Please complete a separate form for each ISA you intend to transfer from each different plan manager Please fill in the whole form in BLOC CAPITALS using black or blue ink 1. PERSONAL DETAILS Surname (Mr/Mrs/Ms/Miss/Other) Full Forename(s) Permanent Residential Address (we are unable to accept a c/o or PO Box address) Postcode E-mail Address Contact Telephone Number Date of Birth NI Number I do not have a National Insurance Number (tick box) You should be able to find your NI Number on a payslip, form P45 or P60, a letter from HM Revenue and Customs, a letter from the DWP, or a pension book. November 2015 Page 1 of 6
2. INVESTMENT DETAILS I direct the Plan Manager to transfer my ISA investment investing in the funds at the proportions indicated below. Fund ISIN Code Percentage Legg Mason IF Brandywine Global Income Optimiser Fund (Income) GB00B756CL64 % Legg Mason IF Western Asset Global Multi Strategy Bond Fund (Income) GB00B2R8FG10 % Legg Mason IF Western Asset Retirement Income Bond Fund (Income) GB0033505313 % Legg Mason IF ClearBridge Global Equity Income Fund (Accumulation) GB00B2R8FL62 % Legg Mason IF ClearBridge Global Equity Income Fund (Income) GB00B2R8FJ41 % Legg Mason IF ClearBridge US Equity Fund (Accumulation) GB0033506725 % Legg Mason IF ClearBridge US Equity Income Fund (Income) GB00B3TTBW75 % Legg Mason IF Japan Equity Fund (Accumulation) GB0033507467 % Legg Mason IF Japan Equity Fund (Accumulation) (Hedged) GB00BJ3T4W63 % Legg Mason IF Martin Currie Asia Pacific Fund (Accumulation) GB00BVZ6TS00 % Legg Mason IF Martin Currie China Fund (Accumulation) GB00BVZ6TV39 % Legg Mason IF Martin Currie Emerging Markets Fund (Accumulation) GB00BVZ6TX52 % Legg Mason IF Martin Currie European Equity Income Fund (Accumulation) GB00BVZ6TZ76 % Legg Mason IF Martin Currie European Equity Income Fund (Income) GB00BVZ6V067 % Legg Mason IF Martin Currie Global Alpha Fund (Accumulation) GB00BVZ6V398 % Legg Mason IF Martin Currie Global Equity Income Fund (Accumulation) GB00BVZ6V513 % Legg Mason IF Martin Currie Global Equity Income Fund (Income) GB00BVZ6V620 % Legg Mason IF Martin Currie Japan Alpha Fund (Accumulation) GB00BVZ6V950 % Legg Mason IF Martin Currie North American Fund (Accumulation) GB00BVZ6VD94 % Legg Mason IF QS Emerging Markets Equity Fund (Accumulation) GB0034100486 % Legg Mason IF QS U Equity Fund (Accumulation) GB0033506501 % Legg Mason IF Royce US Smaller Companies Fund (Accumulation) GB0034100932 % Legg Mason IF Royce US Smaller Companies Fund (Accumulation) (Hedged) GB00B6YRLS30 % TOTAL 100.00 % November 2015 Page 2 of 6
Authority to Transfer your ISA PLAN MANAGERS DETAILS Name of ISA Manager Address of ISA Manager Postcode INVESTMENT DETAILS Surname (Mr/Mrs/Ms/Miss/Other) Full Forename(s) Account Number I confirm this is a Stocks and Shares ISA I confirm this is a Cash ISA Yes Yes Tick here if you are transferring an ISA for the current tax year. Please note that if you have a Cash ISA or a Stocks and Shares ISA in this current tax year, you must transfer the full amount of either ISA. Tick here if you are transferring an ISA from a previous tax year. Please note you can transfer previous tax years investments in whole or in part. Please tick whether you are transferring your ISA in whole or part. Whole Transfer Part Transfer Please state amount to be transferred if you would like a part transfer. min 3,000 INSTRUCTIONS TO EXISTING MANAGER I hereby authorise you to transfer the above to Legg Mason Investments (Europe) Limited. Please sell my holdings as specified in this Section and send a cheque payable to Legg Mason Investments (Europe) Limited, to Legg Mason Global Asset Management, PO Box 10649, Chelmsford CM99 2BD. I also authorise you to provide Legg Mason Investments (Europe) Limited with any information and accept from them any instruction regarding the above ISA. This is subject to Legg Mason Investments (Europe) Limited acceptance of my transfer application. Signature Print Name Date November 2015 Page 3 of 6
3. TAX RESIDENCE Please indicate all countries (other than the U) in which you are resident for tax purposes and the associated Tax Reference Numbers in the table below. If you are a US citizen or resident, please include United States in this table along with your US Tax Identification Number. By signing this application form, you agree to provide Legg Mason Investments (Europe) Limited or its delegates with such tax documentation or information (in addition to the above) as requested from time to time and authorise Legg Mason Investments (Europe) Limited to act upon the above information in good faith, including disclosing or submitting such information to HM Revenue & Customs. If you have any questions about your tax residency, please contact your tax advisor. 4. INCOME PAYMENTS For any fund with income share classes, please complete this section if you wish to receive income payments, which will be paid directly into your bank or building society account. If this section is not completed, any income in respect of these funds will be reinvested. Name of bank or Building Society Address Postcode Account Name Account Number Branch Sort Code - - Roll Number (where applicable) November 2015 Page 4 of 6
5. DECLARATION AND AUTHORISATION All subscriptions made, and to be made, belong to me. I am aged 18 and over. I am resident in the United ingdom for tax purposes or, if not so resident, either perform duties which, by virtue of Section 28 of the Income Tax (Earnings and Pensions) Act 2003 (Crown employees serving overseas), are treated as being performed in the United ingdom, or I am married to, or in a civil partnership with, a person who performs such duties. I will inform Legg Mason Investments (Europe) Limited if I cease to be so resident or to perform such duties or be married to, or in a civil partnership with, a person who performs such duties. I hereby authorise Legg Mason Investments (Europe) Limited to be my ISA Manager and to hold my cash subscription, ISA investments, interest, dividends and any other rights or proceeds in respect of those investments and any other cash, to make on my behalf any claims to relief from tax in respect of ISA investments and on my written request to transfer or pay to me, as the case may be, ISA investments, interest, dividends, rights or other proceeds in respect of such investments or any cash. I declare that I have read and understood the ISA terms and conditions and agree to be bound by them and that the information given in this Application Form is accurate and complete to the best of my knowledge and belief, and I will notify the ISA Manager if it alters. I declare that I have not subscribed and will not subscribe to another stocks and shares ISA in the same tax year that I subscribe to this stocks and shares ISA and understood and have retained a paper copy of the relevant ey Investor Information Document (IID) and the ISA Information document. Please tick this box if you would like a copy of the full Prospectus for Legg Mason Funds ICVC. Legg Mason Investments (Europe) Limited (LMIE) is a data controller within the meaning of the Data Protection Act 1998 (the Act). We will hold any personal information provided to us in confidence and in accordance with the Act. Any information that you supply will be used in the following ways: for the purposes of administering your investments, by LMIE and by third party administrators who provide services to LMIE; for any other specific purposes where the investor has given specific consent; to carry out statistical analysis and market research; to comply with legal and regulatory obligations applicable to the investor and LMIE; for disclosure or transfer, including to the United States, which may not have the same data protection laws as the U, to third parties including financial advisers, regulatory bodies, auditors, technology providers or to LMIE and its delegates and its or their duly appointed agents and any of their respective related, associated or affiliated companies for the purposes specified above; or for other legitimate business interests of LMIE. You have the right under the Data Protection Act 1998 to ask what information we hold about you by contacting us in writing to the address shown on this application form. Please tick this box if you do not wish to receive marketing communications from Legg Mason and its associated companies. I confirm that I have received the latest version of the IID for the Class A Shares of the fund(s) selected in section 2, as well as the ISA Information document (including the ISA Terms and Conditions which form part of this agreement). See section 6 for details of how to receive the IID and the ISA Information document. Signature Print Name Date YOUR FINANCIAL ADVISER S DETAIL (to be completed by the adviser) If you intend to receive initial commission please indicate the amount as a %. Advisers stamp please quote your unique agency number if known. % Please tick this box if you have not given advice to your client. Class A Shares are commission-bearing shares, by ticking this box you represent and warrant that you are entitled to receive such commission under applicable law (including but not limited to the rules under the U Financial Conduct Authority Retail Distribution Review). Please note Class B Shares do not bear commission. 6. APPLICATION CHECLIST November 2015 Page 5 of 6
Important: Please read the following as incomplete applications may have to be returned. 1. Have you completed the Authority to Transfer your ISA Section? 2. Have you completed in full the Personal Details information in section 1? 3. Have you supplied your date of birth and National Insurance Number (or ticked the box if you do not have a National Insurance Number)? 4. Have you provided details of any country (other than the U) in which you are tax resident in section 3? 5. Have you stated the fund(s) in which you wish to invest, and the % amount per fund? 6. If you want income paid out to you, have you completed the income payment section, and provided verification of the bank account (e.g. payingin slip or voided cheque)? If you do not complete the income payment section, your income, where applicable, will automatically be reinvested to purchase further shares. 7. Have you signed and dated the form where required? 8. Have you received the latest version of the IID and ISA Information document? If you have not received the IID and ISA Information document, or you are unsure as to whether they are the appropriate or most up-to-date versions, please call our Investor Services Team on 0330 123 3790. Alternatively, the latest version of the ISA Information document and the IIDs for all funds and share classes are available at www.leggmasonglobal.com/iid. Please return your application form to: Legg Mason Global Asset Management, PO Box 10649, Chelmsford CM99 2BD. If you have any questions relating to your application, please call our Investor Services Team on 0330 123 3790. November 2015 Page 6 of 6