 10/09/2008 09/09/2013 Modification INSPRU 2.1.33 The Prudential Assurance Company Limited 139793 10/09/2013 31/12/2018 Modification INSPRU 2.1.22R AmTrust at Lloyd's Limited 204947 01/07/2014 30/06/2016 Modification 13 of 31

INSPRU 2.1.22R Argenta Syndicate Management Limited 204974 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Argo Managing Agency Limited 204975 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R ARK Syndicate Management Limited 461952 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Ascot Underwriting Limited 206658 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Aspen Managing Agency Limited 478192 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Asta Managing Agency Ltd 204897 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Atrium Underwriters Limited 204834 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Canopius Managing Agents Limited 204847 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Capita Managing Agency Limited 204976 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Catlin Underwriting Agencies Ltd 204848 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Chaucer Syndicates Limited 204915 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Clerical Medical Investment Group Limited 181655 20/12/2013 30/04/2016 Modification INSPRU 2.1.22R Endurance at Lloyd's Limited 486401 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Hamilton Underwriting Ltd 488395 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Hardy (Underwriting Agencies) Ltd 204843 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R HCC Underwriting Agency Ltd 228121 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Hiscox Syndicates Limited 204924 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Managing Agency Partners Ltd 204977 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Markel Syndicate Management Limited 204953 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Marketform Managing Agency Limited 204971 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Mitsui Sumitomo Insurance Underwriting at Lloyds Limited 453688 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Munich Re Underwriting Limited 204864 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Newline Underwriting Management Ltd 204958 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Novae Syndicates Limited 204888 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R QBE Underwriting Limited 204858 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R Starr Managing Agents Ltd 474244 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R STARSTONE UNDERWRITING LIMITED 586467 26/11/2014 30/06/2016 Modification INSPRU 2.1.22R Talbot Underwriting Ltd 204890 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R The Channel Managing Agency Limited 605605 23/07/2014 30/06/2016 Modification 14 of 31

INSPRU 2.1.22R Tokio Marine Kiln Syndicates Limited 204909 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R W R Berkley Syndicate Management Ltd 568355 01/07/2014 30/06/2016 Modification INSPRU 2.1.22R (3) Life Insurance Corporation of India 110379 01/04/2014 31/03/2016 Modification INSPRU 2.2 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.1 Life Insurance Corporation of India 110379 15/04/2010 31/10/2012 Modification INSPRU 3.1.1 Life Insurance Corporation of India 110379 01/11/2012 31/03/2014 Modification INSPRU 3.1.3 American Life Insurance Company (USA) 139417 07/09/2011 31/12/2012 Modification INSPRU 3.1.3 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.8 Legal & General Assurance Society Limited 117659 28/06/2013 01/04/2016 Modification INSPRU 3.1.10 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 3.1.10 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.16 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 3.1.16 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.17 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 3.1.17 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.19 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 3.1.19 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.20 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 3.1.20 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.21 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 3.1.21 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.23 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 3.1.23 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.24 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 3.1.24 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.26 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 3.1.26 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.1.28 The Prudential Assurance Company Limited 139793 09/08/2007 26/08/2009 Modification INSPRU 3.1.28 Unum Ltd 110408 13/04/2011 12/04/2013 Modification 15 of 31

INSPRU 3.1.34 Hodge Life Assurance Company Limited 139315 03/06/2009 30/11/2012 Modification INSPRU 3.1.34 Hodge Life Assurance Company Limited 139315 28/09/2012 01/04/2015 Modification INSPRU 3.1.34 Legal & General Assurance Society Limited 117659 28/06/2013 01/04/2016 Modification INSPRU 3.1.34 National Provident Life Limited 190770 31/12/2008 31/01/2012 Modification INSPRU 3.1.34 NM Life Limited 110449 01/10/2007 30/09/2008 Modification INSPRU 3.1.34 NPI Limited 190768 31/12/2008 31/01/2012 Modification INSPRU 3.1.34 ReAssure Limited 110495 31/12/2007 31/12/2012 Modification INSPRU 3.1.34 ReAssure Limited 110495 01/01/2013 01/04/2016 Modification INSPRU 3.1.34 (R) Hodge Life Assurance Company Limited 139315 02/04/2015 01/04/2016 Modification INSPRU 3.1.35 Abbey Life Assurance Company Limited 117645 24/11/2009 30/11/2013 Modification INSPRU 3.1.35 Aviva Annuity UK Limited 202991 17/09/2009 16/09/2014 Modification INSPRU 3.1.35 Aviva International Insurance Limited 202082 20/08/2013 16/09/2014 Modification INSPRU 3.1.35 Aviva Life & Pensions UK Limited 185896 23/12/2013 01/04/2016 Modification INSPRU 3.1.35 BL Telford Limited 148733 08/07/2009 08/07/2014 Modification INSPRU 3.1.35 Canada Life Limited 110394 21/10/2009 31/03/2012 Modification INSPRU 3.1.35 Canada Life Limited 110394 06/03/2012 06/03/2014 Modification INSPRU 3.1.35 Clerical Medical Investment Group Limited 181655 14/12/2009 14/12/2014 Modification INSPRU 3.1.35 Clerical Medical Investment Group Limited 181655 30/12/2010 29/12/2015 Modification INSPRU 3.1.35 Clerical Medical Managed Funds Limited 110350 05/03/2009 05/03/2014 Modification INSPRU 3.1.35 Clerical Medical Managed Funds Limited 110350 30/12/2010 29/12/2015 Modification INSPRU 3.1.35 Ecclesiastical Life Limited 110318 15/09/2011 31/03/2013 Modification INSPRU 3.1.35 Ecclesiastical Life Limited 110318 15/03/2013 01/04/2016 Modification INSPRU 3.1.35 Friends Annuities Limited 472786 19/11/2009 19/11/2014 Modification INSPRU 3.1.35 Friends Life and Pensions Limited 110414 13/08/2009 12/08/2014 Modification INSPRU 3.1.35 Friends Life Assurance Society Limited 110482 19/11/2009 19/11/2014 Modification INSPRU 3.1.35 Friends Life Company Limited 185063 19/11/2009 19/11/2014 Modification INSPRU 3.1.35 Friends Life Limited 196142 13/08/2009 12/08/2014 Modification INSPRU 3.1.35 Friends Life WL Limited 182007 14/11/2012 14/11/2016 Modification INSPRU 3.1.35 Friends Provident Life Assurance Limited 110413 13/08/2009 12/08/2014 Modification 16 of 31

INSPRU 3.1.35 Halifax Life Limited 171881 05/03/2009 05/03/2014 Modification INSPRU 3.1.35 Halifax Life Limited 171881 30/12/2010 29/12/2015 Modification INSPRU 3.1.35 Just Retirement Limited 232595 13/03/2009 13/09/2013 Modification INSPRU 3.1.35 Just Retirement Limited 232595 09/08/2013 01/04/2016 Modification INSPRU 3.1.35 Legal & General Assurance Society Limited 117659 06/06/2008 30/06/2013 Modification INSPRU 3.1.35 Legal & General Assurance Society Limited 117659 28/06/2013 01/04/2016 Modification INSPRU 3.1.35 Legal & General Pensions Ltd 457972 30/06/2013 01/04/2016 Modification INSPRU 3.1.35 Liverpool Victoria Friendly Society Limited 110035 21/12/2012 01/04/2016 Modification INSPRU 3.1.35 London Life Limited 110392 30/11/2007 29/11/2012 Modification INSPRU 3.1.35 Lucida Limited 461214 07/10/2013 01/04/2016 Modification INSPRU 3.1.35 Marine and General Mutual Life Assurance Society 110395 23/11/2009 23/11/2014 Modification INSPRU 3.1.35 MGM Advantage Life Limited 598800 16/01/2014 01/04/2016 Modification INSPRU 3.1.35 National Provident Life Limited 190770 28/06/2007 27/06/2010 Modification INSPRU 3.1.35 National Provident Life Limited 190770 Modification INSPRU 3.1.35 National Provident Life Limited 190770 28/06/2010 31/12/2012 Modification INSPRU 3.1.35 National Provident Life Limited 190770 06/12/2012 31/12/2016 Modification INSPRU 3.1.35 NPI Limited 190768 30/11/2007 29/11/2012 Modification INSPRU 3.1.35 Old Mutual Wealth Life Assurance Limited 110462 06/12/2012 01/04/2016 Modification INSPRU 3.1.35 Partnership Life Assurance Company Limited 436171 10/03/2009 10/03/2014 Modification INSPRU 3.1.35 Partnership Life Assurance Company Limited 436171 11/03/2014 01/04/2016 Modification INSPRU 3.1.35 Pension Insurance Corporation plc 454345 27/05/2010 26/05/2015 Modification INSPRU 3.1.35 Phoenix Life Assurance Limited 117667 30/11/2007 29/11/2012 Modification INSPRU 3.1.35 Phoenix Life Assurance Limited 117667 06/12/2012 05/12/2016 Modification INSPRU 3.1.35 Phoenix Life Limited 110418 15/06/2011 31/03/2013 Modification INSPRU 3.1.35 Phoenix Life Limited 110418 01/04/2013 31/03/2017 Modification INSPRU 3.1.35 Phoenix Pensions Limited 191503 21/10/2008 21/10/2013 Modification INSPRU 3.1.35 Prudential Annuities Limited 155025 01/11/2007 31/10/2012 Modification INSPRU 3.1.35 Prudential Annuities Limited 155025 01/11/2012 31/03/2014 Modification INSPRU 3.1.35 Prudential Annuities Limited 155025 01/04/2014 01/04/2016 Modification 17 of 31

INSPRU 3.1.35 Prudential Retirement Income Limited 110452 01/11/2007 31/10/2012 Modification INSPRU 3.1.35 Prudential Retirement Income Limited 110452 01/11/2012 31/03/2014 Modification INSPRU 3.1.35 Prudential Retirement Income Limited 110452 01/04/2014 01/04/2016 Modification INSPRU 3.1.35 ReAssure Limited 110495 09/12/2008 08/12/2013 Modification INSPRU 3.1.35 ReAssure Limited 110495 09/12/2013 01/04/2016 Modification INSPRU 3.1.35 Reliance Mutual Insurance Society Limited 119332 31/08/2010 31/12/2012 Modification INSPRU 3.1.35 Reliance Mutual Insurance Society Limited 119332 31/12/2012 31/12/2016 Modification INSPRU 3.1.35 Rothesay Assurance Limited 466311 18/11/2008 17/11/2013 Modification INSPRU 3.1.35 Rothesay Assurance Limited 466311 01/10/2013 01/04/2016 Modification INSPRU 3.1.35 Rothesay Life Ltd 466067 18/09/2008 18/09/2013 Modification INSPRU 3.1.35 Rothesay Life Ltd 466067 05/09/2013 01/04/2016 Modification INSPRU 3.1.35 Sanlam Life & Pensions UK Limited 110397 22/01/2009 22/01/2014 Modification INSPRU 3.1.35 Scottish Equitable Plc 165548 19/11/2013 01/04/2016 Modification INSPRU 3.1.35 Scottish Widows Annuities Limited 191518 01/11/2007 31/10/2012 Modification INSPRU 3.1.35 Scottish Widows Annuities Limited 191518 01/11/2012 31/03/2014 Modification INSPRU 3.1.35 Scottish Widows Plc 191517 22/04/2013 01/04/2016 Modification INSPRU 3.1.35 St Andrew's Life Assurance Plc 189101 05/03/2009 05/03/2014 Modification INSPRU 3.1.35 St Andrew's Life Assurance Plc 189101 30/12/2010 29/12/2015 Modification INSPRU 3.1.35 Standard Life Assurance Limited 439567 17/05/2012 31/03/2014 Modification INSPRU 3.1.35 Standard Life Assurance Limited 439567 21/02/2014 01/04/2016 Modification INSPRU 3.1.35 The Equitable Life Assurance Society 110340 20/12/2007 30/11/2012 Modification INSPRU 3.1.35 The Equitable Life Assurance Society 110340 30/11/2012 31/12/2016 Modification INSPRU 3.1.35 The Prudential Assurance Company Limited 139793 01/12/2008 22/11/2011 Modification INSPRU 3.1.35 The Prudential Assurance Company Limited 139793 22/11/2011 31/03/2014 Modification INSPRU 3.1.35 The Prudential Assurance Company Limited 139793 01/04/2014 01/04/2016 Modification INSPRU 3.1.35 XL Re Ltd 202920 30/12/2008 29/12/2013 Modification INSPRU 3.1.35 XL Re Ltd 202920 31/12/2013 01/04/2016 Modification INSPRU 3.1.35 (1) Abbey Life Assurance Company Limited 117645 01/12/2013 01/04/2016 Modification INSPRU 3.1.39 National Provident Life Limited 190770 31/12/2008 31/01/2012 Modification 18 of 31

INSPRU 3.1.39 NM Life Limited 110449 01/10/2007 30/09/2008 Modification INSPRU 3.1.39 NPI Limited 190768 31/12/2008 31/01/2012 Modification INSPRU 3.1.39 ReAssure Limited 110495 31/12/2007 31/12/2012 Modification INSPRU 3.1.39 ReAssure Limited 110495 01/01/2013 01/04/2016 Modification INSPRU 3.1.45 Prudential (AN) Ltd 110494 04/08/2010 04/08/2011 Modification INSPRU 3.1.45 Prudential Annuities Limited 155025 04/08/2010 04/08/2011 Modification INSPRU 3.1.45 Prudential Annuities Limited 155025 04/08/2011 30/04/2013 Modification INSPRU 3.1.45 Prudential Holborn Life Limited 110493 04/08/2010 04/08/2011 Modification INSPRU 3.1.45 Prudential Holborn Life Limited 110493 04/08/2011 30/04/2013 Modification INSPRU 3.1.45 Prudential Pensions Limited 110434 04/08/2010 04/08/2011 Modification INSPRU 3.1.45 Prudential Pensions Limited 110434 04/08/2011 30/04/2013 Modification INSPRU 3.1.45 Prudential Retirement Income Limited 110452 04/08/2010 04/08/2011 Modification INSPRU 3.1.45 Prudential Retirement Income Limited 110452 04/08/2011 30/04/2013 Modification INSPRU 3.1.45 The Prudential Assurance Company Limited 139793 04/08/2010 04/08/2011 Modification INSPRU 3.1.45 The Prudential Assurance Company Limited 139793 04/08/2011 30/04/2013 Modification INSPRU 3.1.46 Clerical Medical Investment Group Limited 181655 05/12/2008 31/12/2009 Modification INSPRU 3.1.46 Friends Life and Pensions Limited 110414 30/12/2008 31/12/2009 Modification INSPRU 3.1.46 Friends Life Limited 196142 30/12/2008 31/12/2009 Modification INSPRU 3.1.46 Friends Life Marketing Limited 305188 30/12/2008 31/12/2009 Modification INSPRU 3.1.46 Friends Provident Life Assurance Limited 110413 30/12/2008 31/12/2009 Modification INSPRU 3.1.46 Guardian Assurance Limited 110858 03/12/2008 31/12/2009 Modification INSPRU 3.1.46 Legal & General Assurance Society Limited 117659 03/12/2008 31/12/2009 Modification INSPRU 3.1.46 Liverpool Victoria Friendly Society Limited 110035 05/12/2008 31/12/2009 Modification INSPRU 3.1.46 Liverpool Victoria Life Company Limited 110423 05/12/2008 31/12/2009 Modification INSPRU 3.1.46 London Life Limited 110392 11/12/2008 31/12/2009 Modification INSPRU 3.1.46 Marine and General Mutual Life Assurance Society 110395 03/12/2008 31/12/2009 Modification INSPRU 3.1.46 National Provident Life Limited 190770 11/12/2008 31/12/2009 Modification INSPRU 3.1.46 NFU Mutual Investment Services Ltd 121921 02/12/2008 31/12/2009 Modification INSPRU 3.1.46 Phoenix & London Assurance Limited 110470 11/12/2008 31/12/2009 Modification 19 of 31

INSPRU 3.1.46 Phoenix Life Assurance Limited 155353 03/12/2008 31/12/2009 Modification INSPRU 3.1.46 Phoenix Life Assurance Limited 117667 11/12/2008 31/12/2009 Modification INSPRU 3.1.46 Phoenix Life Limited 110418 11/12/2008 31/12/2009 Modification INSPRU 3.1.46 Prudential (AN) Ltd 110494 04/08/2010 04/08/2011 Modification INSPRU 3.1.46 Prudential Annuities Limited 155025 04/08/2010 04/08/2011 Modification INSPRU 3.1.46 Prudential Annuities Limited 155025 04/08/2011 30/04/2013 Modification INSPRU 3.1.46 Prudential Holborn Life Limited 110493 04/08/2010 04/08/2011 Modification INSPRU 3.1.46 Prudential Holborn Life Limited 110493 04/08/2011 30/04/2013 Modification INSPRU 3.1.46 Prudential Pensions Limited 110434 04/08/2010 04/08/2011 Modification INSPRU 3.1.46 Prudential Pensions Limited 110434 04/08/2011 30/04/2013 Modification INSPRU 3.1.46 Prudential Retirement Income Limited 110452 04/08/2010 04/08/2011 Modification INSPRU 3.1.46 Prudential Retirement Income Limited 110452 04/08/2011 30/04/2013 Modification INSPRU 3.1.46 ReAssure Limited 110495 11/12/2008 31/12/2009 Modification INSPRU 3.1.46 Royal London (CIS) Limited 122246 01/12/2008 31/12/2009 Modification INSPRU 3.1.46 Scottish Equitable Plc 165548 03/12/2008 31/12/2009 Modification INSPRU 3.1.46 Scottish Mutual Assurance Limited 110457 11/12/2008 31/12/2009 Modification INSPRU 3.1.46 Scottish Provident Limited 196016 11/12/2008 31/12/2009 Modification INSPRU 3.1.46 Scottish Widows Plc 191517 01/12/2008 31/12/2009 Modification INSPRU 3.1.46 The Prudential Assurance Company Limited 139793 04/08/2010 04/08/2011 Modification INSPRU 3.1.46 The Prudential Assurance Company Limited 139793 04/08/2011 30/04/2013 Modification INSPRU 3.1.46 The Royal London Mutual Insurance Society Limited 117672 03/12/2008 31/12/2009 Modification INSPRU 3.1.46 Wesleyan Assurance Society 110873 05/12/2008 31/12/2009 Modification INSPRU 3.1.47 Prudential (AN) Ltd 110494 04/08/2010 04/08/2011 Modification INSPRU 3.1.47 Prudential Annuities Limited 155025 04/08/2010 04/08/2011 Modification INSPRU 3.1.47 Prudential Annuities Limited 155025 04/08/2011 30/04/2013 Modification INSPRU 3.1.47 Prudential Holborn Life Limited 110493 04/08/2010 04/08/2011 Modification INSPRU 3.1.47 Prudential Pensions Limited 110434 04/08/2010 04/08/2011 Modification INSPRU 3.1.47 Prudential Pensions Limited 110434 04/08/2011 30/04/2013 Modification INSPRU 3.1.47 Prudential Retirement Income Limited 110452 04/08/2010 04/08/2011 Modification 20 of 31

INSPRU 3.1.47 Prudential Retirement Income Limited 110452 04/08/2011 30/04/2013 Modification INSPRU 3.1.47 The Prudential Assurance Company Limited 139793 04/08/2010 04/08/2011 Modification INSPRU 3.1.47 The Prudential Assurance Company Limited 139793 04/08/2011 30/04/2013 Modification INSPRU 3.1.57 NM Life Limited 110449 05/12/2007 04/12/2012 Modification INSPRU 3.1.57 ReAssure Limited 110495 31/12/2007 31/12/2007 Modification INSPRU 3.1.57 ReAssure Limited 110495 01/01/2013 01/04/2016 Modification INSPRU 3.1.1R Life Insurance Corporation of India 110379 01/04/2014 31/03/2016 Modification INSPRU 3.1.35R Aviva Annuity UK Limited 202991 22/09/2014 01/04/2016 Modification INSPRU 3.1.35R Aviva International Insurance Limited 202082 22/09/2014 01/04/2016 Modification INSPRU 3.1.35R Canada Life Limited 110394 07/03/2014 01/04/2016 Modification INSPRU 3.1.35R Friends Annuities Limited 472786 08/10/2014 01/04/2016 Modification INSPRU 3.1.35R Friends Life and Pensions Limited 110414 08/10/2014 01/04/2016 Modification INSPRU 3.1.35R Friends Life Limited 196142 08/10/2014 01/04/2016 Modification INSPRU 3.1.35R Guardian Assurance Limited 110858 12/02/2014 01/04/2016 Modification INSPRU 3.1.35R Marine and General Mutual Life Assurance Society 110395 15/10/2014 01/04/2016 Modification INSPRU 3.1.35R Pension Insurance Corporation plc 454345 26/05/2015 01/04/2016 Modification INSPRU 3.1.35R Sanlam Life & Pensions UK Limited 110397 06/03/2014 01/04/2016 Modification INSPRU 3.1.35R Scottish Widows Annuities Limited 191518 22/04/2014 01/04/2016 Modification INSPRU 3.2.1 Life Insurance Corporation of India 110379 15/04/2010 31/10/2012 Modification INSPRU 3.2.1 Life Insurance Corporation of India 110379 01/11/2012 31/03/2014 Modification INSPRU 3.2.3 UNUM Life Insurance Company of America 202914 01/05/2012 30/04/2017 Modification INSPRU 3.2.3 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 3.2.5(3) Rothesay Life Ltd 466067 15/07/2010 10/11/2011 Modification INSPRU 3.2.5 (3) Rothesay Life Ltd 466067 11/11/2011 15/07/2013 Modification INSPRU 3.2.5 (3) Rothesay Life Ltd 466067 25/07/2013 01/04/2016 Modification INSPRU 3.2.1R Life Insurance Corporation of India 110379 01/04/2014 31/03/2016 Modification INSPRU 4.1.3 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 6.1 Alliance Assurance Company Limited 202014 31/12/2007 30/12/2012 Modification INSPRU 6.1 British and Foreign Marine Insurance Company Ltd 202054 31/12/2007 30/12/2012 Modification 21 of 31

INSPRU 6.1 Guildhall Insurance Company Limited 202165 31/12/2007 30/12/2012 Modification INSPRU 6.1 Knapton Insurance Limited 202051 31/12/2007 30/12/2012 Modification INSPRU 6.1 Liverpool Marine and General Insurance Company Ltd 202211 31/12/2007 30/12/2012 Modification INSPRU 6.1 London Guarantee and Reinsurance Company Limited 202219 31/12/2007 30/12/2012 Modification INSPRU 6.1 National Vulcan Engineering Insurance Group Ltd 202266 31/12/2007 30/12/2012 Modification INSPRU 6.1 Royal & Sun Alliance Insurance (Global) Limited 202221 31/12/2007 30/12/2012 Modification INSPRU 6.1 Royal & Sun Alliance Insurance Plc 202323 31/12/2007 30/12/2012 Modification INSPRU 6.1 Royal & Sun Alliance Insurance Plc 202323 28/12/2012 31/12/2015 Modification INSPRU 6.1 Royal & Sun Alliance Reinsurance Limited 202325 31/12/2007 30/12/2012 Modification INSPRU 6.1 Royal Insurance (UK) Limited 202642 31/12/2007 30/12/2012 Modification INSPRU 6.1 Royal International Insurance Holdings Limited 202209 31/12/2007 30/12/2012 Modification INSPRU 6.1 Sun Alliance and London Insurance Plc 202557 31/12/2007 30/12/2012 Modification INSPRU 6.1 Sun Alliance Insurance International Limited 202304 31/12/2007 30/12/2012 Modification INSPRU 6.1 Sun Alliance Insurance UK Limited 202055 31/12/2007 30/12/2012 Modification INSPRU 6.1 Sun Insurance Office Limited 202561 31/12/2007 30/12/2012 Modification INSPRU 6.1 The Century Insurance Company Limited 202067 31/12/2007 30/12/2012 Modification INSPRU 6.1 The Globe Insurance Company Limited 202885 31/12/2007 30/12/2012 Modification INSPRU 6.1 The London Assurance 202217 31/12/2007 30/12/2012 Modification INSPRU 6.1 The Marine Insurance Company Limited 202776 31/12/2007 30/12/2012 Modification INSPRU 6.1 The Northern Maritime Insurance Company Limited 202827 31/12/2007 30/12/2012 Modification INSPRU 6.1 The Sea Insurance Company Limited 202753 31/12/2007 30/12/2012 Modification INSPRU 6.1 The Union Marine and General Insurance Company Ltd 202586 31/12/2007 30/12/2012 Modification INSPRU 6.1.8 Acadian Asset Management (UK) Limited 460224 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Acadian Asset Management (UK) Limited 460224 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Aioi Nissay Dowa Insurance Company of Europe Limited 401084 06/11/2009 31/10/2012 Modification INSPRU 6.1.8 Bankhall PMS Limited 164877 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Chevanstell Limited 202861 04/02/2013 03/02/2018 Waiver INSPRU 6.1.8 Chevanstell Limited 202861 03/02/2014 03/02/2018 Modification INSPRU 6.1.8 Clay Finlay (Europe) Limited 409100 01/03/2008 28/02/2013 Modification 22 of 31

INSPRU 6.1.8 Fairbairn Private Bank Limited 313187 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Fairbairn Private Bank Limited 313187 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Heitman UK Ltd 490697 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Malayan Insurance Company (UK) Limited 202231 08/01/2009 31/12/2009 Waiver INSPRU 6.1.8 Nedbank Ltd 204684 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Nedbank Ltd 204684 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Nedbank Private Wealth Limited 313189 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Nedbank Private Wealth Limited 313189 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Nedgroup Investment Advisors (UK) Limited 208551 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Nedgroup Investment Advisors (UK) Limited 208551 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Old Mutual Fund Managers Limited 119324 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Old Mutual Fund Managers Limited 119324 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Old Mutual Global Investors (UK) Limited 171847 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Old Mutual Global Investors (UK) Limited 171847 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Old Mutual Investment Management Limited 208543 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Old Mutual Investment Management Limited 208543 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Old Mutual Wealth Life & Pensions Limited 207977 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Old Mutual Wealth Life & Pensions Limited 207977 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Old Mutual Wealth Life Assurance Limited 110462 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Old Mutual Wealth Life Assurance Limited 110462 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Old Mutual Wealth Limited 165359 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Old Mutual Wealth Limited 165359 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 OMAM International Ltd 515302 11/01/2011 28/02/2013 Modification INSPRU 6.1.8 Principle Insurance Company Limited 467853 04/02/2013 03/02/2018 Waiver INSPRU 6.1.8 Principle Insurance Company Limited 467853 03/02/2014 03/02/2018 Modification INSPRU 6.1.8 Principle Insurance Company Limited 467853 13/04/2015 30/06/2016 Waiver INSPRU 6.1.8 R&Q Reinsurance Company (UK) Limited 202188 04/02/2013 03/02/2018 Waiver INSPRU 6.1.8 R&Q Reinsurance Company (UK) Limited 202188 03/02/2014 03/02/2018 Modification INSPRU 6.1.8 R&Q Reinsurance Company (UK) Limited 202188 13/04/2015 30/06/2016 Waiver 23 of 31

INSPRU 6.1.8 Rogge Global Partners Plc 115161 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Rogge Global Partners Plc 115161 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Royal Skandia Life Assurance Limited 142309 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Royal Skandia Life Assurance Limited 142309 18/07/2013 30/06/2016 Modification INSPRU 6.1.8 Selestia Investments Limited 196620 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Sompo Japan Nipponkoa Insurance Company of Europe Limited 202894 03/09/2008 03/09/2013 Modification INSPRU 6.1.8 Tokio Marine Rogge Asset Management Limited 229082 01/03/2008 28/02/2013 Modification INSPRU 6.1.8 Tokio Marine Rogge Asset Management Limited 229082 18/07/2013 30/06/2016 Modification INSPRU 6.1.9 Malayan Insurance Company (UK) Limited 202231 08/01/2009 31/12/2009 Waiver INSPRU 6.1.10 Unum Ltd 110408 13/04/2011 12/04/2013 Modification INSPRU 6.1.33 Equitas Insurance Limited 494350 20/09/2011 20/09/2016 Modification INSPRU 6.1.33 Equitas Reinsurance Limited 202964 25/08/2011 25/08/2016 Modification INSPRU 6.1.33 Legal & General Assurance Society Limited 117659 17/12/2010 31/12/2012 Modification INSPRU 6.1.33 Legal & General Assurance Society Limited 117659 21/12/2012 31/12/2013 Modification INSPRU 6.1.33 Legal & General Insurance Limited 202050 17/12/2010 31/12/2012 Modification INSPRU 6.1.33 Legal & General Insurance Limited 202050 21/12/2012 31/12/2013 Modification INSPRU 6.1.33 Legal and General Assurance (Pensions Management) Limited 202202 17/12/2010 31/12/2012 Modification INSPRU 6.1.33 Legal and General Assurance (Pensions Management) Limited 202202 21/12/2012 31/12/2013 Modification INSPRU 6.1.33 Nationwide Life Limited 177850 17/12/2010 31/12/2012 Modification INSPRU 6.1.33 Nationwide Life Limited 177850 21/12/2012 31/12/2013 Modification INSPRU 6.1.33 Suffolk Life Annuities Limited 110468 17/12/2010 31/12/2012 Modification INSPRU 6.1.33 Suffolk Life Annuities Limited 110468 21/12/2012 31/12/2013 Modification INSPRU 6.1.34 Acadian Asset Management (UK) Limited 460224 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Canada Life International Assurance (Ireland) Designated Activity 471447 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Fairbairn Private Bank Limited 313187 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Heitman UK Ltd 490697 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Legal & General (Portfolio Management Services) Ltd 146786 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Legal & General (Unit Trust Managers) Limited 119273 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Legal & General Assurance Society Limited 117659 27/03/2009 26/03/2012 Modification 24 of 31

INSPRU 6.1.34 Legal & General Assurance Society Limited 117659 01/01/2014 30/04/2016 Modification INSPRU 6.1.34 Legal & General Insurance Limited 202050 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Legal & General Investment Management Ltd 119272 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Legal & General Partnership Services Limited 300792 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Legal & General Pensions Ltd 457972 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Legal & General Pensions Ltd 457972 01/01/2014 30/04/2016 Modification INSPRU 6.1.34 Legal & General Property Limited 313282 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Legal & General Property Partners (Operator) Ltd 447041 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Legal and General Assurance (Pensions Management) Limited 202202 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 LGV Capital Limited 121912 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Nationwide Life Limited 177850 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Nationwide Unit Trust Managers Limited 177793 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Nedbank Ltd 204684 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Nedbank Ltd 204684 04/12/2015 31/12/2015 Modification INSPRU 6.1.34 Nedbank Private Wealth Limited 313189 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Nedgroup Investment Advisors (UK) Limited 208551 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Old Mutual Fund Managers Limited 119324 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Old Mutual Global Investors (UK) Limited 171847 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Old Mutual Investment Management Limited 208543 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Old Mutual Wealth Life Assurance Limited 110462 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Old Mutual Wealth Limited 165359 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Prudential (AN) Ltd 110494 04/08/2010 04/08/2011 Modification INSPRU 6.1.34 Prudential Annuities Limited 155025 04/08/2010 04/08/2011 Modification INSPRU 6.1.34 Prudential Annuities Limited 155025 04/08/2011 30/04/2013 Modification INSPRU 6.1.34 Prudential Annuities Limited 155025 01/05/2013 30/04/2014 Modification INSPRU 6.1.34 Prudential Holborn Life Limited 110493 04/08/2010 04/08/2011 Modification INSPRU 6.1.34 Prudential Holborn Life Limited 110493 04/08/2011 30/04/2013 Modification INSPRU 6.1.34 Prudential Holborn Life Limited 110493 01/05/2013 30/04/2014 Modification INSPRU 6.1.34 Prudential Pensions Limited 110434 04/08/2010 04/08/2011 Modification 25 of 31

INSPRU 6.1.34 Prudential Pensions Limited 110434 04/08/2011 30/04/2013 Modification INSPRU 6.1.34 Prudential Pensions Limited 110434 01/05/2013 30/04/2014 Modification INSPRU 6.1.34 Prudential Retirement Income Limited 110452 04/08/2010 04/08/2011 Modification INSPRU 6.1.34 Prudential Retirement Income Limited 110452 04/08/2011 30/04/2013 Modification INSPRU 6.1.34 Prudential Retirement Income Limited 110452 01/05/2013 30/04/2014 Modification INSPRU 6.1.34 Rogge Global Partners Plc 115161 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Rogge Global Partners Plc 115161 04/12/2015 31/12/2015 Modification INSPRU 6.1.34 Royal Skandia Life Assurance Limited 142309 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 Suffolk Life Annuities Limited 110468 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 Suffolk Life Pensions Limited 116298 27/03/2009 26/03/2012 Modification INSPRU 6.1.34 The Prudential Assurance Company Limited 139793 04/08/2010 04/08/2011 Modification INSPRU 6.1.34 The Prudential Assurance Company Limited 139793 04/08/2011 30/04/2013 Modification INSPRU 6.1.34 The Prudential Assurance Company Limited 139793 01/05/2013 30/04/2014 Modification INSPRU 6.1.34 Tokio Marine Rogge Asset Management Limited 229082 31/12/2012 31/12/2015 Modification INSPRU 6.1.34 (1) Canada Life International Assurance (Ireland) Designated Activity 471447 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Legal & General (Portfolio Management Services) Ltd 146786 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Legal & General (Unit Trust Managers) Limited 119273 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Legal & General Assurance Society Limited 117659 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Legal & General Insurance Limited 202050 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Legal & General Investment Management Ltd 119272 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Legal & General Partnership Services Limited 300792 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Legal & General Pensions Ltd 457972 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Legal & General Property Limited 313282 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Legal & General Property Partners (Operator) Ltd 447041 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Legal and General Assurance (Pensions Management) Limited 202202 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) LGV Capital Limited 121912 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Nationwide Life Limited 177850 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Nationwide Unit Trust Managers Limited 177793 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (1) Suffolk Life Annuities Limited 110468 14/05/2012 31/12/2013 Modification 26 of 31

INSPRU 6.1.34 (1) Suffolk Life Pensions Limited 116298 14/05/2012 31/12/2013 Modification INSPRU 6.1.34 (6) Prudential (AN) Ltd 110494 30/12/2008 30/06/2009 Modification INSPRU 6.1.34 (6) Prudential Annuities Limited 155025 30/12/2008 30/06/2009 Modification INSPRU 6.1.34 (6) Prudential Holborn Life Limited 110493 30/12/2008 30/06/2009 Modification INSPRU 6.1.34 (6) Prudential Pensions Limited 110434 30/12/2008 30/06/2009 Modification INSPRU 6.1.34 (6) Prudential Retirement Income Limited 110452 30/12/2008 30/06/2009 Modification INSPRU 6.1.34 (6) Scottish Amicable Life plc 185062 30/12/2008 30/06/2009 Modification INSPRU 6.1.34 (6) The Prudential Assurance Company Limited 139793 30/12/2008 30/06/2009 Modification INSPRU 6.1.36 Equitas Insurance Limited 494350 20/09/2011 20/09/2016 Modification INSPRU 6.1.36 Equitas Reinsurance Limited 202964 25/08/2011 25/08/2016 Modification INSPRU 6.1.37 BA (GI) Limited 117647 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 Friends Life and Pensions Limited 110414 06/07/2009 26/04/2010 Modification INSPRU 6.1.37 Friends Life and Pensions Limited 110414 14/04/2010 31/10/2012 Modification INSPRU 6.1.37 Friends Life and Pensions Limited 110414 16/12/2010 31/12/2012 Modification INSPRU 6.1.37 Friends Life and Pensions Limited 110414 22/12/2011 01/12/2014 Modification INSPRU 6.1.37 Friends Life Assurance Society Limited 110482 16/12/2010 31/12/2012 Modification INSPRU 6.1.37 Friends Life Assurance Society Limited 110482 22/12/2011 01/12/2014 Modification INSPRU 6.1.37 Friends Life Company Limited 185063 16/12/2010 31/12/2012 Modification INSPRU 6.1.37 Friends Life Company Limited 185063 22/12/2011 01/12/2014 Modification INSPRU 6.1.37 Friends Life FPLMA Limited 202225 14/04/2010 31/10/2012 Modification INSPRU 6.1.37 Friends Life FPLMA Limited 202225 16/12/2010 31/12/2012 Modification INSPRU 6.1.37 Friends Life FPLMA Limited 202225 22/12/2011 01/12/2014 Modification INSPRU 6.1.37 Friends Life Limited 196142 06/07/2009 26/04/2010 Modification INSPRU 6.1.37 Friends Life Limited 196142 14/04/2010 31/10/2012 Modification INSPRU 6.1.37 Friends Life Limited 196142 16/12/2010 31/12/2012 Modification INSPRU 6.1.37 Friends Life Limited 196142 22/12/2011 01/12/2014 Modification INSPRU 6.1.37 Friends Life WL Limited 182007 22/12/2011 01/12/2014 Modification INSPRU 6.1.37 Friends Provident Life Assurance Limited 110413 06/07/2009 26/04/2010 Modification INSPRU 6.1.37 Friends Provident Life Assurance Limited 110413 14/04/2010 31/10/2012 Modification 27 of 31

INSPRU 6.1.37 Friends Provident Life Assurance Limited 110413 16/12/2010 31/12/2012 Modification INSPRU 6.1.37 Friends Provident Life Assurance Limited 110413 22/12/2011 01/12/2014 Modification INSPRU 6.1.37 Friends Provident Reinsurance Services Ltd 402418 06/07/2009 26/04/2010 Modification INSPRU 6.1.37 Friends Provident Reinsurance Services Ltd 402418 14/04/2010 31/10/2012 Modification INSPRU 6.1.37 Friends Provident Reinsurance Services Ltd 402418 16/12/2010 31/12/2012 Modification INSPRU 6.1.37 Legal & General Assurance Society Limited 117659 17/12/2010 31/12/2012 Modification INSPRU 6.1.37 Legal & General Assurance Society Limited 117659 21/12/2012 31/12/2013 Modification INSPRU 6.1.37 Legal & General Insurance Limited 202050 17/12/2010 31/12/2012 Modification INSPRU 6.1.37 Legal & General Insurance Limited 202050 21/12/2012 31/12/2013 Modification INSPRU 6.1.37 Legal and General Assurance (Pensions Management) Limited 202202 17/12/2010 31/12/2012 Modification INSPRU 6.1.37 Legal and General Assurance (Pensions Management) Limited 202202 21/12/2012 31/12/2013 Modification INSPRU 6.1.37 London Life Limited 110392 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 National Provident Life Limited 190770 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 Nationwide Life Limited 177850 17/12/2010 31/12/2012 Modification INSPRU 6.1.37 Nationwide Life Limited 177850 21/12/2012 31/12/2013 Modification INSPRU 6.1.37 NPI Limited 190768 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 PA (GI) Limited 117668 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 Phoenix & London Assurance Limited 110470 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 Phoenix Life Assurance Limited 117667 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 Phoenix Life Limited 110418 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 Phoenix Pensions Limited 191503 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 Prudential (AN) Ltd 110494 31/12/2008 01/12/2013 Modification INSPRU 6.1.37 Prudential Annuities Limited 155025 31/12/2008 01/12/2013 Modification INSPRU 6.1.37 Prudential Annuities Limited 155025 01/12/2013 23/06/2014 Modification INSPRU 6.1.37 Prudential Holborn Life Limited 110493 31/12/2008 01/12/2013 Modification INSPRU 6.1.37 Prudential Holborn Life Limited 110493 01/12/2013 23/06/2014 Modification INSPRU 6.1.37 Prudential Pensions Limited 110434 31/12/2008 01/12/2013 Modification INSPRU 6.1.37 Prudential Pensions Limited 110434 01/12/2013 23/06/2014 Modification INSPRU 6.1.37 Prudential Retirement Income Limited 110452 31/12/2008 01/12/2013 Modification 28 of 31

INSPRU 6.1.37 Prudential Retirement Income Limited 110452 01/12/2013 23/06/2014 Modification INSPRU 6.1.37 Scottish Amicable Life plc 185062 31/12/2008 01/12/2013 Modification INSPRU 6.1.37 Scottish Mutual Assurance Limited 110457 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 Scottish Provident Limited 196016 20/11/2008 30/04/2009 Modification INSPRU 6.1.37 Suffolk Life Annuities Limited 110468 17/12/2010 31/12/2012 Modification INSPRU 6.1.37 Suffolk Life Annuities Limited 110468 21/12/2012 31/12/2013 Modification INSPRU 6.1.37 The Prudential Assurance Company Limited 139793 31/12/2008 01/12/2013 Modification INSPRU 6.1.37 The Prudential Assurance Company Limited 139793 01/12/2013 23/06/2014 Modification INSPRU 6.1.41 Acadian Asset Management (UK) Limited 460224 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Acadian Asset Management (UK) Limited 460224 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Acadian Asset Management (UK) Limited 460224 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Bankhall PMS Limited 164877 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Clay Finlay (Europe) Limited 409100 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Fairbairn Private Bank Limited 313187 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Fairbairn Private Bank Limited 313187 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Heitman UK Ltd 490697 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Heitman UK Ltd 490697 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Nedbank Ltd 204684 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Nedbank Ltd 204684 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Nedbank Ltd 204684 14/11/2012 31/12/2012 Modification INSPRU 6.1.41 Nedbank Private Wealth Limited 313189 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Nedbank Private Wealth Limited 313189 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Nedbank Private Wealth Limited 313189 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Nedgroup Investment Advisors (UK) Limited 208551 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Nedgroup Investment Advisors (UK) Limited 208551 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Nedgroup Investment Advisors (UK) Limited 208551 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Old Mutual Fund Managers Limited 119324 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Old Mutual Fund Managers Limited 119324 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Old Mutual Fund Managers Limited 119324 14/11/2012 31/12/2013 Modification 29 of 31

INSPRU 6.1.41 Old Mutual Global Investors (UK) Limited 171847 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Old Mutual Global Investors (UK) Limited 171847 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Old Mutual Global Investors (UK) Limited 171847 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Old Mutual Investment Management Limited 208543 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Old Mutual Investment Management Limited 208543 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Old Mutual Investment Management Limited 208543 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Old Mutual Wealth Life & Pensions Limited 207977 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Old Mutual Wealth Life & Pensions Limited 207977 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Old Mutual Wealth Life & Pensions Limited 207977 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Old Mutual Wealth Life & Pensions Limited 207977 01/01/2014 30/04/2016 Modification INSPRU 6.1.41 Old Mutual Wealth Life Assurance Limited 110462 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Old Mutual Wealth Life Assurance Limited 110462 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Old Mutual Wealth Life Assurance Limited 110462 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Old Mutual Wealth Life Assurance Limited 110462 01/01/2014 30/04/2016 Modification INSPRU 6.1.41 Old Mutual Wealth Limited 165359 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Old Mutual Wealth Limited 165359 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Old Mutual Wealth Limited 165359 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 OMAM International Ltd 515302 11/01/2011 31/10/2012 Modification INSPRU 6.1.41 Rogge Global Partners Plc 115161 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Rogge Global Partners Plc 115161 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Rogge Global Partners Plc 115161 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Royal Skandia Life Assurance Limited 142309 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Royal Skandia Life Assurance Limited 142309 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Royal Skandia Life Assurance Limited 142309 14/11/2012 31/12/2013 Modification INSPRU 6.1.41 Selestia Investments Limited 196620 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Tokio Marine Rogge Asset Management Limited 229082 01/03/2008 28/02/2011 Modification INSPRU 6.1.41 Tokio Marine Rogge Asset Management Limited 229082 23/12/2009 31/10/2012 Modification INSPRU 6.1.41 Tokio Marine Rogge Asset Management Limited 229082 14/11/2012 31/12/2013 Modification INSPRU 6.1.45 BA (GI) Limited 117647 20/11/2008 30/04/2009 Modification 30 of 31

INSPRU 6.1.45 London Life Limited 110392 20/11/2008 30/04/2009 Modification INSPRU 6.1.45 National Provident Life Limited 190770 20/11/2008 30/04/2009 Modification INSPRU 6.1.45 NPI Limited 190768 20/11/2008 30/04/2009 Modification INSPRU 6.1.45 PA (GI) Limited 117668 20/11/2008 30/04/2009 Modification INSPRU 6.1.45 Phoenix & London Assurance Limited 110470 20/11/2008 30/04/2009 Modification INSPRU 6.1.45 Phoenix Life Assurance Limited 117667 20/11/2008 30/04/2009 Modification INSPRU 6.1.45 Phoenix Life Limited 110418 20/11/2008 30/04/2009 Modification INSPRU 6.1.45 Phoenix Pensions Limited 191503 20/11/2008 30/04/2009 Modification INSPRU 6.1.45 Scottish Mutual Assurance Limited 110457 20/11/2008 30/04/2009 Modification INSPRU 6.1.45 Scottish Provident Limited 196016 20/11/2008 30/04/2009 Modification INSPRU 6.1.45 (1) Lucida Limited 461214 16/11/2007 15/11/2012 Modification INSPRU 6.1.45 (1) Lucida Limited 461214 15/11/2012 31/12/2013 Waiver INSPRU 6.1.74 The Prudential Assurance Company Limited 139793 17/12/2009 31/01/2011 Modification INSPRU 6.1.34R Acadian Asset Management (UK) Limited 460224 04/12/2015 31/12/2015 Modification INSPRU 6.1.34R Heitman UK Ltd 490697 04/12/2015 31/12/2015 Modification INSPRU 6.1.34R Nedbank Private Wealth Limited 313189 04/12/2015 31/12/2015 Modification INSPRU 6.1.34R Nedgroup Investment Advisors (UK) Limited 208551 04/12/2015 31/12/2015 Modification INSPRU 6.1.34R Old Mutual Global Investors (UK) Limited 171847 04/12/2015 31/12/2015 Modification INSPRU 6.1.34R Old Mutual Investment Management Limited 208543 04/12/2015 31/12/2015 Modification INSPRU 6.1.34R Old Mutual Wealth Life & Pensions Limited 207977 04/12/2015 31/12/2015 Modification INSPRU 6.1.34R Old Mutual Wealth Life Assurance Limited 110462 04/12/2015 31/12/2015 Modification INSPRU 6.1.34R Old Mutual Wealth Limited 165359 04/12/2015 31/12/2015 Modification INSPRU 6.1.34R Tokio Marine Rogge Asset Management Limited 229082 04/12/2015 31/12/2015 Modification INSPRU 8.2.16 Argo Managing Agency Limited 204975 17/12/2013 Waiver INSPRU 8.2.16 Society of Lloyd's 202761 11/12/2007 30/06/2009 Modification INSPRU 8.2.16 Society of Lloyd's 202761 31/12/2008 30/06/2009 Modification INSPRU 9.19 CX Reinsurance Company Limited 202077 13/12/2012 31/03/2014 Modification INSPRU 9.20 CX Reinsurance Company Limited 202077 13/12/2012 31/03/2014 Modification 31 of 31